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Compiled from SEC Form N-PX filings and Rocky Brands, Inc.’s Form 8-K, filed 2026-06-05 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore Rocky Brands, Inc. in the interactive database Compare manager voting policies
These tallies are Rocky Brands, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-06-05 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Michael L. Finn | 5,207,939 | -- | -- | 279,432 | 1,352,955 | Majority: yes |
| Elect Director: G. Courtney Haning | 5,228,378 | -- | -- | 258,993 | 1,352,955 | Majority: yes |
| Elect Director: William L. Jordan | 5,395,542 | -- | -- | 91,829 | 1,352,955 | Majority: yes |
| Elect Director: Curtis A. Loveland | 4,802,983 | -- | -- | 684,388 | 1,352,955 | Majority: yes |
| Elect Director: Robert B. Moore, Jr. | 4,274,993 | -- | -- | 1,212,378 | 1,352,955 | Majority: yes |
Source: Rocky Brands, Inc., Form 8-K, filed with the SEC on 2026-06-05 — read the filing on EDGAR.
Each item below shows how the 163 asset managers that disclosed a Rocky Brands, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Rocky Brands, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 4 wordings of this item as funds reported it.
98% fund support · no official result
The 156 asset managers below cast 98% of the shares they voted on this item FOR (5,005,168 for, 98,827 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| AllianceBernstein | 642,843 | 0 | 0 | 0 | For |
| American Century | 513,060 | 0 | 0 | 0 | For |
| BlackRock | 446,011 | 0 | 0 | 0 | For |
| Vanguard | 429,290 | 0 | 0 | 0 | For |
| Dimensional | 190,157 | 0 | 0 | 0 | For |
| Russell Investments | 170,398 | 0 | 0 | 0 | For |
| Allspring | 168,344 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 155,292 | 0 | 0 | 0 | For |
| CRAWFORD INVESTMENT COUNSEL INC | 150,865 | 0 | 0 | 0 | For |
| Hillsdale Investment Management Inc. | 150,225 | 0 | 0 | 0 | For |
| Fidelity | 131,051 | 0 | 0 | 0 | For |
| State Street | 128,880 | 0 | 0 | 0 | For |
| OBERWEIS ASSET MANAGEMENT INC/ | 118,000 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 115,169 | 0 | 0 | 0 | For |
| OBERWEIS FUNDS | 113,200 | 0 | 0 | 0 | For |
| Northern Trust | 96,775 | 0 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 73,944 | 9,900 | 0 | 0 | For |
| SEI | 72,539 | 0 | 0 | 0 | For |
| DEPRINCE RACE & ZOLLO INC | 70,289 | 0 | 0 | 0 | For |
| Putnam | 67,367 | 0 | 0 | 0 | For |
| Invesco | 66,426 | 0 | 0 | 0 | For |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 64,500 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 63,400 | 0 | 0 | 0 | For |
| Nuveen | 62,323 | 0 | 0 | 0 | For |
| DE Shaw | 62,243 | 0 | 0 | 0 | For |
Showing the 25 largest of 156 asset managers. See all 156 in the interactive database.
Combines 4 wordings of this item as funds reported it.
78% Majority: yes · of votes cast
Rocky Brands, Inc.’s own tally for this item (“Elect Director: Robert B. Moore, Jr.”): 4,274,993 for, 1,212,378 withheld, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 7,541,363 outstanding shares: 57% for, 16% withheld (73% of the company cast a for/withheld vote).
The 61 asset managers below cast 100% of the shares they voted on this item FOR (1,832,741 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 377,413 | 0 | 281 | 0 | For |
| American Century | 255,124 | 0 | 0 | 0 | For |
| BlackRock | 246,129 | 0 | 0 | 0 | For |
| Dimensional | 137,888 | 0 | 0 | 0 | For |
| AllianceBernstein | 0 | 0 | 132,442 | 0 | Abstain |
| Fidelity | 129,116 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 115,169 | 0 | 0 | 0 | For |
| OBERWEIS FUNDS | 113,200 | 0 | 0 | 0 | For |
| Allspring | 77,145 | 0 | 0 | 0 | For |
| Russell Investments | 0 | 0 | 64,768 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 63,400 | 0 | 0 | 0 | For |
| TIAA | 59,283 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 50,934 | 0 | Abstain |
| WisdomTree | 49,109 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 0 | 42,430 | 0 | Abstain |
| Putnam | 33,200 | 0 | 0 | 0 | For |
| Invesco | 32,259 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 32,144 | 0 | Abstain |
| TARGET PORTFOLIO TRUST | 26,900 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 24,375 | 0 | 0 | 0 | For |
| Charles Schwab | 18,502 | 0 | 0 | 0 | For |
| Equitable | 11,333 | 0 | 2,970 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 11,794 | 0 | 0 | 0 | For |
| Nationwide | 11,416 | 0 | 0 | 0 | For |
| Lincoln Financial | 542 | 0 | 4,100 | 0 | Abstain |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 61 asset managers below cast 100% of the shares they voted on this item FOR (2,172,347 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 377,694 | 0 | 0 | 0 | For |
| American Century | 255,124 | 0 | 0 | 0 | For |
| BlackRock | 246,129 | 0 | 0 | 0 | For |
| Dimensional | 137,888 | 0 | 0 | 0 | For |
| AllianceBernstein | 132,442 | 0 | 0 | 0 | For |
| Fidelity | 129,116 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 115,169 | 0 | 0 | 0 | For |
| OBERWEIS FUNDS | 113,200 | 0 | 0 | 0 | For |
| Allspring | 77,145 | 0 | 0 | 0 | For |
| Russell Investments | 64,768 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 63,400 | 0 | 0 | 0 | For |
| TIAA | 59,283 | 0 | 0 | 0 | For |
| EA Series Trust | 50,934 | 0 | 0 | 0 | For |
| WisdomTree | 49,109 | 0 | 0 | 0 | For |
| Northern Trust | 42,430 | 0 | 0 | 0 | For |
| Putnam | 33,200 | 0 | 0 | 0 | For |
| Invesco | 32,259 | 0 | 0 | 0 | For |
| SEI | 32,144 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 26,900 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 24,375 | 0 | 0 | 0 | For |
| Charles Schwab | 18,502 | 0 | 0 | 0 | For |
| Equitable | 14,303 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 11,794 | 0 | 0 | 0 | For |
| Nationwide | 11,416 | 0 | 0 | 0 | For |
| Lincoln Financial | 4,642 | 0 | 0 | 0 | For |
Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.
Combines 3 wordings of this item as funds reported it.
88% Majority: yes · of votes cast
Rocky Brands, Inc.’s own tally for this item (“Elect Director: Curtis A. Loveland”): 4,802,983 for, 684,388 withheld, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 7,541,363 outstanding shares: 64% for, 9% withheld (73% of the company cast a for/withheld vote).
The 60 asset managers below cast 100% of the shares they voted on this item FOR (2,009,952 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 377,414 | 0 | 280 | 0 | For |
| American Century | 255,124 | 0 | 0 | 0 | For |
| BlackRock | 246,129 | 0 | 0 | 0 | For |
| Dimensional | 137,888 | 0 | 0 | 0 | For |
| AllianceBernstein | 132,442 | 0 | 0 | 0 | For |
| Fidelity | 129,116 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 115,169 | 0 | 0 | 0 | For |
| OBERWEIS FUNDS | 113,200 | 0 | 0 | 0 | For |
| Allspring | 77,145 | 0 | 0 | 0 | For |
| Russell Investments | 0 | 0 | 64,768 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 63,400 | 0 | 0 | 0 | For |
| TIAA | 59,283 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 50,934 | 0 | Abstain |
| WisdomTree | 49,109 | 0 | 0 | 0 | For |
| Northern Trust | 42,430 | 0 | 0 | 0 | For |
| Putnam | 33,200 | 0 | 0 | 0 | For |
| Invesco | 32,259 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 32,144 | 0 | Abstain |
| TARGET PORTFOLIO TRUST | 26,900 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 24,375 | 0 | 0 | 0 | For |
| Charles Schwab | 18,502 | 0 | 0 | 0 | For |
| Equitable | 14,303 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 11,794 | 0 | 0 | 0 | For |
| Nationwide | 11,416 | 0 | 0 | 0 | For |
| Lincoln Financial | 542 | 0 | 4,100 | 0 | Abstain |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Rocky Brands, Inc.’s own tally for this item (“Elect Director: G. Courtney Haning”): 5,228,378 for, 258,993 withheld, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 7,541,363 outstanding shares: 69% for, 3% withheld (73% of the company cast a for/withheld vote).
The 60 asset managers below cast 100% of the shares they voted on this item FOR (2,163,961 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 377,693 | 0 | 1 | 0 | For |
| American Century | 255,124 | 0 | 0 | 0 | For |
| BlackRock | 246,129 | 0 | 0 | 0 | For |
| Dimensional | 137,888 | 0 | 0 | 0 | For |
| AllianceBernstein | 132,442 | 0 | 0 | 0 | For |
| Fidelity | 129,116 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 115,169 | 0 | 0 | 0 | For |
| OBERWEIS FUNDS | 113,200 | 0 | 0 | 0 | For |
| Allspring | 77,145 | 0 | 0 | 0 | For |
| Russell Investments | 64,768 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 63,400 | 0 | 0 | 0 | For |
| TIAA | 59,283 | 0 | 0 | 0 | For |
| EA Series Trust | 50,934 | 0 | 0 | 0 | For |
| WisdomTree | 49,109 | 0 | 0 | 0 | For |
| Northern Trust | 42,430 | 0 | 0 | 0 | For |
| Putnam | 33,200 | 0 | 0 | 0 | For |
| Invesco | 32,259 | 0 | 0 | 0 | For |
| SEI | 32,144 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 26,900 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 24,375 | 0 | 0 | 0 | For |
| Charles Schwab | 18,502 | 0 | 0 | 0 | For |
| Equitable | 14,303 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 11,794 | 0 | 0 | 0 | For |
| Nationwide | 11,416 | 0 | 0 | 0 | For |
| Lincoln Financial | 542 | 0 | 4,100 | 0 | Abstain |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 3 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
Rocky Brands, Inc.’s own tally for this item (“Elect Director: Michael L. Finn”): 5,207,939 for, 279,432 withheld, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 7,541,363 outstanding shares: 69% for, 4% withheld (73% of the company cast a for/withheld vote).
The 60 asset managers below cast 100% of the shares they voted on this item FOR (2,163,373 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 377,693 | 0 | 1 | 0 | For |
| American Century | 255,124 | 0 | 0 | 0 | For |
| BlackRock | 246,129 | 0 | 0 | 0 | For |
| Dimensional | 137,888 | 0 | 0 | 0 | For |
| AllianceBernstein | 132,442 | 0 | 0 | 0 | For |
| Fidelity | 129,116 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 115,169 | 0 | 0 | 0 | For |
| OBERWEIS FUNDS | 113,200 | 0 | 0 | 0 | For |
| Allspring | 77,145 | 0 | 0 | 0 | For |
| Russell Investments | 64,768 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 63,400 | 0 | 0 | 0 | For |
| TIAA | 59,283 | 0 | 0 | 0 | For |
| EA Series Trust | 50,934 | 0 | 0 | 0 | For |
| WisdomTree | 49,109 | 0 | 0 | 0 | For |
| Northern Trust | 42,430 | 0 | 0 | 0 | For |
| Putnam | 33,200 | 0 | 0 | 0 | For |
| Invesco | 32,259 | 0 | 0 | 0 | For |
| SEI | 32,144 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 26,900 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 24,375 | 0 | 0 | 0 | For |
| Charles Schwab | 18,502 | 0 | 0 | 0 | For |
| Equitable | 14,303 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 11,794 | 0 | 0 | 0 | For |
| Nationwide | 11,416 | 0 | 0 | 0 | For |
| Lincoln Financial | 542 | 0 | 4,100 | 0 | Abstain |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Rocky Brands, Inc.’s own tally for this item (“Elect Director: William L. Jordan”): 5,395,542 for, 91,829 withheld, per its Form 8-K filed 2026-06-05 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 7,541,363 outstanding shares: 72% for, 1% withheld (73% of the company cast a for/withheld vote).
The 60 asset managers below cast 100% of the shares they voted on this item FOR (2,171,127 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 377,694 | 0 | 0 | 0 | For |
| American Century | 255,124 | 0 | 0 | 0 | For |
| BlackRock | 246,129 | 0 | 0 | 0 | For |
| Dimensional | 137,888 | 0 | 0 | 0 | For |
| AllianceBernstein | 132,442 | 0 | 0 | 0 | For |
| Fidelity | 129,116 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 115,169 | 0 | 0 | 0 | For |
| OBERWEIS FUNDS | 113,200 | 0 | 0 | 0 | For |
| Allspring | 77,145 | 0 | 0 | 0 | For |
| Russell Investments | 64,768 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 63,400 | 0 | 0 | 0 | For |
| TIAA | 59,283 | 0 | 0 | 0 | For |
| EA Series Trust | 50,934 | 0 | 0 | 0 | For |
| WisdomTree | 49,109 | 0 | 0 | 0 | For |
| Northern Trust | 42,430 | 0 | 0 | 0 | For |
| Putnam | 33,200 | 0 | 0 | 0 | For |
| Invesco | 32,259 | 0 | 0 | 0 | For |
| SEI | 32,144 | 0 | 0 | 0 | For |
| TARGET PORTFOLIO TRUST | 26,900 | 0 | 0 | 0 | For |
| DIAMOND HILL FUNDS | 24,375 | 0 | 0 | 0 | For |
| Charles Schwab | 18,502 | 0 | 0 | 0 | For |
| Equitable | 14,303 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 11,794 | 0 | 0 | 0 | For |
| Nationwide | 11,416 | 0 | 0 | 0 | For |
| Lincoln Financial | 4,642 | 0 | 0 | 0 | For |
Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.
100% fund support · no official result
The 4 asset managers below cast 100% of the shares they voted on this item FOR (35,698 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| ALGERT GLOBAL LLC | 29,859 | 0 | 0 | 0 | For |
| Integrated Quantitative Investments LLC | 5,760 | 0 | 0 | 0 | For |
| MANGROVE PARTNERS IM, LLC | 0 | 0 | 2,959 | 0 | Abstain |
| Cornerstone Investment Partners, LLC | 79 | 0 | 0 | 0 | For |
Ranked by the number of Rocky Brands, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 7,541,363 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | AllianceBernstein | 8.52% |
| 2 | American Century | 6.80% |
| 3 | BlackRock | 5.91% |
| 4 | Vanguard | 5.69% |
| 5 | Dimensional | 2.52% |
| 6 | Russell Investments | 2.26% |
| 7 | Allspring | 2.23% |
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 2.06% |
| 9 | CRAWFORD INVESTMENT COUNSEL INC | 2.00% |
| 10 | Hillsdale Investment Management Inc. | 1.99% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| AllianceBernstein L.P. | 8.58% | 13G |
| Dimensional Fund Advisors | 6.70% | 13F |
| BlackRock | 6.54% | 13F |
| RAYMOND JAMES & ASSOCIATES | 6.37% | 13G |
| Vanguard Group | 5.60% | 13F |
| Geode Capital | 2.29% | 13F |
| State Street | 1.93% | 13F |
| Northern Trust | 1.42% | 13F |
| D.E. Shaw | 1.20% | 13F |
| Renaissance Technologies | 1.11% | 13F |
Percentages above are of 7,541,363 shares outstanding, as reported by Rocky Brands, Inc. on its Form 10-Q dated 2026-04-30 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Rocky Brands, Inc.’s 10-Q dated 2026-04-30. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At Rocky Brands, Inc.'s shareholder meeting held 2026-06-03, in the 2025-2026 proxy season, 163 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,168 separate fund positions. Their filings are grouped here into 8 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. Rocky Brands, Inc.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — APPROVE, ON AN ADVISORY NON-BINDING BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. — the reporting funds cast 98% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
Rocky Brands, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).