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Compiled from SEC Form N-PX filings and Axos Financial, Inc.’s Form 8-K, filed 2025-11-14 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore Axos Financial, Inc. in the interactive database Compare manager voting policies
These tallies are Axos Financial, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-11-14 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: James S. Argalas | 42,034,547 | -- | -- | 1,900,294 | 5,545,455 | Majority: yes |
| Elect Director: James J. Court | 27,435,298 | -- | -- | 16,499,543 | 5,545,455 | Majority: yes |
| Elect Director: Stefani D. Carter | 27,584,082 | -- | -- | 16,350,759 | 5,545,455 | Majority: yes |
| Elect Director: Roque A. Santi | 42,645,512 | -- | -- | 1,289,329 | 5,545,455 | Majority: yes |
| The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers as disclosed in the Company's proxy statement. | 25,671,253 | 18,081,439 | 182,149 | -- | 5,545,455 | Majority: yes |
| The third proposal was to approve an amendment to the Amended and Restated 2014 Stock Incentive Plan. | 27,625,699 | 16,153,783 | 155,359 | -- | 5,545,455 | Majority: yes |
| The fourth proposal was the ratification of the appointment of BDO USA, P.C. as the Company's independent public accounting firm for fiscal year 2026. | 49,168,916 | 252,989 | 58,391 | -- | -- | Majority: yes |
Source: Axos Financial, Inc., Form 8-K, filed with the SEC on 2025-11-14 — read the filing on EDGAR.
Each item below shows how the 404 asset managers that disclosed a Axos Financial, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 16 wordings of this item as funds reported it.
59% Majority: yes · of votes cast
Axos Financial, Inc.’s own tally for this item (“The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers as disclosed in the Company's proxy statement.”): 25,671,253 for, 18,081,439 against, per its Form 8-K filed 2025-11-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 45% for, 32% against (77% of the company cast a for/against vote).
The 396 asset managers below cast 56% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 7,140,254 | 2,630 | 0 | 0 | For |
| Vanguard | 5,703,849 | 7,077 | 0 | 0 | For |
| Fidelity | 4,612,207 | 0 | 0 | 0 | For |
| American Century | 0 | 4,421,114 | 0 | 0 | Against |
| GEODE CAPITAL MANAGEMENT, LLC | 1,663,506 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 1,241,812 | 0 | 0 | Against |
| Davis Asset Management, L.P. | 1,102,076 | 0 | 0 | 0 | For |
| Dimensional | 0 | 1,099,404 | 0 | 0 | Against |
| WASATCH ADVISORS LP | 0 | 688,263 | 0 | 0 | Against |
| GENEVA CAPITAL MANAGEMENT LLC | 0 | 688,029 | 0 | 0 | Against |
| Northern Trust | 0 | 625,637 | 0 | 0 | Against |
| Putnam | 0 | 602,269 | 0 | 0 | Against |
| Columbia Threadneedle | 0 | 590,100 | 0 | 0 | Against |
| WASATCH FUNDS TRUST | 0 | 459,858 | 0 | 0 | Against |
| Invesco | 0 | 453,056 | 0 | 0 | Against |
| Nuveen | 423,302 | 0 | 0 | 0 | For |
| TIAA | 418,460 | 0 | 0 | 0 | For |
| Loomis Sayles | 357,634 | 11,385 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 367,671 | 0 | 0 | Against |
| EMERALD MUTUAL FUND ADVISERS TRUST | 341,262 | 0 | 0 | 0 | For |
| Boston Partners | 0 | 340,026 | 0 | 0 | Against |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 0 | 335,099 | 0 | 0 | Against |
| Allspring | 0 | 325,321 | 0 | 0 | Against |
| First Pacific Advisors, LP | 323,282 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 323,282 | 0 | 0 | 0 | For |
Showing the 25 largest of 396 asset managers. See all 396 in the interactive database.
Combines 3 wordings of this item as funds reported it.
63% Majority: yes · of votes cast
Axos Financial, Inc.’s own tally for this item (“The third proposal was to approve an amendment to the Amended and Restated 2014 Stock Incentive Plan.”): 27,625,699 for, 16,153,783 against, per its Form 8-K filed 2025-11-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 48.4% for, 28% against (77% of the company cast a for/against vote).
The 109 asset managers below cast 74% of the shares they voted on this item FOR (17,118,661 for, 6,065,585 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 5,518,236 | 0 | 0 | 0 | For |
| Vanguard | 5,487,088 | 4,042 | 0 | 0 | For |
| Fidelity | 3,004,532 | 0 | 0 | 0 | For |
| American Century | 0 | 2,048,764 | 0 | 0 | Against |
| Dimensional | 0 | 815,940 | 0 | 0 | Against |
| Charles Schwab | 0 | 592,986 | 0 | 0 | Against |
| Columbia Threadneedle | 590,100 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 0 | 459,858 | 0 | 0 | Against |
| TIAA | 418,253 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 323,282 | 0 | 0 | 0 | For |
| Nationwide | 14,349 | 256,750 | 0 | 0 | Against |
| Putnam | 253,167 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 196,628 | 41,026 | 0 | 0 | For |
| Invesco | 190,521 | 0 | 0 | 0 | For |
| Principal | 122,256 | 53,376 | 0 | 0 | For |
| JPMorgan | 140,394 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 123,660 | 0 | 0 | Against |
| Equitable | 83,482 | 38,010 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 0 | 118,880 | 0 | 0 | Against |
| Jackson National | 103,290 | 14,306 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 0 | 104,415 | 0 | 0 | Against |
| World Funds Trust | 102,451 | 0 | 0 | 0 | For |
| Lord Abbett | 0 | 96,385 | 0 | 0 | Against |
| Bridge Builder Trust | 21,930 | 70,867 | 0 | 0 | Against |
| Allspring | 0 | 89,151 | 0 | 0 | Against |
Showing the 25 largest of 109 asset managers. See all 109 in the interactive database.
Combines 4 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Axos Financial, Inc.’s own tally for this item (“Elect Director: James S. Argalas”): 42,034,547 for, 1,900,294 withheld, per its Form 8-K filed 2025-11-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 74% for, 3% withheld (77% of the company cast a for/withheld vote).
The 106 asset managers below cast 100% of the shares they voted on this item FOR (22,782,541 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 5,518,236 | 0 | 0 | 0 | For |
| Vanguard | 5,491,126 | 0 | 4 | 0 | For |
| Fidelity | 3,004,532 | 0 | 0 | 0 | For |
| American Century | 2,048,764 | 0 | 0 | 0 | For |
| Dimensional | 815,940 | 0 | 0 | 0 | For |
| Charles Schwab | 592,986 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 590,100 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 459,858 | 0 | 0 | 0 | For |
| TIAA | 418,253 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 323,282 | 0 | 0 | 0 | For |
| Nationwide | 271,099 | 0 | 0 | 0 | For |
| Putnam | 253,167 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 4,341 | 0 | 233,313 | 0 | Abstain |
| Invesco | 190,521 | 0 | 0 | 0 | For |
| Principal | 53,376 | 0 | 122,256 | 0 | Abstain |
| JPMorgan | 140,394 | 0 | 0 | 0 | For |
| Northern Trust | 123,660 | 0 | 0 | 0 | For |
| Equitable | 83,482 | 0 | 38,010 | 0 | For |
| FIRST EAGLE FUNDS | 118,880 | 0 | 0 | 0 | For |
| Jackson National | 117,596 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 104,415 | 0 | 0 | 0 | For |
| World Funds Trust | 102,451 | 0 | 0 | 0 | For |
| Lord Abbett | 96,385 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 86,769 | 0 | 6,028 | 0 | For |
| Allspring | 89,151 | 0 | 0 | 0 | For |
Showing the 25 largest of 106 asset managers. See all 106 in the interactive database.
Combines 4 wordings of this item as funds reported it.
63% Majority: yes · of votes cast
Axos Financial, Inc.’s own tally for this item (“Elect Director: Stefani D. Carter”): 27,584,082 for, 16,350,759 withheld, per its Form 8-K filed 2025-11-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 48.3% for, 29% withheld (77% of the company cast a for/withheld vote).
The 106 asset managers below cast 100% of the shares they voted on this item FOR (16,682,009 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 5,518,236 | 0 | 0 | 0 | For |
| Vanguard | 5,487,088 | 0 | 4,042 | 0 | For |
| Fidelity | 3,004,532 | 0 | 0 | 0 | For |
| American Century | 0 | 0 | 2,048,764 | 0 | Abstain |
| Dimensional | 0 | 0 | 815,940 | 0 | Abstain |
| Charles Schwab | 0 | 0 | 592,986 | 0 | Abstain |
| Columbia Threadneedle | 590,100 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 459,858 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 418,253 | 0 | Abstain |
| Investment Managers Series Trust III | 323,282 | 0 | 0 | 0 | For |
| Nationwide | 14,349 | 0 | 256,750 | 0 | Abstain |
| Putnam | 253,167 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 4,341 | 0 | 233,313 | 0 | Abstain |
| Invesco | 0 | 0 | 190,521 | 0 | Abstain |
| Principal | 0 | 0 | 175,632 | 0 | Abstain |
| JPMorgan | 140,394 | 0 | 0 | 0 | For |
| Northern Trust | 123,660 | 0 | 0 | 0 | For |
| Equitable | 83,482 | 0 | 38,010 | 0 | For |
| FIRST EAGLE FUNDS | 0 | 0 | 118,880 | 0 | Abstain |
| Jackson National | 0 | 0 | 117,596 | 0 | Abstain |
| PROFESSIONALLY MANAGED PORTFOLIOS | 0 | 0 | 104,415 | 0 | Abstain |
| World Funds Trust | 102,451 | 0 | 0 | 0 | For |
| Lord Abbett | 0 | 0 | 96,385 | 0 | Abstain |
| Bridge Builder Trust | 21,930 | 0 | 70,867 | 0 | Abstain |
| Allspring | 0 | 0 | 89,151 | 0 | Abstain |
Showing the 25 largest of 106 asset managers. See all 106 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.4% Majority: yes · of votes cast
Axos Financial, Inc.’s own tally for this item (“The fourth proposal was the ratification of the appointment of BDO USA, P.C. as the Company's independent public accounting firm for fiscal year 2026.”): 49,168,916 for, 252,989 against, per its Form 8-K filed 2025-11-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 86% for, 0.5% against (87% of the company cast a for/against vote).
The 106 asset managers below cast 99.9% of the shares they voted on this item FOR (23,242,912 for, 1,524 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 5,518,236 | 0 | 0 | 0 | For |
| Vanguard | 5,491,130 | 0 | 0 | 0 | For |
| Fidelity | 3,004,532 | 0 | 0 | 0 | For |
| American Century | 2,048,764 | 0 | 0 | 0 | For |
| Dimensional | 815,940 | 0 | 0 | 0 | For |
| Charles Schwab | 592,986 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 590,100 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 459,858 | 0 | 0 | 0 | For |
| TIAA | 418,253 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 323,282 | 0 | 0 | 0 | For |
| Nationwide | 271,099 | 0 | 0 | 0 | For |
| Putnam | 253,167 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 237,654 | 0 | 0 | 0 | For |
| Invesco | 190,521 | 0 | 0 | 0 | For |
| Principal | 175,632 | 0 | 0 | 0 | For |
| JPMorgan | 140,394 | 0 | 0 | 0 | For |
| Northern Trust | 123,660 | 0 | 0 | 0 | For |
| Equitable | 121,492 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 118,880 | 0 | 0 | 0 | For |
| Jackson National | 117,596 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 104,415 | 0 | 0 | 0 | For |
| World Funds Trust | 102,451 | 0 | 0 | 0 | For |
| Lord Abbett | 96,385 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 92,797 | 0 | 0 | 0 | For |
| Allspring | 89,151 | 0 | 0 | 0 | For |
Showing the 25 largest of 106 asset managers. See all 106 in the interactive database.
Combines 3 wordings of this item as funds reported it.
62% Majority: yes · of votes cast
Axos Financial, Inc.’s own tally for this item (“Elect Director: James J. Court”): 27,435,298 for, 16,499,543 withheld, per its Form 8-K filed 2025-11-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 48.1% for, 29% withheld (77% of the company cast a for/withheld vote).
The 105 asset managers below cast 100% of the shares they voted on this item FOR (16,653,910 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 5,518,236 | 0 | 0 | 0 | For |
| Vanguard | 5,487,086 | 0 | 4,044 | 0 | For |
| Fidelity | 3,004,532 | 0 | 0 | 0 | For |
| American Century | 0 | 0 | 2,048,764 | 0 | Abstain |
| Dimensional | 0 | 0 | 815,940 | 0 | Abstain |
| Charles Schwab | 0 | 0 | 592,986 | 0 | Abstain |
| Columbia Threadneedle | 0 | 0 | 590,100 | 0 | Abstain |
| WASATCH FUNDS TRUST | 459,858 | 0 | 0 | 0 | For |
| TIAA | 418,253 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 323,282 | 0 | 0 | 0 | For |
| Nationwide | 14,349 | 0 | 256,750 | 0 | Abstain |
| Putnam | 253,167 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 4,341 | 0 | 233,313 | 0 | Abstain |
| Invesco | 190,521 | 0 | 0 | 0 | For |
| Principal | 0 | 0 | 175,632 | 0 | Abstain |
| JPMorgan | 123,697 | 0 | 16,697 | 0 | For |
| Northern Trust | 123,660 | 0 | 0 | 0 | For |
| Equitable | 83,482 | 0 | 38,010 | 0 | For |
| FIRST EAGLE FUNDS | 0 | 0 | 118,880 | 0 | Abstain |
| Jackson National | 0 | 0 | 117,596 | 0 | Abstain |
| PROFESSIONALLY MANAGED PORTFOLIOS | 0 | 0 | 104,415 | 0 | Abstain |
| World Funds Trust | 102,451 | 0 | 0 | 0 | For |
| Lord Abbett | 0 | 0 | 96,385 | 0 | Abstain |
| Bridge Builder Trust | 21,930 | 0 | 70,867 | 0 | Abstain |
| Allspring | 0 | 0 | 89,151 | 0 | Abstain |
Showing the 25 largest of 105 asset managers. See all 105 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Axos Financial, Inc.’s own tally for this item (“Elect Director: Roque A. Santi”): 42,645,512 for, 1,289,329 withheld, per its Form 8-K filed 2025-11-14 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 75% for, 2% withheld (77% of the company cast a for/withheld vote).
The 105 asset managers below cast 100% of the shares they voted on this item FOR (22,787,868 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 5,518,236 | 0 | 0 | 0 | For |
| Vanguard | 5,491,127 | 0 | 3 | 0 | For |
| Fidelity | 3,004,532 | 0 | 0 | 0 | For |
| American Century | 2,048,764 | 0 | 0 | 0 | For |
| Dimensional | 815,940 | 0 | 0 | 0 | For |
| Charles Schwab | 592,986 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 590,100 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 459,858 | 0 | 0 | 0 | For |
| TIAA | 418,253 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 323,282 | 0 | 0 | 0 | For |
| Nationwide | 271,099 | 0 | 0 | 0 | For |
| Putnam | 253,167 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 4,341 | 0 | 233,313 | 0 | Abstain |
| Invesco | 190,521 | 0 | 0 | 0 | For |
| Principal | 53,376 | 0 | 122,256 | 0 | Abstain |
| JPMorgan | 140,394 | 0 | 0 | 0 | For |
| Northern Trust | 123,660 | 0 | 0 | 0 | For |
| Equitable | 83,482 | 0 | 38,010 | 0 | For |
| FIRST EAGLE FUNDS | 118,880 | 0 | 0 | 0 | For |
| Jackson National | 117,596 | 0 | 0 | 0 | For |
| PROFESSIONALLY MANAGED PORTFOLIOS | 104,415 | 0 | 0 | 0 | For |
| World Funds Trust | 102,451 | 0 | 0 | 0 | For |
| Lord Abbett | 96,385 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 92,797 | 0 | 0 | 0 | For |
| Allspring | 89,151 | 0 | 0 | 0 | For |
Showing the 25 largest of 105 asset managers. See all 105 in the interactive database.
Ranked by the number of Axos Financial, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 57,092,216 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 12.51% |
| 2 | Vanguard | 10.00% |
| 3 | Fidelity | 8.08% |
| 4 | American Century | 7.74% |
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 2.91% |
| 6 | Charles Schwab | 2.18% |
| 7 | Davis Asset Management, L.P. | 1.93% |
| 8 | Dimensional | 1.93% |
| 9 | WASATCH ADVISORS LP | 1.21% |
| 10 | GENEVA CAPITAL MANAGEMENT LLC | 1.21% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 14.58% | 13F |
| STATE STREET CORPORATION | 5.30% | 13G |
| FMR (Fidelity) | 4.27% | 13F |
| Dimensional Fund Advisors | 3.81% | 13F |
| Wellington Management | 1.47% | 13F |
| Franklin Templeton | 1.32% | 13F |
| Charles Schwab | 1.28% | 13F |
| Northern Trust | 1.20% | 13F |
Percentages above are of 57,092,216 shares outstanding, as reported by Axos Financial, Inc. on its Form 10-Q dated 2024-09-30 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Axos Financial, Inc.’s 10-Q dated 2024-09-30. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At Axos Financial, Inc.'s shareholder meeting held 2025-11-13, in the 2025-2026 proxy season, 404 asset managers reported how they voted on 7 ballot items in their SEC Form N-PX filings, covering 2,704 separate fund positions. On the most widely held item on that ballot — To approve in a non-binding and advisory vote, the compensation of the Company's Named… — FOR was 59% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Axos Financial, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2025-11-14.
Axos Financial, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).