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Capital One Financial Corporation 2025-2026 Proxy Voting Records

Compiled from SEC Form N-PX filings and Capital One Financial Corporation’s Form 8-K (Item 5.07 on EDGAR). Page generated 02 October 2026.

  • 36Reported items
  • 1,345Asset managers
  • 18,589Fund votes
  • 2026-05-08Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore Capital One Financial Corporation in the interactive database Compare manager voting policies

Official 2025-2026 meeting results reported by Capital One Financial Corporation

These tallies are Capital One Financial Corporation’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

Capital One Financial Corporation — official shareholder meeting results, meeting held 2026-05-08
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: Richard D. Fairbank 477,267,70919,631,294349,906 --59,172,662 Majority: yes
Elect Director: Ime Archibong 490,969,5455,899,492379,872 --59,172,662 Majority: yes
Elect Director: Christine Detrick 495,300,8111,570,961377,137 --59,172,662 Majority: yes
Elect Director: Suni P. Harford 495,354,7451,516,273377,891 --59,172,662 Majority: yes
Elect Director: Peter Thomas Killalea 480,198,31116,664,848385,750 --59,172,662 Majority: yes
Elect Director: Cornelis Petrus Adrianus Joseph ("Eli") Leenaars 490,914,5845,939,528394,797 --59,172,662 Majority: yes
Elect Director: François Locoh-Donou 472,229,29824,326,557693,054 --59,172,662 Majority: yes
Elect Director: Peter E. Raskind 472,349,75924,433,499465,651 --59,172,662 Majority: yes
Elect Director: Eileen Serra 491,136,1715,747,035365,703 --59,172,662 Majority: yes
Elect Director: Mayo A. Shattuck III 480,917,44515,944,240387,224 --59,172,662 Majority: yes
Elect Director: J. Michael Shepherd 495,986,557882,974379,378 --59,172,662 Majority: yes
Elect Director: Craig Anthony Williams 489,505,6447,069,747673,518 --59,172,662 Majority: yes
Elect Director: Jennifer L. Wong 471,474,73925,407,809366,361 --59,172,662 Majority: yes
Elect Director: Stockholder proposal to require a shareholder vote on golden parachute arrangements 30,601,072465,307,0821,340,755 --59,172,662 Majority: no

Source: Capital One Financial Corporation, Form 8-K — read the filing on EDGAR.

How asset managers voted at the Capital One Financial Corporation 2025-2026 meeting

Each item below shows how the 1,345 asset managers that disclosed a Capital One Financial Corporation vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Capital One Financial Corporation’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Advisory vote on our Named Executive Officer compensation ("Say on Pay").

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

Combines 19 wordings of this item as funds reported it.

90% fund support · no official result

FOR 90%10%

The 1,197 asset managers below cast 90% of the shares they voted on this item FOR (457,436,378 for, 52,773,977 against).

FOR: 457,436,378 (89.6%)AGAINST: 52,773,977 (10.3%)ABSTAIN: 42,707 (0.0%)NOT VOTED: 44,497 (0.0%)SPLIT: 13,343 (0.0%)UNKNOWN: 13,230 (0.0%)
Largest asset managers voting on “Advisory vote on our Named Executive Officer compensation ("Say on Pay").” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard63,087,478276,442 90For
Capital Group49,378,1020 00For
BlackRock44,255,02839,070 00For
Fidelity32,947,861214,522 00For
Putnam18,559,37331,107 00For
Dodge & Cox15,211,0330 00For
GEODE CAPITAL MANAGEMENT, LLC14,443,6140 00For
Invesco12,849,59341 00For
HARRIS ASSOCIATES L P9,657,2190 00For
Charles Schwab8,605,9842,176 00For
DAVIS SELECTED ADVISERS8,210,7530 00For
JPMorgan4,997,9961,725,018 00For
Aristotle Capital Management, LLC6,541,6470 00For
Fisher Asset Management, LLC6,435,6980 00For
Northern Trust5,742,09748,614 00For
EAGLE CAPITAL MANAGEMENT LLC5,286,1065,619 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
UBS4,635,0150 00For
Goldman Sachs4,589,7330 00For
T. Rowe Price4,420,64518,463 00For
PZENA INVESTMENT MANAGEMENT LLC4,188,9250 00For
Janus Henderson4,065,97318,210 00For
Six Circles Trust3,561,0300 00For
PARAMETRIC PORTFOLIO ASSOCIATES LLC3,121,5810 00For
CANADA PENSION PLAN INVESTMENT BOARD3,109,4710 00For

Showing the 25 largest of 1,197 asset managers. See all 1,197 in the interactive database.

2. Stockholder proposal to require a shareholder vote on golden parachute arrangements.

COMPENSATIONMajority of the votes cast: no

Meeting held 2026-05-08.

Combines 12 wordings of this item as funds reported it.

6% Majority: no · of votes cast

AGAINST 94%
FOR: 30,601,072AGAINST: 465,307,082

Capital One Financial Corporation’s own tally for this item (“Elect Director: Stockholder proposal to require a shareholder vote on golden parachute arrangements”): 30,601,072 for, 465,307,082 against, per its Form 8-K (Item 5.07). FOR was not more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 5% for, 76% against (81% of the company cast a for/against vote).

The 238 asset managers below cast 1% of the shares they voted on this item FOR (1,988,148 for, 195,185,433 against).

AGAINST 99%
FOR: 1,988,148 (1.0%)AGAINST: 195,185,433 (99.0%)ABSTAIN: 23,049 (0.0%)NOT VOTED: 484 (0.0%)UNKNOWN: 148 (0.0%)
Largest asset managers voting on “Stockholder proposal to require a shareholder vote on golden parachute arrangements.” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard83,01956,824,353 140Against
Capital Group025,064,404 00Against
Fidelity021,821,724 00Against
BlackRock11,10616,743,202 00Against
Putnam07,257,739 00Against
Dodge & Cox06,758,061 00Against
JPMorgan78,0676,492,987 00Against
Invesco980,0414,588,259 00Against
HARRIS ASSOCIATES INVESTMENT TRUST04,810,297 00Against
Charles Schwab04,213,068 00Against
Six Circles Trust03,561,030 00Against
DAVIS NEW YORK VENTURE FUND INC02,499,869 00Against
TIAA01,759,916 00Against
JANUS INVESTMENT FUND01,729,677 00Against
Dimensional01,691,271 00Against
Columbia Threadneedle01,314,232 00Against
John Hancock01,276,242 00Against
Jackson National01,222,687 00Against
FRANKLIN MUTUAL SERIES FUNDS01,216,138 00Against
Legg Mason01,129,455 00Against
T. Rowe Price01,056,315 00Against
Thrivent0997,946 00Against
DIAMOND HILL FUNDS0964,932 00Against
MASTER INVESTMENT PORTFOLIO0952,558 00Against
Neuberger Berman0848,076 00Against

Showing the 25 largest of 238 asset managers. See all 238 in the interactive database.

3. Election of Directors: Richard D. Fairbank

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 7 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%
FOR: 477,267,709AGAINST: 19,631,294

Capital One Financial Corporation’s own tally for this item (“Elect Director: Richard D. Fairbank”): 477,267,709 for, 19,631,294 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 77% for, 3% against (81% of the company cast a for/against vote).

The 198 asset managers below cast 99.9% of the shares they voted on this item FOR (196,862,461 for, 2,314 against).

FOR 99.9%
FOR: 196,862,461 (100.0%)AGAINST: 2,314 (0.0%)ABSTAIN: 20,953 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: Richard D. Fairbank” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,907,156228 40For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,754,3080 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,571,0540 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,222,6870 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 198 asset managers. See all 198 in the interactive database.

4. Election of Directors: Ime Archibong

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 5 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 490,969,545AGAINST: 5,899,492

Capital One Financial Corporation’s own tally for this item (“Elect Director: Ime Archibong”): 490,969,545 for, 5,899,492 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 80% for, 1.0% against (81% of the company cast a for/against vote).

The 198 asset managers below cast 99.9% of the shares they voted on this item FOR (196,864,667 for, 108 against).

FOR 99.9%
FOR: 196,864,667 (100.0%)AGAINST: 108 (0.0%)ABSTAIN: 20,953 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: Ime Archibong” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,907,33054 40For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,754,3080 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,571,0540 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,222,6870 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 198 asset managers. See all 198 in the interactive database.

5. Election of Directors: Christine Detrick

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 5 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%
FOR: 495,300,811AGAINST: 1,570,961

Capital One Financial Corporation’s own tally for this item (“Elect Director: Christine Detrick”): 495,300,811 for, 1,570,961 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 80% for, 0.3% against (81% of the company cast a for/against vote).

The 198 asset managers below cast 99.9% of the shares they voted on this item FOR (196,862,678 for, 2,098 against).

FOR 99.9%
FOR: 196,862,678 (100.0%)AGAINST: 2,098 (0.0%)ABSTAIN: 20,953 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: Christine Detrick” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,907,37312 40For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,754,3080 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,571,0540 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,222,6870 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 198 asset managers. See all 198 in the interactive database.

6. Election of Directors: Suni P. Harford

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 6 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%
FOR: 495,354,745AGAINST: 1,516,273

Capital One Financial Corporation’s own tally for this item (“Elect Director: Suni P. Harford”): 495,354,745 for, 1,516,273 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 80% for, 0.3% against (81% of the company cast a for/against vote).

The 198 asset managers below cast 99.9% of the shares they voted on this item FOR (196,864,765 for, 11 against).

FOR 99.9%
FOR: 196,864,765 (100.0%)AGAINST: 11 (0.0%)ABSTAIN: 20,953 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: Suni P. Harford” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,907,37411 40For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,754,3080 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,571,0540 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,222,6870 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 198 asset managers. See all 198 in the interactive database.

7. Election of Directors: Peter Thomas Killalea

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 5 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 480,198,311AGAINST: 16,664,848

Capital One Financial Corporation’s own tally for this item (“Elect Director: Peter Thomas Killalea”): 480,198,311 for, 16,664,848 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 78% for, 3% against (81% of the company cast a for/against vote).

The 198 asset managers below cast 99.5% of the shares they voted on this item FOR (195,951,922 for, 912,854 against).

FOR 99.5%
FOR: 195,951,922 (99.5%)AGAINST: 912,854 (0.5%)ABSTAIN: 20,953 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: Peter Thomas Killalea” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,907,200185 40For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,754,3080 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,492,98778,067 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,222,6870 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 198 asset managers. See all 198 in the interactive database.

8. Election of Directors: Peter E. Raskind

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 6 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 472,349,759AGAINST: 24,433,499

Capital One Financial Corporation’s own tally for this item (“Elect Director: Peter E. Raskind”): 472,349,759 for, 24,433,499 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 77% for, 4% against (81% of the company cast a for/against vote).

The 198 asset managers below cast 99.8% of the shares they voted on this item FOR (196,516,671 for, 348,103 against).

FOR 99.8%
FOR: 196,516,671 (99.8%)AGAINST: 348,103 (0.2%)ABSTAIN: 20,954 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: Peter E. Raskind” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,859,59447,789 50For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,750,6563,652 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,492,98778,067 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,222,6870 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 198 asset managers. See all 198 in the interactive database.

9. Election of Directors: Eileen Serra

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 5 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 491,136,171AGAINST: 5,747,035

Capital One Financial Corporation’s own tally for this item (“Elect Director: Eileen Serra”): 491,136,171 for, 5,747,035 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 80% for, 1.0% against (81% of the company cast a for/against vote).

The 198 asset managers below cast 99.7% of the shares they voted on this item FOR (196,380,520 for, 484,256 against).

FOR 99.7%
FOR: 196,380,520 (99.7%)AGAINST: 484,256 (0.2%)ABSTAIN: 20,953 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: Eileen Serra” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,859,81047,575 40For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,750,6563,652 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,571,0540 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,222,6870 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 198 asset managers. See all 198 in the interactive database.

10. Election of Directors: Mayo A. Shattuck III

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 7 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 480,917,445AGAINST: 15,944,240

Capital One Financial Corporation’s own tally for this item (“Elect Director: Mayo A. Shattuck III”): 480,917,445 for, 15,944,240 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 78% for, 3% against (81% of the company cast a for/against vote).

The 198 asset managers below cast 99.9% of the shares they voted on this item FOR (196,762,078 for, 102,698 against).

FOR 99.9%
FOR: 196,762,078 (99.9%)AGAINST: 102,698 (0.1%)ABSTAIN: 20,953 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: Mayo A. Shattuck III” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,907,200185 40For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,754,3080 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,492,98778,067 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,222,6870 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 198 asset managers. See all 198 in the interactive database.

11. Election of Directors: J. Michael Shepherd

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 6 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%
FOR: 495,986,557AGAINST: 882,974

Capital One Financial Corporation’s own tally for this item (“Elect Director: J. Michael Shepherd”): 495,986,557 for, 882,974 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 81% for, 0.2% against (81% of the company cast a for/against vote).

The 198 asset managers below cast 99.9% of the shares they voted on this item FOR (196,862,682 for, 2,094 against).

FOR 99.9%
FOR: 196,862,682 (100.0%)AGAINST: 2,094 (0.0%)ABSTAIN: 20,953 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: J. Michael Shepherd” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,907,3778 40For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,754,3080 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,571,0540 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,222,6870 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 198 asset managers. See all 198 in the interactive database.

12. Election of Directors: Craig Anthony Williams

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 5 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 489,505,644AGAINST: 7,069,747

Capital One Financial Corporation’s own tally for this item (“Elect Director: Craig Anthony Williams”): 489,505,644 for, 7,069,747 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 79% for, 1% against (81% of the company cast a for/against vote).

The 198 asset managers below cast 99.9% of the shares they voted on this item FOR (196,864,649 for, 124 against).

FOR 99.9%
FOR: 196,864,649 (100.0%)AGAINST: 124 (0.0%)ABSTAIN: 20,957 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: Craig Anthony Williams” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,907,31270 80For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,754,3080 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,571,0540 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,222,6870 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 198 asset managers. See all 198 in the interactive database.

13. Election of Directors: Jennifer L. Wong

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 6 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 471,474,739AGAINST: 25,407,809

Capital One Financial Corporation’s own tally for this item (“Elect Director: Jennifer L. Wong”): 471,474,739 for, 25,407,809 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 77% for, 4% against (81% of the company cast a for/against vote).

The 198 asset managers below cast 97% of the shares they voted on this item FOR (191,154,365 for, 5,710,411 against).

FOR 97%
FOR: 191,154,365 (97.1%)AGAINST: 5,710,411 (2.9%)ABSTAIN: 20,953 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: Jennifer L. Wong” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,631,572275,813 40For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,747,3176,991 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,571,0540 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab3,0924,209,976 00Against
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,222,6870 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman555,413292,663 00For

Showing the 25 largest of 198 asset managers. See all 198 in the interactive database.

14. Election of Directors: Francois Locoh-Donou

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 17 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%
FOR: 472,229,298AGAINST: 24,326,557

Capital One Financial Corporation’s own tally for this item (“Elect Director: François Locoh-Donou”): 472,229,298 for, 24,326,557 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 77% for, 4% against (81% of the company cast a for/against vote).

The 197 asset managers below cast 97% of the shares they voted on this item FOR (191,859,829 for, 5,004,442 against).

FOR 97%
FOR: 191,859,829 (97.4%)AGAINST: 5,004,442 (2.5%)ABSTAIN: 20,957 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: Francois Locoh-Donou” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,907,077303 80For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,754,3080 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan1,677,6154,893,439 00Against
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,126,12296,565 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 197 asset managers. See all 197 in the interactive database.

15. Election of Directors: Cornelis ("Eli") Leenaars

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-08.

Combines 10 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 490,914,584AGAINST: 5,939,528

Capital One Financial Corporation’s own tally for this item (“Elect Director: Cornelis Petrus Adrianus Joseph ("Eli") Leenaars”): 490,914,584 for, 5,939,528 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 615,856,605 outstanding shares: 80% for, 1.0% against (81% of the company cast a for/against vote).

The 193 asset managers below cast 99.9% of the shares they voted on this item FOR (196,835,485 for, 108 against).

FOR 99.9%
FOR: 196,835,485 (100.0%)AGAINST: 108 (0.0%)ABSTAIN: 20,954 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Election of Directors: Cornelis ("Eli") Leenaars” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,907,33054 50For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,754,3080 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,571,0540 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,222,6870 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 193 asset managers. See all 193 in the interactive database.

16. Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for 2026.

AUDIT-RELATED

Meeting held 2026-05-08.

Combines 3 wordings of this item as funds reported it.

99.4% fund support · no official result

FOR 99.4%

The 191 asset managers below cast 99.4% of the shares they voted on this item FOR (195,381,192 for, 993,126 against).

FOR: 195,381,192 (99.5%)AGAINST: 993,126 (0.5%)ABSTAIN: 20,953 (0.0%)NOT VOTED: 484 (0.0%)
Largest asset managers voting on “Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for 20” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard56,859,52647,860 40For
Capital Group25,064,4040 00For
Fidelity21,821,7240 00For
BlackRock16,750,6563,652 00For
Putnam7,257,7390 00For
Dodge & Cox6,758,0610 00For
JPMorgan6,492,98778,067 00For
Invesco5,568,3000 00For
HARRIS ASSOCIATES INVESTMENT TRUST4,810,2970 00For
Charles Schwab4,213,0680 00For
Six Circles Trust3,561,0300 00For
DAVIS NEW YORK VENTURE FUND INC2,499,8690 00For
TIAA1,759,9160 00For
JANUS INVESTMENT FUND1,729,6770 00For
Dimensional1,691,2710 00For
Columbia Threadneedle1,314,2320 00For
John Hancock1,276,2420 00For
Jackson National1,049,600173,087 00For
FRANKLIN MUTUAL SERIES FUNDS1,216,1380 00For
Legg Mason1,129,4550 00For
T. Rowe Price1,056,3150 00For
Thrivent997,9460 00For
DIAMOND HILL FUNDS964,9320 00For
MASTER INVESTMENT PORTFOLIO952,5580 00For
Neuberger Berman848,0760 00For

Showing the 25 largest of 191 asset managers. See all 191 in the interactive database.

17. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

23% fund support · no official result

FOR 23%AGAINST 77%

The 47 asset managers below cast 23% of the shares they voted on this item FOR (1,721,759 for, 5,651,830 against).

FOR: 1,721,759 (23.3%)AGAINST: 5,651,830 (76.6%)NOT VOTED: 8,476 (0.1%)
Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
W1M Asset Management Ltd02,056,749 00Against
APG Asset Management US Inc.01,643,254 00Against
Union Investment Management GmbH01,464,036 00Against
STOREBRAND ASSET MANAGEMENT AS421,5230 00For
ANTIPODES PARTNERS Ltd383,4360 00For
Teewinot Capital Advisers, L.L.C.328,9550 00For
Cardano Risk Management B.V.0249,682 00Against
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.187,2110 00For
NORDEA INVESTMENT MANAGEMENT AB0169,267 00Against
Empower103,7260 00For
Hosking Partners LLP48,7160 00For
Brighthouse44,5320 00For
Vinva Investment Management Ltd40,2060 00For
Northern Lights Fund Trust IV032,671 00Against
Wilshire Advisors LLC26,8910 00For
AMERICAN BEACON FUNDS026,000 00Against
TD Waterhouse Canada Inc.23,3390 00For
Osmosis Investment Management UK Ltd19,8680 00For
Metzler Asset Management GmbH18,5160 00For
GreenFi Funds Trust14,2750 00For
Vontobel Holding Ltd.12,7650 00For
CLEARWATER INVESTMENT TRUST12,5650 00For
Birnam Oak Advisors, LP9,6340 00For
JPMorgan00 00Not Voted
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma08,229 00Against

Showing the 25 largest of 47 asset managers. See all 47 in the interactive database.

18. ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION (SAY ON PAY&QUOT). &QUOT

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

100% fund support · no official result

FOR 91%9%

The 31 asset managers below cast 100% of the shares they voted on this item FOR (393,040 for, 0 against).

FOR: 393,040 (91.2%)ABSTAIN: 38,044 (8.8%)
Largest asset managers voting on “ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION (SAY ON PAY&QUOT). &QUOT” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
DENDUR CAPITAL LP356,5000 00For
Troluce Capital Advisors LLC00 38,0440Abstain
Advisors' Inner Circle Fund III21,4300 00For
L2 Asset Management, LLC3,3390 00For
Hara Capital LLC2,3900 00For
Sound View Wealth Advisors Group, LLC1,7060 00For
Evernest Financial Advisors, LLC1,1860 00For
Aletheian Wealth Advisors LLC9290 00For
Colonial Trust Advisors8160 00For
Sendero Wealth Management, LLC6540 00For
Elyxium Wealth, LLC5490 00For
Colonial Trust Co / SC4700 00For
SevenBridge Financial Group, LLC4520 00For
Chicago Capital, LLC4100 00For
Capital Group3500 00For
Aurdan Capital Management, LLC3300 00For
Knights of Columbus Asset Advisors LLC2880 00For
Private Advisory Group LLC2420 00For
MeadowBrook Investment Advisors LLC1850 00For
RBB Fund Trust1610 00For
HOLDERNESS INVESTMENTS CO1280 00For
WOLFF WIESE MAGANA LLC1230 00For
AUGUSTINE ASSET MANAGEMENT INC1200 00For
KKM Financial LLC520 00For
apricus wealth, LLC500 00For

Showing the 25 largest of 31 asset managers. See all 31 in the interactive database.

19. 14A Executive Compensation

AUDIT-RELATED

Meeting held 2026-05-08.

71% fund support · no official result

FOR 70%AGAINST 29%

The 22 asset managers below cast 71% of the shares they voted on this item FOR (67,220 for, 27,768 against).

FOR: 67,220 (69.5%)AGAINST: 27,768 (28.7%)ABSTAIN: 1,710 (1.8%)
Largest asset managers voting on “14A Executive Compensation” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
OLD SECOND NATIONAL BANK OF AURORA18,4060 00For
Interval Partners, LP018,285 00Against
Bell & Brown Wealth Advisors, LLC16,9630 00For
PEDDOCK CAPITAL ADVISORS, LLC11,8530 00For
River Street Advisors LLC08,870 00Against
JCSD Capital, LLC7,7110 00For
REXFORD CAPITAL INC3,1610 00For
Stony Point Capital LLC2,5960 00For
LEAVELL INVESTMENT MANAGEMENT, INC.00 1,7100Abstain
Cove Private Wealth, LLC1,2730 00For
Inlet Private Wealth, LLC1,0840 00For
COURIER CAPITAL LLC9360 00For
Claret Asset Management Corp8870 00For
EAGLE GLOBAL ADVISORS LLC8600 00For
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV0500 00Against
ESL Trust Services, LLC4850 00For
Blue Edge Capital, LLC3300 00For
HARBOUR INVESTMENT MANAGEMENT LLC2140 00For
MQS Management LLC1700 00For
TEALWOOD ASSET MANAGEMENT INC1690 00For
Moisand Fitzgerald Tamayo, LLC1220 00For
Baker Avenue Asset Management, LP0113 00Against

20. Submit Severance Agreement (Change-in-Control) to Shareholder Vote

SHAREHOLDER RIGHTS AND DEFENSES

Meeting held 2026-05-08.

0% fund support · no official result

AGAINST 100%

The 8 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 571,311 against).

AGAINST: 571,311 (100.0%)
Largest asset managers voting on “Submit Severance Agreement (Change-in-Control) to Shareholder Vote” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
ANTIPODES PARTNERS Ltd0383,436 00Against
Empower0103,726 00Against
Brighthouse044,532 00Against
GreenFi Funds Trust014,275 00Against
Vontobel Holding Ltd.012,765 00Against
CLEARWATER INVESTMENT TRUST012,565 00Against
Colony Family Offices, LLC012 00Against
Dixon Mitchell Investment Counsel Inc.00 00--

21. Ratify Appointment of Independent Auditors

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

Combines 2 wordings of this item as funds reported it.

20% fund support · no official result

FOR 20%AGAINST 80%

The 7 asset managers below cast 20% of the shares they voted on this item FOR (61,124 for, 249,682 against).

FOR: 61,124 (19.7%)AGAINST: 249,682 (80.3%)
Largest asset managers voting on “Ratify Appointment of Independent Auditors” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Cardano Risk Management B.V.0249,682 00Against
Northern Lights Fund Trust IV32,6710 00For
AMERICAN BEACON FUNDS26,0000 00For
MARCO INVESTMENT MANAGEMENT LLC1,5850 00For
ESL Trust Services, LLC4850 00For
HARBOUR INVESTMENT MANAGEMENT LLC2140 00For
TEALWOOD ASSET MANAGEMENT INC1690 00For

22. ELECTION OF DIRECTOR: CORNELIS (ELI&QUOT) LEENAARS &QUOT

DIRECTOR ELECTIONS

Meeting held 2026-05-08.

100% fund support · no official result

FOR 100%

The 7 asset managers below cast 100% of the shares they voted on this item FOR (29,182 for, 0 against).

FOR: 29,182 (100.0%)
Largest asset managers voting on “ELECTION OF DIRECTOR: CORNELIS (ELI&QUOT) LEENAARS &QUOT” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Advisors' Inner Circle Fund III21,4300 00For
NORTH COUNTRY FUNDS6,8000 00For
Sendero Wealth Management, LLC6540 00For
RBB Fund Trust1610 00For
KKM Financial LLC520 00For
apricus wealth, LLC500 00For
Legacy Capital Wealth Partners, LLC350 00For

23. Say on Pay

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

Combines 3 wordings of this item as funds reported it.

83% fund support · no official result

FOR 83%AGAINST 17%

The 5 asset managers below cast 83% of the shares they voted on this item FOR (27,380 for, 5,579 against).

FOR: 27,380 (83.1%)AGAINST: 5,579 (16.9%)
Largest asset managers voting on “Say on Pay” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
ENGLISH CAPITAL MANAGEMENT LLC21,1760 00For
Empower05,579 00Against
Arista Wealth Management, LLC4,7490 00For
CAPITAL MANAGEMENT CORP /VA9350 00For
Rockport Wealth LLC5200 00For

24. Ratify Ernst & Young LLP as Auditors

AUDIT-RELATED

Meeting held 2026-05-08.

100% fund support · no official result

FOR 100%

The 5 asset managers below cast 100% of the shares they voted on this item FOR (175,098 for, 0 against).

FOR: 175,098 (100.0%)
Largest asset managers voting on “Ratify Ernst & Young LLP as Auditors” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Empower103,7260 00For
Brighthouse44,5320 00For
GreenFi Funds Trust14,2750 00For
CLEARWATER INVESTMENT TRUST12,5650 00For
Dixon Mitchell Investment Counsel Inc.00 00--

25. ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

98% fund support · no official result

FOR 98%

The 4 asset managers below cast 98% of the shares they voted on this item FOR (20,777 for, 451 against).

FOR: 20,777 (97.9%)AGAINST: 451 (2.1%)
Largest asset managers voting on “ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
River Wealth Advisors LLC17,5990 00For
Generation Capital Management LLC3,1720 00For
Knuff & Co LLC0451 00Against
STRATEGY ASSET MANAGERS LLC60 00For

26. Shareholder Proposal Regarding Severance Approval Policy

COMPENSATION

Meeting held 2026-05-08.

14% fund support · no official result

FOR 14%AGAINST 86%

The 4 asset managers below cast 14% of the shares they voted on this item FOR (249,682 for, 1,522,707 against).

FOR: 249,682 (14.1%)AGAINST: 1,522,707 (85.9%)
Largest asset managers voting on “Shareholder Proposal Regarding Severance Approval Policy” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Union Investment Management GmbH01,464,036 00Against
Cardano Risk Management B.V.249,6820 00For
Northern Lights Fund Trust IV032,671 00Against
AMERICAN BEACON FUNDS026,000 00Against

27. Advisory vote to approve executive compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (52,046 for, 0 against).

FOR: 52,046 (100.0%)
Largest asset managers voting on “Advisory vote to approve executive compensation” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
First Long Island Investors, LLC51,7430 00For
NTV ASSET MANAGEMENT LLC1830 00For
Pinnacle Family Advisors, LLC1200 00For

28. Advisory vote to approve named executive officer compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

100% fund support · no official result

FOR 95%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (1,980 for, 0 against).

FOR: 1,980 (95.4%)ABSTAIN: 95 (4.6%)
Largest asset managers voting on “Advisory vote to approve named executive officer compensation” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Kennondale Capital Management LLC1,9670 00For
LATHROP INVESTMENT MANAGEMENT CO00 950Abstain
Orca Wealth Management, LLC130 00For

29. Election of Directors (Majority Voting)

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

All nominees (reported as one line). These filers reported the election of directors as a single line covering every nominee. It is not attributed to any one director, and no share total is shown for it.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR.

FOR: 100.0%
Largest asset managers voting on “Election of Directors (Majority Voting)” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
HARBOUR INVESTMENT MANAGEMENT LLC2,7820 00For
ESL Trust Services, LLC4850 00For
TEALWOOD ASSET MANAGEMENT INC1690 00For

30. Approve, on a non-binding advisory basis, our Named Executive Officer Compensation (""Say on Pay"").

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

Combines 3 wordings of this item as funds reported it.

100% fund support · no official result

FOR 30%NOT VOTED 70%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (33,119 for, 0 against).

FOR: 33,119 (29.9%)NOT VOTED: 77,797 (70.1%)
Largest asset managers voting on “Approve, on a non-binding advisory basis, our Named Executive Officer Compensation (""Say on Pay"").” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
National Philanthropic Trust00 00Not Voted
One Fin Capital Management LP33,0000 00For
Fiera Capital Corp1190 00For

31. Advisory vote on our Named Executive Officer compensation ("Say on Pay").

SECTION 14A SAY-ON-PAY VOTES

Reported under meeting date 2026-03-11; no official results on file for that date.

0% fund support · no official result

AGAINST 100%

The 2 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 333,279 against).

AGAINST: 333,279 (100.0%)
Largest asset managers voting on “Advisory vote on our Named Executive Officer compensation ("Say on Pay").” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
SCHRODER INVESTMENT MANAGEMENT GROUP0333,024 00Against
GLOBALT Investments LLC / GA0255 00Against

32. Advisory vote on our Named Executive Officer compensation ("Say on Pay").

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-08 (outside the 2025-2026 season's 1 July to 30 June window; reported in this season's filings).

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (35,884 for, 0 against).

FOR: 35,884 (100.0%)
Largest asset managers voting on “Advisory vote on our Named Executive Officer compensation ("Say on Pay").” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Investment Management Corp of Ontario34,8890 00For
Philip James Wealth Mangement, LLC9950 00For

33. ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION (&QUOTSAY ON PAY&QUOT)

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

Combines 2 wordings of this item as funds reported it.

33% fund support · no official result

FOR 33%AGAINST 67%

The 2 asset managers below cast 33% of the shares they voted on this item FOR (74,880 for, 155,091 against).

FOR: 74,880 (32.6%)AGAINST: 155,091 (67.4%)
Largest asset managers voting on “ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION (&QUOTSAY ON PAY&QUOT)” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Janney Montgomery Scott LLC0155,091 00Against
Venator Management LLC74,8800 00For

34. Approval of Executive Compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (131 for, 0 against).

FOR: 131 (100.0%)
Largest asset managers voting on “Approval of Executive Compensation” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Roble, Belko & Company, Inc1310 00For
COLLECTIVE FAMILY OFFICE LLC00 00--

35. Election of Directors

DIRECTOR ELECTIONS

Meeting held 2026-05-08.

All nominees (reported as one line). These filers reported the election of directors as a single line covering every nominee. It is not attributed to any one director, and no share total is shown for it.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR.

FOR: 100.0%
Largest asset managers voting on “Election of Directors” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
JCSD Capital, LLC7,7110 00For
Rockport Wealth LLC5200 00For

36. To Approve, By An Advisory Vote, The Compensation Of The Company's Named Executives

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-08.

0% fund support · no official result

AGAINST 100%

The 2 asset managers below cast 0% of the shares they voted on this item FOR (0 for, 1,434 against).

AGAINST: 1,434 (100.0%)
Largest asset managers voting on “To Approve, By An Advisory Vote, The Compensation Of The Company's Named Executives” at Capital One Financial Corporation, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Modern Wealth Management, LLC0717 00Against
Tandem Financial, LLC0717 00Against

Largest Capital One Financial Corporation shareholders voting in 2025-2026

Ranked by the number of Capital One Financial Corporation shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 615,856,605 shares outstanding at the time of that meeting.

Top Capital One Financial Corporation shareholders by shares voted, 2025-2026
#Asset manager % of shares outstanding
1Vanguard 10.29%
2Capital Group 8.02%
3BlackRock 7.19%
4Fidelity 5.38%
5Putnam 3.02%
6Dodge & Cox 2.47%
7GEODE CAPITAL MANAGEMENT, LLC 2.35%
8Invesco 2.09%
9HARRIS ASSOCIATES L P 1.57%
10Charles Schwab 1.40%

Reported Capital One Financial Corporation ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

Capital One Financial Corporation beneficial owners on record for the 2025-2026 proxy season
Holder % outstanding Disclosure
Vanguard Group 9.24% 13F
BlackRock 8.25% 13F
State Street 4.47% 13F
JPMorgan Chase 2.82% 13F
Franklin Templeton 2.23% 13F
FMR (Fidelity) 2.04% 13F
Morgan Stanley 1.41% 13F
Goldman Sachs 1.30% 13F
Berkshire Hathaway 1.16% 13F

Percentages above are of 615,856,605 shares outstanding, as reported by Capital One Financial Corporation on its Form 10-Q dated 2026-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Capital One Financial Corporation’s 10-Q dated 2026-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At Capital One Financial Corporation's shareholder meeting held 2026-05-08, in the 2025-2026 proxy season, 1,345 asset managers reported how they voted in their SEC Form N-PX filings, covering 18,589 separate fund positions. Their filings are grouped here into 36 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. Capital One Financial Corporation's own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Advisory vote on our Named Executive Officer compensation ("Say on Pay"). — the reporting funds cast 90% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

Capital One Financial Corporation proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).