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Compiled from SEC Form N-PX filings and RETAIL OPPORTUNITY INVESTMENTS CORP.’s Form 8-K, filed 2025-02-07 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Proxy season: 2023-2024 2024-2025
Explore RETAIL OPPORTUNITY INVESTMENTS CORP. in the interactive database Compare manager voting policies
These tallies are RETAIL OPPORTUNITY INVESTMENTS CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-02-07 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Merger Proposal | 109,567,743 | 89,924 | 26,577 | -- | -- | Majority: yes |
| Advisory Compensation Proposal | 74,817,740 | 34,619,067 | 247,434 | -- | -- | Majority: yes |
Source: RETAIL OPPORTUNITY INVESTMENTS CORP., Form 8-K, filed with the SEC on 2025-02-07 — read the filing on EDGAR.
Each item below shows how the 286 asset managers that disclosed a RETAIL OPPORTUNITY INVESTMENTS CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of RETAIL OPPORTUNITY INVESTMENTS CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 5 wordings of this item as funds reported it.
68% fund support · no official result
The 274 asset managers below cast 68% of the shares they voted on this item FOR (75,723,591 for, 36,413,239 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 22,409,774 | 82,174 | 0 | 0 | For |
| Vanguard | 19,445,209 | 10,739 | 0 | 0 | For |
| State Street | 8,717,033 | 69,577 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 0 | 8,605,245 | 0 | 0 | Against |
| Charles Schwab | 4,662,689 | 0 | 0 | 0 | For |
| Investment Managers Series Trust II | 4,185,493 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 3,276,860 | 0 | 0 | Against |
| Fidelity | 256,258 | 3,003,380 | 0 | 0 | Against |
| GLAZER CAPITAL, LLC | 0 | 2,304,740 | 0 | 0 | Against |
| Federated Hermes | 1,284 | 2,281,005 | 0 | 0 | Against |
| Northern Trust | 0 | 2,104,943 | 0 | 0 | Against |
| NEXPOINT ASSET MANAGEMENT, L.P. | 1,885,271 | 0 | 0 | 0 | For |
| NEXPOINT FUNDS I | 1,885,271 | 0 | 0 | 0 | For |
| PICTON MAHONEY ASSET MANAGEMENT | 1,500,000 | 0 | 0 | 0 | For |
| Dimensional | 0 | 1,264,353 | 0 | 0 | Against |
| Principal | 0 | 1,105,849 | 0 | 0 | Against |
| WATER ISLAND CAPITAL LLC | 1,090,267 | 0 | 0 | 0 | For |
| Goldman Sachs | 859,676 | 155,418 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 898,065 | 0 | 0 | Against |
| ARBITRAGE FUNDS | 858,225 | 0 | 0 | 0 | For |
| STRATEGY ASSET MANAGERS LLC | 811,554 | 0 | 0 | 0 | For |
| AQR | 0 | 732,214 | 0 | 0 | Against |
| Invesco | 659,147 | 0 | 0 | 0 | For |
| Alberta Investment Management Corp | 600,000 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 593,244 | 0 | 0 | Against |
Showing the 25 largest of 274 asset managers. See all 274 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.9% Majority: yes · of votes cast
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Merger Proposal”): 109,567,743 for, 89,924 against, per its Form 8-K filed 2025-02-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 79 asset managers below cast 99.9% of the shares they voted on this item FOR (58,041,733 for, 331 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,031,804 | 0 | 0 | 0 | For |
| BlackRock | 15,545,264 | 0 | 0 | 0 | For |
| Investment Managers Series Trust II | 4,185,493 | 0 | 0 | 0 | For |
| Fidelity | 3,163,966 | 0 | 0 | 0 | For |
| State Street | 2,382,900 | 0 | 0 | 0 | For |
| Charles Schwab | 2,282,714 | 0 | 0 | 0 | For |
| NEXPOINT FUNDS I | 1,885,271 | 0 | 0 | 0 | For |
| Dimensional | 1,131,629 | 0 | 0 | 0 | For |
| Principal | 1,105,849 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 858,225 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| JPMorgan | 552,137 | 0 | 0 | 0 | For |
| New York Life | 368,056 | 0 | 0 | 0 | For |
| Equitable | 329,414 | 0 | 0 | 0 | For |
| TIAA | 322,675 | 0 | 0 | 0 | For |
| Pacific Life | 287,677 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 269,846 | 0 | 0 | 0 | For |
| Jackson National | 244,815 | 0 | 0 | 0 | For |
| Invesco | 241,704 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 213,892 | 0 | 0 | 0 | For |
| Lincoln Financial | 202,892 | 0 | 0 | 0 | For |
| Northern Trust | 191,672 | 0 | 0 | 0 | For |
| Neuberger Berman | 185,213 | 0 | 0 | 0 | For |
| GDL FUND | 170,000 | 0 | 0 | 0 | For |
| Prudential/PGIM | 167,784 | 0 | 0 | 0 | For |
Showing the 25 largest of 79 asset managers. See all 79 in the interactive database.
90% fund support · no official result
The 77 asset managers below cast 90% of the shares they voted on this item FOR (52,455,798 for, 5,578,705 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 19,031,804 | 0 | 0 | 0 | For |
| BlackRock | 15,545,264 | 0 | 0 | 0 | For |
| Investment Managers Series Trust II | 4,185,493 | 0 | 0 | 0 | For |
| Fidelity | 167,322 | 2,996,644 | 0 | 0 | Against |
| State Street | 3,267 | 2,379,633 | 0 | 0 | Against |
| Charles Schwab | 2,282,714 | 0 | 0 | 0 | For |
| NEXPOINT FUNDS I | 1,885,271 | 0 | 0 | 0 | For |
| Dimensional | 1,131,629 | 0 | 0 | 0 | For |
| Principal | 1,105,849 | 0 | 0 | 0 | For |
| ARBITRAGE FUNDS | 858,225 | 0 | 0 | 0 | For |
| CBRE GLOBAL REAL ESTATE INCOME FUND | 581,300 | 0 | 0 | 0 | For |
| JPMorgan | 552,137 | 0 | 0 | 0 | For |
| New York Life | 368,056 | 0 | 0 | 0 | For |
| Equitable | 329,414 | 0 | 0 | 0 | For |
| TIAA | 322,675 | 0 | 0 | 0 | For |
| Pacific Life | 287,677 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 269,846 | 0 | 0 | 0 | For |
| Jackson National | 244,815 | 0 | 0 | 0 | For |
| Invesco | 241,704 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 213,892 | 0 | 0 | 0 | For |
| Lincoln Financial | 110,925 | 91,967 | 0 | 0 | For |
| Northern Trust | 191,672 | 0 | 0 | 0 | For |
| Neuberger Berman | 185,213 | 0 | 0 | 0 | For |
| GDL FUND | 170,000 | 0 | 0 | 0 | For |
| Prudential/PGIM | 167,784 | 0 | 0 | 0 | For |
Showing the 25 largest of 77 asset managers. See all 77 in the interactive database.
2% fund support · no official result
The 6 asset managers below cast 2% of the shares they voted on this item FOR (11,070 for, 716,647 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| APG Asset Management US Inc. | 0 | 395,169 | 0 | 0 | Against |
| Empower | 0 | 204,929 | 0 | 0 | Against |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 0 | 100,000 | 0 | 0 | Against |
| CLEARWATER INVESTMENT TRUST | 0 | 14,549 | 0 | 0 | Against |
| ALGERT GLOBAL LLC | 11,070 | 0 | 0 | 0 | For |
| TD ASSET MANAGEMENT INC | 0 | 2,000 | 0 | 0 | Against |
Combines 3 wordings of this item as funds reported it.
68% Majority: yes · of votes cast
RETAIL OPPORTUNITY INVESTMENTS CORP.’s own tally for this item (“Advisory Compensation Proposal”): 74,817,740 for, 34,619,067 against, per its Form 8-K filed 2025-02-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
The 3 asset managers below cast 99.6% of the shares they voted on this item FOR (1,286,528 for, 4,328 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ALPINE ASSOCIATES MANAGEMENT INC. | 1,286,528 | 0 | 0 | 0 | For |
| GAMMA Investing LLC | 0 | 4,328 | 0 | 0 | Against |
| FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC | 0 | 0 | 0 | 0 | -- |
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (219,478 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 204,929 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 14,549 | 0 | 0 | 0 | For |
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (219,478 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 204,929 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 14,549 | 0 | 0 | 0 | For |
Ranked by the number of RETAIL OPPORTUNITY INVESTMENTS CORP. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting.
| # | Asset manager | Shares voted |
|---|---|---|
| 1 | BlackRock | 22,491,948 |
| 2 | Vanguard | 19,455,948 |
| 3 | State Street | 8,786,610 |
| 4 | PRINCIPAL GLOBAL INVESTORS | 8,605,245 |
| 5 | Charles Schwab | 4,662,689 |
| 6 | Investment Managers Series Trust II | 4,185,493 |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 3,276,860 |
| 8 | Fidelity | 3,259,638 |
| 9 | GLAZER CAPITAL, LLC | 2,304,740 |
| 10 | Federated Hermes | 2,282,289 |
Shown as share counts, not percentages: no shares-outstanding figure has been matched to RETAIL OPPORTUNITY INVESTMENTS CORP. for the 2024-2025 season, so there is no denominator to divide by.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At RETAIL OPPORTUNITY INVESTMENTS CORP.'s shareholder meeting held 2025-02-07, in the 2024-2025 proxy season, 286 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,027 separate fund positions. Their filings are grouped here into 7 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. RETAIL OPPORTUNITY INVESTMENTS CORP.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Proposal to approve, on a non-binding, advisory basis, the compensation that may be paid or… — the reporting funds cast 68% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
RETAIL OPPORTUNITY INVESTMENTS CORP. proxy season coverage: 2023-2024 · 2024-2025 (this page).