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Compiled from SEC Form N-PX filings and ROCKY BRANDS INC.’s Form 8-K, filed 2024-06-07 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore ROCKY BRANDS INC. in the interactive database Compare manager voting policies
These tallies are ROCKY BRANDS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-07 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Michael L. Finn | 4,647,709 | -- | -- | 221,590 | 1,471,483 | Majority: yes |
| Elect Director: G. Courtney Haning | 4,636,646 | -- | -- | 232,653 | 1,471,483 | Majority: yes |
| Elect Director: William L. Jordan | 4,787,891 | -- | -- | 81,408 | 1,471,483 | Majority: yes |
| Elect Director: Curtis A. Loveland | 4,159,864 | -- | -- | 709,435 | 1,471,483 | Majority: yes |
| Elect Director: Robert B. Moore, Jr. | 4,311,781 | -- | -- | 557,518 | 1,471,483 | Majority: yes |
| The shareholders also voted on and approved the Rocky Brands, Inc. 2024 Omnibus Incentive Plan according to the vote tabulation described below: | 4,532,720 | 321,055 | 15,524 | -- | 1,471,483 | Majority: yes |
Source: ROCKY BRANDS INC., Form 8-K, filed with the SEC on 2024-06-07 — read the filing on EDGAR.
Each item below shows how the 127 asset managers that disclosed a ROCKY BRANDS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of ROCKY BRANDS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 5 wordings of this item as funds reported it.
98% fund support · no official result
The 126 asset managers below cast 98% of the shares they voted on this item FOR (4,959,313 for, 117,601 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 1,419,390 | 0 | 0 | 0 | For |
| Dimensional | 537,158 | 0 | 0 | 0 | For |
| Vanguard | 389,731 | 0 | 0 | 0 | For |
| BlackRock | 373,892 | 0 | 0 | 0 | For |
| Royce | 270,018 | 0 | 0 | 0 | For |
| American Century | 213,770 | 0 | 0 | 0 | For |
| Allspring | 193,699 | 0 | 0 | 0 | For |
| FRANKLIN MUTUAL ADVISERS LLC | 151,560 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 151,560 | 0 | 0 | 0 | For |
| CRAWFORD INVESTMENT COUNSEL INC | 146,402 | 0 | 0 | 0 | For |
| State Street | 127,613 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 121,617 | 0 | 0 | 0 | For |
| Russell Investments | 96,794 | 0 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 83,155 | 9,500 | 0 | 0 | For |
| DEPRINCE RACE & ZOLLO INC | 74,477 | 0 | 0 | 0 | For |
| Northern Trust | 64,483 | 0 | 0 | 0 | For |
| WisdomTree | 0 | 49,716 | 0 | 0 | Against |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 42,500 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 41,400 | 0 | 0 | 0 | For |
| Charles Schwab | 37,652 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 28,753 | 0 | 0 | Against |
| SEI | 26,694 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 26,600 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 23,857 | 0 | 0 | 0 | For |
| Prudential/PGIM | 23,305 | 0 | 0 | 0 | For |
Showing the 25 largest of 126 asset managers. See all 126 in the interactive database.
Combines 4 wordings of this item as funds reported it.
89% Majority: yes · of votes cast
ROCKY BRANDS INC.’s own tally for this item (“Elect Director: Robert B. Moore, Jr.”): 4,311,781 for, 557,518 withheld, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 7,423,181 outstanding shares: 58% for, 8% withheld (66% of the company cast a for/withheld vote).
The 53 asset managers below cast 100% of the shares they voted on this item FOR (2,276,027 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 492,926 | 0 | 0 | 0 | For |
| Vanguard | 383,295 | 0 | 0 | 0 | For |
| Fidelity | 358,332 | 0 | 0 | 0 | For |
| BlackRock | 249,903 | 0 | 0 | 0 | For |
| Royce | 167,701 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 151,560 | 0 | 0 | 0 | For |
| American Century | 106,443 | 0 | 0 | 0 | For |
| Allspring | 87,607 | 0 | 0 | 0 | For |
| Russell Investments | 83,908 | 0 | 0 | 0 | For |
| WisdomTree | 49,716 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 41,400 | 0 | Abstain |
| RBC FUNDS TRUST | 0 | 0 | 26,600 | 0 | Abstain |
| DIAMOND HILL FUNDS | 23,857 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 22,600 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 19,263 | 0 | Abstain |
| Charles Schwab | 18,826 | 0 | 0 | 0 | For |
| TIAA | 17,412 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 0 | 14,127 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 14,077 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 13,347 | 0 | Abstain |
| Equitable | 11,622 | 0 | 270 | 0 | For |
| Invesco | 0 | 0 | 8,278 | 0 | Abstain |
| Lincoln Financial | 542 | 0 | 5,700 | 0 | Abstain |
| Zacks Trust | 4,177 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,439 | 0 | 0 | 0 | For |
Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.
Combines 3 wordings of this item as funds reported it.
93% Majority: yes · of votes cast
ROCKY BRANDS INC.’s own tally for this item (“The shareholders also voted on and approved the Rocky Brands, Inc. 2024 Omnibus Incentive Plan according to the vote tabulation described below:”): 4,532,720 for, 321,055 against, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 7,423,181 outstanding shares: 61% for, 4% against (65% of the company cast a for/against vote).
The 53 asset managers below cast 94% of the shares they voted on this item FOR (2,255,180 for, 156,527 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 492,926 | 0 | 0 | 0 | For |
| Vanguard | 383,295 | 0 | 0 | 0 | For |
| Fidelity | 358,332 | 0 | 0 | 0 | For |
| BlackRock | 249,903 | 0 | 0 | 0 | For |
| Royce | 167,701 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 151,560 | 0 | 0 | 0 | For |
| American Century | 0 | 106,443 | 0 | 0 | Against |
| Allspring | 87,607 | 0 | 0 | 0 | For |
| Russell Investments | 83,908 | 0 | 0 | 0 | For |
| WisdomTree | 49,716 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 41,400 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 0 | 26,600 | 0 | 0 | Against |
| DIAMOND HILL FUNDS | 23,857 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 0 | 22,600 | 0 | 0 | Against |
| EA Series Trust | 19,263 | 0 | 0 | 0 | For |
| Charles Schwab | 18,826 | 0 | 0 | 0 | For |
| TIAA | 17,412 | 0 | 0 | 0 | For |
| Northern Trust | 14,127 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 14,077 | 0 | 0 | 0 | For |
| SEI | 13,347 | 0 | 0 | 0 | For |
| Equitable | 11,892 | 0 | 0 | 0 | For |
| Invesco | 8,278 | 0 | 0 | 0 | For |
| Lincoln Financial | 6,242 | 0 | 0 | 0 | For |
| Zacks Trust | 4,177 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,439 | 0 | 0 | 0 | For |
Showing the 25 largest of 53 asset managers. See all 53 in the interactive database.
Combines 3 wordings of this item as funds reported it.
85% Majority: yes · of votes cast
ROCKY BRANDS INC.’s own tally for this item (“Elect Director: Curtis A. Loveland”): 4,159,864 for, 709,435 withheld, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 7,423,181 outstanding shares: 56% for, 10% withheld (66% of the company cast a for/withheld vote).
The 52 asset managers below cast 100% of the shares they voted on this item FOR (2,149,176 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 492,926 | 0 | 0 | 0 | For |
| Vanguard | 383,295 | 0 | 0 | 0 | For |
| Fidelity | 358,332 | 0 | 0 | 0 | For |
| BlackRock | 249,903 | 0 | 0 | 0 | For |
| Royce | 167,701 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 0 | 0 | 151,560 | 0 | Abstain |
| American Century | 106,443 | 0 | 0 | 0 | For |
| Allspring | 87,607 | 0 | 0 | 0 | For |
| Russell Investments | 0 | 0 | 83,908 | 0 | Abstain |
| WisdomTree | 49,716 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 41,400 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 26,600 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 23,857 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 22,600 | 0 | 0 | 0 | For |
| EA Series Trust | 19,263 | 0 | 0 | 0 | For |
| Charles Schwab | 18,826 | 0 | 0 | 0 | For |
| TIAA | 17,412 | 0 | 0 | 0 | For |
| Northern Trust | 14,127 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 14,077 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 13,347 | 0 | Abstain |
| Equitable | 11,892 | 0 | 0 | 0 | For |
| Invesco | 8,278 | 0 | 0 | 0 | For |
| Lincoln Financial | 542 | 0 | 5,700 | 0 | Abstain |
| Zacks Trust | 4,177 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,439 | 0 | 0 | 0 | For |
Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
ROCKY BRANDS INC.’s own tally for this item (“Elect Director: G. Courtney Haning”): 4,636,646 for, 232,653 withheld, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 7,423,181 outstanding shares: 62% for, 3% withheld (66% of the company cast a for/withheld vote).
The 52 asset managers below cast 100% of the shares they voted on this item FOR (2,322,084 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 492,926 | 0 | 0 | 0 | For |
| Vanguard | 383,295 | 0 | 0 | 0 | For |
| Fidelity | 358,332 | 0 | 0 | 0 | For |
| BlackRock | 249,903 | 0 | 0 | 0 | For |
| Royce | 167,701 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 151,560 | 0 | 0 | 0 | For |
| American Century | 106,443 | 0 | 0 | 0 | For |
| Allspring | 87,607 | 0 | 0 | 0 | For |
| Russell Investments | 83,908 | 0 | 0 | 0 | For |
| WisdomTree | 49,716 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 41,400 | 0 | Abstain |
| RBC FUNDS TRUST | 0 | 0 | 26,600 | 0 | Abstain |
| DIAMOND HILL FUNDS | 23,857 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 22,600 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 19,263 | 0 | Abstain |
| Charles Schwab | 18,826 | 0 | 0 | 0 | For |
| TIAA | 17,412 | 0 | 0 | 0 | For |
| Northern Trust | 14,127 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 14,077 | 0 | 0 | 0 | For |
| SEI | 13,347 | 0 | 0 | 0 | For |
| Equitable | 11,892 | 0 | 0 | 0 | For |
| Invesco | 8,278 | 0 | 0 | 0 | For |
| Lincoln Financial | 6,242 | 0 | 0 | 0 | For |
| Zacks Trust | 4,177 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,439 | 0 | 0 | 0 | For |
Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
ROCKY BRANDS INC.’s own tally for this item (“Elect Director: Michael L. Finn”): 4,647,709 for, 221,590 withheld, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 7,423,181 outstanding shares: 63% for, 3% withheld (66% of the company cast a for/withheld vote).
The 52 asset managers below cast 100% of the shares they voted on this item FOR (2,322,084 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 492,926 | 0 | 0 | 0 | For |
| Vanguard | 383,295 | 0 | 0 | 0 | For |
| Fidelity | 358,332 | 0 | 0 | 0 | For |
| BlackRock | 249,903 | 0 | 0 | 0 | For |
| Royce | 167,701 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 151,560 | 0 | 0 | 0 | For |
| American Century | 106,443 | 0 | 0 | 0 | For |
| Allspring | 87,607 | 0 | 0 | 0 | For |
| Russell Investments | 83,908 | 0 | 0 | 0 | For |
| WisdomTree | 49,716 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 41,400 | 0 | Abstain |
| RBC FUNDS TRUST | 0 | 0 | 26,600 | 0 | Abstain |
| DIAMOND HILL FUNDS | 23,857 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 22,600 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 19,263 | 0 | Abstain |
| Charles Schwab | 18,826 | 0 | 0 | 0 | For |
| TIAA | 17,412 | 0 | 0 | 0 | For |
| Northern Trust | 14,127 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 14,077 | 0 | 0 | 0 | For |
| SEI | 13,347 | 0 | 0 | 0 | For |
| Equitable | 11,892 | 0 | 0 | 0 | For |
| Invesco | 8,278 | 0 | 0 | 0 | For |
| Lincoln Financial | 6,242 | 0 | 0 | 0 | For |
| Zacks Trust | 4,177 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,439 | 0 | 0 | 0 | For |
Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
ROCKY BRANDS INC.’s own tally for this item (“Elect Director: William L. Jordan”): 4,787,891 for, 81,408 withheld, per its Form 8-K filed 2024-06-07 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 7,423,181 outstanding shares: 64% for, 1% withheld (66% of the company cast a for/withheld vote).
The 52 asset managers below cast 100% of the shares they voted on this item FOR (2,409,957 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 492,926 | 0 | 0 | 0 | For |
| Vanguard | 383,295 | 0 | 0 | 0 | For |
| Fidelity | 358,332 | 0 | 0 | 0 | For |
| BlackRock | 249,903 | 0 | 0 | 0 | For |
| Royce | 167,701 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 151,560 | 0 | 0 | 0 | For |
| American Century | 106,443 | 0 | 0 | 0 | For |
| Allspring | 87,607 | 0 | 0 | 0 | For |
| Russell Investments | 83,908 | 0 | 0 | 0 | For |
| WisdomTree | 49,716 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 41,400 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 26,600 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 23,857 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 22,600 | 0 | 0 | 0 | For |
| EA Series Trust | 19,263 | 0 | 0 | 0 | For |
| Charles Schwab | 18,826 | 0 | 0 | 0 | For |
| TIAA | 17,412 | 0 | 0 | 0 | For |
| Northern Trust | 14,127 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 14,077 | 0 | 0 | 0 | For |
| SEI | 13,347 | 0 | 0 | 0 | For |
| Equitable | 11,892 | 0 | 0 | 0 | For |
| Invesco | 8,278 | 0 | 0 | 0 | For |
| Lincoln Financial | 6,242 | 0 | 0 | 0 | For |
| Zacks Trust | 4,177 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,439 | 0 | 0 | 0 | For |
Showing the 25 largest of 52 asset managers. See all 52 in the interactive database.
100% fund support · no official result
The 34 asset managers below cast 100% of the shares they voted on this item FOR (2,179,913 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Dimensional | 492,926 | 0 | 0 | 0 | For |
| Vanguard | 383,295 | 0 | 0 | 0 | For |
| Fidelity | 358,332 | 0 | 0 | 0 | For |
| BlackRock | 249,903 | 0 | 0 | 0 | For |
| Royce | 167,701 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 151,560 | 0 | 0 | 0 | For |
| American Century | 106,443 | 0 | 0 | 0 | For |
| Allspring | 87,607 | 0 | 0 | 0 | For |
| WisdomTree | 49,716 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 41,400 | 0 | 0 | 0 | For |
| TIAA | 17,412 | 0 | 0 | 0 | For |
| Northern Trust | 14,127 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 14,077 | 0 | 0 | 0 | For |
| Equitable | 11,892 | 0 | 0 | 0 | For |
| Invesco | 8,278 | 0 | 0 | 0 | For |
| Lincoln Financial | 6,242 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 3,439 | 0 | 0 | 0 | For |
| Pacific Life | 2,758 | 0 | 0 | 0 | For |
| State Street | 2,659 | 0 | 0 | 0 | For |
| Voya | 2,155 | 0 | 0 | 0 | For |
| DWS | 1,178 | 0 | 0 | 0 | For |
| ProShares | 1,132 | 0 | 0 | 0 | For |
| SA FUNDS INVESTMENT TRUST | 1,000 | 0 | 0 | 0 | For |
| Victory Capital | 904 | 0 | 0 | 0 | For |
| Nationwide | 885 | 0 | 0 | 0 | For |
Showing the 25 largest of 34 asset managers. See all 34 in the interactive database.
Combines 2 wordings of this item as funds reported it.
92% fund support · no official result
The 19 asset managers below cast 92% of the shares they voted on this item FOR (210,781 for, 19,263 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Russell Investments | 83,908 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 26,600 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 23,857 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 22,600 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 19,263 | 0 | 0 | Against |
| Charles Schwab | 18,826 | 0 | 0 | 0 | For |
| SEI | 13,347 | 0 | 0 | 0 | For |
| Zacks Trust | 4,177 | 0 | 0 | 0 | For |
| John Hancock | 3,290 | 0 | 0 | 0 | For |
| Global X | 3,095 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 3,087 | 0 | 0 | 0 | For |
| WILSHIRE MUTUAL FUNDS INC | 2,952 | 0 | 0 | 0 | For |
| Jackson National | 2,577 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 884 | 0 | 0 | 0 | For |
| GPS Funds I | 830 | 0 | 0 | 0 | For |
| Allianz | 570 | 0 | 0 | 0 | For |
| NORTHERN LIGHTS FUND TRUST II | 0 | 0 | 0 | 0 | Unknown |
| Nationwide | 159 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 22 | 0 | 0 | 0 | For |
Ranked by the number of ROCKY BRANDS INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 7,423,181 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 19.12% |
| 2 | Dimensional | 7.24% |
| 3 | Vanguard | 5.25% |
| 4 | BlackRock | 5.04% |
| 5 | Royce | 3.64% |
| 6 | American Century | 2.88% |
| 7 | Allspring | 2.61% |
| 8 | FRANKLIN MUTUAL ADVISERS LLC | 2.04% |
| 9 | FRANKLIN VALUE INVESTORS TRUST | 2.04% |
| 10 | CRAWFORD INVESTMENT COUNSEL INC | 1.97% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| FMR LLC | 14.96% | DEF14A |
| Dimensional Fund Advisors | 7.57% | 13F |
| BlackRock | 6.54% | 13F |
| Raymond James & Associates, Inc. | 6.40% | DEF14A |
| Vanguard Group | 5.68% | 13F |
| Geode Capital | 2.06% | 13F |
| Franklin Templeton | 2.05% | 13F |
| State Street | 1.80% | 13F |
| FMR (Fidelity) | 1.25% | 13F |
| Northern Trust | 1.03% | 13F |
Percentages above are of 7,423,181 shares outstanding, as reported by ROCKY BRANDS INC. on its Form 10-Q dated 2024-04-30 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from ROCKY BRANDS INC.’s 10-Q dated 2024-04-30. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At ROCKY BRANDS INC.'s shareholder meeting held 2024-06-05, in the 2023-2024 proxy season, 127 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,304 separate fund positions. Their filings are grouped here into 9 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. ROCKY BRANDS INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Approve, on an advisory non-binding basis, the compensation of our named executive officers; — the reporting funds cast 98% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
ROCKY BRANDS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.