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Compiled from SEC Form N-PX filings and Upstart Holdings, Inc.’s Form 8-K, filed 2026-05-28 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore Upstart Holdings, Inc. in the interactive database Compare manager voting policies
These tallies are Upstart Holdings, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-05-28 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Kerry Cooper | 29,222,726 | -- | -- | 735,186 | 23,319,927 | Majority: yes |
| Elect Director: Mary Hentges | 29,485,142 | -- | -- | 472,770 | 23,319,927 | Majority: yes |
| Elect Director: Ciaran O'Kelly | 26,033,217 | -- | -- | 3,924,695 | 23,319,927 | Majority: yes |
Source: Upstart Holdings, Inc., Form 8-K, filed with the SEC on 2026-05-28 — read the filing on EDGAR.
Each item below shows how the 340 asset managers that disclosed a Upstart Holdings, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Upstart Holdings, Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 4 wordings of this item as funds reported it.
94% fund support · no official result
The 327 asset managers below cast 94% of the shares they voted on this item FOR (14,584,617 for, 864,824 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,928,715 | 3,272 | 0 | 0 | For |
| BlackRock | 2,847,959 | 11,089 | 0 | 0 | For |
| MARSHALL WACE, LLP | 1,778,125 | 0 | 0 | 0 | For |
| Charles Schwab | 1,299,414 | 401 | 0 | 0 | For |
| BAILLIE GIFFORD & CO LTD | 772,628 | 0 | 0 | 0 | For |
| State Street | 682,284 | 27 | 0 | 0 | For |
| WEATHERBIE CAPITAL, LLC | 470,798 | 0 | 0 | 0 | For |
| Northern Trust | 396,620 | 0 | 0 | 0 | For |
| KADENSA CAPITAL Ltd | 329,268 | 0 | 0 | 0 | For |
| GC Wealth Management RIA, LLC | 321,432 | 0 | 0 | 0 | For |
| Alpine Bank Wealth Management | 250,000 | 0 | 0 | 0 | For |
| Baillie Gifford Investment Management (Europe) Ltd | 229,870 | 0 | 0 | 0 | For |
| Goldman Sachs | 193,643 | 0 | 0 | 0 | For |
| ALGER FUNDS | 186,703 | 0 | 0 | 0 | For |
| Connor, Clark & Lunn Investment Management Ltd. | 126,618 | 0 | 0 | 0 | For |
| UBS | 0 | 126,237 | 0 | 0 | Against |
| MELLON INVESTMENTS Corp | 115,980 | 0 | 0 | 0 | For |
| AllianceBernstein | 98,091 | 0 | 0 | 0 | For |
| DE Shaw | 87,746 | 0 | 0 | 0 | For |
| Allianz | 0 | 81,225 | 0 | 0 | Against |
| BNP Paribas Asset Management Holding S.A. | 0 | 80,877 | 0 | 0 | Against |
| Equitable | 79,795 | 0 | 0 | 0 | For |
| First Trust | 76,523 | 0 | 0 | 0 | For |
| T. Rowe Price | 75,741 | 0 | 0 | 0 | For |
| Fidelity | 64,095 | 0 | 0 | 0 | For |
Showing the 25 largest of 327 asset managers. See all 327 in the interactive database.
Combines 6 wordings of this item as funds reported it.
87% Majority: yes · of votes cast
Upstart Holdings, Inc.’s own tally for this item (“Elect Director: Ciaran O'Kelly”): 26,033,217 for, 3,924,695 withheld, per its Form 8-K filed 2026-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 95,711,569 outstanding shares: 27% for, 4% withheld (31% of the company cast a for/withheld vote).
The 57 asset managers below cast 100% of the shares they voted on this item FOR (5,115,663 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,895,411 | 0 | 1,472 | 0 | For |
| BlackRock | 1,328,235 | 0 | 0 | 0 | For |
| Charles Schwab | 642,706 | 0 | 201 | 0 | For |
| ALGER FUNDS | 0 | 0 | 186,703 | 0 | Abstain |
| Equitable | 12,425 | 0 | 67,370 | 0 | Abstain |
| First Trust | 0 | 0 | 75,705 | 0 | Abstain |
| Lincoln Financial | 62,899 | 0 | 0 | 0 | For |
| Fidelity | 52,941 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 49,165 | 0 | Abstain |
| JPMorgan | 37,695 | 0 | 0 | 0 | For |
| Goldman Sachs | 0 | 0 | 30,340 | 0 | Abstain |
| REX ETF Trust | 28,300 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,509 | 0 | 0 | 0 | For |
| ALGER FUNDS II | 0 | 0 | 14,923 | 0 | Abstain |
| Brighthouse | 0 | 0 | 13,811 | 0 | Abstain |
| SEI | 0 | 0 | 12,500 | 0 | Abstain |
| DWS | 0 | 0 | 12,021 | 0 | Abstain |
| AIG/SunAmerica | 0 | 0 | 9,551 | 0 | Abstain |
| State Street | 8,646 | 0 | 5 | 0 | For |
| Venerable Variable Insurance Trust | 0 | 0 | 8,374 | 0 | Abstain |
| WisdomTree | 0 | 0 | 8,278 | 0 | Abstain |
| John Hancock | 0 | 0 | 7,723 | 0 | Abstain |
| Calvert | 0 | 0 | 7,037 | 0 | Abstain |
| Pacific Life | 6,523 | 0 | 0 | 0 | For |
| ProShares | 0 | 0 | 6,372 | 0 | Abstain |
Showing the 25 largest of 57 asset managers. See all 57 in the interactive database.
Combines 6 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Upstart Holdings, Inc.’s own tally for this item (“Elect Director: Kerry Cooper”): 29,222,726 for, 735,186 withheld, per its Form 8-K filed 2026-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 95,711,569 outstanding shares: 31% for, 0.8% withheld (31% of the company cast a for/withheld vote).
The 57 asset managers below cast 100% of the shares they voted on this item FOR (5,567,731 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,896,881 | 0 | 1 | 0 | For |
| BlackRock | 1,328,235 | 0 | 0 | 0 | For |
| Charles Schwab | 642,907 | 0 | 0 | 0 | For |
| ALGER FUNDS | 186,703 | 0 | 0 | 0 | For |
| Equitable | 12,425 | 0 | 67,370 | 0 | Abstain |
| First Trust | 75,705 | 0 | 0 | 0 | For |
| Lincoln Financial | 62,899 | 0 | 0 | 0 | For |
| Fidelity | 52,941 | 0 | 0 | 0 | For |
| Global X | 49,165 | 0 | 0 | 0 | For |
| JPMorgan | 37,695 | 0 | 0 | 0 | For |
| Goldman Sachs | 30,340 | 0 | 0 | 0 | For |
| REX ETF Trust | 28,300 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,509 | 0 | 0 | 0 | For |
| ALGER FUNDS II | 14,923 | 0 | 0 | 0 | For |
| Brighthouse | 1,144 | 0 | 12,667 | 0 | Abstain |
| SEI | 12,500 | 0 | 0 | 0 | For |
| DWS | 12,021 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 9,551 | 0 | 0 | 0 | For |
| State Street | 8,651 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 8,374 | 0 | 0 | 0 | For |
| WisdomTree | 8,278 | 0 | 0 | 0 | For |
| John Hancock | 7,723 | 0 | 0 | 0 | For |
| Calvert | 7,037 | 0 | 0 | 0 | For |
| Pacific Life | 6,523 | 0 | 0 | 0 | For |
| ProShares | 6,372 | 0 | 0 | 0 | For |
Showing the 25 largest of 57 asset managers. See all 57 in the interactive database.
Combines 6 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
Upstart Holdings, Inc.’s own tally for this item (“Elect Director: Mary Hentges”): 29,485,142 for, 472,770 withheld, per its Form 8-K filed 2026-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 95,711,569 outstanding shares: 31% for, 0.5% withheld (31% of the company cast a for/withheld vote).
The 57 asset managers below cast 100% of the shares they voted on this item FOR (5,567,732 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,896,882 | 0 | 0 | 0 | For |
| BlackRock | 1,328,235 | 0 | 0 | 0 | For |
| Charles Schwab | 642,907 | 0 | 0 | 0 | For |
| ALGER FUNDS | 186,703 | 0 | 0 | 0 | For |
| Equitable | 12,425 | 0 | 67,370 | 0 | Abstain |
| First Trust | 75,705 | 0 | 0 | 0 | For |
| Lincoln Financial | 62,899 | 0 | 0 | 0 | For |
| Fidelity | 52,941 | 0 | 0 | 0 | For |
| Global X | 49,165 | 0 | 0 | 0 | For |
| JPMorgan | 37,695 | 0 | 0 | 0 | For |
| Goldman Sachs | 30,340 | 0 | 0 | 0 | For |
| REX ETF Trust | 28,300 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,509 | 0 | 0 | 0 | For |
| ALGER FUNDS II | 14,923 | 0 | 0 | 0 | For |
| Brighthouse | 1,144 | 0 | 12,667 | 0 | Abstain |
| SEI | 12,500 | 0 | 0 | 0 | For |
| DWS | 12,021 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 9,551 | 0 | 0 | 0 | For |
| State Street | 8,651 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 8,374 | 0 | 0 | 0 | For |
| WisdomTree | 8,278 | 0 | 0 | 0 | For |
| John Hancock | 7,723 | 0 | 0 | 0 | For |
| Calvert | 7,037 | 0 | 0 | 0 | For |
| Pacific Life | 6,523 | 0 | 0 | 0 | For |
| ProShares | 6,372 | 0 | 0 | 0 | For |
Showing the 25 largest of 57 asset managers. See all 57 in the interactive database.
99.9% fund support · no official result
The 57 asset managers below cast 99.9% of the shares they voted on this item FOR (5,636,069 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,896,882 | 0 | 0 | 0 | For |
| BlackRock | 1,328,235 | 0 | 0 | 0 | For |
| Charles Schwab | 642,907 | 0 | 0 | 0 | For |
| ALGER FUNDS | 186,703 | 0 | 0 | 0 | For |
| Equitable | 79,795 | 0 | 0 | 0 | For |
| First Trust | 75,705 | 0 | 0 | 0 | For |
| Lincoln Financial | 62,899 | 0 | 0 | 0 | For |
| Fidelity | 52,941 | 0 | 0 | 0 | For |
| Global X | 49,165 | 0 | 0 | 0 | For |
| JPMorgan | 37,695 | 0 | 0 | 0 | For |
| Goldman Sachs | 30,340 | 0 | 0 | 0 | For |
| REX ETF Trust | 28,300 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 16,509 | 0 | 0 | 0 | For |
| ALGER FUNDS II | 14,923 | 0 | 0 | 0 | For |
| Brighthouse | 1,144 | 0 | 12,667 | 0 | Abstain |
| SEI | 12,500 | 0 | 0 | 0 | For |
| DWS | 12,021 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 9,551 | 0 | 0 | 0 | For |
| State Street | 8,651 | 0 | 0 | 0 | For |
| Venerable Variable Insurance Trust | 8,374 | 0 | 0 | 0 | For |
| WisdomTree | 8,278 | 0 | 0 | 0 | For |
| John Hancock | 7,723 | 0 | 0 | 0 | For |
| Calvert | 7,037 | 0 | 0 | 0 | For |
| Pacific Life | 6,523 | 0 | 0 | 0 | For |
| ProShares | 6,372 | 0 | 0 | 0 | For |
Showing the 25 largest of 57 asset managers. See all 57 in the interactive database.
16% fund support · no official result
The 6 asset managers below cast 16% of the shares they voted on this item FOR (16,275 for, 84,443 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| NORDEA INVESTMENT MANAGEMENT AB | 0 | 83,501 | 0 | 0 | Against |
| Wilshire Advisors LLC | 10,470 | 0 | 0 | 0 | For |
| APG Asset Management US Inc. | 5,697 | 0 | 0 | 0 | For |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 0 | 942 | 0 | 0 | Against |
| TD Waterhouse Canada Inc. | 83 | 0 | 0 | 0 | For |
| WHITENER CAPITAL MANAGEMENT, INC. | 25 | 0 | 0 | 0 | For |
Ranked by the number of Upstart Holdings, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 95,711,569 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 3.06% |
| 2 | BlackRock | 2.99% |
| 3 | MARSHALL WACE, LLP | 1.86% |
| 4 | Charles Schwab | 1.36% |
| 5 | BAILLIE GIFFORD & CO LTD | 0.81% |
| 6 | State Street | 0.71% |
| 7 | WEATHERBIE CAPITAL, LLC | 0.49% |
| 8 | Northern Trust | 0.41% |
| 9 | KADENSA CAPITAL Ltd | 0.34% |
| 10 | GC Wealth Management RIA, LLC | 0.34% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Dave Girouard | 13.87% | DEF14A |
| Vanguard Group | 8.44% | 13F |
| BlackRock | 7.73% | 13F |
| Entities affiliated with The Vanguard Group | 7.33% | DEF14A |
| Entities affiliated with BlackRock, Inc. | 5.80% | DEF14A |
| Jericho Capital Asset Management L.P. | 5.24% | DEF14A |
| G1 Execution Services, LLC | 4.76% | 13G |
| Morgan Stanley | 4.40% | 13F |
| Citadel Advisors | 4.36% | 13F |
| Geode Capital | 2.22% | 13F |
Percentages above are of 95,711,569 shares outstanding, as reported by Upstart Holdings, Inc. on its Form 10-Q dated 2026-04-28 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Upstart Holdings, Inc.’s 10-Q dated 2026-04-28. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At Upstart Holdings, Inc.'s shareholder meeting held 2026-05-28, in the 2025-2026 proxy season, 340 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,313 separate fund positions. Their filings are grouped here into 6 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. Upstart Holdings, Inc.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — The approval, on an advisory basis, of the compensation of our named executive officers. — the reporting funds cast 94% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.
Upstart Holdings, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).