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Compiled from SEC Form N-PX filings and UPSTART HOLDINGS INC.’s Form 8-K, filed 2024-05-31 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore UPSTART HOLDINGS INC. in the interactive database Compare manager voting policies
These tallies are UPSTART HOLDINGS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-31 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Dave Girouard | 21,875,931 | -- | -- | 562,958 | 24,742,404 | Majority: yes |
| Elect Director: Jeff Huber | 19,538,741 | -- | -- | 2,900,148 | 24,742,404 | Majority: yes |
| Elect Director: Hilliard C. Terry, III | 21,852,910 | -- | -- | 585,979 | 24,742,404 | Majority: yes |
This meeting is also recorded here as 2024-05-28; both records come from the same filing, so the date should be checked against it.
Source: UPSTART HOLDINGS INC., Form 8-K, filed with the SEC on 2024-05-31 — read the filing on EDGAR.
Each item below shows how the 310 asset managers that disclosed a UPSTART HOLDINGS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of UPSTART HOLDINGS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 8 wordings of this item as funds reported it.
84% fund support · no official result
The 292 asset managers below cast 84% of the shares they voted on this item FOR (7,800,557 for, 1,449,482 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| State Street | 1,382,804 | 0 | 0 | 0 | For |
| Vanguard | 1,271,169 | 0 | 0 | 0 | For |
| DE Shaw | 1,078,032 | 0 | 0 | 0 | For |
| BlackRock | 1,075,365 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 0 | 457,103 | 0 | 0 | Against |
| Northern Trust | 406,181 | 51 | 0 | 0 | For |
| Global X | 0 | 331,169 | 0 | 0 | Against |
| WEATHERBIE CAPITAL, LLC | 328,770 | 0 | 0 | 0 | For |
| Liontrust Investment Partners LLP | 230,000 | 0 | 0 | 0 | For |
| CAPITAL FUND MANAGEMENT S.A. | 0 | 162,641 | 0 | 0 | Against |
| ALGER FUNDS | 143,762 | 0 | 0 | 0 | For |
| Goldman Sachs | 136,688 | 0 | 0 | 0 | For |
| Charles Schwab | 131,037 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 106,247 | 0 | 0 | 0 | For |
| Connor, Clark & Lunn Investment Management Ltd. | 92,271 | 0 | 0 | 0 | For |
| T. Rowe Price | 90,088 | 0 | 0 | 0 | For |
| UBS | 0 | 88,632 | 0 | 0 | Against |
| Equitable | 86,336 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 75,484 | 0 | 0 | 0 | For |
| AllianceBernstein | 74,250 | 0 | 0 | 0 | For |
| Lincoln Financial | 61,000 | 0 | 0 | 0 | For |
| Robeco Institutional Asset Management B.V. | 0 | 57,356 | 0 | 0 | Against |
| AMERIPRISE FINANCIAL INC | 56,720 | 0 | 0 | 0 | For |
| First Trust | 56,112 | 0 | 0 | 0 | For |
| Invesco | 50,221 | 0 | 0 | 0 | For |
Showing the 25 largest of 292 asset managers. See all 292 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
UPSTART HOLDINGS INC.’s own tally for this item (“Elect Director: Dave Girouard”): 21,875,931 for, 562,958 withheld, per its Form 8-K filed 2024-05-31 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 87,805,393 outstanding shares: 25% for, 0.7% withheld (26% of the company cast a for/withheld vote).
The 54 asset managers below cast 100% of the shares they voted on this item FOR (3,141,341 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,222,192 | 0 | 0 | 0 | For |
| BlackRock | 551,772 | 0 | 0 | 0 | For |
| Global X | 331,169 | 0 | 0 | 0 | For |
| State Street | 241,879 | 0 | 51 | 0 | For |
| ALGER FUNDS | 143,762 | 0 | 0 | 0 | For |
| Equitable | 86,336 | 0 | 0 | 0 | For |
| Charles Schwab | 65,516 | 0 | 0 | 0 | For |
| Lincoln Financial | 61,000 | 0 | 0 | 0 | For |
| First Trust | 55,269 | 0 | 0 | 0 | For |
| Fidelity | 46,341 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 46,184 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 36,599 | 0 | 0 | 0 | For |
| Northern Trust | 31,685 | 0 | 0 | 0 | For |
| LIBERTY ALL STAR GROWTH FUND INC. | 30,440 | 0 | 0 | 0 | For |
| Harbor ETF Trust | 29,198 | 0 | 0 | 0 | For |
| Pacific Life | 24,921 | 0 | 0 | 0 | For |
| ALGER FUNDS II | 19,135 | 0 | 0 | 0 | For |
| Themes ETF Trust | 18,673 | 0 | 0 | 0 | For |
| T. Rowe Price | 14,713 | 0 | 0 | 0 | For |
| John Hancock | 14,685 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 13,849 | 0 | 0 | 0 | For |
| Invesco | 10,058 | 0 | 0 | 0 | For |
| Principal | 9,983 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 7,582 | 0 | Abstain |
| AQR | 6,261 | 0 | 0 | 0 | For |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
UPSTART HOLDINGS INC.’s own tally for this item (“Elect Director: Hilliard C. Terry, III”): 21,852,910 for, 585,979 withheld, per its Form 8-K filed 2024-05-31 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 87,805,393 outstanding shares: 25% for, 0.7% withheld (26% of the company cast a for/withheld vote).
The 54 asset managers below cast 100% of the shares they voted on this item FOR (3,074,904 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,222,192 | 0 | 0 | 0 | For |
| BlackRock | 551,772 | 0 | 0 | 0 | For |
| Global X | 331,169 | 0 | 0 | 0 | For |
| State Street | 241,886 | 0 | 44 | 0 | For |
| ALGER FUNDS | 143,762 | 0 | 0 | 0 | For |
| Equitable | 12,086 | 0 | 74,250 | 0 | Abstain |
| Charles Schwab | 65,516 | 0 | 0 | 0 | For |
| Lincoln Financial | 61,000 | 0 | 0 | 0 | For |
| First Trust | 55,269 | 0 | 0 | 0 | For |
| Fidelity | 46,341 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 46,184 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 36,599 | 0 | 0 | 0 | For |
| Northern Trust | 31,685 | 0 | 0 | 0 | For |
| LIBERTY ALL STAR GROWTH FUND INC. | 30,440 | 0 | 0 | 0 | For |
| Harbor ETF Trust | 29,198 | 0 | 0 | 0 | For |
| Pacific Life | 24,921 | 0 | 0 | 0 | For |
| ALGER FUNDS II | 19,135 | 0 | 0 | 0 | For |
| Themes ETF Trust | 18,673 | 0 | 0 | 0 | For |
| T. Rowe Price | 14,713 | 0 | 0 | 0 | For |
| John Hancock | 14,685 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 13,849 | 0 | 0 | 0 | For |
| Invesco | 10,058 | 0 | 0 | 0 | For |
| Principal | 9,983 | 0 | 0 | 0 | For |
| Calvert | 7,582 | 0 | 0 | 0 | For |
| AQR | 6,261 | 0 | 0 | 0 | For |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Combines 4 wordings of this item as funds reported it.
87% Majority: yes · of votes cast
UPSTART HOLDINGS INC.’s own tally for this item (“Elect Director: Jeff Huber”): 19,538,741 for, 2,900,148 withheld, per its Form 8-K filed 2024-05-31 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 87,805,393 outstanding shares: 22% for, 3% withheld (26% of the company cast a for/withheld vote).
The 54 asset managers below cast 99.9% of the shares they voted on this item FOR (2,694,664 for, 17 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,222,192 | 0 | 0 | 0 | For |
| BlackRock | 551,772 | 0 | 0 | 0 | For |
| Global X | 331,169 | 0 | 0 | 0 | For |
| State Street | 230,007 | 0 | 11,923 | 0 | For |
| ALGER FUNDS | 0 | 0 | 143,762 | 0 | Abstain |
| Equitable | 12,086 | 0 | 74,250 | 0 | Abstain |
| Charles Schwab | 65,516 | 0 | 0 | 0 | For |
| Lincoln Financial | 61,000 | 0 | 0 | 0 | For |
| First Trust | 0 | 0 | 55,269 | 0 | Abstain |
| Fidelity | 46,341 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 46,184 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 36,599 | 0 | Abstain |
| Northern Trust | 31,685 | 0 | 0 | 0 | For |
| LIBERTY ALL STAR GROWTH FUND INC. | 0 | 0 | 30,440 | 0 | Abstain |
| Harbor ETF Trust | 29,198 | 0 | 0 | 0 | For |
| Pacific Life | 24,921 | 0 | 0 | 0 | For |
| ALGER FUNDS II | 0 | 0 | 19,135 | 0 | Abstain |
| Themes ETF Trust | 0 | 0 | 18,673 | 0 | Abstain |
| T. Rowe Price | 14,713 | 0 | 0 | 0 | For |
| John Hancock | 0 | 0 | 14,685 | 0 | Abstain |
| Bridge Builder Trust | 13,849 | 0 | 0 | 0 | For |
| Invesco | 0 | 0 | 10,058 | 0 | Abstain |
| Principal | 0 | 0 | 9,983 | 0 | Abstain |
| Calvert | 0 | 0 | 7,582 | 0 | Abstain |
| AQR | 0 | 0 | 6,261 | 0 | Abstain |
Showing the 25 largest of 54 asset managers. See all 54 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.9% fund support · no official result
The 45 asset managers below cast 99.9% of the shares they voted on this item FOR (3,105,859 for, 320 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,222,192 | 0 | 0 | 0 | For |
| BlackRock | 551,772 | 0 | 0 | 0 | For |
| Global X | 331,169 | 0 | 0 | 0 | For |
| State Street | 241,834 | 96 | 0 | 0 | For |
| ALGER FUNDS | 143,762 | 0 | 0 | 0 | For |
| Equitable | 86,336 | 0 | 0 | 0 | For |
| Charles Schwab | 65,516 | 0 | 0 | 0 | For |
| Lincoln Financial | 61,000 | 0 | 0 | 0 | For |
| First Trust | 55,269 | 0 | 0 | 0 | For |
| Fidelity | 46,341 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 46,184 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 36,599 | 0 | 0 | 0 | For |
| Northern Trust | 31,685 | 0 | 0 | 0 | For |
| LIBERTY ALL STAR GROWTH FUND INC. | 30,440 | 0 | 0 | 0 | For |
| Pacific Life | 24,921 | 0 | 0 | 0 | For |
| ALGER FUNDS II | 19,135 | 0 | 0 | 0 | For |
| Themes ETF Trust | 18,673 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 14,846 | 0 | 0 | 0 | For |
| T. Rowe Price | 14,713 | 0 | 0 | 0 | For |
| Invesco | 10,058 | 0 | 0 | 0 | For |
| Principal | 9,983 | 0 | 0 | 0 | For |
| Calvert | 7,582 | 0 | 0 | 0 | For |
| AQR | 6,261 | 0 | 0 | 0 | For |
| ProShares | 5,494 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 3,714 | 0 | 0 | 0 | For |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
100% fund support · no official result
The 11 asset managers below cast 100% of the shares they voted on this item FOR (61,492 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Harbor ETF Trust | 29,198 | 0 | 0 | 0 | For |
| John Hancock | 14,685 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 13,849 | 0 | 0 | 0 | For |
| EA Series Trust | 1,687 | 0 | 0 | 0 | For |
| JPMorgan | 808 | 0 | 0 | 0 | For |
| REYNOLDS FUNDS INC | 500 | 0 | 0 | 0 | For |
| GPS Funds I | 454 | 0 | 0 | 0 | For |
| CITY NATIONAL ROCHDALE FUNDS | 294 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 12 | 0 | 0 | 0 | For |
| WILSHIRE MUTUAL FUNDS INC | 4 | 0 | 0 | 0 | For |
| EntrepreneurShares Series Trust | 1 | 0 | 0 | 0 | For |
81% fund support · no official result
The 6 asset managers below cast 81% of the shares they voted on this item FOR (3,159 for, 751 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 3,087 | 0 | 0 | 0 | For |
| Desjardins Global Asset Management Inc. | 0 | 701 | 0 | 0 | Against |
| TD ASSET MANAGEMENT INC | 61 | 0 | 0 | 0 | For |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 0 | 50 | 0 | 0 | Against |
| Balentine LLC | 11 | 0 | 0 | 0 | For |
| OARSMAN CAPITAL, INC. | 0 | 0 | 0 | 0 | -- |
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 4 asset managers below cast 100% of the shares they voted on this item FOR (411 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| GYL FINANCIAL SYNERGIES, LLC | 308 | 0 | 0 | 0 | For |
| TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV | 45 | 0 | 0 | 0 | For |
| HARBOUR INVESTMENT MANAGEMENT LLC | 35 | 0 | 0 | 0 | For |
| ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC | 23 | 0 | 0 | 0 | For |
All nominees (reported as one line). These filers reported the election of directors as a single line covering every nominee. It is not attributed to any one director, and no share total is shown for it.
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 3 asset managers below cast 100% of the shares they voted on this item FOR.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| HARBOUR INVESTMENT MANAGEMENT LLC | 105 | 0 | 0 | 0 | For |
| Berkeley Capital Partners, LLC | 36 | 0 | 0 | 0 | For |
| ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC | 23 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (26 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Oder Investment Management, LLC | 25 | 0 | 0 | 0 | For |
| NAPLES GLOBAL ADVISORS, LLC | 1 | 0 | 0 | 0 | For |
Combines 2 wordings of this item as funds reported it.
60% fund support · no official result
The 2 asset managers below cast 60% of the shares they voted on this item FOR (35 for, 23 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| HARBOUR INVESTMENT MANAGEMENT LLC | 35 | 0 | 0 | 0 | For |
| ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC | 0 | 23 | 0 | 0 | Against |
Ranked by the number of UPSTART HOLDINGS INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 87,805,393 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | State Street | 1.57% |
| 2 | Vanguard | 1.45% |
| 3 | DE Shaw | 1.23% |
| 4 | BlackRock | 1.22% |
| 5 | MARSHALL WACE, LLP | 0.52% |
| 6 | Northern Trust | 0.46% |
| 7 | Global X | 0.38% |
| 8 | WEATHERBIE CAPITAL, LLC | 0.37% |
| 9 | Liontrust Investment Partners LLP | 0.26% |
| 10 | CAPITAL FUND MANAGEMENT S.A. | 0.19% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Dave Girouard | 14.69% | DEF14A |
| Vanguard Group | 9.39% | 13F |
| Entities affiliated with The Vanguard Group | 7.99% | DEF14A |
| BlackRock | 7.81% | 13F |
| Entities affiliated with BlackRock, Inc. | 6.32% | DEF14A |
| Citadel Advisors | 4.77% | 13F |
| D.E. Shaw | 4.10% | 13F |
| State Street | 2.13% | 13F |
| Paul Gu | 2.12% | DEF14A |
| Geode Capital | 1.90% | 13F |
Percentages above are of 87,805,393 shares outstanding, as reported by UPSTART HOLDINGS INC. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from UPSTART HOLDINGS INC.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At UPSTART HOLDINGS INC.'s shareholder meeting held 2024-05-29, in the 2023-2024 proxy season, 310 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,087 separate fund positions. Their filings are grouped here into 11 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. UPSTART HOLDINGS INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — The approval, on an advisory basis, of the compensation of our named executive officers. — the reporting funds cast 84% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
UPSTART HOLDINGS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.