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WORKHORSE GROUP INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and WORKHORSE GROUP INC.’s Form 8-K, filed 2024-05-14 (Item 5.07 on EDGAR). Page generated 04 October 2026.

  • 17Reported items
  • 183Asset managers
  • 1,506Fund votes
  • 2024-05-14Main meeting date

Proxy season: 2023-2024

Explore WORKHORSE GROUP INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by WORKHORSE GROUP INC.

These tallies are WORKHORSE GROUP INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-14 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

WORKHORSE GROUP INC. — official shareholder meeting results, meeting held 2024-05-14
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: Raymond J. Chess 44,155,36322,919,9162,548,981 --89,408,274 Majority: yes
Elect Director: Richard F. Dauch 51,032,94516,465,0232,126,292 --89,408,274 Majority: yes
Elect Director: Jacqueline A. Dedo 44,205,82922,952,1432,466,288 --89,408,274 Majority: yes
Elect Director: Pamela S. Mader 45,662,73621,507,9702,453,554 --89,408,274 Majority: yes
Elect Director: William G. Quigley III 45,426,25621,715,7182,482,286 --89,408,274 Majority: yes
Elect Director: Austin S. Miller 46,119,63821,056,0032,448,619 --89,408,274 Majority: yes
Elect Director: Dr. Jean Botti 46,125,22821,021,5342,477,498 --89,408,274 Majority: yes

Source: WORKHORSE GROUP INC., Form 8-K, filed with the SEC on 2024-05-14 — read the filing on EDGAR.

How asset managers voted at the WORKHORSE GROUP INC. 2023-2024 meetings

Each item below shows how the 183 asset managers that disclosed a WORKHORSE GROUP INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of WORKHORSE GROUP INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Proposal to approve on an advisory basis the compensation of our named executive officers

COMPENSATION

Meeting held 2024-05-14.

Combines 4 wordings of this item as funds reported it.

91% fund support · no official result

FOR 91%9%

The 167 asset managers below cast 91% of the shares they voted on this item FOR (13,195,769 for, 1,273,848 against).

FOR: 13,195,769 (91.2%)AGAINST: 1,273,848 (8.8%)ABSTAIN: 540 (0.0%)
Largest asset managers voting on “Proposal to approve on an advisory basis the compensation of our named executive officers” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab3,496,2090 00For
State Street2,807,6775,561 00For
BlackRock1,961,3896,747 00For
Vanguard1,230,3220 00For
Northern Trust1,192,4570 00For
MELLON INVESTMENTS Corp01,039,497 00Against
Fidelity305,8970 00For
GEODE CAPITAL MANAGEMENT, LLC227,6750 00For
T. Rowe Price217,7420 00For
QUANTITATIVE MASTER SERIES LLC183,6310 00For
Equitable146,9560 00For
Amundi0145,204 00Against
Lincoln Financial136,8000 00For
Goldman Sachs123,6520 00For
Rhumbline121,782100 00For
AIG/SunAmerica102,6190 00For
JPMorgan83,3130 00For
DWS74,1850 00For
Pacific Life71,1220 00For
Bridge Builder Trust70,2290 00For
NEW YORK STATE COMMON RETIREMENT FUND62,3240 00For
AllianceBernstein53,3000 00For
Invesco51,9810 00For
STIFEL NICOLAUS & CO INC \MO\47,4980 00For
Legacy Wealth Asset Management, LLC40,0000 00For

Showing the 25 largest of 167 asset managers. See all 167 in the interactive database.

2. Proposal to approve on an advisory basis of the frequency of voting on named executive office compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-14.

Combines 5 wordings of this item as funds reported it.

99.9% fund support · no official result

ONE YEAR 64%1 YEAR 35%

The 158 asset managers below cast 99.9% of the shares they voted on this item FOR (126,174 for, 100 against).

FOR: 126,174 (0.9%)AGAINST: 100 (0.0%)ABSTAIN: 540 (0.0%)ONE YEAR: 9,295,305 (64.2%)1 YEAR: 5,037,612 (34.8%)THREE YEARS: 8,846 (0.1%)1-YEAR: 525 (0.0%)3 YEARS: 118 (0.0%)2 YEARS: 100 (0.0%)
Largest asset managers voting on “Proposal to approve on an advisory basis of the frequency of voting on named executive office compensation” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab00 001 Year
State Street00 00One Year
BlackRock00 00One Year
Vanguard00 00One Year
Northern Trust00 001 Year
MELLON INVESTMENTS Corp00 00One Year
Fidelity00 00One Year
GEODE CAPITAL MANAGEMENT, LLC00 00One Year
T. Rowe Price00 00One Year
QUANTITATIVE MASTER SERIES LLC00 00One Year
Equitable00 00One Year
Amundi00 00One Year
Lincoln Financial00 00One Year
Goldman Sachs00 00One Year
Rhumbline121,782100 00For
AIG/SunAmerica00 00One Year
JPMorgan00 001 Year
DWS00 00One Year
Pacific Life00 00One Year
Bridge Builder Trust00 001 Year
NEW YORK STATE COMMON RETIREMENT FUND00 001 Year
AllianceBernstein00 00One Year
Invesco00 00One Year
STIFEL NICOLAUS & CO INC \MO\00 00One Year
Legacy Wealth Asset Management, LLC00 001 Year

Showing the 25 largest of 158 asset managers. See all 158 in the interactive database.

3. APPROVE AN AMENDMENT TO OUR ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.

CAPITAL STRUCTURE

Meeting held 2023-09-01; no official results are on file for this meeting.

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 35 asset managers below cast 100% of the shares they voted on this item FOR (7,056,602 for, 0 against).

FOR: 7,056,602 (100.0%)
Largest asset managers voting on “APPROVE AN AMENDMENT TO OUR ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON ST” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
State Street2,140,8340 00For
BlackRock2,139,7650 00For
Vanguard812,1510 00For
Direxion Shares ETF Trust673,9040 00For
Charles Schwab244,6250 00For
First Trust157,4090 00For
QUANTITATIVE MASTER SERIES LLC155,6590 00For
Lincoln Financial136,8000 00For
Fidelity133,2470 00For
Northern Trust95,0980 00For
AIG/SunAmerica79,8730 00For
Pacific Life78,7940 00For
Bridge Builder Trust73,7760 00For
Equitable49,9010 00For
Voya26,4520 00For
DWS22,4040 00For
Calvert11,9610 00For
ProShares5,7580 00For
PENN SERIES FUNDS INC5,5000 00For
TIAA4,9300 00For
Guggenheim3,2390 00For
Strategy Shares9100 00For
T. Rowe Price7140 00For
ETF Series Solutions7050 00For
SEI6000 00For

Showing the 25 largest of 35 asset managers. See all 35 in the interactive database.

4. Election of Directors: Austin Scott Miller

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-14.

Combines 5 wordings of this item as funds reported it.

69% Majority: yes · of votes cast

FOR 69%AGAINST 31%
FOR: 46,119,638AGAINST: 21,056,003

WORKHORSE GROUP INC.’s own tally for this item (“Elect Director: Austin S. Miller”): 46,119,638 for, 21,056,003 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 330,791,980 outstanding shares: 14% for, 6% against (20% of the company cast a for/against vote).

The 29 asset managers below cast 100% of the shares they voted on this item FOR (5,133,425 for, 0 against).

FOR 100%
FOR: 5,133,425 (100.0%)
Largest asset managers voting on “Election of Directors: Austin Scott Miller” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab1,748,1020 00For
Vanguard1,096,4450 00For
BlackRock1,096,1420 00For
Fidelity221,9600 00For
QUANTITATIVE MASTER SERIES LLC183,6310 00For
Equitable146,9560 00For
Lincoln Financial136,8000 00For
Northern Trust109,7860 00For
AIG/SunAmerica102,6190 00For
Pacific Life71,1220 00For
Bridge Builder Trust70,2290 00For
Principal24,2310 00For
DWS22,4040 00For
SEI15,5000 00For
State Street14,4770 00For
T. Rowe Price13,3850 00For
Series Portfolios Trust12,0870 00For
Calvert11,9610 00For
TIAA10,5920 00For
ProShares7,9030 00For
Morgan Stanley6,4900 00For
PENN SERIES FUNDS INC5,5000 00For
Guggenheim3,2390 00For
Warren Street Wealth Advisors, LLC9520 00For
Advisors' Inner Circle Fund III6040 00For

Showing the 25 largest of 29 asset managers. See all 29 in the interactive database.

5. Election of Directors: Dr. Jean Botti

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-14.

Combines 4 wordings of this item as funds reported it.

69% Majority: yes · of votes cast

FOR 69%AGAINST 31%
FOR: 46,125,228AGAINST: 21,021,534

WORKHORSE GROUP INC.’s own tally for this item (“Elect Director: Dr. Jean Botti”): 46,125,228 for, 21,021,534 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 330,791,980 outstanding shares: 14% for, 6% against (20% of the company cast a for/against vote).

The 29 asset managers below cast 100% of the shares they voted on this item FOR (5,133,425 for, 0 against).

FOR 100%
FOR: 5,133,425 (100.0%)
Largest asset managers voting on “Election of Directors: Dr. Jean Botti” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab1,748,1020 00For
Vanguard1,096,4450 00For
BlackRock1,096,1420 00For
Fidelity221,9600 00For
QUANTITATIVE MASTER SERIES LLC183,6310 00For
Equitable146,9560 00For
Lincoln Financial136,8000 00For
Northern Trust109,7860 00For
AIG/SunAmerica102,6190 00For
Pacific Life71,1220 00For
Bridge Builder Trust70,2290 00For
Principal24,2310 00For
DWS22,4040 00For
SEI15,5000 00For
State Street14,4770 00For
T. Rowe Price13,3850 00For
Series Portfolios Trust12,0870 00For
Calvert11,9610 00For
TIAA10,5920 00For
ProShares7,9030 00For
Morgan Stanley6,4900 00For
PENN SERIES FUNDS INC5,5000 00For
Guggenheim3,2390 00For
Warren Street Wealth Advisors, LLC9520 00For
Advisors' Inner Circle Fund III6040 00For

Showing the 25 largest of 29 asset managers. See all 29 in the interactive database.

6. Election of Directors: Jacqueline A. Dedo

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-14.

Combines 3 wordings of this item as funds reported it.

66% Majority: yes · of votes cast

FOR 66%AGAINST 34%
FOR: 44,205,829AGAINST: 22,952,143

WORKHORSE GROUP INC.’s own tally for this item (“Elect Director: Jacqueline A. Dedo”): 44,205,829 for, 22,952,143 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 330,791,980 outstanding shares: 13% for, 7% against (20% of the company cast a for/against vote).

The 29 asset managers below cast 96% of the shares they voted on this item FOR (4,945,563 for, 187,862 against).

FOR 96%
FOR: 4,945,563 (96.3%)AGAINST: 187,862 (3.7%)
Largest asset managers voting on “Election of Directors: Jacqueline A. Dedo” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab1,748,1020 00For
Vanguard1,096,4450 00For
BlackRock1,096,1420 00For
Fidelity221,9600 00For
QUANTITATIVE MASTER SERIES LLC183,6310 00For
Equitable146,9560 00For
Lincoln Financial136,8000 00For
Northern Trust109,7860 00For
AIG/SunAmerica0102,619 00Against
Pacific Life71,1220 00For
Bridge Builder Trust70,2290 00For
Principal024,231 00Against
DWS022,404 00Against
SEI015,500 00Against
State Street14,4770 00For
T. Rowe Price13,3850 00For
Series Portfolios Trust12,0870 00For
Calvert011,961 00Against
TIAA10,5920 00For
ProShares07,903 00Against
Morgan Stanley6,4900 00For
PENN SERIES FUNDS INC5,5000 00For
Guggenheim03,239 00Against
Warren Street Wealth Advisors, LLC9520 00For
Advisors' Inner Circle Fund III6040 00For

Showing the 25 largest of 29 asset managers. See all 29 in the interactive database.

7. Election of Directors: Pamela S. Mader

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-14.

Combines 3 wordings of this item as funds reported it.

68% Majority: yes · of votes cast

FOR 68%AGAINST 32%
FOR: 45,662,736AGAINST: 21,507,970

WORKHORSE GROUP INC.’s own tally for this item (“Elect Director: Pamela S. Mader”): 45,662,736 for, 21,507,970 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 330,791,980 outstanding shares: 14% for, 7% against (20% of the company cast a for/against vote).

The 29 asset managers below cast 99.7% of the shares they voted on this item FOR (5,121,464 for, 11,961 against).

FOR 99.7%
FOR: 5,121,464 (99.8%)AGAINST: 11,961 (0.2%)
Largest asset managers voting on “Election of Directors: Pamela S. Mader” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab1,748,1020 00For
Vanguard1,096,4450 00For
BlackRock1,096,1420 00For
Fidelity221,9600 00For
QUANTITATIVE MASTER SERIES LLC183,6310 00For
Equitable146,9560 00For
Lincoln Financial136,8000 00For
Northern Trust109,7860 00For
AIG/SunAmerica102,6190 00For
Pacific Life71,1220 00For
Bridge Builder Trust70,2290 00For
Principal24,2310 00For
DWS22,4040 00For
SEI15,5000 00For
State Street14,4770 00For
T. Rowe Price13,3850 00For
Series Portfolios Trust12,0870 00For
Calvert011,961 00Against
TIAA10,5920 00For
ProShares7,9030 00For
Morgan Stanley6,4900 00For
PENN SERIES FUNDS INC5,5000 00For
Guggenheim3,2390 00For
Warren Street Wealth Advisors, LLC9520 00For
Advisors' Inner Circle Fund III6040 00For

Showing the 25 largest of 29 asset managers. See all 29 in the interactive database.

8. Election of Directors: Raymond J. Chess

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-14.

Combines 3 wordings of this item as funds reported it.

66% Majority: yes · of votes cast

FOR 66%AGAINST 34%
FOR: 44,155,363AGAINST: 22,919,916

WORKHORSE GROUP INC.’s own tally for this item (“Elect Director: Raymond J. Chess”): 44,155,363 for, 22,919,916 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 330,791,980 outstanding shares: 13% for, 7% against (20% of the company cast a for/against vote).

The 29 asset managers below cast 98% of the shares they voted on this item FOR (5,011,074 for, 122,351 against).

FOR 98%
FOR: 5,011,074 (97.6%)AGAINST: 122,351 (2.4%)
Largest asset managers voting on “Election of Directors: Raymond J. Chess” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab1,748,1020 00For
Vanguard1,096,4450 00For
BlackRock1,096,1420 00For
Fidelity221,9600 00For
QUANTITATIVE MASTER SERIES LLC183,6310 00For
Equitable146,9560 00For
Lincoln Financial136,8000 00For
Northern Trust0109,786 00Against
AIG/SunAmerica102,6190 00For
Pacific Life71,1220 00For
Bridge Builder Trust70,2290 00For
Principal24,2310 00For
DWS22,4040 00For
SEI15,5000 00For
State Street14,4770 00For
T. Rowe Price13,3850 00For
Series Portfolios Trust12,0870 00For
Calvert011,961 00Against
TIAA10,5920 00For
ProShares7,9030 00For
Morgan Stanley6,4900 00For
PENN SERIES FUNDS INC5,5000 00For
Guggenheim3,2390 00For
Warren Street Wealth Advisors, LLC9520 00For
Advisors' Inner Circle Fund III0604 00Against

Showing the 25 largest of 29 asset managers. See all 29 in the interactive database.

9. Election of Directors: Richard F. Dauch

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-14.

Combines 3 wordings of this item as funds reported it.

76% Majority: yes · of votes cast

FOR 76%AGAINST 24%
FOR: 51,032,945AGAINST: 16,465,023

WORKHORSE GROUP INC.’s own tally for this item (“Elect Director: Richard F. Dauch”): 51,032,945 for, 16,465,023 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 330,791,980 outstanding shares: 15% for, 5% against (20% of the company cast a for/against vote).

The 29 asset managers below cast 100% of the shares they voted on this item FOR (5,133,425 for, 0 against).

FOR 100%
FOR: 5,133,425 (100.0%)
Largest asset managers voting on “Election of Directors: Richard F. Dauch” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab1,748,1020 00For
Vanguard1,096,4450 00For
BlackRock1,096,1420 00For
Fidelity221,9600 00For
QUANTITATIVE MASTER SERIES LLC183,6310 00For
Equitable146,9560 00For
Lincoln Financial136,8000 00For
Northern Trust109,7860 00For
AIG/SunAmerica102,6190 00For
Pacific Life71,1220 00For
Bridge Builder Trust70,2290 00For
Principal24,2310 00For
DWS22,4040 00For
SEI15,5000 00For
State Street14,4770 00For
T. Rowe Price13,3850 00For
Series Portfolios Trust12,0870 00For
Calvert11,9610 00For
TIAA10,5920 00For
ProShares7,9030 00For
Morgan Stanley6,4900 00For
PENN SERIES FUNDS INC5,5000 00For
Guggenheim3,2390 00For
Warren Street Wealth Advisors, LLC9520 00For
Advisors' Inner Circle Fund III6040 00For

Showing the 25 largest of 29 asset managers. See all 29 in the interactive database.

10. Election of Directors: William G. Quigley III

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-14.

Combines 4 wordings of this item as funds reported it.

68% Majority: yes · of votes cast

FOR 68%AGAINST 32%
FOR: 45,426,256AGAINST: 21,715,718

WORKHORSE GROUP INC.’s own tally for this item (“Elect Director: William G. Quigley III”): 45,426,256 for, 21,715,718 against, per its Form 8-K filed 2024-05-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 330,791,980 outstanding shares: 14% for, 7% against (20% of the company cast a for/against vote).

The 29 asset managers below cast 99% of the shares they voted on this item FOR (5,068,164 for, 65,261 against).

FOR 99%
FOR: 5,068,164 (98.7%)AGAINST: 65,261 (1.3%)
Largest asset managers voting on “Election of Directors: William G. Quigley III” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab1,748,1020 00For
Vanguard1,096,4450 00For
BlackRock1,096,1420 00For
Fidelity221,9600 00For
QUANTITATIVE MASTER SERIES LLC183,6310 00For
Equitable93,65653,300 00For
Lincoln Financial136,8000 00For
Northern Trust109,7860 00For
AIG/SunAmerica102,6190 00For
Pacific Life71,1220 00For
Bridge Builder Trust70,2290 00For
Principal24,2310 00For
DWS22,4040 00For
SEI15,5000 00For
State Street14,4770 00For
T. Rowe Price13,3850 00For
Series Portfolios Trust12,0870 00For
Calvert011,961 00Against
TIAA10,5920 00For
ProShares7,9030 00For
Morgan Stanley6,4900 00For
PENN SERIES FUNDS INC5,5000 00For
Guggenheim3,2390 00For
Warren Street Wealth Advisors, LLC9520 00For
Advisors' Inner Circle Fund III6040 00For

Showing the 25 largest of 29 asset managers. See all 29 in the interactive database.

11. Proposal to approve, for the purposes of Nasdaq Listing Rule 5635(D), the proposed issuance of the maximum number of shares of our common stock underlying our (A) senior secured convertible notes and (B) warrants to purchase common stock

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-14.

Combines 2 wordings of this item as funds reported it.

97% fund support · no official result

FOR 97%

The 28 asset managers below cast 97% of the shares they voted on this item FOR (4,975,696 for, 156,777 against).

FOR: 4,975,696 (96.9%)AGAINST: 156,777 (3.1%)
Largest asset managers voting on “Proposal to approve, for the purposes of Nasdaq Listing Rule 5635(D), the proposed issuance of the maximum num” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab1,748,1020 00For
Vanguard1,096,4450 00For
BlackRock1,096,1420 00For
Fidelity221,9600 00For
QUANTITATIVE MASTER SERIES LLC183,6310 00For
Equitable146,9560 00For
Lincoln Financial0136,800 00Against
Northern Trust109,7860 00For
AIG/SunAmerica102,6190 00For
Pacific Life71,1220 00For
Bridge Builder Trust70,2290 00For
Principal24,2310 00For
DWS22,4040 00For
SEI15,5000 00For
State Street014,477 00Against
T. Rowe Price13,3850 00For
Series Portfolios Trust12,0870 00For
Calvert11,9610 00For
TIAA10,5920 00For
ProShares7,9030 00For
Morgan Stanley6,4900 00For
PENN SERIES FUNDS INC05,500 00Against
Guggenheim3,2390 00For
Advisors' Inner Circle Fund III6040 00For
Voya2530 00For

Showing the 25 largest of 28 asset managers. See all 28 in the interactive database.

12. Proposal to approve, pursuant to Nevada Revised Statutes 78.2055, a reverse stock split of our outstanding shares of common stock by a ratio of any whole number between 1-for-10 and 1 for-20, at any time prior to August 30, 2024, to be determined at the discretion of the Board of Directors, for the purpose of complying with the Nasdaq Listing Rules, subject to the Board's discretion to abandon suc

CAPITAL STRUCTURE

Meeting held 2024-05-14.

Combines 4 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 28 asset managers below cast 100% of the shares they voted on this item FOR (5,132,473 for, 0 against).

FOR: 5,132,473 (100.0%)
Largest asset managers voting on “Proposal to approve, pursuant to Nevada Revised Statutes 78.2055, a reverse stock split of our outstanding sha” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab1,748,1020 00For
Vanguard1,096,4450 00For
BlackRock1,096,1420 00For
Fidelity221,9600 00For
QUANTITATIVE MASTER SERIES LLC183,6310 00For
Equitable146,9560 00For
Lincoln Financial136,8000 00For
Northern Trust109,7860 00For
AIG/SunAmerica102,6190 00For
Pacific Life71,1220 00For
Bridge Builder Trust70,2290 00For
Principal24,2310 00For
DWS22,4040 00For
SEI15,5000 00For
State Street14,4770 00For
T. Rowe Price13,3850 00For
Series Portfolios Trust12,0870 00For
Calvert11,9610 00For
TIAA10,5920 00For
ProShares7,9030 00For
Morgan Stanley6,4900 00For
PENN SERIES FUNDS INC5,5000 00For
Guggenheim3,2390 00For
Advisors' Inner Circle Fund III6040 00For
Voya2530 00For

Showing the 25 largest of 28 asset managers. See all 28 in the interactive database.

13. Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2024

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-14.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 28 asset managers below cast 100% of the shares they voted on this item FOR (5,132,473 for, 0 against).

FOR: 5,132,473 (100.0%)
Largest asset managers voting on “Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal ” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Charles Schwab1,748,1020 00For
Vanguard1,096,4450 00For
BlackRock1,096,1420 00For
Fidelity221,9600 00For
QUANTITATIVE MASTER SERIES LLC183,6310 00For
Equitable146,9560 00For
Lincoln Financial136,8000 00For
Northern Trust109,7860 00For
AIG/SunAmerica102,6190 00For
Pacific Life71,1220 00For
Bridge Builder Trust70,2290 00For
Principal24,2310 00For
DWS22,4040 00For
SEI15,5000 00For
State Street14,4770 00For
T. Rowe Price13,3850 00For
Series Portfolios Trust12,0870 00For
Calvert11,9610 00For
TIAA10,5920 00For
ProShares7,9030 00For
Morgan Stanley6,4900 00For
PENN SERIES FUNDS INC5,5000 00For
Guggenheim3,2390 00For
Advisors' Inner Circle Fund III6040 00For
Voya2530 00For

Showing the 25 largest of 28 asset managers. See all 28 in the interactive database.

14. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTESSECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-14.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (2,242 for, 0 against).

FOR: 2,242 (100.0%)
Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TD ASSET MANAGEMENT INC1,1900 00For
Warren Street Wealth Advisors, LLC9520 00For
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma1000 00For

15. 14A Executive Compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-14.

0% fund support · no official result

AGAINST 97%

The 2 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 2,500 against).

AGAINST: 2,500 (97.4%)TWO YEARS: 67 (2.6%)
Largest asset managers voting on “14A Executive Compensation” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Baker Avenue Asset Management, LP02,500 00Against
Barnett & Company, Inc.00 00Two Years

16. Advisory Vote on Say on Pay Frequency

COMPENSATION

Meeting held 2024-05-14.

100% fund support · no official result

FOR 44%ONE YEAR 56%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (952 for, 0 against).

FOR: 952 (44.4%)ONE YEAR: 1,190 (55.6%)
Largest asset managers voting on “Advisory Vote on Say on Pay Frequency” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
TD ASSET MANAGEMENT INC00 00One Year
Warren Street Wealth Advisors, LLC9520 00For

17. Proposal to approve, on an advisory basis, of the frequency of voting on named executive officer compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-14.

— fund support · no official result

ONE YEAR 100%

No shares were cast for or against this item by the managers below — every disclosed position was an abstention or was not voted.

ONE YEAR: 6 (100.0%)
Largest asset managers voting on “Proposal to approve, on an advisory basis, of the frequency of voting on named executive officer compensation” at WORKHORSE GROUP INC., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Orion Porfolio Solutions, LLC00 00One Year
Orion Portfolio Solutions, LLC00 00One Year

Largest WORKHORSE GROUP INC. shareholders voting in 2023-2024

Ranked by the number of WORKHORSE GROUP INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 330,791,980 shares outstanding at the time of that meeting.

Top WORKHORSE GROUP INC. shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1Charles Schwab 1.06%
2State Street 0.85%
3BlackRock 0.59%
4Vanguard 0.37%
5Northern Trust 0.36%
6MELLON INVESTMENTS Corp 0.31%
7Fidelity 0.09%
8GEODE CAPITAL MANAGEMENT, LLC 0.07%
9T. Rowe Price 0.07%
10QUANTITATIVE MASTER SERIES LLC 0.06%

Reported WORKHORSE GROUP INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

WORKHORSE GROUP INC. beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
The Vanguard Group 2.98% 13G
Richard F. Dauch 0.95% DEF14A
James D. Harrington 0.11% DEF14A
Robert M. Ginnan 0.10% DEF14A
Stanley R. March 0.08% DEF14A
Ryan W. Gaul 0.08% DEF14A
Raymond J. Chess 0.08% DEF14A
Joshua J. Anderson 0.07% DEF14A
John W. Graber 0.07% DEF14A
Kerry K. Roraff 0.05% DEF14A

Percentages above are of 330,791,980 shares outstanding, as reported by WORKHORSE GROUP INC. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from WORKHORSE GROUP INC.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.

At WORKHORSE GROUP INC.'s 2 shareholder meetings in the 2023-2024 proxy season (held 2023-09-01 and 2024-05-14), 183 asset managers reported how they voted in their SEC Form N-PX filings, covering 1,506 separate fund positions. Their filings are grouped here into 17 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. WORKHORSE GROUP INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Proposal to approve on an advisory basis the compensation of our named executive officers — the reporting funds cast 91% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

WORKHORSE GROUP INC. proxy season coverage: 2023-2024 (this page).