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Compiled from SEC Form N-PX filings and RETAIL OPPORTUNITY INVESTMENTS CORP.’s Form 8-K, filed 2024-04-25 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Proxy season: 2023-2024 2024-2025
Explore RETAIL OPPORTUNITY INVESTMENTS CORP. in the interactive database Compare manager voting policies
These tallies are RETAIL OPPORTUNITY INVESTMENTS CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-04-25 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Richard A. Baker | 108,649,199 | -- | -- | 4,935,849 | 3,328,008 | Majority: yes |
| Elect Director: Angela K. Ho | 113,418,080 | -- | -- | 166,968 | 3,328,008 | Majority: yes |
| Elect Director: Michael J. Indiveri | 106,616,187 | -- | -- | 6,968,861 | 3,328,008 | Majority: yes |
| Elect Director: Zabrina M. Jenkins | 112,695,467 | -- | -- | 889,581 | 3,328,008 | Majority: yes |
| Elect Director: Lee S. Neibart | 111,568,510 | -- | -- | 2,016,538 | 3,328,008 | Majority: yes |
| Elect Director: Adrienne B. Pitts | 112,247,409 | -- | -- | 1,337,639 | 3,328,008 | Majority: yes |
| Elect Director: Laura H. Pomerantz | 106,544,248 | -- | -- | 7,040,800 | 3,328,008 | Majority: yes |
| Elect Director: Stuart A. Tanz | 112,279,104 | -- | -- | 1,305,944 | 3,328,008 | Majority: yes |
| Elect Director: Eric S. Zorn | 102,961,001 | -- | -- | 10,624,047 | 3,328,008 | Majority: yes |
Source: RETAIL OPPORTUNITY INVESTMENTS CORP., Form 8-K, filed with the SEC on 2024-04-25 — read the filing on EDGAR.
Each item below shows how the 286 asset managers that disclosed a RETAIL OPPORTUNITY INVESTMENTS CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of RETAIL OPPORTUNITY INVESTMENTS CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 7 wordings of this item as funds reported it.
99.9% fund support · no official result
The 272 asset managers below cast 99.9% of the shares they voted on this item FOR (3,867,001,402 for, 2,766,743 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Lazard | 3,613,006,336 | 0 | 0 | 0 | For |
| Checchi Capital Advisers, LLC | 143,000,000 | 0 | 0 | 0 | For |
| BlackRock | 21,123,450 | 3,358 | 0 | 0 | For |
| Vanguard | 19,794,036 | 0 | 0 | 0 | For |
| State Street | 8,934,310 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 6,139,735 | 0 | 0 | 0 | For |
| CENTERSQUARE INVESTMENT MANAGEMENT LLC | 5,011,158 | 0 | 0 | 0 | For |
| Charles Schwab | 4,273,545 | 0 | 0 | 0 | For |
| Fidelity | 3,444,068 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 3,125,214 | 0 | 0 | 0 | For |
| Nikko Asset Management Co., Ltd. | 2,794,129 | 0 | 0 | 0 | For |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 1,956,491 | 0 | 0 | 0 | For |
| Dimensional | 1,728,363 | 0 | 0 | 0 | For |
| Neuberger Berman | 1,697,844 | 0 | 0 | 0 | For |
| Federated Hermes | 1,566,751 | 0 | 0 | 0 | For |
| JPMorgan | 2,878 | 1,392,752 | 0 | 0 | Against |
| CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC | 1,390,221 | 0 | 0 | 0 | For |
| JENNISON ASSOCIATES LLC | 1,332,838 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 1,178,218 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Invesco | 1,002,513 | 0 | 0 | 0 | For |
| State of New Jersey Common Pension Fund D | 986,682 | 0 | 0 | 0 | For |
| Prudential/PGIM | 917,066 | 7,144 | 0 | 0 | For |
| STRATEGY ASSET MANAGERS LLC | 876,179 | 0 | 0 | 0 | For |
| Voya | 857,959 | 0 | 0 | 0 | For |
Showing the 25 largest of 272 asset managers. See all 272 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Adrienne B. Pitts”): 112,247,409 for, 1,337,639 withheld, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 85 asset managers below cast 100% of the shares they voted on this item FOR (58,655,433 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,731 | 0 | 0 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 0 | 0 | 653,228 | 0 | Abstain |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Angela K. Ho”): 113,418,080 for, 166,968 withheld, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 85 asset managers below cast 100% of the shares they voted on this item FOR (59,309,803 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,731 | 0 | 0 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
91% Majority: yes · of votes cast
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Eric S. Zorn”): 102,961,001 for, 10,624,047 withheld, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 85 asset managers below cast 100% of the shares they voted on this item FOR (57,063,499 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 0 | 90 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 346,944 | 0 | 559,540 | 0 | Abstain |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 0 | 0 | 653,228 | 0 | Abstain |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 0 | 0 | 436,644 | 0 | Abstain |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 326,788 | 0 | Abstain |
| Advisors' Inner Circle Fund III | 317,239 | 0 | 378 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Laura H. Pomerantz”): 106,544,248 for, 7,040,800 withheld, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 85 asset managers below cast 100% of the shares they voted on this item FOR (57,757,722 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 0 | 90 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 1,522,215 | 0 | Abstain |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Lee S. Neibart”): 111,568,510 for, 2,016,538 withheld, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 85 asset managers below cast 100% of the shares they voted on this item FOR (59,292,992 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 0 | 90 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
94% Majority: yes · of votes cast
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Michael J. Indiveri”): 106,616,187 for, 6,968,861 withheld, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 85 asset managers below cast 100% of the shares they voted on this item FOR (58,638,244 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 0 | 90 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 0 | 0 | 653,228 | 0 | Abstain |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,239 | 0 | 378 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Richard A. Baker”): 108,649,199 for, 4,935,849 withheld, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 85 asset managers below cast 100% of the shares they voted on this item FOR (58,699,468 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 0 | 90 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 0 | 0 | 395,467 | 0 | Abstain |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,239 | 0 | 378 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Stuart A. Tanz”): 112,279,104 for, 1,305,944 withheld, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 85 asset managers below cast 100% of the shares they voted on this item FOR (59,292,992 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 0 | 90 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 6 wordings of this item as funds reported it.
99.2% Majority: yes · of votes cast
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Elect Director: Zabrina M. Jenkins”): 112,695,467 for, 889,581 withheld, per its Form 8-K filed 2024-04-25 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 85 asset managers below cast 100% of the shares they voted on this item FOR (59,309,803 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,731 | 0 | 0 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,617 | 0 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.9% fund support · no official result
The 85 asset managers below cast 99.9% of the shares they voted on this item FOR (58,939,590 for, 57,602 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,485,214 | 0 | 0 | 0 | For |
| BlackRock | 15,400,428 | 0 | 0 | 0 | For |
| Fidelity | 3,136,981 | 0 | 0 | 0 | For |
| State Street | 2,495,641 | 90 | 0 | 0 | For |
| Charles Schwab | 2,115,555 | 0 | 0 | 0 | For |
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Dimensional | 1,522,215 | 0 | 0 | 0 | For |
| JPMorgan | 1,132,834 | 0 | 0 | 0 | For |
| Principal | 1,078,868 | 0 | 0 | 0 | For |
| Prudential/PGIM | 906,484 | 0 | 0 | 0 | For |
| PIMCO | 738,480 | 0 | 0 | 0 | For |
| James Alpha Funds Trust | 692,494 | 0 | 0 | 0 | For |
| Neuberger Berman | 653,228 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 524,609 | 0 | 0 | 0 | For |
| Lincoln Financial | 461,608 | 0 | 0 | 0 | For |
| Invesco | 436,644 | 0 | 0 | 0 | For |
| BNY Mellon | 430,663 | 0 | 0 | 0 | For |
| Voya | 395,467 | 0 | 0 | 0 | For |
| Equitable | 330,772 | 0 | 0 | 0 | For |
| TIAA | 326,788 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 317,239 | 378 | 0 | 0 | For |
| Jackson National | 292,349 | 0 | 0 | 0 | For |
| Guggenheim | 287,028 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 284,646 | 0 | 0 | 0 | For |
Showing the 25 largest of 85 asset managers. See all 85 in the interactive database.
19% fund support · no official result
The 9 asset managers below cast 19% of the shares they voted on this item FOR (853,074 for, 3,747,185 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| APG Asset Management US Inc. | 0 | 2,260,677 | 0 | 0 | Against |
| JPMorgan | 0 | 1,445,437 | 0 | 0 | Against |
| LASALLE INVESTMENT MANAGEMENT SECURITIES LLC | 648,472 | 0 | 0 | 0 | For |
| Empower | 197,679 | 0 | 0 | 0 | For |
| MILLER HOWARD INVESTMENTS INC /NY | 0 | 21,904 | 0 | 0 | Against |
| Desjardins Global Asset Management Inc. | 0 | 19,167 | 0 | 0 | Against |
| Brighthouse | 4,801 | 0 | 0 | 0 | For |
| TD ASSET MANAGEMENT INC | 2,000 | 0 | 0 | 0 | For |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 122 | 0 | 0 | 0 | For |
100% fund support · no official result
The 3 asset managers below cast 100% of the shares they voted on this item FOR (18,337 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| RBB FUND, INC. | 17,586 | 0 | 0 | 0 | For |
| SYNTAX ETF TRUST | 651 | 0 | 0 | 0 | For |
| Boltwood Capital Management | 100 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (1,754,284 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Apollo Diversified Real Estate Fund | 1,617,040 | 0 | 0 | 0 | For |
| Federated Hermes | 137,244 | 0 | 0 | 0 | For |
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (202,480 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 197,679 | 0 | 0 | 0 | For |
| Brighthouse | 4,801 | 0 | 0 | 0 | For |
Ranked by the number of RETAIL OPPORTUNITY INVESTMENTS CORP. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting.
| # | Asset manager | Shares voted |
|---|---|---|
| 1 | Lazard | 3,613,006,336 |
| 2 | Checchi Capital Advisers, LLC | 143,000,000 |
| 3 | BlackRock | 21,126,808 |
| 4 | Vanguard | 19,794,036 |
| 5 | State Street | 8,934,310 |
| 6 | PRINCIPAL GLOBAL INVESTORS | 6,139,735 |
| 7 | CENTERSQUARE INVESTMENT MANAGEMENT LLC | 5,011,158 |
| 8 | Charles Schwab | 4,273,545 |
| 9 | Fidelity | 3,444,068 |
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 3,125,214 |
Shown as share counts, not percentages: no shares-outstanding figure has been matched to RETAIL OPPORTUNITY INVESTMENTS CORP. for the 2023-2024 season, so there is no denominator to divide by.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At RETAIL OPPORTUNITY INVESTMENTS CORP.'s shareholder meeting held 2024-04-23, in the 2023-2024 proxy season, 286 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,297 separate fund positions. Their filings are grouped here into 15 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. RETAIL OPPORTUNITY INVESTMENTS CORP.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Approval, on an advisory basis, of the compensation of the Company's named executive officers… — the reporting funds cast 99.9% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
RETAIL OPPORTUNITY INVESTMENTS CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025.