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Guggenheim 2025-2026: where it broke with the board

Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.

Everything Only shareholder proposals it backed

2,639 proposals.

Guggenheim, 2025-2026 proxy season. Who put a proposal on the ballot is taken from the filer’s own N-PX answer (Item 1(h)), or, marked “inferred”, from its category and wording where the filing does not say; see the method note on the overview page.
CompanyMeetingProposalCategory On the ballot fromBoard recommendedGuggenheim votedFunds
Kronos Worldwide, Inc. 2026-05-13 Election of Directors: Brian W. Christian Director Elections Board WITHHOLD 4
Kronos Worldwide, Inc. 2026-05-13 Election of Directors: Loretta J. Feehan Director Elections Board WITHHOLD 4
Kronos Worldwide, Inc. 2026-05-13 Election of Directors: Michael S. Simmons Director Elections Board WITHHOLD 4
Kronos Worldwide, Inc. 2026-05-13 Nonbinding advisory vote approving named executive officer compensation. Say-on-Pay Board AGAINST 4
Kura Oncology, Inc. 2026-06-04 Approval of an amendment to our Amended and Restated 2014 Equity Incentive Plan. Compensation Board AGAINST 4
Kura Oncology, Inc. 2026-06-04 Election of three Class III directors for three-year terms: Diane Parks Director Elections Board WITHHOLD 4
Kura Oncology, Inc. 2026-06-04 Election of three Class III directors for three-year terms: Mary T. Szela Director Elections Board WITHHOLD 4
Kura Sushi USA, Inc. 2026-01-21 Election of Directors: Carin L. Stutz Director Elections Board AGAINST 4
Kura Sushi USA, Inc. 2026-01-21 Election of Directors: Hajime Uba Director Elections Board AGAINST 4
Kura Sushi USA, Inc. 2026-01-21 Election of Directors: Shintaro Asako Director Elections Board AGAINST 4
Kura Sushi USA, Inc. 2026-01-21 Election of Directors: Treasa Bowers Director Elections Board AGAINST 4
LB Pharmaceuticals Inc 2026-06-03 To elect three nominees for Class I directors, each to hold office until the 2029 Annual Meeting of Stockholders: Robert A. Lenz M.D., Ph.D. Director Elections Board WITHHOLD 4
LENSAR, Inc. 2025-12-18 Election of Class II Directors: Aimee S. Weisner Director Elections Board WITHHOLD 4
LENSAR, Inc. 2025-12-18 Election of Class II Directors: Nicholas T. Curtis Director Elections Board WITHHOLD 4
LENSAR, Inc. 2025-12-18 Election of Class II Directors: Todd B. Hammer Director Elections Board WITHHOLD 4
Ladder Capital Corp. 2026-06-04 Election of the below Nominees to the Board of Directors: Brian Harris Director Elections Board WITHHOLD 4
Ladder Capital Corp. 2026-06-04 Election of the below Nominees to the Board of Directors: Mark Alexander Director Elections Board WITHHOLD 4
Landmark Bancorp, Inc. 2026-05-20 Election of Directors: Angelia K. Stanland Director Elections Board AGAINST 4
LanzaTech Global, Inc. 2025-07-28 Election of Class II Directors: Barbara Byrne Director Elections Board WITHHOLD 4
LanzaTech Global, Inc. 2025-07-28 To approve an amendment to the Certificate of Incorporation to decrease the par value of the Common Stock from $0.0001 to $0.0000001 the "Par Value Proposal"). Capital Structure Board AGAINST 4
LanzaTech Global, Inc. 2025-07-28 To approve, on an advisory (non-binding) basis, the compensation of our named executive officers. Say-on-Pay Board AGAINST 4
LanzaTech Global, Inc. 2025-07-28 [Reserved]. Capital Structure Board AGAINST 4
Larimar Therapeutics, Inc. 2026-05-19 Election of Class III Directors for a Three-Year Term Expiring in 2029: Carole S. Ben-Maimon, M.D. Director Elections Board WITHHOLD 4
Larimar Therapeutics, Inc. 2026-05-19 Election of Class III Directors for a Three-Year Term Expiring in 2029: Frank Thomas Director Elections Board WITHHOLD 4
Larimar Therapeutics, Inc. 2026-05-19 Election of Class III Directors for a Three-Year Term Expiring in 2029: Joseph Truitt Director Elections Board WITHHOLD 4
Latham Group, Inc. 2026-04-30 Election of Class II Directors: Frank J. Dellaquila Director Elections Board WITHHOLD 4
Latham Group, Inc. 2026-04-30 Election of Class II Directors: William M. Pruellage Director Elections Board WITHHOLD 4
Legacy Housing Corporation 2025-12-18 Election of Directors: Brian J. Ferguson Director Elections Board AGAINST 4
Legacy Housing Corporation 2025-12-18 Election of Directors: Jeffrey K. Stouder Director Elections Board AGAINST 4
LegalZoom.com, Inc. 2026-06-03 To elect the one director nominee named in the proxy statement as a Class II director of the Company to serve for a three-year term and until her successor has been duly elected and qualified, or until her earlier death, resignation, removal, retirement or disqualification: Sivan Whiteley Director Elections Board WITHHOLD 4
Legence Corp. 2026-06-11 Election of Directors: Bilal Khan Director Elections Board WITHHOLD 4
Lemonade, Inc. 2026-06-03 Election of Class III Directors: Debra Schwartz Director Elections Board WITHHOLD 4
Lemonade, Inc. 2026-06-03 Election of Class III Directors: Michael Eisenberg Director Elections Board WITHHOLD 4
Lemonade, Inc. 2026-06-03 To approve on an advisory (non-binding) basis the compensation of the Company's named executive officers. Say-on-Pay Board AGAINST 4
Liberty Latin America Ltd. 2026-06-23 To approve the Liberty Latin America 2026 Incentive Plan. Compensation Board AGAINST 4
Liberty Latin America Ltd. 2026-06-23 To elect Class III members of our board of directors until the 2029 Annual General Meeting of Shareholders or their earlier resignation or removal: Michael T. Fries Director Elections Board WITHHOLD 4
LifeMD, Inc. 2026-06-12 To approve LifeMD's Fourth Amended and Restated 2020 Equity and Incentive Plan. Compensation Board AGAINST 4
LifeStance Health Group, Inc. 2026-06-02 Election of two director nominees named in the Proxy Statement to serve until the 2029 Annual Meeting of Stockholders: David Bourdon Director Elections Board WITHHOLD 4
Lifeway Foods, Inc. 2025-12-29 To approve, by non-binding advisory vote, executive compensation. Say-on-Pay Board AGAINST 4
Lifezone Metals Limited 2026-05-05 Elect Director Keith Liddell Director Elections Board AGAINST 4
Limoneira Company 2026-03-25 To vote on an advisory resolution to approve the compensation of the Named Executive Officers as disclosed in this proxy statement ("Proposal 2"); Say-on-Pay Board AGAINST 4
Lionsgate Studios Corp. 2026-03-17 Election of Directors: Michael T. Fries Director Elections Board WITHHOLD 4
Live Oak Bancshares, Inc. 2026-05-19 Election of Directors: Miltom E. Petty Director Elections Board WITHHOLD 4
Live Oak Bancshares, Inc. 2026-05-19 Election of Directors: William H. Cameron Director Elections Board WITHHOLD 4
Live Oak Bancshares, Inc. 2026-05-19 Election of Directors: Yousef A. Valine Director Elections Board WITHHOLD 4
Live Oak Bancshares, Inc. 2026-05-19 Omnibus Stock Incentive Plan. Proposal to approve the Live Oak Bancshares, Inc. 2026 Omnibus Stock Incentive Plan. Compensation Board AGAINST 4
LiveRamp Holdings, Inc. 2025-08-12 Approval of an increase in the number of shares available for issuance under the Company's Amended and Restated 2005 Equity Compensation Plan. Compensation Board AGAINST 4
LiveWire Group, Inc. 2026-05-21 Election of Directors: Bryan Niketh Director Elections Board WITHHOLD 4
LiveWire Group, Inc. 2026-05-21 Election of Directors: Glen Koval Director Elections Board WITHHOLD 4
LiveWire Group, Inc. 2026-05-21 Election of Directors: Jonathan Root Director Elections Board WITHHOLD 4
LiveWire Group, Inc. 2026-05-21 Election of Directors: Paul Krause Director Elections Board WITHHOLD 4
Lument Finance Trust, Inc. 2026-06-10 Approval, on an advisory basis, of the compensation of our named executive officers, as described in the proxy statement under "Executive Compensation." Say-on-Pay Board AGAINST 4
Lument Finance Trust, Inc. 2026-06-10 Election of Directors: Neil A. Cummins Director Elections Board WITHHOLD 4
Lument Finance Trust, Inc. 2026-06-10 Election of Directors: Walter C. Keenan Director Elections Board WITHHOLD 4
Lument Finance Trust, Inc. 2026-06-10 Election of Directors: William A. Houlihan Director Elections Board WITHHOLD 4
Luminar Technologies, Inc. 2025-07-03 To approve an amendment to the Luminar Technologies, Inc. 2020 Amended and Restated Equity Incentive Plan to increase the authorized share reserve. Compensation Board AGAINST 4
Luminar Technologies, Inc. 2025-07-03 To approve on an advisory (non-binding) basis of the compensation of our named executive officers. Say-on-Pay Board AGAINST 4
Luminar Technologies, Inc. 2025-07-03 To elect three Class II directors to hold office until the 2028 annual meeting of stockholders or until their respective successors are elected and qualified: Alec E. Gores Director Elections Board WITHHOLD 4
M-tron Industries, Inc. 2026-06-16 To approve the Second Amended and Restated M-tron Industries, Inc. 2022 Incentive Plan. Compensation Board AGAINST 4
MBIA Inc. 2026-05-05 To approve, on an advisory basis, executive compensation. Say-on-Pay Board AGAINST 4
MBX Biosciences, Inc. 2026-06-04 Election of two Class II Directors, each to serve until the Company's 2029 Annual Meeting of Stockholders or until such person's successor is duly elected and qualified, or until their earlier death, resignation or removal: Patrick J. Heron Director Elections Board WITHHOLD 4
MGP Ingredients, Inc. 2026-05-13 Approve the MGP Ingredients, Inc. Amended and Restated 2024 Equity Incentive Plan. Compensation Board AGAINST 4
MGP Ingredients, Inc. 2026-05-13 Election of Directors: Thomas A. Gerke Director Elections Board AGAINST 4
MGP Ingredients, Inc. 2026-05-13 Election of Directors: Todd B. Siwak Director Elections Board AGAINST 4
MP Materials Corp. 2026-06-09 Advisory vote to approve compensation paid to the Company's named executive officers. Say-on-Pay Board AGAINST 4
MP Materials Corp. 2026-06-09 Election of 2 Directors Named in the Proxy Statement: Arnold W. Donald Director Elections Board WITHHOLD 4
MP Materials Corp. 2026-06-09 Election of 2 Directors Named in the Proxy Statement: Randall J. Weisenburger Director Elections Board WITHHOLD 4
MVB Financial Corp. 2026-05-19 To amend the MVB Financial Corp. 2022 Stock Incentive Plan to increase the number of shares authorized for issuance under the Plan. Compensation Board AGAINST 4
Madison Square Garden Entertainment Corp. 2025-12-10 Election of the following nominees as directors: Donna M. Coleman Director Elections Board WITHHOLD 4
Madison Square Garden Entertainment Corp. 2025-12-10 Election of the following nominees as directors: Frederic V. Salerno Director Elections Board WITHHOLD 4
Madison Square Garden Entertainment Corp. 2025-12-10 Election of the following nominees as directors: Martin Bandier Director Elections Board WITHHOLD 4
MainStreet Bancshares, Inc. 2026-05-21 vote, on an advisory, non-binding basis, to approve the compensation of the named executive officers; and Say-on-Pay Board AGAINST 4
Maplebear Inc. 2026-05-22 To approve, on a non-binding, advisory basis, the compensation of our named executive officers. Say-on-Pay Board AGAINST 4
Maplebear Inc. 2026-05-22 To elect the following Class III director nominees: Lily Sarafan Director Elections Board WITHHOLD 4
Maravai Lifesciences Holdings, Inc. 2026-05-26 To elect three nominees to the Board of Directors (3-year term expiring in 2029): Bernd Brust Director Elections Board WITHHOLD 4
Maravai Lifesciences Holdings, Inc. 2026-05-26 To elect three nominees to the Board of Directors (3-year term expiring in 2029): Gregory T. Lucier Director Elections Board WITHHOLD 4
Maravai Lifesciences Holdings, Inc. 2026-05-26 To elect three nominees to the Board of Directors (3-year term expiring in 2029): Luke Marker Director Elections Board WITHHOLD 4
Marex Group Plc 2026-05-21 Approve Scheme of Arrangement Extraordinary Transactions Board AGAINST 4
Marex Group plc 2026-05-21 Approve Capital Reduction by Cancellation and Extinguishment of the Deferred Shares Capital Structure Board AGAINST 4
Marex Group plc 2026-05-21 Approve Capital Reduction by Cancellation and Extinguishment of the Scheme Shares Capital Structure Board AGAINST 4
Marex Group plc 2026-05-21 Approve Scheme of Arrangement Extraordinary Transactions Board AGAINST 4
MarketWise, Inc. 2026-06-04 Election of Directors: Matthew Turner Director Elections Board WITHHOLD 4
MarketWise, Inc. 2026-06-04 To approve, on an advisory (non-binding) basis, the compensation of our named executive officers. Say-on-Pay Board AGAINST 4
Marqeta, Inc. 2026-06-10 To approve, on a non-binding advisory basis, the compensation of our named executive officers. Say-on-Pay Board AGAINST 4
Match Group, Inc. 2026-06-16 To approve a non-binding advisory resolution on executive compensation. Say-on-Pay Board AGAINST 4
Match Group, Inc. 2026-06-16 To approve the Match Group, Inc Second Amended and Restated 2024 Stock and Annual Incentive Plan. Compensation Board AGAINST 4
Matrix Service Company 2025-11-04 To approve a proposal to amend the Company's 2020 Stock and Incentive Compensation Plan to increase the number of shares of Common Stock of the Company authorized for issuance thereunder from 3,975,000 to 5,000,000. Compensation Board AGAINST 4
Maui Land & Pineapple Company, Inc. 2026-05-27 Election of Directors: To elect seven directors to serve for a one-year term to expire at the 2027 Annual Meeting of Stockholders or until their successors are elected and qualified: Glyn Aeppel Director Elections Board WITHHOLD 4
Mayville Engineering Company, Inc. 2026-04-21 Election of Directors: Terms expiring at the 2029 Annual Meeting: Robert L. McCormick Director Elections Board WITHHOLD 4
Maze Therapeutics, Inc. 2026-06-08 Election of Class I Directors: Jason Coloma, Ph.D. Director Elections Board WITHHOLD 4
Maze Therapeutics, Inc. 2026-06-08 Election of Class I Directors: Neil Kumar, Ph.D. Director Elections Board WITHHOLD 4
MediWound Ltd. 2026-02-19 Increase Number of Ordinary Shares Under Company's Incentive Plan Compensation Board AGAINST 4
MeiraGTx Holdings Plc 2026-06-11 Election of Directors: Debra Yu, M.D. Director Elections Board WITHHOLD 4
Mercurity Fintech Holding Inc. 2025-09-15 Approve Omnibus Stock Plan Compensation Board AGAINST 4
Mercurity Fintech Holding Inc. 2025-09-15 Elect Director Qian Sun Director Elections Board AGAINST 4
Mercurity Fintech Holding Inc. 2025-09-15 Elect Director Shi Qiu Director Elections Board AGAINST 4
Mercurity Fintech Holding Inc. 2025-09-15 Elect Director Wilfred Daye Director Elections Board AGAINST 4
Meridian Corporation 2026-05-28 ELECTION OF DIRECTORS. The election of three (3) directors as "Class C" directors of the Board, to serve a three-year term expiring in 2029: Christopher J. Annas Director Elections Board WITHHOLD 4
MetroCity Bankshares, Inc. 2026-05-21 Election of Directors: Francis Lai Director Elections Board AGAINST 4
Metropolitan Bank Holding Corp. 2026-04-29 Election of Directors: Maria Fiorini Ramirez - for a 3-year term Director Elections Board WITHHOLD 4

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Built 2026-10-12 from SEC Form N-PX filings.