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Compiled from SEC Form N-PX filings and Phathom Pharmaceuticals, Inc.’s Form 8-K, filed 2026-05-21 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Proxy season: 2024-2025 2025-2026
Explore Phathom Pharmaceuticals, Inc. in the interactive database Compare manager voting policies
These tallies are Phathom Pharmaceuticals, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-05-21 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Steven Basta | 42,656,800 | -- | -- | 4,490,781 | 17,487,652 | Majority: yes |
| Elect Director: Theodore R. Schroeder | 42,578,532 | -- | -- | 4,569,049 | 17,487,652 | Majority: yes |
| Elect Director: Mark Stenhouse | 41,249,990 | -- | -- | 5,897,591 | 17,487,652 | Majority: yes |
| Proposal 2: Ratification of Independent Registered Public Accounting Firm The Company's stockholders ratified the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2026: | 64,482,757 | 49,661 | 102,815 | -- | -- | Majority: yes |
| Proposal 3: Approval of the Compensation of the Named Executive Officers ("say-on-pay") The Company's stockholders voted and approved, on a non-binding, advisory basis, the compensation of the named executive officers: | 44,449,761 | 2,532,145 | 165,675 | -- | 17,487,652 | Majority: yes |
Source: Phathom Pharmaceuticals, Inc., Form 8-K, filed with the SEC on 2026-05-21 — read the filing on EDGAR.
Each item below shows how the 184 asset managers that disclosed a Phathom Pharmaceuticals, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 13 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Phathom Pharmaceuticals, Inc.’s own tally for this item (“Proposal 3: Approval of the Compensation of the Named Executive Officers ("say-on-pay") The Company's stockholders voted and approved, on a non-binding, advisory basis, the compensation of the named executive officers:”): 44,449,761 for, 2,532,145 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,442,367 outstanding shares: 56% for, 3% against (59% of the company cast a for/against vote).
The 183 asset managers below cast 95% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Frazier Life Sciences Management, L.P. | 12,466,489 | 0 | 0 | 0 | For |
| Medicxi Ventures Management (Jersey) Ltd | 7,464,572 | 0 | 0 | 0 | For |
| Invesco | 6,464,414 | 626,422 | 0 | 0 | For |
| Carlyle Group Inc. | 3,496,808 | 0 | 0 | 0 | For |
| NEA Management Company, LLC | 1,960,169 | 0 | 0 | 0 | For |
| Vanguard | 1,810,723 | 1,259 | 0 | 0 | For |
| Ensign Peak Advisors, Inc | 1,807,580 | 0 | 0 | 0 | For |
| 683 Capital Management, LLC | 1,679,083 | 0 | 0 | 0 | For |
| BlackRock | 1,246,005 | 98,591 | 0 | 0 | For |
| WASATCH ADVISORS LP | 1,337,961 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 1,321,159 | 0 | 0 | 0 | For |
| NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | 1,066,480 | 0 | 0 | 0 | For |
| Charles Schwab | 816,953 | 0 | 0 | 0 | For |
| FRANKLIN ADVISERS INC | 787,684 | 0 | 0 | 0 | For |
| Waddell & Reed | 727,425 | 0 | 0 | 0 | For |
| PERCEPTIVE ADVISORS LLC | 694,522 | 0 | 0 | 0 | For |
| GW&K Investment Management, LLC | 0 | 686,873 | 0 | 0 | Against |
| EcoR1 Capital, LLC | 625,000 | 0 | 0 | 0 | For |
| Fidelity | 341,964 | 264,087 | 0 | 0 | For |
| Catalio Capital Management, LP | 586,041 | 0 | 0 | 0 | For |
| State Street | 533,757 | 894 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 486,678 | 0 | 0 | 0 | For |
| Woodline Partners LP | 362,121 | 0 | 0 | 0 | For |
| Jackson National | 320,645 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 285,271 | 0 | 0 | 0 | For |
Showing the 25 largest of 183 asset managers. See all 183 in the interactive database.
Combines 5 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
Phathom Pharmaceuticals, Inc.’s own tally for this item (“Elect Director: Steven Basta”): 42,656,800 for, 4,490,781 withheld, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,442,367 outstanding shares: 53.7% for, 6% withheld (59% of the company cast a for/withheld vote).
The 53 asset managers below cast 100% of the shares they voted on this item FOR (10,353,923 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Invesco | 2,973,331 | 0 | 0 | 0 | For |
| Vanguard | 1,712,484 | 0 | 6 | 0 | For |
| Catalys Pacific, LLC | 1,493,854 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 1,321,159 | 0 | 0 | 0 | For |
| Waddell & Reed | 0 | 0 | 727,425 | 0 | Abstain |
| Fidelity | 598,159 | 0 | 3,858 | 0 | For |
| Charles Schwab | 408,473 | 0 | 0 | 0 | For |
| BlackRock | 353,726 | 0 | 0 | 0 | For |
| Jackson National | 320,645 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 0 | 0 | 285,271 | 0 | Abstain |
| Simplify Exchange Traded Funds | 262,386 | 0 | 0 | 0 | For |
| Equitable | 246,660 | 0 | 0 | 0 | For |
| Brighthouse | 158,197 | 0 | 23,106 | 0 | For |
| Ivy Variable Insurance Portfolios | 0 | 0 | 136,785 | 0 | Abstain |
| Securian Funds Trust | 0 | 0 | 116,572 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 74,857 | 0 | 0 | 0 | For |
| Goldman Sachs | 56,141 | 0 | 0 | 0 | For |
| JPMorgan | 54,504 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 0 | 0 | 53,501 | 0 | Abstain |
| AMG Funds IV | 38,268 | 0 | 0 | 0 | For |
| State Street | 36,757 | 0 | 29 | 0 | For |
| Russell Investments | 35,271 | 0 | 0 | 0 | For |
| Lincoln Financial | 33,466 | 0 | 0 | 0 | For |
| MassMutual | 33,220 | 0 | 0 | 0 | For |
| SEI | 30,576 | 0 | 0 | 0 | For |
Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.
Combines 4 wordings of this item as funds reported it.
87% Majority: yes · of votes cast
Phathom Pharmaceuticals, Inc.’s own tally for this item (“Elect Director: Mark Stenhouse”): 41,249,990 for, 5,897,591 withheld, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,442,367 outstanding shares: 51.9% for, 7% withheld (59% of the company cast a for/withheld vote).
The 52 asset managers below cast 100% of the shares they voted on this item FOR (8,307,410 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Invesco | 2,973,331 | 0 | 0 | 0 | For |
| Vanguard | 1,711,226 | 0 | 1,263 | 0 | For |
| WASATCH FUNDS TRUST | 1,321,159 | 0 | 0 | 0 | For |
| Waddell & Reed | 0 | 0 | 727,425 | 0 | Abstain |
| Fidelity | 598,159 | 0 | 3,858 | 0 | For |
| Charles Schwab | 0 | 0 | 408,473 | 0 | Abstain |
| BlackRock | 353,726 | 0 | 0 | 0 | For |
| Jackson National | 320,645 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 0 | 0 | 285,271 | 0 | Abstain |
| Simplify Exchange Traded Funds | 262,386 | 0 | 0 | 0 | For |
| Equitable | 216,880 | 0 | 29,780 | 0 | For |
| Brighthouse | 158,197 | 0 | 23,106 | 0 | For |
| Ivy Variable Insurance Portfolios | 0 | 0 | 136,785 | 0 | Abstain |
| Securian Funds Trust | 0 | 0 | 116,572 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 74,857 | 0 | 0 | 0 | For |
| Goldman Sachs | 56,141 | 0 | 0 | 0 | For |
| JPMorgan | 54,504 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 0 | 0 | 53,501 | 0 | Abstain |
| AMG Funds IV | 38,268 | 0 | 0 | 0 | For |
| State Street | 36,757 | 0 | 29 | 0 | For |
| Russell Investments | 0 | 0 | 35,271 | 0 | Abstain |
| Lincoln Financial | 33,466 | 0 | 0 | 0 | For |
| MassMutual | 33,220 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 30,576 | 0 | Abstain |
| ProShares | 0 | 0 | 27,435 | 0 | Abstain |
Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.
Combines 4 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
Phathom Pharmaceuticals, Inc.’s own tally for this item (“Elect Director: Theodore R. Schroeder”): 42,578,532 for, 4,569,049 withheld, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,442,367 outstanding shares: 53.6% for, 6% withheld (59% of the company cast a for/withheld vote).
The 52 asset managers below cast 100% of the shares they voted on this item FOR (8,830,289 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Invesco | 2,973,331 | 0 | 0 | 0 | For |
| Vanguard | 1,712,484 | 0 | 6 | 0 | For |
| WASATCH FUNDS TRUST | 1,321,159 | 0 | 0 | 0 | For |
| Waddell & Reed | 0 | 0 | 727,425 | 0 | Abstain |
| Fidelity | 598,159 | 0 | 3,858 | 0 | For |
| Charles Schwab | 408,473 | 0 | 0 | 0 | For |
| BlackRock | 353,726 | 0 | 0 | 0 | For |
| Jackson National | 320,645 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 0 | 0 | 285,271 | 0 | Abstain |
| Simplify Exchange Traded Funds | 262,386 | 0 | 0 | 0 | For |
| Equitable | 216,880 | 0 | 29,780 | 0 | For |
| Brighthouse | 158,197 | 0 | 23,106 | 0 | For |
| Ivy Variable Insurance Portfolios | 0 | 0 | 136,785 | 0 | Abstain |
| Securian Funds Trust | 0 | 0 | 116,572 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 74,857 | 0 | 0 | 0 | For |
| Goldman Sachs | 56,141 | 0 | 0 | 0 | For |
| JPMorgan | 54,504 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 0 | 0 | 53,501 | 0 | Abstain |
| AMG Funds IV | 38,268 | 0 | 0 | 0 | For |
| State Street | 36,757 | 0 | 29 | 0 | For |
| Russell Investments | 35,271 | 0 | 0 | 0 | For |
| Lincoln Financial | 33,466 | 0 | 0 | 0 | For |
| MassMutual | 33,220 | 0 | 0 | 0 | For |
| SEI | 30,576 | 0 | 0 | 0 | For |
| ProShares | 0 | 0 | 27,435 | 0 | Abstain |
Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.9% Majority: yes · of votes cast
Phathom Pharmaceuticals, Inc.’s own tally for this item (“Proposal 2: Ratification of Independent Registered Public Accounting Firm The Company's stockholders ratified the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal”): 64,482,757 for, 49,661 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,442,367 outstanding shares: 81% for, 0.1% against (81% of the company cast a for/against vote).
The 52 asset managers below cast 100% of the shares they voted on this item FOR (10,288,364 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Invesco | 2,973,331 | 0 | 0 | 0 | For |
| Vanguard | 1,712,490 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 1,321,159 | 0 | 0 | 0 | For |
| Waddell & Reed | 727,425 | 0 | 0 | 0 | For |
| Fidelity | 602,017 | 0 | 0 | 0 | For |
| Charles Schwab | 408,473 | 0 | 0 | 0 | For |
| BlackRock | 353,726 | 0 | 0 | 0 | For |
| Jackson National | 320,645 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 285,271 | 0 | 0 | 0 | For |
| Simplify Exchange Traded Funds | 262,386 | 0 | 0 | 0 | For |
| Equitable | 246,660 | 0 | 0 | 0 | For |
| Brighthouse | 175,357 | 0 | 5,946 | 0 | For |
| Ivy Variable Insurance Portfolios | 136,785 | 0 | 0 | 0 | For |
| Securian Funds Trust | 116,572 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 74,857 | 0 | 0 | 0 | For |
| Goldman Sachs | 56,141 | 0 | 0 | 0 | For |
| JPMorgan | 54,504 | 0 | 0 | 0 | For |
| ETFis Series Trust I | 53,501 | 0 | 0 | 0 | For |
| AMG Funds IV | 38,268 | 0 | 0 | 0 | For |
| State Street | 36,786 | 0 | 0 | 0 | For |
| Russell Investments | 35,271 | 0 | 0 | 0 | For |
| Lincoln Financial | 33,466 | 0 | 0 | 0 | For |
| MassMutual | 33,220 | 0 | 0 | 0 | For |
| SEI | 30,576 | 0 | 0 | 0 | For |
| ProShares | 27,435 | 0 | 0 | 0 | For |
Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.
Ranked by the number of Phathom Pharmaceuticals, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 79,442,367 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Frazier Life Sciences Management, L.P. | 15.69% |
| 2 | Medicxi Ventures Management (Jersey) Ltd | 9.40% |
| 3 | Invesco | 8.93% |
| 4 | Carlyle Group Inc. | 4.40% |
| 5 | NEA Management Company, LLC | 2.47% |
| 6 | Vanguard | 2.28% |
| 7 | Ensign Peak Advisors, Inc | 2.28% |
| 8 | 683 Capital Management, LLC | 2.11% |
| 9 | BlackRock | 1.69% |
| 10 | WASATCH ADVISORS LP | 1.68% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Invesco | 5.44% | 13F |
| BlackRock | 5.11% | 13F |
| Millennium Management | 5.06% | 13F |
| Vanguard Group | 4.00% | 13F |
| State Street | 1.75% | 13F |
| Geode Capital | 1.67% | 13F |
| Franklin Templeton | 1.25% | 13F |
| Citadel Advisors | 1.16% | 13F |
| Goldman Sachs | 0.79% | 13F |
| Two Sigma | 0.61% | 13F |
Percentages above are of 79,442,367 shares outstanding, as reported by Phathom Pharmaceuticals, Inc. on its Form 10-Q dated 2026-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Phathom Pharmaceuticals, Inc.’s 10-Q dated 2026-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At Phathom Pharmaceuticals, Inc.'s shareholder meeting held 2026-05-19, in the 2025-2026 proxy season, 184 asset managers reported how they voted on 5 ballot items in their SEC Form N-PX filings, covering 1,042 separate fund positions. On the most widely held item on that ballot — To approve the compensation of the named executive officers on a non-binding advisory basis… — FOR was 95% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Phathom Pharmaceuticals, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2026-05-21.
Phathom Pharmaceuticals, Inc. proxy season coverage: 2024-2025 · 2025-2026 (this page).