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CAPITAL ONE FINANCIAL CORP. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and CAPITAL ONE FINANCIAL CORP.’s Form 8-K (Item 5.07 on EDGAR). Page generated 02 October 2026.

  • 31Reported items
  • 934Asset managers
  • 17,174Fund votes
  • 2024-05-02Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore CAPITAL ONE FINANCIAL CORP. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by CAPITAL ONE FINANCIAL CORP.

These tallies are CAPITAL ONE FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

CAPITAL ONE FINANCIAL CORP. — official shareholder meeting results, meeting held 2024-05-02
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: Richard D. Fairbank 313,033,51610,796,752566,794 --28,411,568 Majority: yes
Elect Director: Ime Archibong 322,639,2031,431,935325,924 --28,411,568 Majority: yes
Elect Director: Christine Detrick 313,013,84311,068,469314,750 --28,411,568 Majority: yes
Elect Director: Ann Fritz Hackett 308,479,41015,584,005333,647 --28,411,568 Majority: yes
Elect Director: Suni P. Harford 323,596,578461,430339,054 --28,411,568 Majority: yes
Elect Director: Peter Thomas Killalea 315,142,2618,915,900338,901 --28,411,568 Majority: yes
Elect Director: Cornelis Petrus Adrianus Joseph ("Eli") Leenaars 322,658,4291,408,655329,978 --28,411,568 Majority: yes
Elect Director: François Locoh-Donou 313,344,37510,705,294347,393 --28,411,568 Majority: yes
Elect Director: Peter E. Raskind 313,765,48710,338,769292,806 --28,411,568 Majority: yes
Elect Director: Eileen Serra 322,143,1631,933,312320,587 --28,411,568 Majority: yes
Elect Director: Mayo A. Shattuck III 311,706,32112,418,361272,380 --28,411,568 Majority: yes
Elect Director: Craig Anthony Williams 322,715,2221,397,971283,869 --28,411,568 Majority: yes
Elect Director: Stockholder Proposal Setting of Near- and Long-Term Greenhouse Gas Emission Reduction Targets 32,529,942289,824,3292,042,791 --28,411,568 Majority: no
Elect Director: Stockholder Proposal Report on Respecting Workforce Civil Liberties 2,956,632319,575,8801,864,550 --28,411,568 Majority: no
Elect Director: Stockholder Proposal Director Election Resignation Bylaw Proposal 33,126,745290,334,050936,267 --28,411,568 Majority: no

Source: CAPITAL ONE FINANCIAL CORP., Form 8-K — read the filing on EDGAR.

How asset managers voted at the CAPITAL ONE FINANCIAL CORP. 2023-2024 meeting

Each item below shows how the 934 asset managers that disclosed a CAPITAL ONE FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of CAPITAL ONE FINANCIAL CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Advisory vote on our Named Executive Officer compensation ("Say on Pay").

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-02.

Combines 19 wordings of this item as funds reported it.

97% fund support · no official result

FOR 97%

The 861 asset managers below cast 97% of the shares they voted on this item FOR (366,110,351 for, 11,120,251 against).

FOR: 366,110,351 (97.0%)AGAINST: 11,120,251 (2.9%)ABSTAIN: 36,854 (0.0%)NOT VOTED: 6,164 (0.0%)1 YEAR: 150 (0.0%)NO VOTE: 136 (0.0%)
Largest asset managers voting on “Advisory vote on our Named Executive Officer compensation ("Say on Pay").” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Dodge & Cox41,876,0820 00For
Capital Group38,688,13533 00For
Vanguard36,284,8500 00For
Capital Research Global Investors20,814,2950 00For
BlackRock18,412,818761 00For
HARRIS ASSOCIATES L P13,717,8380 00For
Fidelity12,378,0280 00For
New York Life12,052,3790 00For
DAVIS SELECTED ADVISERS10,360,9670 00For
Fisher Asset Management, LLC9,134,7090 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
Aristotle Capital Management, LLC7,858,6710 00For
GEODE CAPITAL MANAGEMENT, LLC7,503,5710 00For
State Street6,932,2560 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
PZENA INVESTMENT MANAGEMENT LLC6,312,6760 00For
JPMorgan5,802,0740 00For
Charles Schwab5,403,3950 00For
Invesco4,937,9870 00For
EAGLE CAPITAL MANAGEMENT LLC3,957,6240 00For
Northern Trust3,871,9738,530 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Ruane, Cunniff & Goldfarb L.P.3,005,7190 00For
Dimensional2,950,9460 00For
Clearbridge Investments, LLC2,841,0860 00For

Showing the 25 largest of 861 asset managers. See all 861 in the interactive database.

2. Stockholder proposal requesting a director election resignation bylaw.

DIRECTOR ELECTIONSMajority of the votes cast: no

Meeting held 2024-05-02.

Combines 5 wordings of this item as funds reported it.

10% Majority: no · of votes cast

10%AGAINST 90%
FOR: 33,126,745AGAINST: 290,334,050

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Stockholder Proposal Director Election Resignation Bylaw Proposal”): 33,126,745 for, 290,334,050 against, per its Form 8-K (Item 5.07). FOR was not more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 9% for, 76% against (85% of the company cast a for/against vote).

The 174 asset managers below cast 6% of the shares they voted on this item FOR (9,141,805 for, 147,623,695 against).

AGAINST 94%
FOR: 9,141,805 (5.8%)AGAINST: 147,623,695 (94.1%)ABSTAIN: 32,807 (0.0%)
Largest asset managers voting on “Stockholder proposal requesting a director election resignation bylaw.” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard135,31034,456,420 00Against
Capital Group026,307,039 00Against
Dodge & Cox018,617,650 00Against
Fidelity2,438,3857,238,411 00Against
HARRIS ASSOCIATES INVESTMENT TRUST07,903,297 00Against
BlackRock07,881,510 00Against
INVESTMENT CO OF AMERICA06,701,705 00Against
JPMorgan05,263,125 00Against
State Street753,466,872 00Against
DAVIS NEW YORK VENTURE FUND INC03,466,188 00Against
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco02,333,143 00Against
FRANKLIN MUTUAL SERIES FUNDS02,227,548 00Against
First Trust01,823,199 00Against
Legg Mason7,8001,356,241 00Against
JANUS INVESTMENT FUND01,053,513 00Against
SEQUOIA FUND INC01,033,339 00Against
DAVIS SERIES INC0995,692 00Against
Waddell & Reed0846,962 00Against
SELECTED AMERICAN SHARES INC0846,295 00Against
TIAA0788,449 00Against
Equitable0702,517 00Against
T. Rowe Price0669,281 00Against
Virtus0629,680 00Against

Showing the 25 largest of 174 asset managers. See all 174 in the interactive database.

3. Election of Directors: Richard D. Fairbank

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-02.

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 313,033,516AGAINST: 10,796,752

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Richard D. Fairbank”): 313,033,516 for, 10,796,752 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 82% for, 3% against (85% of the company cast a for/against vote).

The 173 asset managers below cast 99.9% of the shares they voted on this item FOR (156,402,313 for, 92,822 against).

FOR 99.9%
FOR: 156,402,313 (99.9%)AGAINST: 92,822 (0.1%)ABSTAIN: 32,026 (0.0%)
Largest asset managers voting on “Election of Directors: Richard D. Fairbank” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,828119 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

4. Election of Directors: Ime Archibong

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-02.

Combines 4 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 322,639,203AGAINST: 1,431,935

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Ime Archibong”): 322,639,203 for, 1,431,935 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 84% for, 0.4% against (85% of the company cast a for/against vote).

The 173 asset managers below cast 99.9% of the shares they voted on this item FOR (156,491,616 for, 3,514 against).

FOR 99.9%
FOR: 156,491,616 (100.0%)AGAINST: 3,514 (0.0%)ABSTAIN: 32,031 (0.0%)
Largest asset managers voting on “Election of Directors: Ime Archibong” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,85097 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

5. Election of Directors: Christine Detrick

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-02.

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 313,013,843AGAINST: 11,068,469

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Christine Detrick”): 313,013,843 for, 11,068,469 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 82% for, 3% against (85% of the company cast a for/against vote).

The 173 asset managers below cast 99.0% of the shares they voted on this item FOR (155,006,900 for, 1,488,230 against).

FOR 99.0%
FOR: 155,006,900 (99.0%)AGAINST: 1,488,230 (1.0%)ABSTAIN: 32,031 (0.0%)
Largest asset managers voting on “Election of Directors: Christine Detrick” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,85097 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed0846,962 00Against
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus490,495139,185 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

6. Election of Directors: Ann Fritz Hackett

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-02.

Combines 4 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 308,479,410AGAINST: 15,584,005

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Ann Fritz Hackett”): 308,479,410 for, 15,584,005 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 81% for, 4% against (85% of the company cast a for/against vote).

The 173 asset managers below cast 99.6% of the shares they voted on this item FOR (156,020,330 for, 474,800 against).

FOR 99.6%
FOR: 156,020,330 (99.7%)AGAINST: 474,800 (0.3%)ABSTAIN: 32,031 (0.0%)
Largest asset managers voting on “Election of Directors: Ann Fritz Hackett” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,552395 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

7. Election of Directors: Suni P. Harford

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-02.

Combines 4 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%
FOR: 323,596,578AGAINST: 461,430

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Suni P. Harford”): 323,596,578 for, 461,430 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 85% for, 0.2% against (85% of the company cast a for/against vote).

The 173 asset managers below cast 99.9% of the shares they voted on this item FOR (156,490,351 for, 24 against).

FOR 99.9%
FOR: 156,490,351 (100.0%)AGAINST: 24 (0.0%)ABSTAIN: 36,787 (0.0%)
Largest asset managers voting on “Election of Directors: Suni P. Harford” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,9470 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

8. Election of Directors: Peter Thomas Killalea

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-02.

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 315,142,261AGAINST: 8,915,900

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Peter Thomas Killalea”): 315,142,261 for, 8,915,900 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 82% for, 2% against (85% of the company cast a for/against vote).

The 173 asset managers below cast 98% of the shares they voted on this item FOR (153,169,794 for, 3,325,336 against).

FOR 98%
FOR: 153,169,794 (97.9%)AGAINST: 3,325,336 (2.1%)ABSTAIN: 32,031 (0.0%)
Largest asset managers voting on “Election of Directors: Peter Thomas Killalea” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,85097 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco02,333,143 00Against
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed0846,962 00Against
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable699,9752,542 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

9. Election of Directors: Francois Locoh-Donou

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-02.

Combines 11 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 313,344,375AGAINST: 10,705,294

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: François Locoh-Donou”): 313,344,375 for, 10,705,294 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 82% for, 3% against (85% of the company cast a for/against vote).

The 173 asset managers below cast 99.9% of the shares they voted on this item FOR (156,343,313 for, 151,816 against).

FOR 99.8%
FOR: 156,343,313 (99.9%)AGAINST: 151,816 (0.1%)ABSTAIN: 32,032 (0.0%)
Largest asset managers voting on “Election of Directors: Francois Locoh-Donou” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,627320 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

10. Election of Directors: Peter E. Raskind

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-02.

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 313,765,487AGAINST: 10,338,769

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Peter E. Raskind”): 313,765,487 for, 10,338,769 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 82% for, 3% against (85% of the company cast a for/against vote).

The 173 asset managers below cast 99.8% of the shares they voted on this item FOR (156,197,176 for, 297,956 against).

FOR 99.7%
FOR: 156,197,176 (99.8%)AGAINST: 297,956 (0.2%)ABSTAIN: 32,029 (0.0%)
Largest asset managers voting on “Election of Directors: Peter E. Raskind” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,552395 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

11. Election of Directors: Eileen Serra

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-02.

Combines 4 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 322,143,163AGAINST: 1,933,312

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Eileen Serra”): 322,143,163 for, 1,933,312 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 84% for, 0.6% against (85% of the company cast a for/against vote).

The 173 asset managers below cast 99.9% of the shares they voted on this item FOR (156,485,227 for, 9,904 against).

FOR 99.9%
FOR: 156,485,227 (100.0%)AGAINST: 9,904 (0.0%)ABSTAIN: 32,031 (0.0%)
Largest asset managers voting on “Election of Directors: Eileen Serra” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,85097 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

12. Election of Directors: Mayo A. Shattuck III

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-02.

Combines 5 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 311,706,321AGAINST: 12,418,361

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Mayo A. Shattuck III”): 311,706,321 for, 12,418,361 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 82% for, 3% against (85% of the company cast a for/against vote).

The 173 asset managers below cast 99.7% of the shares they voted on this item FOR (156,152,721 for, 342,412 against).

FOR 99.7%
FOR: 156,152,721 (99.8%)AGAINST: 342,412 (0.2%)ABSTAIN: 32,028 (0.0%)
Largest asset managers voting on “Election of Directors: Mayo A. Shattuck III” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,552395 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

13. Election of Directors: Craig Anthony Williams

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-02.

Combines 4 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 322,715,222AGAINST: 1,397,971

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Craig Anthony Williams”): 322,715,222 for, 1,397,971 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 84% for, 0.4% against (85% of the company cast a for/against vote).

The 173 asset managers below cast 99.9% of the shares they voted on this item FOR (156,485,325 for, 5,228 against).

FOR 99.9%
FOR: 156,485,325 (100.0%)AGAINST: 5,228 (0.0%)ABSTAIN: 36,784 (0.0%)
Largest asset managers voting on “Election of Directors: Craig Anthony Williams” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,85097 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 173 asset managers. See all 173 in the interactive database.

14. Election of Directors: Cornelis ("Eli") Leenaars

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-02.

Combines 5 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 322,658,429AGAINST: 1,408,655

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Cornelis Petrus Adrianus Joseph ("Eli") Leenaars”): 322,658,429 for, 1,408,655 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 84% for, 0.4% against (85% of the company cast a for/against vote).

The 172 asset managers below cast 99.9% of the shares they voted on this item FOR (156,490,440 for, 3,440 against).

FOR 99.9%
FOR: 156,490,440 (100.0%)AGAINST: 3,440 (0.0%)ABSTAIN: 32,031 (0.0%)
Largest asset managers voting on “Election of Directors: Cornelis ("Eli") Leenaars” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,85097 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 172 asset managers. See all 172 in the interactive database.

15. Approval and adoption of the Capital One Financial Corporation Amended and Restated 2002 Associate Stock Purchase Plan.

CAPITAL STRUCTURE

Meeting held 2024-05-02.

Combines 4 wordings of this item as funds reported it.

99.9% fund support · no official result

FOR 99.9%

The 171 asset managers below cast 99.9% of the shares they voted on this item FOR (156,664,670 for, 58,194 against).

FOR: 156,664,670 (100.0%)AGAINST: 58,194 (0.0%)ABSTAIN: 761 (0.0%)
Largest asset managers voting on “Approval and adoption of the Capital One Financial Corporation Amended and Restated 2002 Associate Stock Purch” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,92522 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 171 asset managers. See all 171 in the interactive database.

16. Stockholder proposal requesting setting of near - and long-term greenhouse gas emission reduction targets.

ENVIRONMENT OR CLIMATEMajority of the votes cast: no

Meeting held 2024-05-02.

Combines 5 wordings of this item as funds reported it.

10% Majority: no · of votes cast

10%AGAINST 90%
FOR: 32,529,942AGAINST: 289,824,329

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Stockholder Proposal Setting of Near- and Long-Term Greenhouse Gas Emission Reduction Targets”): 32,529,942 for, 289,824,329 against, per its Form 8-K (Item 5.07). FOR was not more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 9% for, 76% against (84% of the company cast a for/against vote).

The 167 asset managers below cast 1% of the shares they voted on this item FOR (1,501,796 for, 146,463,604 against).

AGAINST 99%
FOR: 1,501,796 (1.0%)AGAINST: 146,463,604 (98.7%)ABSTAIN: 438,498 (0.3%)
Largest asset managers voting on “Stockholder proposal requesting setting of near - and long-term greenhouse gas emission reduction targets.” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard034,591,730 00Against
Capital Group026,307,039 00Against
Dodge & Cox018,617,650 00Against
Fidelity09,676,796 00Against
HARRIS ASSOCIATES INVESTMENT TRUST07,903,297 00Against
INVESTMENT CO OF AMERICA06,701,705 00Against
JPMorgan05,263,125 00Against
State Street6793,466,268 00Against
DAVIS NEW YORK VENTURE FUND INC03,466,188 00Against
Charles Schwab02,582,448 00Against
Dimensional02,547,067 00Against
Invesco02,333,143 00Against
FRANKLIN MUTUAL SERIES FUNDS02,227,548 00Against
First Trust01,823,199 00Against
Legg Mason4,1001,359,941 00Against
JANUS INVESTMENT FUND01,053,513 00Against
SEQUOIA FUND INC01,033,339 00Against
DAVIS SERIES INC0995,692 00Against
Waddell & Reed0846,962 00Against
SELECTED AMERICAN SHARES INC0846,295 00Against
TIAA0788,449 00Against
Equitable550701,967 00Against
T. Rowe Price0669,281 00Against
Virtus0629,680 00Against
John Hancock154,026425,182 00Against

Showing the 25 largest of 167 asset managers. See all 167 in the interactive database.

17. Ratification of the selection of Ernst & Young LLP, as our independent registered public accounting firm for 2024.

AUDIT-RELATED

Meeting held 2024-05-02.

Combines 3 wordings of this item as funds reported it.

99.8% fund support · no official result

FOR 99.8%

The 166 asset managers below cast 99.8% of the shares they voted on this item FOR (156,264,753 for, 156,991 against).

FOR: 156,264,753 (99.9%)AGAINST: 156,991 (0.1%)ABSTAIN: 30,654 (0.0%)
Largest asset managers voting on “Ratification of the selection of Ernst & Young LLP, as our independent registered public accounting firm for 2” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard34,591,7300 00For
Capital Group26,307,0390 00For
Dodge & Cox18,617,6500 00For
Fidelity9,676,7960 00For
HARRIS ASSOCIATES INVESTMENT TRUST7,903,2970 00For
BlackRock7,881,5100 00For
INVESTMENT CO OF AMERICA6,701,7050 00For
JPMorgan5,263,1250 00For
State Street3,466,87275 00For
DAVIS NEW YORK VENTURE FUND INC3,466,1880 00For
Charles Schwab2,582,4480 00For
Dimensional2,547,0670 00For
Invesco2,333,1430 00For
FRANKLIN MUTUAL SERIES FUNDS2,227,5480 00For
First Trust1,823,1990 00For
Legg Mason1,364,0410 00For
JANUS INVESTMENT FUND1,053,5130 00For
SEQUOIA FUND INC1,033,3390 00For
DAVIS SERIES INC995,6920 00For
Waddell & Reed846,9620 00For
SELECTED AMERICAN SHARES INC846,2950 00For
TIAA788,4490 00For
Equitable702,5170 00For
T. Rowe Price669,2810 00For
Virtus629,6800 00For

Showing the 25 largest of 166 asset managers. See all 166 in the interactive database.

18. Stockholder proposal requesting a report on respecting workforce civil liberties.

HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCEMajority of the votes cast: no

Meeting held 2024-05-02.

Combines 4 wordings of this item as funds reported it.

1.0% Majority: no · of votes cast

AGAINST 99.0%
FOR: 2,956,632AGAINST: 319,575,880

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Stockholder Proposal Report on Respecting Workforce Civil Liberties”): 2,956,632 for, 319,575,880 against, per its Form 8-K (Item 5.07). FOR was not more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,063,343 outstanding shares: 0.8% for, 84% against (84% of the company cast a for/against vote).

The 165 asset managers below cast 0.1% of the shares they voted on this item FOR (5,375 for, 147,916,820 against).

AGAINST 99.6%
FOR: 5,375 (0.0%)AGAINST: 147,916,820 (99.7%)ABSTAIN: 443,243 (0.3%)
Largest asset managers voting on “Stockholder proposal requesting a report on respecting workforce civil liberties.” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Vanguard034,591,730 00Against
Capital Group026,307,039 00Against
Dodge & Cox018,617,650 00Against
Fidelity09,676,796 00Against
HARRIS ASSOCIATES INVESTMENT TRUST07,903,297 00Against
INVESTMENT CO OF AMERICA06,701,705 00Against
JPMorgan05,263,125 00Against
State Street03,466,947 00Against
DAVIS NEW YORK VENTURE FUND INC03,466,188 00Against
Charles Schwab02,582,448 00Against
Dimensional02,547,067 00Against
Invesco02,333,143 00Against
FRANKLIN MUTUAL SERIES FUNDS02,227,548 00Against
First Trust01,823,199 00Against
Legg Mason01,364,041 00Against
JANUS INVESTMENT FUND01,053,513 00Against
SEQUOIA FUND INC01,033,339 00Against
DAVIS SERIES INC0995,692 00Against
Waddell & Reed0846,962 00Against
SELECTED AMERICAN SHARES INC0846,295 00Against
TIAA0788,449 00Against
Equitable0702,517 00Against
T. Rowe Price0669,281 00Against
Virtus0629,680 00Against
John Hancock0579,208 00Against

Showing the 25 largest of 165 asset managers. See all 165 in the interactive database.

19. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESCOMPENSATION

Meeting held 2024-05-02.

Combines 2 wordings of this item as funds reported it.

92% fund support · no official result

FOR 92%8%

The 37 asset managers below cast 92% of the shares they voted on this item FOR (7,404,060 for, 662,768 against).

FOR: 7,404,060 (91.8%)AGAINST: 662,768 (8.2%)ABSTAIN: 1,366 (0.0%)
Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
JPMorgan6,374,6970 00For
APG Asset Management US Inc.0324,851 00Against
STOREBRAND ASSET MANAGEMENT AS254,6010 00For
Tredje AP-fonden0190,000 00Against
TD ASSET MANAGEMENT INC145,2060 00For
Desjardins Global Asset Management Inc.135,1560 00For
Cardano Risk Management B.V.0119,849 00Against
ANTIPODES PARTNERS Ltd108,2390 00For
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.101,8500 00For
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND66,3090 00For
Swiss Life Asset Management Ltd52,7720 00For
Empower44,0990 00For
NORDEA INVESTMENT MANAGEMENT AB027,418 00Against
Regime de rentes du Mouvement Desjardins25,1410 00For
Capitol Series Trust14,0050 00For
Vinva Investment Management Ltd13,9930 00For
iA Global Asset Management Inc.13,2590 00For
OSSIAM11,9880 00For
Convergence Investment Partners, LLC10,0220 00For
Eubel Brady & Suttman Mutual Fund Trust9,9040 00For
ADAGE CAPITAL PARTNERS GP, L.L.C.9,3340 00For
CIDEL ASSET MANAGEMENT INC6,6850 00For
Symmetry Panoramic Trust1,2250 1,3660Abstain
TOBAM1,8780 00For
Manitou Investment Management Ltd.1,1290 00For

Showing the 25 largest of 37 asset managers. See all 37 in the interactive database.

20. Amend Nonqualified Employee Stock Purchase Plan

COMPENSATIONCORPORATE GOVERNANCE

Meeting held 2024-05-02.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 99.3%

The 13 asset managers below cast 100% of the shares they voted on this item FOR (218,985 for, 0 against).

FOR: 218,985 (99.4%)ABSTAIN: 1,366 (0.6%)
Largest asset managers voting on “Amend Nonqualified Employee Stock Purchase Plan” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
ANTIPODES PARTNERS Ltd108,2390 00For
Empower44,0990 00For
Regime de rentes du Mouvement Desjardins25,1410 00For
Capitol Series Trust14,0050 00For
iA Global Asset Management Inc.13,2590 00For
Eubel Brady & Suttman Mutual Fund Trust9,9040 00For
Symmetry Panoramic Trust1,2250 1,3660Abstain
Manitou Investment Management Ltd.1,1290 00For
Tidal Trust III9650 00For
Hanson & Doremus Investment Management6700 00For
Milliman Variable Insurance Trust2540 00For
Warren Street Wealth Advisors, LLC940 00For
Brighthouse10 00For

21. Report on Civil Rights and Non-Discrimination Audit

HUMAN RIGHTS OR HUMAN CAPITAL/WORKFORCEDIVERSITY, EQUITY, AND INCLUSION

Meeting held 2024-05-02.

0.5% fund support · no official result

AGAINST 99.5%

The 11 asset managers below cast 0.5% of the shares they voted on this item FOR (39,728 for, 8,391,774 against).

FOR: 39,728 (0.5%)AGAINST: 8,391,774 (99.5%)ABSTAIN: 1,366 (0.0%)
Largest asset managers voting on “Report on Civil Rights and Non-Discrimination Audit” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock07,881,510 00Against
MASTER INVESTMENT PORTFOLIO0441,030 00Against
Empower044,099 00Against
GuideStone38,4150 00For
Capitol Series Trust014,005 00Against
Eubel Brady & Suttman Mutual Fund Trust09,904 00Against
Symmetry Panoramic Trust01,225 1,3660Abstain
Tidal Trust III9650 00For
Milliman Variable Insurance Trust2540 00For
Warren Street Wealth Advisors, LLC940 00For
Brighthouse01 00Against

22. Adopt GHG Emissions Reduction Targets Associated with Lending and Investment Activities

ENVIRONMENT OR CLIMATE

Meeting held 2024-05-02.

0.6% fund support · no official result

AGAINST 99.4%

The 10 asset managers below cast 0.6% of the shares they voted on this item FOR (45,412 for, 8,347,675 against).

FOR: 45,412 (0.5%)AGAINST: 8,347,675 (99.4%)ABSTAIN: 1,366 (0.0%)
Largest asset managers voting on “Adopt GHG Emissions Reduction Targets Associated with Lending and Investment Activities” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock07,881,510 00Against
MASTER INVESTMENT PORTFOLIO0441,030 00Against
Empower44,0990 00For
Capitol Series Trust014,005 00Against
Eubel Brady & Suttman Mutual Fund Trust09,904 00Against
Symmetry Panoramic Trust01,225 1,3660Abstain
Tidal Trust III9650 00For
Milliman Variable Insurance Trust2540 00For
Warren Street Wealth Advisors, LLC940 00For
Brighthouse01 00Against

23. Ratify Ernst & Young LLP as Auditors

AUDIT-RELATED

Meeting held 2024-05-02.

100% fund support · no official result

FOR 98%

The 8 asset managers below cast 100% of the shares they voted on this item FOR (70,547 for, 0 against).

FOR: 70,547 (98.1%)ABSTAIN: 1,366 (1.9%)
Largest asset managers voting on “Ratify Ernst & Young LLP as Auditors” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Empower44,0990 00For
Capitol Series Trust14,0050 00For
Eubel Brady & Suttman Mutual Fund Trust9,9040 00For
Symmetry Panoramic Trust1,2250 1,3660Abstain
Tidal Trust III9650 00For
Milliman Variable Insurance Trust2540 00For
Warren Street Wealth Advisors, LLC940 00For
Brighthouse10 00For

24. 14A Executive Compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-02.

50.4% fund support · no official result

FOR 50.4%AGAINST 49.6%

The 8 asset managers below cast 50.4% of the shares they voted on this item FOR (542 for, 533 against).

FOR: 542 (50.4%)AGAINST: 533 (49.6%)
Largest asset managers voting on “14A Executive Compensation” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV0500 00Against
Baker Avenue Asset Management, LP3020 00For
Pinnacle Family Advisors, LLC1200 00For
Cornerstone Investment Partners, LLC480 00For
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC440 00For
O'Brien Wealth Partners LLC033 00Against
GRIMES & COMPANY, INC.280 00For
Port Capital LLC00 00--

25. Say on pay

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-02.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (4,921 for, 0 against).

FOR: 4,921 (100.0%)
Largest asset managers voting on “Say on pay” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Empower3,7150 00For
CAPITAL MANAGEMENT CORP /VA1,0050 00For
Standard Family Office LLC2010 00For

26. Advisory Vote on Named Executive Officer Compensation (Say on Pay)

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-02.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (558,453 for, 0 against).

FOR: 558,453 (100.0%)
Largest asset managers voting on “Advisory Vote on Named Executive Officer Compensation (Say on Pay)” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
SOUND SHORE MANAGEMENT INC /CT/285,1560 00For
SOUND SHORE FUND INC270,9700 00For
NAPLES GLOBAL ADVISORS, LLC2,3270 00For

27. Advisory vote on our Named Executive Officer compensation ("Say on Pay").

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-08 (outside the 2023-2024 season's 1 July to 30 June window; reported in this season's filings).

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (332,839 for, 0 against).

FOR: 332,839 (100.0%)
Largest asset managers voting on “Advisory vote on our Named Executive Officer compensation ("Say on Pay").” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
683 Capital Management, LLC331,8390 00For
Foster Victor Wealth Advisors, LLC7000 00For
First County Bank /CT/3000 00For

28. Advisory vote on our Named Executive Officer compensation ("Say on Pay").

SECTION 14A SAY-ON-PAY VOTES

Reported under meeting date 2024-03-06; no official results on file for that date.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (11,310 for, 0 against).

FOR: 11,310 (100.0%)
Largest asset managers voting on “Advisory vote on our Named Executive Officer compensation ("Say on Pay").” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Cannell & Spears LLC9,6000 00For
Federated Hermes1,7100 00For

29. Amend Stock Compensation Plan

AUDIT-RELATED

Meeting held 2024-05-02.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (72 for, 0 against).

FOR: 72 (100.0%)
Largest asset managers voting on “Amend Stock Compensation Plan” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC440 00For
GRIMES & COMPANY, INC.280 00For

30. Corporate governance

CORPORATE GOVERNANCE

Meeting held 2024-05-02.

Combines 2 wordings of this item as funds reported it.

10% fund support · no official result

10%AGAINST 90%

The 2 asset managers below cast 10% of the shares they voted on this item FOR (44 for, 409 against).

FOR: 44 (9.7%)AGAINST: 409 (90.3%)
Largest asset managers voting on “Corporate governance” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Members Trust Co0409 00Against
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC440 00For

31. Remuneration Policy & Implementation

SECTION 14A SAY-ON-PAY VOTESOTHER

Meeting held 2024-05-02.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (4,700 for, 0 against).

FOR: 4,700 (100.0%)
Largest asset managers voting on “Remuneration Policy & Implementation” at CAPITAL ONE FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
M FUND INC4,7000 00For
BARINGS LLC00 00--

Largest CAPITAL ONE FINANCIAL CORP. shareholders voting in 2023-2024

Ranked by the number of CAPITAL ONE FINANCIAL CORP. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 382,063,343 shares outstanding at the time of that meeting.

Top CAPITAL ONE FINANCIAL CORP. shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1Dodge & Cox 10.96%
2Capital Group 10.13%
3Vanguard 9.50%
4Capital Research Global Investors 5.45%
5BlackRock 4.82%
6HARRIS ASSOCIATES L P 3.59%
7Fidelity 3.24%
8New York Life 3.15%
9DAVIS SELECTED ADVISERS 2.71%
10Fisher Asset Management, LLC 2.39%

Reported CAPITAL ONE FINANCIAL CORP. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

CAPITAL ONE FINANCIAL CORP. beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
Vanguard Group 14.80% 13F
BlackRock 13.07% 13F
Dodge & Cox 6.60% DEF14A
JPMorgan Chase 4.52% 13F
FMR (Fidelity) 4.38% 13F
State Street 4.37% 13F
Morgan Stanley 2.19% 13F
Goldman Sachs 2.12% 13F
Geode Capital 1.99% 13F
Franklin Templeton 1.80% 13F

Percentages above are of 382,063,343 shares outstanding, as reported by CAPITAL ONE FINANCIAL CORP. on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CAPITAL ONE FINANCIAL CORP.’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At CAPITAL ONE FINANCIAL CORP.'s shareholder meeting held 2024-05-02, in the 2023-2024 proxy season, 934 asset managers reported how they voted in their SEC Form N-PX filings, covering 17,174 separate fund positions. Their filings are grouped here into 31 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. CAPITAL ONE FINANCIAL CORP.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Advisory vote on our Named Executive Officer compensation ("Say on Pay"). — the reporting funds cast 97% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

CAPITAL ONE FINANCIAL CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.