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Compiled from SEC Form N-PX filings and AXOS FINANCIAL INC.’s Form 8-K, filed 2024-11-15 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore AXOS FINANCIAL INC. in the interactive database Compare manager voting policies
These tallies are AXOS FINANCIAL INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-11-15 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Gregory Garrabrants | 41,246,913 | -- | -- | 1,450,555 | 6,388,225 | Majority: yes |
| Elect Director: Paul J. Grinberg | 24,902,853 | -- | -- | 17,794,615 | 6,388,225 | Majority: yes |
| Elect Director: Uzair Dada | 41,734,214 | -- | -- | 963,254 | 6,388,225 | Majority: yes |
| Elect Director: Sara Wardell-Smith | 41,869,938 | -- | -- | 827,530 | 6,388,225 | Majority: yes |
| The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers as disclosed in the Company's proxy statement. | 25,844,309 | 16,646,076 | 207,083 | -- | 6,388,225 | Majority: yes |
| The third proposal was the ratification of the appointment of BDO USA, P.C. as the Company's independent public accounting firm for fiscal year 2025. | 48,833,386 | 216,346 | 35,961 | -- | -- | Majority: yes |
Source: AXOS FINANCIAL INC., Form 8-K, filed with the SEC on 2024-11-15 — read the filing on EDGAR.
Each item below shows how the 374 asset managers that disclosed a AXOS FINANCIAL INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Meeting held 2024-11-14.
Combines 18 wordings of this item as funds reported it.
61% Majority: yes · of votes cast
AXOS FINANCIAL INC.’s own tally for this item (“The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers as disclosed in the Company's proxy statement.”): 25,844,309 for, 16,646,076 against, per its Form 8-K filed 2024-11-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 45.3% for, 29% against (74% of the company cast a for/against vote).
The 363 asset managers below cast 57% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 6,959,442 | 17,339 | 0 | 0 | For |
| Vanguard | 5,668,944 | 2,216 | 0 | 0 | For |
| State Street | 327,795 | 4,432,445 | 0 | 0 | Against |
| American Century | 3,713,495 | 0 | 0 | 0 | For |
| Fidelity | 2,964,087 | 0 | 0 | 0 | For |
| Dimensional | 0 | 2,508,078 | 0 | 0 | Against |
| GEODE CAPITAL MANAGEMENT, LLC | 1,415,195 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 1,286,866 | 0 | 0 | Against |
| WASATCH ADVISORS LP | 0 | 899,100 | 0 | 0 | Against |
| Nuveen | 756,429 | 0 | 0 | 0 | For |
| TIAA | 753,295 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 712,448 | 0 | 0 | Against |
| GENEVA CAPITAL MANAGEMENT LLC | 0 | 679,515 | 0 | 0 | Against |
| WASATCH FUNDS TRUST | 0 | 599,489 | 0 | 0 | Against |
| Columbia Threadneedle | 566,304 | 0 | 0 | 0 | For |
| JARISLOWSKY, FRASER Ltd | 543,592 | 13,144 | 0 | 0 | For |
| Invesco | 0 | 491,021 | 0 | 0 | Against |
| Loomis Sayles | 0 | 461,125 | 0 | 0 | Against |
| MELLON INVESTMENTS Corp | 0 | 400,018 | 0 | 0 | Against |
| First Pacific Advisors, LP | 0 | 373,282 | 0 | 0 | Against |
| Investment Managers Series Trust III | 0 | 373,282 | 0 | 0 | Against |
| EMERALD MUTUAL FUND ADVISERS TRUST | 363,398 | 0 | 0 | 0 | For |
| PRINCIPAL GLOBAL INVESTORS | 0 | 313,174 | 0 | 0 | Against |
| Allspring | 0 | 286,566 | 0 | 0 | Against |
| Stieven Capital Advisors, L.P. | 0 | 285,333 | 0 | 0 | Against |
Showing the 25 largest of 363 asset managers. See all 363 in the interactive database.
Meeting held 2024-11-14.
Combines 2 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
AXOS FINANCIAL INC.’s own tally for this item (“Elect Director: Gregory Garrabrants”): 41,246,913 for, 1,450,555 withheld, per its Form 8-K filed 2024-11-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 72% for, 3% withheld (75% of the company cast a for/withheld vote).
The 104 asset managers below cast 100% of the shares they voted on this item FOR (25,837,621 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,515,595 | 0 | 0 | 0 | For |
| BlackRock | 5,449,703 | 0 | 0 | 0 | For |
| Dimensional | 2,232,514 | 0 | 0 | 0 | For |
| Fidelity | 2,128,252 | 0 | 0 | 0 | For |
| American Century | 1,976,729 | 0 | 0 | 0 | For |
| State Street | 1,819,883 | 0 | 531 | 0 | For |
| TIAA | 753,088 | 0 | 0 | 0 | For |
| Charles Schwab | 624,792 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 599,489 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 566,304 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 373,282 | 0 | 0 | 0 | For |
| Nationwide | 264,398 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 0 | 0 | 241,770 | 0 | Abstain |
| FIRST EAGLE FUNDS | 186,589 | 0 | 0 | 0 | For |
| Invesco | 181,378 | 0 | 0 | 0 | For |
| Principal | 48,274 | 0 | 121,628 | 0 | Abstain |
| Northern Trust | 162,575 | 0 | 0 | 0 | For |
| Equitable | 91,233 | 0 | 64,370 | 0 | For |
| Jackson National | 134,622 | 0 | 0 | 0 | For |
| Lord Abbett | 134,388 | 0 | 0 | 0 | For |
| Prudential/PGIM | 77,779 | 0 | 46,679 | 0 | For |
| Allspring | 108,629 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 107,448 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 107,438 | 0 | 0 | 0 | For |
| SEI | 103,676 | 0 | 0 | 0 | For |
Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.
Meeting held 2024-11-14.
Combines 2 wordings of this item as funds reported it.
58% Majority: yes · of votes cast
AXOS FINANCIAL INC.’s own tally for this item (“Elect Director: Paul J. Grinberg”): 24,902,853 for, 17,794,615 withheld, per its Form 8-K filed 2024-11-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 44% for, 31% withheld (75% of the company cast a for/withheld vote).
The 104 asset managers below cast 100% of the shares they voted on this item FOR (15,803,282 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,515,595 | 0 | 0 | 0 | For |
| BlackRock | 5,449,703 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 2,232,514 | 0 | Abstain |
| Fidelity | 2,128,252 | 0 | 0 | 0 | For |
| American Century | 0 | 0 | 1,976,729 | 0 | Abstain |
| State Street | 1,253 | 0 | 1,819,161 | 0 | Abstain |
| TIAA | 0 | 0 | 753,088 | 0 | Abstain |
| Charles Schwab | 0 | 0 | 624,792 | 0 | Abstain |
| WASATCH FUNDS TRUST | 599,489 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 566,304 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 0 | 0 | 373,282 | 0 | Abstain |
| Nationwide | 10,105 | 0 | 254,293 | 0 | Abstain |
| FINANCIAL INVESTORS TRUST | 0 | 0 | 241,770 | 0 | Abstain |
| FIRST EAGLE FUNDS | 0 | 0 | 186,589 | 0 | Abstain |
| Invesco | 0 | 0 | 181,378 | 0 | Abstain |
| Principal | 0 | 0 | 169,902 | 0 | Abstain |
| Northern Trust | 162,575 | 0 | 0 | 0 | For |
| Equitable | 91,233 | 0 | 64,370 | 0 | For |
| Jackson National | 118,543 | 0 | 16,079 | 0 | For |
| Lord Abbett | 0 | 0 | 134,388 | 0 | Abstain |
| Prudential/PGIM | 77,779 | 0 | 46,679 | 0 | For |
| Allspring | 0 | 0 | 108,629 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 107,448 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 107,438 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 103,676 | 0 | Abstain |
Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.
Meeting held 2024-11-14.
Combines 2 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
AXOS FINANCIAL INC.’s own tally for this item (“Elect Director: Sara Wardell-Smith”): 41,869,938 for, 827,530 withheld, per its Form 8-K filed 2024-11-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 73% for, 1% withheld (75% of the company cast a for/withheld vote).
The 104 asset managers below cast 100% of the shares they voted on this item FOR (25,910,462 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,515,595 | 0 | 0 | 0 | For |
| BlackRock | 5,449,703 | 0 | 0 | 0 | For |
| Dimensional | 2,232,514 | 0 | 0 | 0 | For |
| Fidelity | 2,128,252 | 0 | 0 | 0 | For |
| American Century | 1,976,729 | 0 | 0 | 0 | For |
| State Street | 1,820,414 | 0 | 0 | 0 | For |
| TIAA | 753,088 | 0 | 0 | 0 | For |
| Charles Schwab | 624,792 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 599,489 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 566,304 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 373,282 | 0 | 0 | 0 | For |
| Nationwide | 264,398 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 0 | 0 | 241,770 | 0 | Abstain |
| FIRST EAGLE FUNDS | 186,589 | 0 | 0 | 0 | For |
| Invesco | 181,378 | 0 | 0 | 0 | For |
| Principal | 48,274 | 0 | 121,628 | 0 | Abstain |
| Northern Trust | 162,575 | 0 | 0 | 0 | For |
| Equitable | 155,603 | 0 | 0 | 0 | For |
| Jackson National | 134,622 | 0 | 0 | 0 | For |
| Lord Abbett | 134,388 | 0 | 0 | 0 | For |
| Prudential/PGIM | 77,779 | 0 | 46,679 | 0 | For |
| Allspring | 108,629 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 107,448 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 107,438 | 0 | 0 | 0 | For |
| SEI | 103,676 | 0 | 0 | 0 | For |
Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.
Meeting held 2024-11-14.
Combines 2 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
AXOS FINANCIAL INC.’s own tally for this item (“Elect Director: Uzair Dada”): 41,734,214 for, 963,254 withheld, per its Form 8-K filed 2024-11-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 73% for, 2% withheld (75% of the company cast a for/withheld vote).
The 104 asset managers below cast 100% of the shares they voted on this item FOR (25,833,502 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,515,595 | 0 | 0 | 0 | For |
| BlackRock | 5,449,703 | 0 | 0 | 0 | For |
| Dimensional | 2,232,514 | 0 | 0 | 0 | For |
| Fidelity | 2,128,252 | 0 | 0 | 0 | For |
| American Century | 1,976,729 | 0 | 0 | 0 | For |
| State Street | 1,820,056 | 0 | 358 | 0 | For |
| TIAA | 753,088 | 0 | 0 | 0 | For |
| Charles Schwab | 624,792 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 599,489 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 566,304 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 373,282 | 0 | 0 | 0 | For |
| Nationwide | 264,398 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 0 | 0 | 241,770 | 0 | Abstain |
| FIRST EAGLE FUNDS | 186,589 | 0 | 0 | 0 | For |
| Invesco | 181,378 | 0 | 0 | 0 | For |
| Principal | 48,274 | 0 | 121,628 | 0 | Abstain |
| Northern Trust | 162,575 | 0 | 0 | 0 | For |
| Equitable | 91,233 | 0 | 64,370 | 0 | For |
| Jackson National | 134,622 | 0 | 0 | 0 | For |
| Lord Abbett | 134,388 | 0 | 0 | 0 | For |
| Prudential/PGIM | 77,779 | 0 | 46,679 | 0 | For |
| Allspring | 108,629 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 107,448 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 107,438 | 0 | 0 | 0 | For |
| SEI | 103,676 | 0 | 0 | 0 | For |
Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.
Meeting held 2024-11-14.
Combines 3 wordings of this item as funds reported it.
99.5% Majority: yes · of votes cast
AXOS FINANCIAL INC.’s own tally for this item (“The third proposal was the ratification of the appointment of BDO USA, P.C. as the Company's independent public accounting firm for fiscal year 2025.”): 48,833,386 for, 216,346 against, per its Form 8-K filed 2024-11-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 86% for, 0.4% against (86% of the company cast a for/against vote).
The 104 asset managers below cast 99.9% of the shares they voted on this item FOR (26,320,366 for, 173 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 5,515,595 | 0 | 0 | 0 | For |
| BlackRock | 5,449,703 | 0 | 0 | 0 | For |
| Dimensional | 2,232,514 | 0 | 0 | 0 | For |
| Fidelity | 2,128,252 | 0 | 0 | 0 | For |
| American Century | 1,976,729 | 0 | 0 | 0 | For |
| State Street | 1,820,241 | 173 | 0 | 0 | For |
| TIAA | 753,088 | 0 | 0 | 0 | For |
| Charles Schwab | 624,792 | 0 | 0 | 0 | For |
| WASATCH FUNDS TRUST | 599,489 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 566,304 | 0 | 0 | 0 | For |
| Investment Managers Series Trust III | 373,282 | 0 | 0 | 0 | For |
| Nationwide | 264,398 | 0 | 0 | 0 | For |
| FINANCIAL INVESTORS TRUST | 241,770 | 0 | 0 | 0 | For |
| FIRST EAGLE FUNDS | 186,589 | 0 | 0 | 0 | For |
| Invesco | 181,378 | 0 | 0 | 0 | For |
| Principal | 169,902 | 0 | 0 | 0 | For |
| Northern Trust | 162,575 | 0 | 0 | 0 | For |
| Equitable | 155,603 | 0 | 0 | 0 | For |
| Jackson National | 134,622 | 0 | 0 | 0 | For |
| Lord Abbett | 134,388 | 0 | 0 | 0 | For |
| Prudential/PGIM | 124,458 | 0 | 0 | 0 | For |
| Allspring | 108,629 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 107,448 | 0 | 0 | 0 | For |
| AMERICAN BEACON FUNDS | 107,438 | 0 | 0 | 0 | For |
| SEI | 103,676 | 0 | 0 | 0 | For |
Showing the 25 largest of 104 asset managers. See all 104 in the interactive database.
Meeting held 2023-11-09 (outside the 2024-2025 season's 1 July to 30 June window; reported in this season's filings).
Combines 2 wordings of this item as funds reported it.
54.0% Majority: yes · of votes cast
AXOS FINANCIAL INC.’s own tally for this item (“The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers for fiscal year 2023 as disclosed in the Company's proxy statement.”): 24,553,820 for, 20,898,266 against, per its Form 8-K filed 2023-11-13 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 57,092,216 outstanding shares: 43% for, 37% against (80% of the company cast a for/against vote).
The 2 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 51 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| COLDSTREAM CAPITAL MANAGEMENT INC | 0 | 51 | 0 | 0 | Against |
| Echo45 Advisors LLC | 0 | 0 | 0 | 0 | -- |
Ranked by the number of AXOS FINANCIAL INC. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 57,092,216 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 12.22% |
| 2 | Vanguard | 9.93% |
| 3 | State Street | 8.34% |
| 4 | American Century | 6.50% |
| 5 | Fidelity | 5.19% |
| 6 | Dimensional | 4.39% |
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 2.48% |
| 8 | Charles Schwab | 2.25% |
| 9 | WASATCH ADVISORS LP | 1.57% |
| 10 | Nuveen | 1.32% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 14.53% | 13F |
| Vanguard Group | 10.55% | 13F |
| Vanguard Portfolio Management | 5.46% | 13G |
| State Street | 5.12% | 13F |
| Dimensional Fund Advisors | 4.29% | 13F |
| Northern Trust | 1.28% | 13F |
| Citadel Advisors | 1.19% | 13F |
| Charles Schwab | 1.15% | 13F |
| Nuveen | 1.08% | 13F |
| Morgan Stanley | 1.06% | 13F |
Percentages above are of 57,092,216 shares outstanding, as reported by AXOS FINANCIAL INC. on its Form 10-Q dated 2024-09-30 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from AXOS FINANCIAL INC.’s 10-Q dated 2024-09-30. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At AXOS FINANCIAL INC.'s shareholder meeting held 2024-11-14, in the 2024-2025 proxy season, 374 asset managers reported how they voted on 7 ballot items in their SEC Form N-PX filings, covering 2,503 separate fund positions. On the most widely held item on that ballot — To approve in a non-binding and advisory vote, the compensation of the Company's named… — FOR was 61% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: AXOS FINANCIAL INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-11-15.
AXOS FINANCIAL INC. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.