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Guggenheim 2025-2026: where it broke with the board

Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.

Everything Only shareholder proposals it backed

2,550 proposals.

Guggenheim, 2025-2026 proxy season. Who put a proposal on the ballot is taken from the filer’s own N-PX answer (Item 1(h)), or, marked “inferred”, from its category and wording where the filing does not say; see how we count these.
CompanyMeetingProposalCategory On the ballot fromBoard recommendedGuggenheim votedFunds
RCM Technologies, Inc. December 18, 2025 Approve our 2025 Omnibus Equity Compensation Plan. Compensation Board AGAINST 4
REGENXBIO Inc. May 29, 2026 Election of three Class II Directors: Jean Bennett, M.D., Ph.D. Director Elections Board WITHHOLD 4
REGENXBIO Inc. May 29, 2026 To approve a stock option exchange for our executive employees. Compensation Board AGAINST 4
REGENXBIO Inc. May 29, 2026 To approve a stock option exchange for our non-executive employees. Compensation Board AGAINST 4
Ranger Energy Services, Inc. May 15, 2026 To elect Class II directors to hold office until the 2029 Annual Meeting: Sean Woolverton Director Elections Board WITHHOLD 4
Ranger Energy Services, Inc. May 15, 2026 To elect Class II directors to hold office until the 2029 Annual Meeting: Stuart N. Bodden Director Elections Board WITHHOLD 4
Ranpak Holdings Corp. May 21, 2026 Company Proposal - Election of Directors: Victoria Dolan Director Elections Board WITHHOLD 4
Rapid7, Inc. June 9, 2026 Election of Directors: Jeff Kalowski Director Elections Board WITHHOLD 4
Red Cat Holdings, Inc. June 18, 2026 A non-binding advisory vote to approve the compensation of the Company's Named Executive Officers. Say-on-Pay Board AGAINST 4
Red Cat Holdings, Inc. June 18, 2026 Election of five (5) Directors: Christopher R. Moe Director Elections Board WITHHOLD 4
Red Cat Holdings, Inc. June 18, 2026 Election of five (5) Directors: General (R) Paul E. Funk II Director Elections Board WITHHOLD 4
Red Cat Holdings, Inc. June 18, 2026 Election of five (5) Directors: Jeffrey M. Thompson Director Elections Board WITHHOLD 4
Red Cat Holdings, Inc. June 18, 2026 Election of five (5) Directors: Joseph Freedman Director Elections Board WITHHOLD 4
Red Cat Holdings, Inc. June 18, 2026 Election of five (5) Directors: Nicholas Liuzza Jr. Director Elections Board WITHHOLD 4
Reddit, Inc. June 8, 2026 Election of Directors: Michael Seibel Director Elections Board WITHHOLD 4
Reddit, Inc. June 8, 2026 Election of Directors: Robert A. Sauerberg Director Elections Board WITHHOLD 4
Reddit, Inc. June 8, 2026 Election of Directors: Steven Huffman Director Elections Board WITHHOLD 4
Reddit, Inc. June 8, 2026 Election of Directors: Steven O. Newhouse Director Elections Board WITHHOLD 4
Redwire Corporation May 20, 2026 Election of Class II Directors: Reggie Brothers Director Elections Board WITHHOLD 4
Relay Therapeutics, Inc. June 9, 2026 To elect two class III directors to our board of directors, to serve until the 2029 annual meeting of stockholders and until their successor has been duly elected and qualified, or until such director's earlier death, resignation or removal: Douglas S. Ingram Director Elections Board WITHHOLD 4
Repligen Corporation May 14, 2026 Election of Directors: Carrie Eglinton Manner Director Elections Board AGAINST 4
Repligen Corporation May 14, 2026 Election of Directors: Glenn P. Muir Director Elections Board AGAINST 4
Repligen Corporation May 14, 2026 Election of Directors: Karen A. Dawes Director Elections Board AGAINST 4
Replimune Group, Inc. September 3, 2025 To approve an amendment to Replimune Group, Inc.'s 2018 Omnibus Incentive Compensation Plan (the "Plan Amendment"). Compensation Board AGAINST 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: A. Scott Trager Director Elections Board WITHHOLD 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: Alejandro M. Sanchez Director Elections Board WITHHOLD 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: Andrew Trager-Kusman Director Elections Board WITHHOLD 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: Ernest W. Marshall, Jr. Director Elections Board WITHHOLD 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: Heather V. Howell Director Elections Board WITHHOLD 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: Jennifer N. Green Director Elections Board WITHHOLD 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: Logan M. Pichel Director Elections Board WITHHOLD 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: Mark A. Vogt Director Elections Board WITHHOLD 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: Steven E. Trager Director Elections Board WITHHOLD 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: Timothy S. Huval Director Elections Board WITHHOLD 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: Vidya Ravichandran Director Elections Board WITHHOLD 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: W. Kennett Oyler, III Director Elections Board WITHHOLD 4
Republic Bancorp, Inc. April 23, 2026 Election of Directors: Yoania Cannon Director Elections Board WITHHOLD 4
Reservoir Media, Inc. August 7, 2025 Election of Directors: Helima Croft Director Elections Board AGAINST 4
Reservoir Media, Inc. August 7, 2025 Election of Directors: Neil de Gelder Director Elections Board AGAINST 4
Resolute Holdings Management, Inc. June 11, 2026 Election of Directors: Joseph J. DeAngelo Director Elections Board WITHHOLD 4
Resolute Holdings Management, Inc. June 11, 2026 Election of Directors: Mark R. James Director Elections Board WITHHOLD 4
Resolute Holdings Management, Inc. June 11, 2026 Election of Directors: Thomas R. Knott Director Elections Board WITHHOLD 4
Revolve Group, Inc. June 5, 2026 The election of directors: Michael Karanikolas Director Elections Board WITHHOLD 4
Revolve Group, Inc. June 5, 2026 The election of directors: Michael Mente Director Elections Board WITHHOLD 4
Rezolute, Inc. November 19, 2025 To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers as disclosed in the Executive Compensation section of the Proxy Statement. Say-on-Pay Board AGAINST 4
Rezolve AI PLC September 30, 2025 Approve Remuneration Policy Compensation Board AGAINST 4
Rezolve AI PLC September 30, 2025 Approve Remuneration Report Compensation Board AGAINST 4
Rezolve AI Plc January 13, 2026 Authorise Issue of Equity Capital Structure Board AGAINST 4
Rezolve AI Plc January 13, 2026 Authorise Issue of Equity without Pre-emptive Rights Capital Structure Board AGAINST 4
Rezolve AI Plc June 30, 2026 Approve Remuneration Report Compensation Board AGAINST 4
Rezolve AI Plc June 30, 2026 Authorise Market Purchase of Ordinary Shares Capital Structure Board AGAINST 4
Rhinebeck Bancorp, Inc. May 19, 2026 Election of Directors: Sharon A. McGinnis Director Elections Board WITHHOLD 4
Rhinebeck Bancorp, Inc. May 19, 2026 Election of Directors: William C. Irwin Director Elections Board WITHHOLD 4
Ribbon Communications Inc. June 3, 2026 To approve, on a non-binding, advisory basis, the compensation of Ribbon Communication Inc.'s named executive officers as disclosed in the "Compensation Discussion and Analysis" section and the accompanying compensation tables and related narratives contained in the Proxy Statement. Say-on-Pay Board AGAINST 4
Richardson Electronics, Ltd. October 7, 2025 Election of directors: Edward J. Richardson Director Elections Board WITHHOLD 4
Richardson Electronics, Ltd. October 7, 2025 Election of directors: Jacques Belin Director Elections Board WITHHOLD 4
Richardson Electronics, Ltd. October 7, 2025 Election of directors: James Benham Director Elections Board WITHHOLD 4
Richardson Electronics, Ltd. October 7, 2025 Election of directors: Kenneth Halverson Director Elections Board WITHHOLD 4
Richardson Electronics, Ltd. October 7, 2025 Election of directors: Paul J. Plante Director Elections Board WITHHOLD 4
Richardson Electronics, Ltd. October 7, 2025 Election of directors: Robert Kluge Director Elections Board WITHHOLD 4
Richardson Electronics, Ltd. October 7, 2025 To approve an amendment to the Amended and Restated 2011 Long-Term Incentive Plan to increase the number of shares available for issuance under the Plan. Compensation Board AGAINST 4
Richtech Robotics Inc. September 29, 2025 Election of Stephen Markscheid to hold office until the 2028 Annual Meeting of Stockholders or his successor is elected and qualified. Director Elections Board WITHHOLD 4
Ridgepost Capital, Inc. June 18, 2026 Election of Directors: David M. McCoy Director Elections Board WITHHOLD 4
Ridgepost Capital, Inc. June 18, 2026 Election of Directors: Robert B. Stewart, Jr. Director Elections Board WITHHOLD 4
Ridgepost Capital, Inc. June 18, 2026 Election of Directors: Tracey Benford Director Elections Board WITHHOLD 4
Rigel Pharmaceuticals, Inc. May 14, 2026 To approve an amendment to our 2018 Equity Incentive Plan, as amended (the "Amended 2018 Plan"), to add an additional 500,000 shares to the number of shares of common stock authorized for issuance under the Amended 2018 Plan. Compensation Board AGAINST 4
Riley Exploration Permian, Inc. May 12, 2026 Approval of the amendment and restatement of the Riley Exploration Permian, Inc. Amended and Restated 2021 Long Term Incentive Plan. Compensation Board AGAINST 4
Rimini Street, Inc. June 3, 2026 Election of Class III Directors: Jay Snyder Director Elections Board WITHHOLD 4
Rimini Street, Inc. June 3, 2026 Election of Class III Directors: Steven Capelli Director Elections Board WITHHOLD 4
Rithm Property Trust Inc. June 2, 2026 Election of Directors: Daniel Hoffman Director Elections Board WITHHOLD 4
Rithm Property Trust Inc. June 2, 2026 Election of Directors: Mary Haggerty Director Elections Board WITHHOLD 4
Rithm Property Trust Inc. June 2, 2026 Election of Directors: Michael Nierenberg Director Elections Board WITHHOLD 4
Rithm Property Trust Inc. June 2, 2026 Election of Directors: Paul Friedman Director Elections Board WITHHOLD 4
Rithm Property Trust Inc. June 2, 2026 To approve (on a non-binding advisory basis) the compensation of the named executive officers as described in the accompanying materials. Say-on-Pay Board AGAINST 4
Riverview Bancorp, Inc. August 28, 2025 Advisory (non-binding) vote to approve the compensation paid to our named executive officers. Say-on-Pay Board AGAINST 4
Rocket Pharmaceuticals, Inc. May 20, 2026 The approval of the proposed stock option exchange program; and Compensation Board AGAINST 4
Root, Inc. June 3, 2026 To approve, on an advisory basis, our named executive officer compensation. Say-on-Pay Board AGAINST 4
Root, Inc. June 3, 2026 To elect three Class III directors, Lawrence Hilsheimer, Alexander Timm and Douglas Ulman, each to hold office until our Annual Meeting of Stockholders in 2029: Lawrence Hilsheimer Director Elections Board AGAINST 4
Rumble Inc. June 11, 2026 Election of Directors: Christopher Pavlovski Director Elections Board WITHHOLD 4
Rumble Inc. June 11, 2026 Election of Directors: Jerry Naumoff Director Elections Board WITHHOLD 4
Rumble Inc. June 11, 2026 Election of Directors: Katie Biber Director Elections Board WITHHOLD 4
Rush Street Interactive, Inc. June 3, 2026 Election of Class III Director: Neil Bluhm Director Elections Board WITHHOLD 4
Rush Street Interactive, Inc. June 3, 2026 Election of Class III Director: Niccolo de Masi Director Elections Board WITHHOLD 4
SANUWAVE Health, Inc. August 19, 2025 Election of Directors: Ian Miller Director Elections Board WITHHOLD 4
SANUWAVE Health, Inc. August 19, 2025 Election of Directors: James Tyler Director Elections Board WITHHOLD 4
SANUWAVE Health, Inc. August 19, 2025 Election of Directors: Jeffrey Blizard Director Elections Board WITHHOLD 4
SANUWAVE Health, Inc. August 19, 2025 To approve an amendment to the SANUWAVE Health, Inc. 2024 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by 500,000 shares. Compensation Board AGAINST 4
SANUWAVE Health, Inc. June 11, 2026 Election of Directors: Ian Miller Director Elections Board WITHHOLD 4
SANUWAVE Health, Inc. June 11, 2026 Election of Directors: James Tyler Director Elections Board WITHHOLD 4
SANUWAVE Health, Inc. June 11, 2026 Election of Directors: Jeffrey Blizard Director Elections Board WITHHOLD 4
SANUWAVE Health, Inc. June 11, 2026 To approve, in an advisory, non-binding vote, the compensation paid to our named executive officers. Say-on-Pay Board AGAINST 4
SELLAS Life Sciences Group, Inc. June 16, 2026 The advisory approval of the compensation of our named executive officers. Say-on-Pay Board AGAINST 4
SFL Corporation Ltd. May 11, 2026 Approve the Re-designation and Allocation of the Authorized Share Capital Capital Structure Board AGAINST 4
SFL Corporation Ltd. May 11, 2026 Elect Director Kathrine Fredriksen Director Elections Board AGAINST 4
SI-BONE, Inc. June 4, 2026 Election of Directors: Jeffrey W. Dunn Director Elections Board WITHHOLD 4
SI-BONE, Inc. June 4, 2026 Election of Directors: John G. Freund, M.D. Director Elections Board WITHHOLD 4
SIGA Technologies, Inc. June 9, 2026 To approve an amendment to the SIGA Technologies, Inc. Amended and Restated 2010 Stock Incentive Plan to increase the number of shares of common stock available for issuance. Compensation Board AGAINST 4
SR Bancorp, Inc. November 19, 2025 Election of Directors: Douglas M. Sonier Director Elections Board WITHHOLD 4
SR Bancorp, Inc. November 19, 2025 Election of Directors: Marc Lebovitz Director Elections Board WITHHOLD 4
Sabre Corporation April 29, 2026 To approve our 2026 Omnibus Incentive Compensation Plan. Compensation Board AGAINST 4

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Built October 13, 2026 from SEC Form N-PX filings.