Home › Asset managers › Guggenheim › 2024-2025 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
2,580 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| Orange County Bancorp, Inc. | May 20, 2025 | Election of Directors: Kevin Keane (three-year term) | Director Elections | Board | WITHHOLD | 4 | |
| Orchestra Biomed Holdings, Inc. | June 24, 2025 | Election of Class II Directors: David Pacitti | Director Elections | Board | WITHHOLD | 4 | |
| Orchestra Biomed Holdings, Inc. | June 24, 2025 | Election of Class II Directors: Pamela Connealy | Director Elections | Board | WITHHOLD | 4 | |
| Orion Properties Inc. | May 14, 2025 | Approve the amended and restated Crion Properties Inc. 2021 Equity Incentive Plan; | Compensation | Board | AGAINST | 4 | |
| Oscar Health, Inc. | June 4, 2025 | Election of Directors: Jeffery H. Boyd | Director Elections | Board | WITHHOLD | 4 | |
| Outbrain Inc. | June 5, 2025 | Election of Directors: Kathryn Taneyhill Jhaveri | Director Elections | Board | WITHHOLD | 4 | |
| Outbrain Inc. | June 5, 2025 | Election of Directors: Mark Zagorski | Director Elections | Board | WITHHOLD | 4 | |
| Outlook Therapeutics, Inc. | August 12, 2024 | To approve the Outlook Therapeutics, Inc. 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Outlook Therapeutics, Inc. | March 11, 2025 | A non-binding advisory vote on the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Outlook Therapeutics, Inc. | March 11, 2025 | To elect the following members of Class III of the Company's board of directors: Julian Gangolli | Director Elections | Board | WITHHOLD | 4 | |
| Outlook Therapeutics, Inc. | March 11, 2025 | To elect the following members of Class III of the Company's board of directors: Lawrence A. Kenyon | Director Elections | Board | WITHHOLD | 4 | |
| Outlook Therapeutics, Inc. | March 11, 2025 | To elect the following members of Class III of the Company's board of directors: Ralph H. "Randy" Thurman | Director Elections | Board | WITHHOLD | 4 | |
| P.A.M. Transportation Services, Inc. | October 31, 2024 | Election of Directors: Edwin J. Lukas | Director Elections | Board | WITHHOLD | 4 | |
| P.A.M. Transportation Services, Inc. | October 31, 2024 | Election of Directors: Frederick P. Calderone | Director Elections | Board | WITHHOLD | 4 | |
| P.A.M. Transportation Services, Inc. | October 31, 2024 | Election of Directors: Joseph A. Vitiritto | Director Elections | Board | WITHHOLD | 4 | |
| P.A.M. Transportation Services, Inc. | October 31, 2024 | Election of Directors: Matthew J. Moroun | Director Elections | Board | WITHHOLD | 4 | |
| P.A.M. Transportation Services, Inc. | October 31, 2024 | Election of Directors: Matthew T. Moroun | Director Elections | Board | WITHHOLD | 4 | |
| P.A.M. Transportation Services, Inc. | October 31, 2024 | To approve an increase in the number of authorized shares of common stock from 50,000,000 to 100,000,000 in the proposed Nevada Articles of Incorporation (Implementation of this Proposal 4 is conditioned upon the approval of Proposal 3). | Capital Structure | Board | AGAINST | 4 | |
| P.A.M. Transportation Services, Inc. | October 31, 2024 | To approve the redomestication of P.A.M. Transportation Services, Inc. to the State of Nevada by conversion. | Extraordinary Transactions | Board | AGAINST | 4 | |
| P10, Inc. | June 12, 2025 | Election of Class I Directors: Edwin Poston | Director Elections | Board | WITHHOLD | 4 | |
| P10, Inc. | June 12, 2025 | Election of Class I Directors: Scott Gwilliam | Director Elections | Board | WITHHOLD | 4 | |
| PAMT Corp | May 8, 2025 | Election of Directors: Edwin J. Lukas | Director Elections | Board | WITHHOLD | 4 | |
| PAMT Corp | May 8, 2025 | Election of Directors: Frederick P. Calderone | Director Elections | Board | WITHHOLD | 4 | |
| PAMT Corp | May 8, 2025 | Election of Directors: Joseph A. Vitiritto | Director Elections | Board | WITHHOLD | 4 | |
| PAMT Corp | May 8, 2025 | Election of Directors: Matthew J. Moroun | Director Elections | Board | WITHHOLD | 4 | |
| PAMT Corp | May 8, 2025 | Election of Directors: Matthew T. Moroun | Director Elections | Board | WITHHOLD | 4 | |
| PAR Technology Corporation | June 2, 2025 | Non-binding advisory vote to approve the compensation of the Company's Named Executive Officers ("Say-on-Pay Vote"). | Say-on-Pay | Board | AGAINST | 4 | |
| PC Connection, Inc. | May 14, 2025 | To elect six directors to serve until the 2026 Annual Meeting of Stockholders: Patricia Gallup | Director Elections | Board | WITHHOLD | 4 | |
| PENN Entertainment, Inc. | June 17, 2025 | The Company's proposal to approve, on an advisory basis, the Company's named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| PROS Holdings, Inc. | May 8, 2025 | Approval of amendments to our Amended and Restated 2017 Equity Incentive Plan to, among other items, increase the number of shares authorized for issuance by three million shares. | Compensation | Board | AGAINST | 4 | |
| PagSeguro Digital Ltd. | May 27, 2025 | Elect Director Eduardo Alcaro | Director Elections | Board | AGAINST | 4 | |
| PagSeguro Digital Ltd. | May 27, 2025 | Elect Director Luis Frias | Director Elections | Board | AGAINST | 4 | |
| PagSeguro Digital Ltd. | May 27, 2025 | Elect Director Maria Judith de Brito | Director Elections | Board | AGAINST | 4 | |
| Pagaya Technologies Ltd. | December 11, 2024 | To approve an adjustment to the ownership threshold upon which our Class B ordinary shares automatically convert to Class A ordinary shares. | Capital Structure | Board | AGAINST | 4 | |
| PagerDuty, Inc. | June 26, 2025 | To elect three Class III directors for terms expiring at our 2028 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified: Elena Gomez | Director Elections | Board | WITHHOLD | 4 | |
| Pangaea Logistics Solutions Ltd. | August 8, 2024 | Election of Class I Directors: Anthony Laura | Director Elections | Board | AGAINST | 4 | |
| Pangaea Logistics Solutions Ltd. | August 8, 2024 | To approve the Pangaea Logistics Solutions Ltd. Amended and Restated 2014 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Pangaea Logistics Solutions Ltd. | May 8, 2025 | Election of Class II Directors: Carl Claus Boggild | Director Elections | Board | AGAINST | 4 | |
| Paragon 28, Inc. | April 17, 2025 | To approve, by advisory (non-binding) vote, the compensation that may be paid or become payable to the Company's named executive officers in connection with the consummation of the merger. | Say-on-Pay | Board | AGAINST | 4 | |
| Park-Ohio Holdings Corp. | May 15, 2025 | To approve the Amendment and Restatement of the Park-Ohio Holdings Corp. 2021 Equity and Incentive Compensation Plan, the terms of which are described in the accompanying Proxy Statement; | Compensation | Board | AGAINST | 4 | |
| Parsons Corporation | April 15, 2025 | Election of Directors: Suzanne M. Vautrinot | Director Elections | Board | WITHHOLD | 4 | |
| Paysafe Limited | May 22, 2025 | Elect Director Bruce Lowthers | Director Elections | Board | WITHHOLD | 4 | |
| Paysafe Limited | May 22, 2025 | Elect Director Jonathan Murphy | Director Elections | Board | WITHHOLD | 4 | |
| Penske Automotive Group, Inc. | May 14, 2025 | Election of Directors: Greg Smith | Director Elections | Board | WITHHOLD | 4 | |
| Penske Automotive Group, Inc. | May 14, 2025 | Election of Directors: Kimberly McWaters | Director Elections | Board | WITHHOLD | 4 | |
| Peoples Bancorp of North Carolina, Inc. | May 1, 2025 | To approve, on an advisory, non-binding basis, the compensation paid to the Company's named executive officers; | Say-on-Pay | Board | AGAINST | 4 | |
| Perella Weinberg Partners | May 28, 2025 | To approve, by advisory vote, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Perella Weinberg Partners | May 28, 2025 | To elect three Class I directors to our Board of Directors: Andrew Bednar | Director Elections | Board | WITHHOLD | 4 | |
| Perella Weinberg Partners | May 28, 2025 | To elect three Class I directors to our Board of Directors: Joseph R. Perella | Director Elections | Board | WITHHOLD | 4 | |
| Perella Weinberg Partners | May 28, 2025 | To elect three Class I directors to our Board of Directors: Kristin W. Mugford | Director Elections | Board | WITHHOLD | 4 | |
| Perspective Therapeutics, Inc. | May 28, 2025 | To consider and vote on a proposal to approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Say-on-Pay | Board | AGAINST | 4 | |
| PetIQ, Inc. | October 22, 2024 | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by PetIQ, Inc. to its named executive officers in connection with the merger agreement. | Say-on-Pay | Board | AGAINST | 4 | |
| Pioneer Bancorp, Inc. | May 20, 2025 | Approval of a non-binding advisory resolution regarding the compensation of Pioneer Bancorp, Inc.'s named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Pioneer Bancorp, Inc. | May 20, 2025 | Election of Director: Eileen C. Bagnoli | Director Elections | Board | WITHHOLD | 4 | |
| Pliant Therapeutics, Inc. | June 5, 2025 | To approve, by non-binding advisory vote, the resolution approving Named Executive Officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| Pliant Therapeutics, Inc. | June 5, 2025 | To elect three class II directors named in the proxy statement to our Board of Directors: John Curnutte, M.D., Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| Ponce Financial Group, Inc. | June 12, 2025 | Approval, on an advisory and non-binding basis, of the compensation of the named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Ponce Financial Group, Inc. | June 12, 2025 | Election of Directors for the term ending in 2028: Carlos P. Naudon | Director Elections | Board | WITHHOLD | 4 | |
| Ponce Financial Group, Inc. | June 12, 2025 | Election of Directors for the term ending in 2028: Maria Alvarez | Director Elections | Board | WITHHOLD | 4 | |
| Postal Realty Trust, Inc. | May 16, 2025 | Election of Directors: Anton Feingold | Director Elections | Board | WITHHOLD | 4 | |
| Postal Realty Trust, Inc. | May 16, 2025 | Election of Directors: Barry Lefkowitz | Director Elections | Board | WITHHOLD | 4 | |
| Postal Realty Trust, Inc. | May 16, 2025 | Election of Directors: Jane Gural-Senders | Director Elections | Board | WITHHOLD | 4 | |
| Potbelly Corporation | May 15, 2025 | Approval of the amendment to the Company's Amended and Restated 2019 Long-Term Incentive Plan to increase the number of shares of common stock authorized for issuance thereunder. | Compensation | Board | AGAINST | 4 | |
| Powerfleet, Inc. | September 17, 2024 | Approval, on an advisory basis, of the Company's executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| Prairie Operating Co. | June 4, 2025 | Approval of an amendment to the 2024 Amended & Restated Prairie Operating Co. Long-Term Incentive Plan to increase the number of shares of the Company's common stock that the Company may issue under such plan from 7,500,000 shares to 15,000,000 shares | Compensation | Board | AGAINST | 4 | |
| Prairie Operating Co. | June 4, 2025 | The election of each of the director nominees: Erik Thoresen | Director Elections | Board | AGAINST | 4 | |
| Prairie Operating Co. | June 4, 2025 | The election of each of the director nominees: Gizman I. Abbas | Director Elections | Board | AGAINST | 4 | |
| Prairie Operating Co. | June 4, 2025 | The election of each of the director nominees: Jonathan Gray | Director Elections | Board | AGAINST | 4 | |
| Prairie Operating Co. | June 4, 2025 | The election of each of the director nominees: Stephen Lee | Director Elections | Board | AGAINST | 4 | |
| Preformed Line Products Company | May 13, 2025 | To approve the 2025 Incentive Plan | Compensation | Board | AGAINST | 4 | |
| Prime Medicine, Inc. | June 4, 2025 | To elect Thomas Cahill, M.D., Ph.D. and Robert Nelsen as Class III Directors: Robert Nelsen | Director Elections | Board | WITHHOLD | 4 | |
| Prime Medicine, Inc. | June 4, 2025 | To elect Thomas Cahill, M.D., Ph.D. and Robert Nelsen as Class III Directors: Thomas Cahill, M.D., Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| Priority Technology Holdings, Inc. | June 13, 2025 | To approve, on a non-binding advisory basis, the compensation of our Named Executive Officers. | Say-on-Pay | Board | AGAINST | 4 | |
| ProKidney Corp. | May 29, 2025 | Advisory charter proposal B. To approve as a non-binding, advisory resolution a provision in the Proposed Charter such that, subject to the rights of the holders of any one or more series of preferred stock then outstanding, the number of authorized shares of any of the common stock, Class A common stock, Class B common stock or the preferred stock may be increased or decreased, in each case by the affirmative vote of the holders of a majority of the total voting power of the outstanding shares of capital stock of ProKidney Delaware entitled to vote thereon, voting together as a single class, irrespective of the provisions of Section 242(b)(2) of the General Corporation Law of the State of Delaware, and no vote of the holders of any class of the common stock, Class A common stock, Class B common stock or the preferred stock voting separately as a class will be required therefor. | Capital Structure | Board | AGAINST | 4 | |
| ProKidney Corp. | May 29, 2025 | Advisory charter proposal D. To approve as a non-binding, advisory resolution a provision to change the authorized share capital of ProKidney from US$100,500 divided into 500,000,000 Class A ordinary shares, 500,000,000 Class B ordinary shares and 5,000,000 preference shares to 700,000,000 shares of Class A common stock, 500,000,000 shares of Class B common stock and 50,000,000 shares of preferred stock. | Capital Structure | Board | AGAINST | 4 | |
| Proficient Auto Logistics, Inc. | May 6, 2025 | Election of Directors: Charles A. Alutto | Director Elections | Board | WITHHOLD | 4 | |
| Proficient Auto Logistics, Inc. | May 6, 2025 | Election of Directors: Douglas L. Col | Director Elections | Board | WITHHOLD | 4 | |
| Proficient Auto Logistics, Inc. | May 6, 2025 | Election of Directors: James B. Gattoni | Director Elections | Board | WITHHOLD | 4 | |
| Proficient Auto Logistics, Inc. | May 6, 2025 | Election of Directors: John F. Schraudenbach | Director Elections | Board | WITHHOLD | 4 | |
| Progyny, Inc. | May 22, 2025 | Approval, on an advisory (non-binding basis), of the compensation of the company's named executive officers | Say-on-Pay | Board | AGAINST | 4 | |
| Progyny, Inc. | May 22, 2025 | Election of Directors: Norman Payson, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| Prothena Corporation plc | May 13, 2025 | To approve an amendment to the Company's 2018 Long Term Incentive Plan to increase the number of ordinary shares available for issuance under that Plan by 2,000,000 ordinary shares. | Compensation | Board | AGAINST | 4 | |
| Provident Bancorp, Inc. | May 15, 2025 | The election as directors of the nominees listed, each for, three-year terms indicated: Julienne C. Cassarino | Director Elections | Board | WITHHOLD | 4 | |
| PubMatic, Inc. | May 30, 2025 | Election of Directors: Ramon Jones | Director Elections | Board | WITHHOLD | 4 | |
| PubMatic, Inc. | May 30, 2025 | Election of Directors: Susan Daimler | Director Elections | Board | WITHHOLD | 4 | |
| Pulmonx Corporation | May 22, 2025 | Election of Directors: Richard M. Ferrari | Director Elections | Board | WITHHOLD | 4 | |
| Pulmonx Corporation | May 22, 2025 | To conduct a non-binding advisory vote to approve our executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| Pure Cycle Corporation | January 15, 2025 | Election of Directors: Wanda J. Abel | Director Elections | Board | WITHHOLD | 4 | |
| Pure Storage, Inc. | June 11, 2025 | An advisory vote on our named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| Pure Storage, Inc. | June 11, 2025 | Election of four Class I directors to serve until our Annual Meeting of Stockholders in 2028: Scott Dietzen | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 21, 2025 | Election of Directors: Beth-Ann Eason | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 21, 2025 | Election of Directors: Christopher B. Harned | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 21, 2025 | Election of Directors: Douglas P. Buth | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 21, 2025 | Election of Directors: J. Joel Quadracci | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 21, 2025 | Election of Directors: Jay O. Rothman | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 21, 2025 | Election of Directors: John C. Fowler | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 21, 2025 | Election of Directors: Kathryn Quadracci Flores | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 21, 2025 | Election of Directors: Melanie A. Huet | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 21, 2025 | Election of Directors: Stephen M. Fuller | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 21, 2025 | To approve an amendment to the Quad/Graphics, Inc. 2020 Omnibus Incentive Plan. | Compensation | Board | AGAINST | 4 |
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Built October 12, 2026 from SEC Form N-PX filings.