Home › Asset managers › Guggenheim › 2025-2026 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
2,550 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| PENN Entertainment, Inc. | June 16, 2026 | Approval of the third amendment to our 2022 Long-Term Incentive Compensation Plan. | Compensation | Board | AGAINST | 4 | |
| PLAYSTUDIOS, Inc. | July 22, 2025 | Election of Directors: Andrew Pascal | Director Elections | Board | WITHHOLD | 4 | |
| PLAYSTUDIOS, Inc. | July 22, 2025 | Election of Directors: Jason Krikorian | Director Elections | Board | WITHHOLD | 4 | |
| PLAYSTUDIOS, Inc. | July 22, 2025 | Election of Directors: Joe Horowitz | Director Elections | Board | WITHHOLD | 4 | |
| PLAYSTUDIOS, Inc. | July 22, 2025 | Election of Directors: Judy K. Mencher | Director Elections | Board | WITHHOLD | 4 | |
| PROCEPT BioRobotics Corporation | June 9, 2026 | Approval, on a non-binding advisory basis, of the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| PagSeguro Digital Ltd. | December 19, 2025 | Elect Director Alexandre Magnani | Director Elections | Board | AGAINST | 4 | |
| PagSeguro Digital Ltd. | December 19, 2025 | Elect Director Artur Schunck | Director Elections | Board | AGAINST | 4 | |
| PagSeguro Digital Ltd. | May 27, 2026 | Elect Director Alexandre Magnani | Director Elections | Board | AGAINST | 4 | |
| PagSeguro Digital Ltd. | May 27, 2026 | Elect Director Artur Gaulke Schunck | Director Elections | Board | AGAINST | 4 | |
| PagSeguro Digital Ltd. | May 27, 2026 | Elect Director Eduardo Alcaro | Director Elections | Board | AGAINST | 4 | |
| PagSeguro Digital Ltd. | May 27, 2026 | Elect Director Luis Frias | Director Elections | Board | AGAINST | 4 | |
| PagSeguro Digital Ltd. | May 27, 2026 | Elect Director Maria Judith de Brito | Director Elections | Board | AGAINST | 4 | |
| PagerDuty, Inc. | June 18, 2026 | To elect four Class I directors for terms expiring at our 2029 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified: Jennifer Tejada | Director Elections | Board | WITHHOLD | 4 | |
| Palladyne AI Corp. | June 8, 2026 | To approve restricted stock unit awards to our senior executives. | Compensation | Board | AGAINST | 4 | |
| Palladyne AI Corp. | June 8, 2026 | To approve the Palladyne AI Corp. 2021 Equity Incentive Plan, as amended and restated, to increase the number of shares authorized for issuance thereunder. | Compensation | Board | AGAINST | 4 | |
| Palladyne AI Corp. | June 8, 2026 | To elect one Class II director to hold office until our 2029 annual meeting of stockholders and his successor is elected and qualified: Dennis Weibling | Director Elections | Board | WITHHOLD | 4 | |
| Palvella Therapeutics, Inc. | June 10, 2026 | Approval of an amendment to the 2024 Equity Incentive Plan to increase the authorized shares issuable under the 2024 Plan by 750,000 shares. | Compensation | Board | AGAINST | 4 | |
| Paramount Group, Inc. | December 16, 2025 | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers in connection with the mergers. | Say-on-Pay | Board | AGAINST | 4 | |
| Park National Corporation | April 27, 2026 | Approval of the Park National Corporation 2026 Long-Term Incentive Plan for Employees. | Compensation | Board | AGAINST | 4 | |
| Patria Investments Limited | September 10, 2025 | Elect Daniel Rizardi Sorrentino as Director | Director Elections | Board | AGAINST | 4 | |
| Patriot National Bancorp, Inc. | May 20, 2026 | ELECTION OF DIRECTORS: Edward N. Constantino | Director Elections | Board | WITHHOLD | 4 | |
| Peakstone Realty Trust | April 29, 2026 | To approve, on a nonbinding, advisory basis, the compensation that may be paid or become payable to the named executive officers of the Company that is based on or otherwise relates to the Company Merger and the Partnership Merger (as defined in the accompanying proxy statement); and | Say-on-Pay | Board | AGAINST | 4 | |
| Perella Weinberg Partners | May 27, 2026 | To elect three Class directors to our Board of Directors: Robert K. Steel | Director Elections | Board | WITHHOLD | 4 | |
| Performant Healthcare, Inc. | October 17, 2025 | Non-Binding, Advisory Vote on Named Executive Officers Merger-Related Compensation | Say-on-Pay | Board | AGAINST | 4 | |
| Perspective Therapeutics, Inc. | May 27, 2026 | Election of Directors: Heidi Henson | Director Elections | Board | WITHHOLD | 4 | |
| Perspective Therapeutics, Inc. | May 27, 2026 | Election of Directors: Robert Froman Williamson, III | Director Elections | Board | WITHHOLD | 4 | |
| Petco Health and Wellness Company, Inc. | July 24, 2025 | Election of Class II Directors: Christopher J. Stadler | Director Elections | Board | WITHHOLD | 4 | |
| Petco Health and Wellness Company, Inc. | July 24, 2025 | Election of Class II Directors: David Lubek | Director Elections | Board | WITHHOLD | 4 | |
| Petco Health and Wellness Company, Inc. | June 30, 2026 | To approve the Second Amendment to the Company's 2021 Equity Incentive Plan to increase the number of shares of Class A Common Stock authorized for issuance under the plan. | Compensation | Board | AGAINST | 4 | |
| Petco Health and Wellness Company, Inc. | June 30, 2026 | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Petco Health and Wellness Company, Inc. | June 30, 2026 | To elect the four director nominees named in the proxy statement as Class III directors of the Company, each to serve for a three-year term and until his or her successor has been duly elected and qualified, or until his or her earlier death, resignation, removal, retirement or disqualification: Joel Anderson | Director Elections | Board | AGAINST | 4 | |
| Phoenix Education Partners, Inc. | February 12, 2026 | Election of Directors: Itai Wallach | Director Elections | Board | AGAINST | 4 | |
| Phoenix Education Partners, Inc. | February 12, 2026 | Election of Directors: Johannes Worsoe | Director Elections | Board | AGAINST | 4 | |
| Phoenix Education Partners, Inc. | February 12, 2026 | Election of Directors: Peter Cohen | Director Elections | Board | AGAINST | 4 | |
| Piedmont Realty Trust, Inc. | May 12, 2026 | Approve our Third Amended and Restated Omnibus Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Pioneer Bancorp, Inc. | May 19, 2026 | Election of Directors: Dr. James K. Reed | Director Elections | Board | WITHHOLD | 4 | |
| Pioneer Bancorp, Inc. | May 19, 2026 | Election of Directors: Edward Reinfurt | Director Elections | Board | WITHHOLD | 4 | |
| Planet Labs PBC | July 10, 2025 | To re-elect the following individuals to serve on the board of directors of Planet Labs PBC as Class I directors, until the 2028 annual meeting of stockholders and until their respective successors shall have been duly elected and qualified: William Marshall | Director Elections | Board | WITHHOLD | 4 | |
| Playtika Holding Corp. | June 11, 2026 | Election of Six Directors: Bing Yuan | Director Elections | Board | WITHHOLD | 4 | |
| Playtika Holding Corp. | June 11, 2026 | Election of Six Directors: Marc Beilinson | Director Elections | Board | WITHHOLD | 4 | |
| Ponce Financial Group, Inc. | June 11, 2026 | Approval, on an advisory and non-binding basis, of the compensation of the named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Ponce Financial Group, Inc. | June 11, 2026 | Election of Directors for the term ending in 2029: James Perez | Director Elections | Board | WITHHOLD | 4 | |
| Ponce Financial Group, Inc. | June 11, 2026 | Election of Directors for the term ending in 2029: Steven A. Tsavaris | Director Elections | Board | WITHHOLD | 4 | |
| Postal Realty Trust, Inc. | May 15, 2026 | Election of Directors: Anton Feingold | Director Elections | Board | WITHHOLD | 4 | |
| Postal Realty Trust, Inc. | May 15, 2026 | Election of Directors: Barry Lefkowitz | Director Elections | Board | WITHHOLD | 4 | |
| Postal Realty Trust, Inc. | May 15, 2026 | Election of Directors: Jane Gural-Senders | Director Elections | Board | WITHHOLD | 4 | |
| PowerFleet, Inc. | September 16, 2025 | Approval, on an advisory basis, of the Company's executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| Prairie Operating Co. | June 3, 2026 | The election of each of the director nominees: Erik Thoresen (Chairman) | Director Elections | Board | AGAINST | 4 | |
| Prairie Operating Co. | June 3, 2026 | The election of each of the director nominees: Jonathan Gray | Director Elections | Board | AGAINST | 4 | |
| Prairie Operating Co. | June 3, 2026 | The election of each of the director nominees: Stephen Lee | Director Elections | Board | AGAINST | 4 | |
| Precigen, Inc. | June 18, 2026 | Company Proposal - Election of Directors: Vinita Gupta | Director Elections | Board | AGAINST | 4 | |
| Prime Medicine, Inc. | August 1, 2025 | To approve the repricing of certain outstanding stock options that have been granted under the Company's 2019 Stock Option and Grant Plan and/or the 2022 Stock Option and Incentive Plan (the "Option Repricing Proposal"). | Compensation | Board | AGAINST | 4 | |
| Prime Medicine, Inc. | June 5, 2026 | To elect Michael Kelly and David Schenkein, M.D. as Class I Directors: David Schenkein, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| Priority Technology Holdings, Inc. | June 11, 2026 | To approve Amendment 2 to Priority Technology Holdings, Inc. 2018 Equity Incentive Plan | Compensation | Board | AGAINST | 4 | |
| Priority Technology Holdings, Inc. | June 11, 2026 | To approve, on a non-binding advisory basis, the compensation of our Named Executive Officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Pro-Dex, Inc. | November 20, 2025 | Election of Directors: David C. Hovda | Director Elections | Board | WITHHOLD | 4 | |
| Pro-Dex, Inc. | November 20, 2025 | Election of Directors: Katrina M.K. Philp | Director Elections | Board | WITHHOLD | 4 | |
| Pro-Dex, Inc. | November 20, 2025 | Election of Directors: Nicholas J. Swenson | Director Elections | Board | WITHHOLD | 4 | |
| Pro-Dex, Inc. | November 20, 2025 | Election of Directors: Raymond E. Cabillot | Director Elections | Board | WITHHOLD | 4 | |
| Pro-Dex, Inc. | November 20, 2025 | To amend the 2016 Equity Incentive Plan in order to extend its term for an additional ten years. | Compensation | Board | AGAINST | 4 | |
| Protalix Biotherapeutics, Inc. | June 25, 2026 | NOMINEES: Aharon Schwartz, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| Protalix Biotherapeutics, Inc. | June 25, 2026 | NOMINEES: Amos Bar Shalev | Director Elections | Board | WITHHOLD | 4 | |
| Protalix Biotherapeutics, Inc. | June 25, 2026 | NOMINEES: Shmuel "Muli" Ben Zvi, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| Protalix Biotherapeutics, Inc. | June 25, 2026 | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement that accompanies this notice; | Say-on-Pay | Board | AGAINST | 4 | |
| Protara Therapeutics, Inc. | June 12, 2026 | Approval of an amendment to the Protara Therapeutics, Inc. 2024 Equity Incentive Plan | Compensation | Board | AGAINST | 4 | |
| Protara Therapeutics, Inc. | June 12, 2026 | Election of three Class III directors to the Board of Directors of Protara Therapeutics, Inc., each to hold office until the annual meeting of stockholders in 2029: Jesse Shefferman | Director Elections | Board | WITHHOLD | 4 | |
| Provident Bancorp, Inc. | September 16, 2025 | The approval, on an advisory (non-binding) basis, of specified compensation that may become payable to the named executive officers of Provident Bancorp, Inc. in connection with the merger. | Say-on-Pay | Board | AGAINST | 4 | |
| PubMatic, Inc. | May 29, 2026 | Election of Directors: Ramon Jones | Director Elections | Board | WITHHOLD | 4 | |
| PubMatic, Inc. | May 29, 2026 | Election of Directors: Susan Daimler | Director Elections | Board | WITHHOLD | 4 | |
| Pulse Biosciences, Inc. | September 30, 2025 | Subject to approval of Proposal 1, to ratify the grant under the Plan of (i) options to acquire up to 500,000 shares of Common Stock granted to certain Company consultants, and (ii) options to acquire up to 600,000 shares of Common Stock granted to certain Company directors. | Compensation | Board | AGAINST | 4 | |
| Pulse Biosciences, Inc. | September 30, 2025 | To approve an amendment to the Pulse Biosciences, Inc. 2017 Equity Incentive Plan (the "Plan"), to increase the number of shares of the Company's common stock issuable under the Plan by 2,000,000 shares and to change the Plan's definition of "Consultant." | Compensation | Board | AGAINST | 4 | |
| Pulse Biosciences, Inc. | December 9, 2025 | Election of Directors: Darrin R. Uecker | Director Elections | Board | AGAINST | 4 | |
| Pulse Biosciences, Inc. | December 9, 2025 | Election of Directors: Mahkam Zanganeh, D.D.S. | Director Elections | Board | AGAINST | 4 | |
| Pulse Biosciences, Inc. | December 9, 2025 | Election of Directors: Paul A. LaViolette | Director Elections | Board | AGAINST | 4 | |
| Pulse Biosciences, Inc. | December 9, 2025 | Election of Directors: Robert W. Duggan | Director Elections | Board | AGAINST | 4 | |
| Pulse Biosciences, Inc. | June 11, 2026 | Election of Directors: Darrin R. Uecker | Director Elections | Board | AGAINST | 4 | |
| Pulse Biosciences, Inc. | June 11, 2026 | Election of Directors: Mahkam Zanganeh, D.D.S. | Director Elections | Board | AGAINST | 4 | |
| Pulse Biosciences, Inc. | June 11, 2026 | Election of Directors: Manmeet S. Soni | Director Elections | Board | AGAINST | 4 | |
| Pulse Biosciences, Inc. | June 11, 2026 | Election of Directors: Paul A. LaViolette | Director Elections | Board | AGAINST | 4 | |
| Pulse Biosciences, Inc. | June 11, 2026 | Election of Directors: Richard A. van den Broek | Director Elections | Board | AGAINST | 4 | |
| Pulse Biosciences, Inc. | June 11, 2026 | Election of Directors: Robert W. Duggan | Director Elections | Board | AGAINST | 4 | |
| Puma Biotechnology, Inc. | June 11, 2026 | Approve an amendment to extend the expiration date until October 4, 2028 of a warrant held by Alan H. Auerbach, as described in the proxy statement. | Capital Structure | Board | AGAINST | 4 | |
| Qorvo, Inc. | August 13, 2025 | To approve, on an advisory basis, the compensation of our Named Executive Officers (as disclosed in the proxy statement). | Say-on-Pay | Board | AGAINST | 4 | |
| Quad/Graphics, Inc. | May 20, 2026 | Election of Directors: Beth-Ann Eason | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 20, 2026 | Election of Directors: Christopher B. Harned | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 20, 2026 | Election of Directors: Douglas P. Buth | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 20, 2026 | Election of Directors: J. Joel Quadracci | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 20, 2026 | Election of Directors: Jay O. Rothman | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 20, 2026 | Election of Directors: John C. Fowler | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 20, 2026 | Election of Directors: Kathryn Quadracci Flores | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 20, 2026 | Election of Directors: Melanie A. Huet | Director Elections | Board | WITHHOLD | 4 | |
| Quad/Graphics, Inc. | May 20, 2026 | Election of Directors: Stephen M. Fuller | Director Elections | Board | WITHHOLD | 4 | |
| Quanterix Corporation | June 9, 2026 | To approve the amendment and restatement of the Company's 2017 Employee, Director and Consultant Equity Incentive Plan | Compensation | Board | AGAINST | 4 | |
| Quantum-Si Incorporated | May 15, 2026 | To approve, by a non-binding, advisory vote, the compensation of our named executive officers, as disclosed in this proxy statement | Say-on-Pay | Board | AGAINST | 4 | |
| Quantum-Si Incorporated | May 15, 2026 | To elect ten directors to serve one-year terms expiring in 2027: Jack Kenny | Director Elections | Board | AGAINST | 4 | |
| RCI Hospitality Holdings, Inc. | August 18, 2025 | ELECTION OF DIRECTORS OF THE COMPANY: Arthur Allan Priaulx | Director Elections | Board | WITHHOLD | 4 | |
| RCI Hospitality Holdings, Inc. | August 18, 2025 | ELECTION OF DIRECTORS OF THE COMPANY: Elaine J. Martin | Director Elections | Board | WITHHOLD | 4 | |
| RCI Hospitality Holdings, Inc. | August 18, 2025 | ELECTION OF DIRECTORS OF THE COMPANY: Yura Barabash | Director Elections | Board | WITHHOLD | 4 | |
| RCM Technologies, Inc. | December 18, 2025 | Advisory vote to approve the compensation of our named executive officers for 2024. | Say-on-Pay | Board | AGAINST | 4 |
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Built October 13, 2026 from SEC Form N-PX filings.