Home › Asset managers › Guggenheim › 2024-2025 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
2,580 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| MicroVision, Inc. | 2025-06-06 | To approve on a non-binding advisory basis the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Miller Industries, Inc. | 2025-05-23 | To approve, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Mineralys Therapeutics, Inc. | 2025-05-22 | Election of Class II directors for a three-year term to expire at the 2028 annual meeting of stockholders: Glenn P. Sblendorio | Director Elections | Board | WITHHOLD | 4 | |
| Mister Car Wash, Inc. | 2025-05-22 | Election of the three Class I director nominees named in the Proxy Statement, to serve until the 2028 Annual Meeting of Stockholders and until their respective successors have been duly elected and qualified: John Danhakl | Director Elections | Board | WITHHOLD | 4 | |
| Moelis & Company | 2025-06-05 | Election Of Directors: Kenneth L. Shropshire | Director Elections | Board | AGAINST | 4 | |
| Moelis & Company | 2025-06-05 | Election Of Directors: Laila J. Worrell | Director Elections | Board | AGAINST | 4 | |
| Moelis & Company | 2025-06-05 | To approve, on an advisory basis, the compensation of our Named Executive Officers. | Say-on-Pay | Board | AGAINST | 4 | |
| MoneyLion Inc. | 2025-04-10 | to adopt the Agreement and Plan of Merger, dated as of December 10, 2024 (such agreement, as it may be amended from time to time, is referred to as the "merger agreement"), by and among MoneyLion Inc. (referred to as "MoneyLion"), Gen Digital Inc. (referred to as "Gen Digital") and Maverick Group Holdings, Inc., a wholly-owned subsidiary of Gen Digital (referred to as "Merger Sub"), pursuant to which Merger Sub will be merged with and into MoneyLion (referred to as the "merger"), with MoneyLion surviving the merger as a wholly-owned subsidiary of Gen Digital (referred to as the "merger agreement proposal"); | Extraordinary Transactions | Board | AGAINST | 4 | |
| Montauk Renewables, Inc. | 2025-05-22 | Proposal to elect two nominees to the Board of Directors for a term expiring at the 2028 Annual Meeting of Stockholders: Theventheran G. Govender | Director Elections | Board | WITHHOLD | 4 | |
| Movado Group, Inc. | 2025-06-18 | Election of Directors: Ann Kirschner | Director Elections | Board | WITHHOLD | 4 | |
| Movado Group, Inc. | 2025-06-18 | Election of Directors: Efraim Grinberg | Director Elections | Board | WITHHOLD | 4 | |
| Movado Group, Inc. | 2025-06-18 | Election of Directors: Maya Peterson | Director Elections | Board | WITHHOLD | 4 | |
| Movado Group, Inc. | 2025-06-18 | Election of Directors: Peter A. Bridgman | Director Elections | Board | WITHHOLD | 4 | |
| Movado Group, Inc. | 2025-06-18 | Election of Directors: Stephen Sadove | Director Elections | Board | WITHHOLD | 4 | |
| N-able, Inc. | 2025-05-22 | Election of Class I Directors: William Bock | Director Elections | Board | WITHHOLD | 4 | |
| NACCO Industries, Inc. | 2025-05-14 | Election of Directors: Alfred M. Rankin, Jr. | Director Elections | Board | WITHHOLD | 4 | |
| NACCO Industries, Inc. | 2025-05-14 | Election of Directors: Britton T. Taplin | Director Elections | Board | WITHHOLD | 4 | |
| NACCO Industries, Inc. | 2025-05-14 | Election of Directors: Dennis W. LaBarre | Director Elections | Board | WITHHOLD | 4 | |
| NACCO Industries, Inc. | 2025-05-14 | Election of Directors: J.C. Butler, Jr. | Director Elections | Board | WITHHOLD | 4 | |
| NACCO Industries, Inc. | 2025-05-14 | Election of Directors: John P. Jumper | Director Elections | Board | WITHHOLD | 4 | |
| NACCO Industries, Inc. | 2025-05-14 | Election of Directors: John S. Dalrymple, III | Director Elections | Board | WITHHOLD | 4 | |
| NACCO Industries, Inc. | 2025-05-14 | Election of Directors: Lori J. Robinson | Director Elections | Board | WITHHOLD | 4 | |
| NACCO Industries, Inc. | 2025-05-14 | Election of Directors: Matthew M. Rankin | Director Elections | Board | WITHHOLD | 4 | |
| NACCO Industries, Inc. | 2025-05-14 | Election of Directors: Michael S. Miller | Director Elections | Board | WITHHOLD | 4 | |
| NACCO Industries, Inc. | 2025-05-14 | Election of Directors: Roger F. Rankin | Director Elections | Board | WITHHOLD | 4 | |
| NACCO Industries, Inc. | 2025-05-14 | Election of Directors: Valerie Gentile Sachs | Director Elections | Board | WITHHOLD | 4 | |
| NAPCO Security Technologies, Inc. | 2024-12-12 | Election of Directors: Rick Lazio | Director Elections | Board | WITHHOLD | 4 | |
| NET Power Inc. | 2025-06-03 | Election of Class II Directors: Kyle Derham | Director Elections | Board | WITHHOLD | 4 | |
| NETGEAR, Inc. | 2025-05-29 | Proposal to approve the NETGEAR, Inc. 2025 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| NETGEAR, Inc. | 2025-05-29 | Proposal to approve, on a non-binding advisory basis, a resolution approving the compensation of our Named Executive Officers in the Proxy Statement. | Say-on-Pay | Board | AGAINST | 4 | |
| NL Industries, Inc. | 2025-05-15 | Director Nominees: Courtney J. Riley | Director Elections | Board | WITHHOLD | 4 | |
| NL Industries, Inc. | 2025-05-15 | Director Nominees: Loretta J. Feehan | Director Elections | Board | WITHHOLD | 4 | |
| NL Industries, Inc. | 2025-05-15 | Director Nominees: Michael S. Simmons | Director Elections | Board | WITHHOLD | 4 | |
| NL Industries, Inc. | 2025-05-15 | Nonbinding advisory vote approving named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| Natera, Inc. | 2025-06-12 | To approve an amendment to Natera's Amended and Restated 2015 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Natera, Inc. | 2025-06-12 | To elect the three directors named below and in the proxy statement to serve as Class I directors until the annual meeting of stockholders to be held in 2028 and until their successors are duly elected and qualified: Roy Baynes | Director Elections | Board | WITHHOLD | 4 | |
| Nathan's Famous, Inc. | 2024-09-10 | Election of the following nominees, as set forth in the proxy statement: A. F. Petrocelli | Director Elections | Board | WITHHOLD | 4 | |
| Nathan's Famous, Inc. | 2024-09-10 | Election of the following nominees, as set forth in the proxy statement: Howard M. Lorber | Director Elections | Board | WITHHOLD | 4 | |
| National Beverage Corp. | 2024-10-04 | Election of Directors: Samuel C. Hathorn, Jr. | Director Elections | Board | WITHHOLD | 4 | |
| National CineMedia, Inc. | 2025-05-01 | To approve, on an advisory basis, our executive compensation | Say-on-Pay | Board | AGAINST | 4 | |
| National Research Corporation | 2025-05-07 | APPROVAL OF THE 2025 OMNIBUS INCENTIVE PLAN. | Compensation | Board | AGAINST | 4 | |
| Natural Grocers by Vitamin Cottage, Inc. | 2025-03-05 | Election of Director: Elizabeth Isely | Director Elections | Board | WITHHOLD | 4 | |
| Nautilus Biotechnology, Inc. | 2025-06-20 | Election of Class I Directors: Matthew McIlwain | Director Elections | Board | WITHHOLD | 4 | |
| Nektar Therapeutics | 2025-05-23 | To approve an amendment to our Amended and Restated 2017 Performance Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance under the plan by 6,000,000 shares. | Compensation | Board | AGAINST | 4 | |
| Nektar Therapeutics | 2025-05-23 | To approve an amendment to our Certificate of Incorporation to increase the number of authorized shares of our common stock from 300,000,000 shares to 390,000,000 shares. | Capital Structure | Board | AGAINST | 4 | |
| Nelnet, Inc. | 2025-05-15 | Election of three Class II directors for three-year terms: Kimberly K. Rath | Director Elections | Board | AGAINST | 4 | |
| NerdWallet, Inc. | 2025-05-21 | To elect the four nominees named in the proxy statement to our Board of Directors, each to serve until the annual meeting of stockholders in 2026 and until a successor has been duly elected and qualified, or until such director's earlier resignation, retirement or other termination of service: Tim Chen | Director Elections | Board | WITHHOLD | 4 | |
| Nerdy Inc. | 2025-04-29 | Election of Class I Directors: Charles Cohn | Director Elections | Board | WITHHOLD | 4 | |
| Nerdy Inc. | 2025-04-29 | Election of Class I Directors: Greg Mrva | Director Elections | Board | WITHHOLD | 4 | |
| Neumora Therapeutics, Inc. | 2025-05-28 | To approve the repricing of certain stock options outstanding under the 2023 Incentive Award Plan and the 2020 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Neumora Therapeutics, Inc. | 2025-05-28 | To elect two Class II directors to hold office until the 2028 annual meeting of stockholders or until their successors are elected: Alaa Halawa | Director Elections | Board | WITHHOLD | 4 | |
| NexPoint Diversified Real Estate Trust | 2025-06-10 | To elect seven trustees to serve until the 2026 annual meeting of shareholders: Catherine Wood | Director Elections | Board | WITHHOLD | 4 | |
| NexPoint Diversified Real Estate Trust | 2025-06-10 | To elect seven trustees to serve until the 2026 annual meeting of shareholders: James Dondero | Director Elections | Board | WITHHOLD | 4 | |
| NexPoint Real Estate Finance, Inc. | 2025-05-20 | To elect seven directors to serve until the 2026 annual meeting of stockholders: Arthur Laffer | Director Elections | Board | WITHHOLD | 4 | |
| NexPoint Real Estate Finance, Inc. | 2025-05-20 | To elect seven directors to serve until the 2026 annual meeting of stockholders: Carol Swain | Director Elections | Board | WITHHOLD | 4 | |
| NexPoint Real Estate Finance, Inc. | 2025-05-20 | To elect seven directors to serve until the 2026 annual meeting of stockholders: Edward Constantino | Director Elections | Board | WITHHOLD | 4 | |
| NexPoint Real Estate Finance, Inc. | 2025-05-20 | To elect seven directors to serve until the 2026 annual meeting of stockholders: James Dondero | Director Elections | Board | WITHHOLD | 4 | |
| NexPoint Real Estate Finance, Inc. | 2025-05-20 | To elect seven directors to serve until the 2026 annual meeting of stockholders: Scott Kavanaugh | Director Elections | Board | WITHHOLD | 4 | |
| NextDecade Corporation | 2025-06-04 | To approve an amendment to the Company's 2017 Omnibus Incentive Plan, as amended, to increase the maximum number of shares available under such plan; | Compensation | Board | AGAINST | 4 | |
| Nextdoor Holdings, Inc. | 2025-06-10 | Election of Class I Directors: J. William Gurley | Director Elections | Board | WITHHOLD | 4 | |
| Nokia Oyj | 2025-04-29 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Compensation | Board | AGAINST | 4 | |
| Nordic American Tankers Limited | 2024-11-21 | Elect Director Alexander Hansson | Director Elections | Board | AGAINST | 4 | |
| Nordic American Tankers Limited | 2024-11-21 | Elect Director Herbjorn Hansson | Director Elections | Board | AGAINST | 4 | |
| Nordic American Tankers Limited | 2024-11-21 | Elect Director Jenny Chu | Director Elections | Board | AGAINST | 4 | |
| Nordic American Tankers Limited | 2024-11-21 | Elect Director Jim Kelly | Director Elections | Board | AGAINST | 4 | |
| Northeast Bank | 2024-11-19 | To amend the Northeast Bank 2021 Stock Option and Incentive Plan (the "Plan") to increase the number of shares of voting common stock available for issuance under the Plan by 300,000 shares, from 550,000 shares to 850,000 shares. | Compensation | Board | AGAINST | 4 | |
| Norwood Financial Corp. | 2025-04-22 | Election of Directors: Ralph A. Matergia | Director Elections | Board | WITHHOLD | 4 | |
| Nu Holdings Ltd. | 2024-08-13 | Elect Director David Velez Osorno | Director Elections | Board | AGAINST | 4 | |
| NuScale Power Corporation | 2025-05-23 | Election of Directors: Alvin C. Collins, III | Director Elections | Board | WITHHOLD | 4 | |
| NuScale Power Corporation | 2025-05-23 | Election of Directors: Kimberly O. Warnica | Director Elections | Board | WITHHOLD | 4 | |
| Nurix Therapeutics, Inc. | 2025-05-19 | Election of Directors: Judith A. Reinsdorf | Director Elections | Board | WITHHOLD | 4 | |
| Nutanix, Inc. | 2024-12-13 | Approval, on a non-binding advisory basis, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| ON24, Inc. | 2025-06-20 | Election of Directors: Anthony Zingale | Director Elections | Board | WITHHOLD | 4 | |
| ON24, Inc. | 2025-06-20 | Election of Directors: Ronald Mitchell | Director Elections | Board | WITHHOLD | 4 | |
| ORIC Pharmaceuticals, Inc. | 2025-06-11 | Election of Directors: Angie You, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| Ocular Therapeutix, Inc. | 2025-06-11 | To approve an advisory vote on named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| Ocular Therapeutix, Inc. | 2025-06-11 | To approve an amendment to the Ocular Therapeutix, Inc. 2021 Stock Incentive Plan, as amended, to increase the number of shares of common stock issuable thereunder by 8,750,000 shares. | Compensation | Board | AGAINST | 4 | |
| Ocular Therapeutix, Inc. | 2025-06-11 | To elect three Class II directors, each to serve until the 2028 Annual Meeting of Stockholders and until his or her successor is duly elected and qualified: Seung Suh Hong, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| Offerpad Solutions Inc. | 2025-06-05 | Approval, on an advisory (non-binding) basis, of the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Offerpad Solutions Inc. | 2025-06-05 | Election of Class I Directors: Kenneth DeGiorgio | Director Elections | Board | WITHHOLD | 4 | |
| Oil-Dri Corporation of America | 2024-12-11 | Election of Directors: Allan H. Selig | Director Elections | Board | WITHHOLD | 4 | |
| Oil-Dri Corporation of America | 2024-12-11 | Election of Directors: Amy L. Ryan | Director Elections | Board | WITHHOLD | 4 | |
| Oil-Dri Corporation of America | 2024-12-11 | Election of Directors: Daniel S. Jaffee | Director Elections | Board | WITHHOLD | 4 | |
| Oil-Dri Corporation of America | 2024-12-11 | Election of Directors: Ellen-Blair Chube | Director Elections | Board | WITHHOLD | 4 | |
| Oil-Dri Corporation of America | 2024-12-11 | Election of Directors: George C. Roeth | Director Elections | Board | WITHHOLD | 4 | |
| Oil-Dri Corporation of America | 2024-12-11 | Election of Directors: Lawrence E. Washow | Director Elections | Board | WITHHOLD | 4 | |
| Oil-Dri Corporation of America | 2024-12-11 | Election of Directors: Michael A. Nemeroff | Director Elections | Board | WITHHOLD | 4 | |
| Oil-Dri Corporation of America | 2024-12-11 | Election of Directors: Patricia J. Schmeda | Director Elections | Board | WITHHOLD | 4 | |
| Oil-Dri Corporation of America | 2024-12-11 | Election of Directors: Paul M. Hindsley | Director Elections | Board | WITHHOLD | 4 | |
| Olaplex Holdings, Inc. | 2025-06-10 | Election of the following nominees as Class I Directors: Deirdre Findlay | Director Elections | Board | WITHHOLD | 4 | |
| Olaplex Holdings, Inc. | 2025-06-10 | Election of the following nominees as Class I Directors: John P. Bilbrey | Director Elections | Board | WITHHOLD | 4 | |
| Olaplex Holdings, Inc. | 2025-06-10 | Election of the following nominees as Class I Directors: Michael White | Director Elections | Board | WITHHOLD | 4 | |
| Olema Pharmaceuticals, Inc. | 2025-06-10 | Election of the three nominees for Class II director named in the accompanying proxy statement to hold office until the Company's 2028 Annual Meeting of Stockholders and until their successors have been duly elected and qualified: Cynthia Butitta | Director Elections | Board | WITHHOLD | 4 | |
| Olo Inc. | 2025-06-12 | To elect three Class I Directors, each to hold office until our Annual Meeting of Stockholders in 2028: Noah H. Glass | Director Elections | Board | WITHHOLD | 4 | |
| OmniAb, Inc. | 2025-06-17 | Election of Directors: Carolyn R. Bertozzi, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| One Liberty Properties, Inc. | 2025-06-05 | A proposal to approve the Company's 2025 Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| OneSpaWorld Holdings Limited | 2025-06-09 | Election of Directors: Glenn J. Fusfield | Director Elections | Board | WITHHOLD | 4 | |
| Onity Group Inc. | 2025-05-21 | Approval, on an advisory basis, of the compensation of the named executive officers, as disclosed in the accompanying Proxy Statement. | Say-on-Pay | Board | AGAINST | 4 | |
| Open Lending Corporation | 2025-05-21 | To elect two Class II directors for a three-year term: Adam H. Clammer | Director Elections | Board | WITHHOLD | 4 | |
| Open Lending Corporation | 2025-05-21 | To elect two Class II directors for a three-year term: Blair J. Greenberg | Director Elections | Board | WITHHOLD | 4 |
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Built 2026-10-12 from SEC Form N-PX filings.