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AXOS FINANCIAL INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and AXOS FINANCIAL INC.’s Form 8-K, filed 2023-11-13 (Item 5.07 on EDGAR). Page generated 04 October 2026.

10Reported items
322Asset managers
3,068Fund votes
2023-11-09Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore AXOS FINANCIAL INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by AXOS FINANCIAL INC.

These tallies are AXOS FINANCIAL INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2023-11-13 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

AXOS FINANCIAL INC. — official shareholder meeting results, meeting held 2023-11-09
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Tamara N. Bohlig	30,628,593	--	--	14,882,395	6,672,799	Majority: yes
Elect Director: Nicholas A. Mosich	30,033,019	--	--	15,477,969	6,672,799	Majority: yes
Elect Director: Edward J. Ratinoff	26,870,848	--	--	18,640,140	6,672,799	Majority: yes
The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers for fiscal year 2023 as disclosed in the Company's proxy statement.	24,553,820	20,898,266	58,902	--	6,672,799	Majority: yes
The fifth proposal was the ratification of the appointment of BDO USA, P.A. as the Company's independent public accounting firm for fiscal year 2024.	51,809,672	346,172	27,943	--	0	Majority: yes

Source: AXOS FINANCIAL INC., Form 8-K, filed with the SEC on 2023-11-13 — read the filing on EDGAR.

How asset managers voted at the AXOS FINANCIAL INC. 2023-2024 meeting

Each item below shows how the 322 asset managers that disclosed a AXOS FINANCIAL INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of AXOS FINANCIAL INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. To approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers as disclosed in this Proxy Statement.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 19 wordings of this item as funds reported it.

54.0% Majority: yes · of votes cast

FOR 54.0%AGAINST 46.0%

FOR: 24,553,820AGAINST: 20,898,266

AXOS FINANCIAL INC.’s own tally for this item (“The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers for fiscal year 2023 as disclosed in the Company's proxy statement.”): 24,553,820 for, 20,898,266 against, per its Form 8-K filed 2023-11-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 58,503,976 outstanding shares: 42% for, 36% against (78% of the company cast a for/against vote).

The 312 asset managers below cast 47.6% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.

FOR 47.5%AGAINST 52.4%

FOR: 47.5%AGAINST: 52.4%ABSTAIN: 0.0%NOT VOTED: 0.1%1 YEAR: 0.0%

Largest asset managers voting on “To approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers as d” at AXOS FINANCIAL INC., 2023-2024
Asset manager	For	Against	Vote
BlackRock	7,232,065	20,702	For
Vanguard	6,271,176	0	For
State Street	0	5,226,555	Against
Fidelity	2,753,196	0	For
Dimensional	0	2,498,888	Against
American Century	0	2,221,640	Against
Putnam	1,640,373	0	For
Charles Schwab	0	1,163,750	Against
GEODE CAPITAL MANAGEMENT, LLC	1,111,283	0	For
Columbia Threadneedle	0	1,072,200	Against
WASATCH ADVISORS LP	0	1,000,648	Against
Maryland State Retirement & Pension System	0	1,000,000	Against
Nuveen	795,621	0	For
TIAA	793,636	0	For
JARISLOWSKY, FRASER Ltd	784,258	0	For
JPMorgan	684,448	8,369	For
Loomis Sayles	0	681,102	Against
WASATCH FUNDS TRUST	0	670,705	Against
Epoch Investment Partners, Inc.	0	534,708	Against
Victory Capital	0	526,514	Against
MELLON INVESTMENTS Corp	0	525,898	Against
RICE HALL JAMES & ASSOCIATES, LLC	0	390,301	Against
Allspring	0	382,960	Against
Pembroke Management, LTD	0	357,262	Against
BNY Mellon	0	347,693	Against

Showing the 25 largest of 312 asset managers. See all 312 in the interactive database.

2. To recommend, in a non-binding and advisory vote, whether future non-binding and advisory stockholder votes on executive compensation should occur every year, every two years, or every three years.

SECTION 14A SAY-ON-PAY VOTES

Combines 8 wordings of this item as funds reported it.

52.6% fund support · no official result

ONE YEAR 74%1 YEAR 15%10%

The 295 asset managers below cast 52.6% of the shares they voted on this item FOR (121,442 for, 109,564 against).

FOR: 121,442 (0.2%)AGAINST: 109,564 (0.2%)ABSTAIN: 4,609 (0.0%)ONE YEAR: 36,952,413 (74.4%)1 YEAR: 7,296,883 (14.7%)THREE YEARS: 4,800,307 (9.7%)3 YEARS: 315,081 (0.6%)NOT VOTED: 29,706 (0.1%)3 YEAR: 4,186 (0.0%)1-YEAR: 407 (0.0%)1: 142 (0.0%)

Largest asset managers voting on “To recommend, in a non-binding and advisory vote, whether future non-binding and advisory stockholder votes on” at AXOS FINANCIAL INC., 2023-2024
Asset manager	Against	Vote
BlackRock	0	One Year
Vanguard	0	One Year
State Street	0	One Year
Fidelity	0	One Year
Dimensional	0	Three Years
American Century	0	Three Years
Putnam	0	1 Year
Charles Schwab	0	1 Year
GEODE CAPITAL MANAGEMENT, LLC	0	One Year
Columbia Threadneedle	0	One Year
WASATCH ADVISORS LP	0	One Year
Maryland State Retirement & Pension System	0	One Year
Nuveen	0	One Year
TIAA	0	One Year
JARISLOWSKY, FRASER Ltd	0	1 Year
WASATCH FUNDS TRUST	0	One Year
Epoch Investment Partners, Inc.	0	One Year
Victory Capital	0	One Year
MELLON INVESTMENTS Corp	0	One Year
RICE HALL JAMES & ASSOCIATES, LLC	0	1 Year
Allspring	0	One Year
Pembroke Management, LTD	0	1 Year
JPMorgan	8,369	1 Year
BNY Mellon	0	One Year
Northern Trust	0	One Year

Showing the 25 largest of 295 asset managers. See all 295 in the interactive database.

3. To ratify the selection of BDO USA, P.A. as the Company's independent registered public accounting firm for fiscal year 2024.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 7 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%

FOR: 51,809,672AGAINST: 346,172

AXOS FINANCIAL INC.’s own tally for this item (“The fifth proposal was the ratification of the appointment of BDO USA, P.A. as the Company's independent public accounting firm for fiscal year 2024.”): 51,809,672 for, 346,172 against, per its Form 8-K filed 2023-11-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 58,503,976 outstanding shares: 89% for, 0.6% against (89% of the company cast a for/against vote).

The 96 asset managers below cast 100% of the shares they voted on this item FOR (27,143,722 for, 0 against).

FOR 99.9%

FOR: 27,143,722 (100.0%)ABSTAIN: 4,330 (0.0%)

Largest asset managers voting on “To ratify the selection of BDO USA, P.A. as the Company's independent registered public accounting firm for fi” at AXOS FINANCIAL INC., 2023-2024
Asset manager	For	Vote
Vanguard	6,161,350	For
BlackRock	5,948,049	For
Dimensional	2,221,955	For
Fidelity	1,886,413	For
State Street	1,742,185	For
Columbia Threadneedle	1,072,200	For
American Century	1,044,889	For
TIAA	793,429	For
WASATCH FUNDS TRUST	670,705	For
Charles Schwab	571,435	For
JPMorgan	311,770	For
Investment Managers Series Trust III	298,282	For
John Hancock	288,280	For
Victory Capital	244,992	For
Northern Trust	199,854	For
Lord Abbett	190,530	For
Nationwide	168,892	For
Allspring	166,255	For
Equitable	163,005	For
Jackson National	162,528	For
Principal	146,128	For
BNY Mellon	142,042	For
Prudential/PGIM	137,596	For
Empower	133,566	For
AMERICAN BEACON FUNDS	130,140	For

Showing the 25 largest of 96 asset managers. See all 96 in the interactive database.

4. Election of Directors: Edward J. Ratinoff

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

59% Majority: yes · of votes cast

FOR 59%WITHHELD 41%

FOR: 26,870,848WITHHELD: 18,640,140

AXOS FINANCIAL INC.’s own tally for this item (“Elect Director: Edward J. Ratinoff”): 26,870,848 for, 18,640,140 withheld, per its Form 8-K filed 2023-11-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 58,503,976 outstanding shares: 45.9% for, 32% withheld (78% of the company cast a for/withheld vote).

The 95 asset managers below cast 99.9% of the shares they voted on this item FOR (17,776,285 for, 42 against).

FOR 65%ABSTAIN 35%

FOR: 17,776,285 (65.5%)AGAINST: 42 (0.0%)ABSTAIN: 9,366,430 (34.5%)

Largest asset managers voting on “Election of Directors: Edward J. Ratinoff” at AXOS FINANCIAL INC., 2023-2024
Asset manager	For	Abstain	Vote
Vanguard	6,161,350	0	For
BlackRock	5,948,049	0	For
Dimensional	0	2,221,955	Abstain
Fidelity	1,886,413	0	For
State Street	0	1,742,185	Abstain
Columbia Threadneedle	0	1,072,200	Abstain
American Century	0	1,044,889	Abstain
TIAA	793,429	0	For
WASATCH FUNDS TRUST	670,705	0	For
Charles Schwab	571,435	0	For
JPMorgan	311,770	0	For
Investment Managers Series Trust III	0	298,282	Abstain
John Hancock	0	288,280	Abstain
Victory Capital	0	244,992	Abstain
Northern Trust	0	199,854	Abstain
Lord Abbett	0	190,530	Abstain
Nationwide	152,273	16,619	For
Allspring	0	166,255	Abstain
Equitable	92,025	70,980	For
Jackson National	144,671	17,857	For
Principal	0	146,128	Abstain
BNY Mellon	142,042	0	For
Prudential/PGIM	108,382	29,214	For
Empower	0	133,566	Abstain
AMERICAN BEACON FUNDS	0	130,140	Abstain

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

5. Election of Directors: Nicholas A. Mosich

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

66% Majority: yes · of votes cast

FOR 66%WITHHELD 34%

FOR: 30,033,019WITHHELD: 15,477,969

AXOS FINANCIAL INC.’s own tally for this item (“Elect Director: Nicholas A. Mosich”): 30,033,019 for, 15,477,969 withheld, per its Form 8-K filed 2023-11-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 58,503,976 outstanding shares: 51.3% for, 26% withheld (78% of the company cast a for/withheld vote).

The 95 asset managers below cast 99.9% of the shares they voted on this item FOR (19,032,954 for, 42 against).

FOR 70%ABSTAIN 30%

FOR: 19,032,954 (70.1%)AGAINST: 42 (0.0%)ABSTAIN: 8,109,761 (29.9%)

Largest asset managers voting on “Election of Directors: Nicholas A. Mosich” at AXOS FINANCIAL INC., 2023-2024
Asset manager	For	Abstain	Vote
Vanguard	6,161,350	0	For
BlackRock	5,948,049	0	For
Dimensional	0	2,221,955	Abstain
Fidelity	1,886,413	0	For
State Street	2,768	1,739,417	Abstain
Columbia Threadneedle	1,072,200	0	For
American Century	0	1,044,889	Abstain
TIAA	793,429	0	For
WASATCH FUNDS TRUST	670,705	0	For
Charles Schwab	571,435	0	For
JPMorgan	0	311,770	Abstain
Investment Managers Series Trust III	0	298,282	Abstain
John Hancock	261,971	26,309	For
Victory Capital	0	244,992	Abstain
Northern Trust	0	199,854	Abstain
Lord Abbett	0	190,530	Abstain
Nationwide	152,273	16,619	For
Allspring	0	166,255	Abstain
Equitable	92,025	70,980	For
Jackson National	144,671	17,857	For
Principal	0	146,128	Abstain
BNY Mellon	142,042	0	For
Prudential/PGIM	80,073	57,523	For
Empower	0	133,566	Abstain
AMERICAN BEACON FUNDS	0	130,140	Abstain

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

6. Election of Directors: Tamara N. Bohlig

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

67% Majority: yes · of votes cast

FOR 67%WITHHELD 33%

FOR: 30,628,593WITHHELD: 14,882,395

AXOS FINANCIAL INC.’s own tally for this item (“Elect Director: Tamara N. Bohlig”): 30,628,593 for, 14,882,395 withheld, per its Form 8-K filed 2023-11-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 58,503,976 outstanding shares: 52.4% for, 25% withheld (78% of the company cast a for/withheld vote).

The 95 asset managers below cast 99.9% of the shares they voted on this item FOR (19,672,522 for, 42 against).

FOR 72%ABSTAIN 28%

FOR: 19,672,522 (72.5%)AGAINST: 42 (0.0%)ABSTAIN: 7,470,193 (27.5%)

Largest asset managers voting on “Election of Directors: Tamara N. Bohlig” at AXOS FINANCIAL INC., 2023-2024
Asset manager	For	Abstain	Vote
Vanguard	6,161,350	0	For
BlackRock	5,948,049	0	For
Dimensional	0	2,221,955	Abstain
Fidelity	1,886,413	0	For
State Street	2,768	1,739,417	Abstain
Columbia Threadneedle	1,072,200	0	For
American Century	0	1,044,889	Abstain
TIAA	793,429	0	For
WASATCH FUNDS TRUST	670,705	0	For
Charles Schwab	571,435	0	For
JPMorgan	311,770	0	For
Investment Managers Series Trust III	0	298,282	Abstain
John Hancock	261,971	26,309	For
Victory Capital	0	244,992	Abstain
Northern Trust	0	199,854	Abstain
Lord Abbett	0	190,530	Abstain
Nationwide	152,273	16,619	For
Allspring	0	166,255	Abstain
Equitable	92,025	70,980	For
Jackson National	144,671	17,857	For
Principal	0	146,128	Abstain
BNY Mellon	142,042	0	For
Prudential/PGIM	108,382	29,214	For
Empower	90,532	43,034	For
AMERICAN BEACON FUNDS	0	130,140	Abstain

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

7. To approve the Amended and Restated 2014 Stock Incentive Plan.

COMPENSATION

Combines 5 wordings of this item as funds reported it.

64% fund support · no official result

FOR 64%AGAINST 36%

The 95 asset managers below cast 64% of the shares they voted on this item FOR (17,447,098 for, 9,648,770 against).

FOR: 17,447,098 (64.4%)AGAINST: 9,648,770 (35.6%)ABSTAIN: 4,330 (0.0%)

Largest asset managers voting on “To approve the Amended and Restated 2014 Stock Incentive Plan.” at AXOS FINANCIAL INC., 2023-2024
Asset manager	For	Against	Vote
Vanguard	6,161,350	0	For
BlackRock	5,948,049	0	For
Dimensional	0	2,221,955	Against
Fidelity	1,886,413	0	For
State Street	2,768	1,739,417	Against
Columbia Threadneedle	0	1,072,200	Against
American Century	0	1,044,889	Against
TIAA	793,429	0	For
WASATCH FUNDS TRUST	0	670,705	Against
Charles Schwab	571,435	0	For
JPMorgan	0	311,770	Against
Investment Managers Series Trust III	0	298,282	Against
John Hancock	261,971	26,309	For
Victory Capital	0	244,992	Against
Northern Trust	0	199,854	Against
Lord Abbett	0	190,530	Against
Nationwide	148,294	20,598	For
Allspring	0	166,255	Against
Equitable	163,005	0	For
Jackson National	144,671	17,857	For
Principal	78,291	67,837	For
BNY Mellon	142,042	0	For
Prudential/PGIM	109,287	28,309	For
AMERICAN BEACON FUNDS	0	130,140	Against
Invesco	126,239	0	For

Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.

8. ADVISORY VOTE ON SAY ON PAY FREQUENCY

SECTION 14A SAY-ON-PAY VOTES

0% fund support · no official result

ONE YEAR 98%

The 6 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 3,064 against).

AGAINST: 3,064 (0.7%)ONE YEAR: 417,354 (98.1%)1 YEAR: 4,820 (1.1%)

Largest asset managers voting on “ADVISORY VOTE ON SAY ON PAY FREQUENCY” at AXOS FINANCIAL INC., 2023-2024
Asset manager	Against	Vote
JPMorgan	0	One Year
Empower	0	One Year
TD ASSET MANAGEMENT INC	0	One Year
TIMOTHY PLAN	0	1 Year
Foundry Partners, LLC	3,064	Against
OARSMAN CAPITAL, INC.	0	--

9. 14A Executive Compensation Vote Frequency

SECTION 14A SAY-ON-PAY VOTES

— fund support · no official result

ABSTAIN 99.9%

No shares were cast for or against this item by the managers below — every disclosed position was an abstention or was not voted.

ABSTAIN: 270,379 (99.9%)3 YEARS: 160 (0.1%)

Largest asset managers voting on “14A Executive Compensation Vote Frequency” at AXOS FINANCIAL INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
Orchard Capital Management, LLC	0	0	270,379	0	Abstain
GRIMES & COMPANY, INC.	0	0	0	0	3 Years

10. AMEND OMNIBUS STOCK PLAN

COMPENSATION

0% fund support · no official result

AGAINST 100%

The 2 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 47,854 against).

AGAINST: 47,854 (100.0%)

Largest asset managers voting on “AMEND OMNIBUS STOCK PLAN” at AXOS FINANCIAL INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
Empower	0	43,034	0	0	Against
TIMOTHY PLAN	0	4,820	0	0	Against

Largest AXOS FINANCIAL INC. shareholders voting in 2023-2024

Ranked by the number of AXOS FINANCIAL INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 58,503,976 shares outstanding at the time of that meeting.

Top AXOS FINANCIAL INC. shareholders by shares voted, 2023-2024
#	Asset manager	% of shares outstanding
1	BlackRock	12.40%
2	Vanguard	10.72%
3	State Street	8.93%
4	Fidelity	4.71%
5	Dimensional	4.27%
6	American Century	3.80%
7	Putnam	2.80%
8	Charles Schwab	2.04%
9	GEODE CAPITAL MANAGEMENT, LLC	1.90%
10	Columbia Threadneedle	1.83%

Reported AXOS FINANCIAL INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

AXOS FINANCIAL INC. beneficial owners on record for the 2023-2024 proxy season
Holder	% outstanding	Disclosure
BlackRock	13.94%	13F
Vanguard Group	10.13%	13F
State Street Corporation	5.99%	DEF14A
Dimensional Fund Advisors	4.59%	13F
Citadel Advisors	2.71%	13F
FMR (Fidelity)	2.38%	13F
Geode Capital	2.18%	13F
Nuveen	1.47%	13F
Wellington Management	1.24%	13F
Northern Trust	1.22%	13F

Percentages above are of 58,503,976 shares outstanding, as reported by AXOS FINANCIAL INC. on its Form 10-Q dated 2023-09-30 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from AXOS FINANCIAL INC.’s 10-Q dated 2023-09-30. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.

At AXOS FINANCIAL INC.'s shareholder meeting held 2023-11-09, in the 2023-2024 proxy season, 322 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,068 separate fund positions. Their filings are grouped here into 10 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To approve in a non-binding and advisory vote, the compensation of the Company's Named… — FOR was 54.0% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: AXOS FINANCIAL INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2023-11-13.

AXOS FINANCIAL INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.