Home › Companies › CAPITAL ONE FINANCIAL CORP. › 2024-2025

CAPITAL ONE FINANCIAL CORP. 2024-2025 Proxy Voting Records

Compiled from SEC Form N-PX filings and CAPITAL ONE FINANCIAL CORP.’s Form 8-K (Item 5.07 on EDGAR). Page generated 02 October 2026.

38Reported items
1,076Asset managers
16,825Fund votes
2025-05-08Main meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore CAPITAL ONE FINANCIAL CORP. in the interactive database Compare manager voting policies

Official 2024-2025 meeting results reported by CAPITAL ONE FINANCIAL CORP.

These tallies are CAPITAL ONE FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX. CAPITAL ONE FINANCIAL CORP. reported 2 meetings in this season; each is tabulated separately below, with its own filing.

CAPITAL ONE FINANCIAL CORP. — official shareholder meeting results, meeting held 2025-05-08 (Form 8-K)
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Richard D. Fairbank	315,440,771	11,634,253	232,793	--	24,386,779	Majority: yes
Elect Director: Ime Archibong	326,405,906	589,622	312,289	--	24,386,779	Majority: yes
Elect Director: Christine Detrick	315,426,712	11,566,808	314,297	--	24,386,779	Majority: yes
Elect Director: Ann Fritz Hackett	313,889,315	13,103,114	315,388	--	24,386,779	Majority: yes
Elect Director: Suni P. Harford	326,488,955	486,971	331,891	--	24,386,779	Majority: yes
Elect Director: Peter Thomas Killalea	321,553,739	5,437,777	316,301	--	24,386,779	Majority: yes
Elect Director: Cornelis Petrus Adrianus Joseph ("Eli") Leenaars	326,425,463	567,306	315,048	--	24,386,779	Majority: yes
Elect Director: François Locoh-Donou	321,306,955	5,505,046	495,816	--	24,386,779	Majority: yes
Elect Director: Peter E. Raskind	319,357,651	7,669,545	280,621	--	24,386,779	Majority: yes
Elect Director: Eileen Serra	324,634,413	2,364,044	309,360	--	24,386,779	Majority: yes
Elect Director: Mayo A. Shattuck III	317,270,648	9,712,223	324,946	--	24,386,779	Majority: yes
Elect Director: Craig Anthony Williams	321,068,322	5,912,631	326,864	--	24,386,779	Majority: yes
Elect Director: Stockholder proposal to require a shareholder vote on golden parachute arrangements	144,933,333	180,714,153	1,660,331	--	24,386,779	Majority: no

Source: CAPITAL ONE FINANCIAL CORP., Form 8-K — read the filing on EDGAR.

CAPITAL ONE FINANCIAL CORP. — official shareholder meeting results, meeting held 2025-02-18 (Form 8-K, filed 2025-02-18)
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Proposal 1: The Capital One share issuance proposal	324,504,413	559,519	134,782	--	--	Majority: yes
Proposal 2: The Capital One adjournment proposal	310,813,451	14,199,385	185,878	--	--	Majority: yes

Source: CAPITAL ONE FINANCIAL CORP., Form 8-K, filed with the SEC on 2025-02-18 — read the filing on EDGAR.

How asset managers voted at the CAPITAL ONE FINANCIAL CORP. 2024-2025 meetings

Each item below shows how the 1,076 asset managers that disclosed a CAPITAL ONE FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of CAPITAL ONE FINANCIAL CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Advisory vote on our Named Executive Officer compensation ("Say on Pay").

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-08.

Combines 18 wordings of this item as funds reported it.

98% fund support · no official result

FOR 97%

The 969 asset managers below cast 98% of the shares they voted on this item FOR (347,285,027 for, 8,700,959 against).

FOR: 347,285,027 (97.5%)AGAINST: 8,700,959 (2.4%)ABSTAIN: 237,680 (0.1%)NOT VOTED: 14,263 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Advisory vote on our Named Executive Officer compensation ("Say on Pay").” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
Vanguard	37,784,205	1	For
Dodge & Cox	28,350,595	0	For
Fidelity	24,253,472	0	For
BlackRock	18,899,508	886	For
Putnam	14,772,320	0	For
State Street	14,456,110	0	For
Capital Group	14,352,468	0	For
DAVIS SELECTED ADVISERS	9,718,412	0	For
HARRIS ASSOCIATES L P	8,863,856	0	For
GEODE CAPITAL MANAGEMENT, LLC	8,432,579	0	For
Fisher Asset Management, LLC	8,032,096	0	For
Aristotle Capital Management, LLC	7,344,978	0	For
Invesco	7,043,898	0	For
Capital Research Global Investors	6,644,468	0	For
Charles Schwab	5,566,074	0	For
VIKING GLOBAL INVESTORS LP	5,489,867	0	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	0	For
WELLS FARGO BANK N A	4,816,578	0	For
PZENA INVESTMENT MANAGEMENT LLC	4,764,688	0	For
JPMorgan	4,555,172	0	For
EAGLE CAPITAL MANAGEMENT LLC	3,688,051	0	For
Northern Trust	3,599,788	0	For
UBS	3,296,261	26,898	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	0	For
LONE PINE CAPITAL LLC	3,176,143	0	For

Showing the 25 largest of 969 asset managers. See all 969 in the interactive database.

2. Stockholder proposal to require a shareholder vote on golden parachute arrangements.

COMPENSATIONMajority of the votes cast: no

Meeting held 2025-05-08.

Combines 11 wordings of this item as funds reported it.

45% Majority: no · of votes cast

FOR 45%AGAINST 55%

FOR: 144,933,333AGAINST: 180,714,153

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Stockholder proposal to require a shareholder vote on golden parachute arrangements”): 144,933,333 for, 180,714,153 against, per its Form 8-K (Item 5.07). FOR was not more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 38% for, 47.2% against (85% of the company cast a for/against vote).

The 215 asset managers below cast 34% of the shares they voted on this item FOR (48,939,301 for, 93,305,469 against).

FOR 34%AGAINST 66%

FOR: 48,939,301 (34.4%)AGAINST: 93,305,469 (65.6%)ABSTAIN: 14,706 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Stockholder proposal to require a shareholder vote on golden parachute arrangements.” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
Vanguard	862,231	34,564,402	Against
Fidelity	460,800	14,729,012	Against
Dodge & Cox	12,674,161	0	For
Capital Group	0	10,044,554	Against
BlackRock	27,809	9,017,317	Against
Putnam	6,029,983	0	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	0	For
JPMorgan	31,971	4,403,424	Against
State Street	3,949,947	318	For
DAVIS NEW YORK VENTURE FUND INC	0	3,292,088	Against
Invesco	2,754,301	180,792	For
Charles Schwab	0	2,692,118	Against
JANUS INVESTMENT FUND	1,350,094	638,065	For
Dimensional	1,940,462	0	For
First Trust	1,868,662	0	For
FRANKLIN MUTUAL SERIES FUNDS	0	1,669,644	Against
Legg Mason	1,304,364	0	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	0	For
DIAMOND HILL FUNDS	0	960,414	Against
DAVIS SERIES INC	0	959,932	Against
Jackson National	365,249	528,814	Against
SEQUOIA FUND INC	0	828,064	Against
SELECTED AMERICAN SHARES INC	0	826,515	Against
Virtus	817,735	0	For
BNY Mellon	720,292	81,843	For

Showing the 25 largest of 215 asset managers. See all 215 in the interactive database.

3. Election of Directors: Richard D. Fairbank

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-08.

Combines 6 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%

FOR: 315,440,771AGAINST: 11,634,253

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Richard D. Fairbank”): 315,440,771 for, 11,634,253 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 82% for, 3% against (85% of the company cast a for/against vote).

The 186 asset managers below cast 99.6% of the shares they voted on this item FOR (140,644,771 for, 544,608 against).

FOR 99.6%

FOR: 140,644,771 (99.6%)AGAINST: 544,608 (0.4%)ABSTAIN: 14,679 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Election of Directors: Richard D. Fairbank” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
Vanguard	35,426,632	0	For
Fidelity	15,189,812	0	For
Dodge & Cox	12,674,161	0	For
Capital Group	10,044,554	0	For
BlackRock	9,045,126	0	For
Putnam	6,029,983	0	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	0	For
JPMorgan	4,435,395	0	For
State Street	3,950,250	15	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	0	For
Invesco	2,935,093	0	For
Charles Schwab	2,692,118	0	For
JANUS INVESTMENT FUND	1,988,159	0	For
Dimensional	1,940,462	0	For
First Trust	1,868,662	0	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	0	For
Legg Mason	1,304,364	0	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	0	For
DIAMOND HILL FUNDS	960,414	0	For
DAVIS SERIES INC	959,932	0	For
Jackson National	894,063	0	For
SEQUOIA FUND INC	828,064	0	For
SELECTED AMERICAN SHARES INC	826,515	0	For
Virtus	297,410	520,325	Against
BNY Mellon	802,135	0	For

Showing the 25 largest of 186 asset managers. See all 186 in the interactive database.

4. Election of Directors: Ime Archibong

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-08.

Combines 5 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%

FOR: 326,405,906AGAINST: 589,622

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Ime Archibong”): 326,405,906 for, 589,622 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 85% for, 0.2% against (85% of the company cast a for/against vote).

The 186 asset managers below cast 99.9% of the shares they voted on this item FOR (141,188,088 for, 1,290 against).

FOR 99.9%

FOR: 141,188,088 (100.0%)AGAINST: 1,290 (0.0%)ABSTAIN: 14,681 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Election of Directors: Ime Archibong” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Vanguard	35,426,633	For
Fidelity	15,189,812	For
Dodge & Cox	12,674,161	For
Capital Group	10,044,554	For
BlackRock	9,045,126	For
Putnam	6,029,983	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	For
JPMorgan	4,435,395	For
State Street	3,950,265	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	For
Invesco	2,935,093	For
Charles Schwab	2,692,118	For
JANUS INVESTMENT FUND	1,988,159	For
Dimensional	1,940,462	For
First Trust	1,868,662	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	For
Legg Mason	1,304,364	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	For
DIAMOND HILL FUNDS	960,414	For
DAVIS SERIES INC	959,932	For
Jackson National	894,063	For
SEQUOIA FUND INC	828,064	For
SELECTED AMERICAN SHARES INC	826,515	For
Virtus	817,735	For
BNY Mellon	802,135	For

Showing the 25 largest of 186 asset managers. See all 186 in the interactive database.

5. Election of Directors: Christine Detrick

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-08.

Combines 5 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%

FOR: 315,426,712AGAINST: 11,566,808

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Christine Detrick”): 315,426,712 for, 11,566,808 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 82% for, 3% against (85% of the company cast a for/against vote).

The 186 asset managers below cast 99.3% of the shares they voted on this item FOR (140,225,380 for, 963,997 against).

FOR 99.3%

FOR: 140,225,380 (99.3%)AGAINST: 963,997 (0.7%)ABSTAIN: 14,681 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Election of Directors: Christine Detrick” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
Vanguard	35,426,633	0	For
Fidelity	15,189,812	0	For
Dodge & Cox	12,674,161	0	For
Capital Group	10,044,554	0	For
BlackRock	9,045,126	0	For
Putnam	6,029,983	0	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	0	For
JPMorgan	4,435,395	0	For
State Street	3,950,265	0	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	0	For
Invesco	2,935,093	0	For
Charles Schwab	2,692,118	0	For
JANUS INVESTMENT FUND	1,988,159	0	For
Dimensional	1,940,462	0	For
First Trust	1,868,662	0	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	0	For
Legg Mason	1,304,364	0	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	0	For
DIAMOND HILL FUNDS	960,414	0	For
DAVIS SERIES INC	959,932	0	For
Jackson National	894,063	0	For
SEQUOIA FUND INC	828,064	0	For
SELECTED AMERICAN SHARES INC	826,515	0	For
Virtus	770,700	47,035	For
BNY Mellon	802,135	0	For

Showing the 25 largest of 186 asset managers. See all 186 in the interactive database.

6. Election of Directors: Ann Fritz Hackett

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-08.

Combines 5 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%

FOR: 313,889,315AGAINST: 13,103,114

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Ann Fritz Hackett”): 313,889,315 for, 13,103,114 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 82% for, 3% against (85% of the company cast a for/against vote).

The 186 asset managers below cast 99.4% of the shares they voted on this item FOR (140,449,302 for, 740,075 against).

FOR 99.4%

FOR: 140,449,302 (99.5%)AGAINST: 740,075 (0.5%)ABSTAIN: 14,681 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Election of Directors: Ann Fritz Hackett” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
Vanguard	35,426,632	1	For
Fidelity	15,189,812	0	For
Dodge & Cox	12,674,161	0	For
Capital Group	10,044,554	0	For
BlackRock	9,045,126	0	For
Putnam	6,029,983	0	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	0	For
JPMorgan	4,435,395	0	For
State Street	3,950,218	47	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	0	For
Invesco	2,935,093	0	For
Charles Schwab	2,692,118	0	For
JANUS INVESTMENT FUND	1,988,159	0	For
Dimensional	1,940,462	0	For
First Trust	1,868,662	0	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	0	For
Legg Mason	1,304,364	0	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	0	For
DIAMOND HILL FUNDS	960,414	0	For
DAVIS SERIES INC	959,932	0	For
Jackson National	894,063	0	For
SEQUOIA FUND INC	828,064	0	For
SELECTED AMERICAN SHARES INC	826,515	0	For
Virtus	297,410	520,325	Against
BNY Mellon	802,135	0	For

Showing the 25 largest of 186 asset managers. See all 186 in the interactive database.

7. Election of Directors: Suni P. Harford

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-08.

Combines 5 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%

FOR: 326,488,955AGAINST: 486,971

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Suni P. Harford”): 326,488,955 for, 486,971 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 85% for, 0.2% against (85% of the company cast a for/against vote).

The 186 asset managers below cast 99.9% of the shares they voted on this item FOR (141,181,482 for, 14 against).

FOR 99.9%

FOR: 141,181,482 (100.0%)AGAINST: 14 (0.0%)ABSTAIN: 22,563 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Election of Directors: Suni P. Harford” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Vanguard	35,426,633	For
Fidelity	15,189,812	For
Dodge & Cox	12,674,161	For
Capital Group	10,044,554	For
BlackRock	9,045,126	For
Putnam	6,029,983	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	For
JPMorgan	4,435,395	For
State Street	3,950,265	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	For
Invesco	2,935,093	For
Charles Schwab	2,692,118	For
JANUS INVESTMENT FUND	1,988,159	For
Dimensional	1,940,462	For
First Trust	1,868,662	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	For
Legg Mason	1,304,364	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	For
DIAMOND HILL FUNDS	960,414	For
DAVIS SERIES INC	959,932	For
Jackson National	894,063	For
SEQUOIA FUND INC	828,064	For
SELECTED AMERICAN SHARES INC	826,515	For
Virtus	817,735	For
BNY Mellon	802,135	For

Showing the 25 largest of 186 asset managers. See all 186 in the interactive database.

8. Election of Directors: Peter Thomas Killalea

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-08.

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 321,553,739AGAINST: 5,437,777

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Peter Thomas Killalea”): 321,553,739 for, 5,437,777 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 84% for, 1% against (85% of the company cast a for/against vote).

The 186 asset managers below cast 99.4% of the shares they voted on this item FOR (140,175,676 for, 724,047 against).

FOR 99.4%

FOR: 140,175,676 (99.5%)AGAINST: 724,047 (0.5%)ABSTAIN: 14,682 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Election of Directors: Peter Thomas Killalea” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Vanguard	35,426,633	For
Fidelity	15,189,812	For
Dodge & Cox	12,674,161	For
Capital Group	9,754,900	For
BlackRock	9,045,126	For
Putnam	6,029,983	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	For
JPMorgan	4,435,395	For
State Street	3,950,265	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	For
Invesco	2,935,093	For
Charles Schwab	2,692,118	For
JANUS INVESTMENT FUND	1,988,159	For
Dimensional	1,940,462	For
First Trust	1,868,662	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	For
Legg Mason	1,304,364	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	For
DIAMOND HILL FUNDS	960,414	For
DAVIS SERIES INC	959,932	For
Jackson National	894,063	For
SEQUOIA FUND INC	828,064	For
SELECTED AMERICAN SHARES INC	826,515	For
Virtus	817,735	For
BNY Mellon	802,135	For

Showing the 25 largest of 186 asset managers. See all 186 in the interactive database.

9. Election of Directors: Peter E. Raskind

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-08.

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 319,357,651AGAINST: 7,669,545

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Peter E. Raskind”): 319,357,651 for, 7,669,545 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 83% for, 2% against (85% of the company cast a for/against vote).

The 186 asset managers below cast 99.5% of the shares they voted on this item FOR (140,564,546 for, 624,832 against).

FOR 99.5%

FOR: 140,564,546 (99.5%)AGAINST: 624,832 (0.4%)ABSTAIN: 14,680 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Election of Directors: Peter E. Raskind” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
Vanguard	35,426,633	0	For
Fidelity	15,189,812	0	For
Dodge & Cox	12,674,161	0	For
Capital Group	10,044,554	0	For
BlackRock	9,045,126	0	For
Putnam	6,029,983	0	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	0	For
JPMorgan	4,403,424	31,971	For
State Street	3,949,899	366	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	0	For
Invesco	2,935,093	0	For
Charles Schwab	2,692,118	0	For
JANUS INVESTMENT FUND	1,988,159	0	For
Dimensional	1,940,462	0	For
First Trust	1,868,662	0	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	0	For
Legg Mason	1,304,364	0	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	0	For
DIAMOND HILL FUNDS	960,414	0	For
DAVIS SERIES INC	959,932	0	For
Jackson National	894,063	0	For
SEQUOIA FUND INC	828,064	0	For
SELECTED AMERICAN SHARES INC	826,515	0	For
Virtus	297,410	520,325	Against
BNY Mellon	802,135	0	For

Showing the 25 largest of 186 asset managers. See all 186 in the interactive database.

10. Election of Directors: Eileen Serra

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-08.

Combines 5 wordings of this item as funds reported it.

99.2% Majority: yes · of votes cast

FOR 99.2%

FOR: 324,634,413AGAINST: 2,364,044

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Eileen Serra”): 324,634,413 for, 2,364,044 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 85% for, 0.7% against (85% of the company cast a for/against vote).

The 186 asset managers below cast 99.9% of the shares they voted on this item FOR (141,161,599 for, 27,779 against).

FOR 99.9%

FOR: 141,161,599 (100.0%)AGAINST: 27,779 (0.0%)ABSTAIN: 14,681 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Election of Directors: Eileen Serra” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
Vanguard	35,423,654	2,979	For
Fidelity	15,189,812	0	For
Dodge & Cox	12,674,161	0	For
Capital Group	10,044,554	0	For
BlackRock	9,045,126	0	For
Putnam	6,029,983	0	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	0	For
JPMorgan	4,435,395	0	For
State Street	3,950,265	0	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	0	For
Invesco	2,935,093	0	For
Charles Schwab	2,692,118	0	For
JANUS INVESTMENT FUND	1,988,159	0	For
Dimensional	1,940,462	0	For
First Trust	1,868,662	0	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	0	For
Legg Mason	1,304,364	0	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	0	For
DIAMOND HILL FUNDS	960,414	0	For
DAVIS SERIES INC	959,932	0	For
Jackson National	894,063	0	For
SEQUOIA FUND INC	828,064	0	For
SELECTED AMERICAN SHARES INC	826,515	0	For
Virtus	817,735	0	For
BNY Mellon	802,135	0	For

Showing the 25 largest of 186 asset managers. See all 186 in the interactive database.

11. Election of Directors: Mayo A. Shattuck III

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-08.

Combines 7 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 317,270,648AGAINST: 9,712,223

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Mayo A. Shattuck III”): 317,270,648 for, 9,712,223 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 83% for, 3% against (85% of the company cast a for/against vote).

The 186 asset managers below cast 99.5% of the shares they voted on this item FOR (140,564,489 for, 624,888 against).

FOR 99.5%

FOR: 140,564,489 (99.5%)AGAINST: 624,888 (0.4%)ABSTAIN: 14,682 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Election of Directors: Mayo A. Shattuck III” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
Vanguard	35,426,633	0	For
Fidelity	15,189,812	0	For
Dodge & Cox	12,674,161	0	For
Capital Group	10,044,554	0	For
BlackRock	9,045,126	0	For
Putnam	6,029,983	0	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	0	For
JPMorgan	4,403,424	31,971	For
State Street	3,949,899	366	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	0	For
Invesco	2,935,093	0	For
Charles Schwab	2,692,118	0	For
JANUS INVESTMENT FUND	1,988,159	0	For
Dimensional	1,940,462	0	For
First Trust	1,868,662	0	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	0	For
Legg Mason	1,304,364	0	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	0	For
DIAMOND HILL FUNDS	960,414	0	For
DAVIS SERIES INC	959,932	0	For
Jackson National	894,063	0	For
SEQUOIA FUND INC	828,064	0	For
SELECTED AMERICAN SHARES INC	826,515	0	For
Virtus	297,410	520,325	Against
BNY Mellon	802,135	0	For

Showing the 25 largest of 186 asset managers. See all 186 in the interactive database.

12. Election of Directors: Craig Anthony Williams

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-08.

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 321,068,322AGAINST: 5,912,631

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Craig Anthony Williams”): 321,068,322 for, 5,912,631 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 84% for, 2% against (85% of the company cast a for/against vote).

The 186 asset managers below cast 99% of the shares they voted on this item FOR (139,221,940 for, 1,959,556 against).

FOR 99%

FOR: 139,221,940 (98.6%)AGAINST: 1,959,556 (1.4%)ABSTAIN: 22,563 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Election of Directors: Craig Anthony Williams” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
Vanguard	35,426,633	0	For
Fidelity	15,189,812	0	For
Dodge & Cox	12,674,161	0	For
Capital Group	10,044,554	0	For
BlackRock	9,045,126	0	For
Putnam	6,029,983	0	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	0	For
JPMorgan	4,435,395	0	For
State Street	3,950,265	0	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	0	For
Invesco	2,935,093	0	For
Charles Schwab	2,692,118	0	For
JANUS INVESTMENT FUND	1,988,159	0	For
Dimensional	1,940,462	0	For
First Trust	1,868,662	0	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	0	For
Legg Mason	1,304,364	0	For
CITY NATIONAL ROCHDALE FUNDS	0	1,068,002	Against
DIAMOND HILL FUNDS	960,414	0	For
DAVIS SERIES INC	959,932	0	For
Jackson National	894,063	0	For
SEQUOIA FUND INC	828,064	0	For
SELECTED AMERICAN SHARES INC	826,515	0	For
Virtus	817,735	0	For
BNY Mellon	802,135	0	For

Showing the 25 largest of 186 asset managers. See all 186 in the interactive database.

13. Election of Directors: Francois Locoh-Donou

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-08.

Combines 11 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 321,306,955AGAINST: 5,505,046

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: François Locoh-Donou”): 321,306,955 for, 5,505,046 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 84% for, 1% against (85% of the company cast a for/against vote).

The 185 asset managers below cast 99.9% of the shares they voted on this item FOR (141,165,668 for, 14,242 against).

FOR 99.9%

FOR: 141,165,668 (100.0%)AGAINST: 14,242 (0.0%)ABSTAIN: 23,649 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Election of Directors: Francois Locoh-Donou” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Vanguard	35,426,633	For
Fidelity	15,189,812	For
Dodge & Cox	12,674,161	For
Capital Group	10,044,554	For
BlackRock	9,045,126	For
Putnam	6,029,983	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	For
JPMorgan	4,435,395	For
State Street	3,950,265	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	For
Invesco	2,935,093	For
Charles Schwab	2,692,118	For
JANUS INVESTMENT FUND	1,988,159	For
Dimensional	1,940,462	For
First Trust	1,868,662	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	For
Legg Mason	1,304,364	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	For
DIAMOND HILL FUNDS	960,414	For
DAVIS SERIES INC	959,932	For
Jackson National	894,063	For
SEQUOIA FUND INC	828,064	For
SELECTED AMERICAN SHARES INC	826,515	For
Virtus	817,735	For
BNY Mellon	802,135	For

Showing the 25 largest of 185 asset managers. See all 185 in the interactive database.

14. A proposal to approve the issuance of Capital One Financial Corporation ("Capital One") common stock in connection with the merger of Vega Merger Sub, Inc., a wholly owned subsidiary of Capital One ("Merger Sub"), with and into Discover Financial Services ("Discover") as merger consideration to holders of Discover common stock pursuant to the Agreement and Plan of Merger, dated February 19, 2024,

EXTRAORDINARY TRANSACTIONSMajority of the votes cast: yes

Meeting held 2025-02-18.

Combines 9 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%

FOR: 324,504,413AGAINST: 559,519

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Proposal 1: The Capital One share issuance proposal”): 324,504,413 for, 559,519 against, per its Form 8-K filed 2025-02-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 85% for, 0.2% against (85% of the company cast a for/against vote).

The 184 asset managers below cast 99.9% of the shares they voted on this item FOR (145,902,411 for, 9 against).

FOR 99.9%

FOR: 145,902,411 (100.0%)AGAINST: 9 (0.0%)ABSTAIN: 970 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “A proposal to approve the issuance of Capital One Financial Corporation ("Capital One") common stock in connec” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Vanguard	36,172,149	For
Capital Group	13,816,722	For
Fidelity	13,540,336	For
Dodge & Cox	13,302,461	For
BlackRock	8,874,713	For
HARRIS ASSOCIATES INVESTMENT TRUST	6,111,697	For
Putnam	5,893,522	For
INVESTMENT CO OF AMERICA	3,958,976	For
State Street	3,806,648	For
JPMorgan	3,690,820	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	For
Invesco	2,831,533	For
Charles Schwab	2,662,003	For
Dimensional	2,172,460	For
First Trust	1,786,364	For
JANUS INVESTMENT FUND	1,649,478	For
Legg Mason	1,618,112	For
FRANKLIN MUTUAL SERIES FUNDS	1,572,683	For
CITY NATIONAL ROCHDALE FUNDS	1,063,942	For
DAVIS SERIES INC	959,932	For
SEQUOIA FUND INC	828,064	For
SELECTED AMERICAN SHARES INC	826,515	For
TIAA	754,916	For
Jackson National	720,459	For
Equitable	626,693	For

Showing the 25 largest of 184 asset managers. See all 184 in the interactive database.

15. Election of Directors: Cornelis ("Eli") Leenaars

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-08.

Combines 9 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%

FOR: 326,425,463AGAINST: 567,306

CAPITAL ONE FINANCIAL CORP.’s own tally for this item (“Elect Director: Cornelis Petrus Adrianus Joseph ("Eli") Leenaars”): 326,425,463 for, 567,306 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 382,959,187 outstanding shares: 85% for, 0.2% against (85% of the company cast a for/against vote).

The 183 asset managers below cast 99.9% of the shares they voted on this item FOR (141,184,782 for, 2,370 against).

FOR 99.9%

FOR: 141,184,782 (100.0%)AGAINST: 2,370 (0.0%)ABSTAIN: 14,681 (0.0%)UNKNOWN: 7 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Election of Directors: Cornelis ("Eli") Leenaars” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Vanguard	35,426,633	For
Fidelity	15,189,812	For
Dodge & Cox	12,674,161	For
Capital Group	10,044,554	For
BlackRock	9,045,126	For
Putnam	6,029,983	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	For
JPMorgan	4,435,395	For
State Street	3,950,265	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	For
Invesco	2,935,093	For
Charles Schwab	2,692,118	For
JANUS INVESTMENT FUND	1,988,159	For
Dimensional	1,940,462	For
First Trust	1,868,662	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	For
Legg Mason	1,304,364	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	For
DIAMOND HILL FUNDS	960,414	For
DAVIS SERIES INC	959,932	For
Jackson National	894,063	For
SEQUOIA FUND INC	828,064	For
SELECTED AMERICAN SHARES INC	826,515	For
Virtus	817,735	For
BNY Mellon	802,135	For

Showing the 25 largest of 183 asset managers. See all 183 in the interactive database.

16. Ratification of the selection of Ernst & Young LLP, as our independent registered public accounting firm for 2025.

AUDIT-RELATED

Meeting held 2025-05-08.

Combines 4 wordings of this item as funds reported it.

99% fund support · no official result

FOR 99%

The 181 asset managers below cast 99% of the shares they voted on this item FOR (138,800,389 for, 1,735,161 against).

FOR: 138,800,389 (98.8%)AGAINST: 1,735,161 (1.2%)ABSTAIN: 14,680 (0.0%)WITHHOLD/ABSTAIN: 2 (0.0%)

Largest asset managers voting on “Ratification of the selection of Ernst & Young LLP, as our independent registered public accounting firm for 2” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
Vanguard	35,423,653	2,980	For
Fidelity	15,189,812	0	For
Dodge & Cox	12,674,161	0	For
Capital Group	10,044,554	0	For
BlackRock	9,045,126	0	For
Putnam	6,029,983	0	For
HARRIS ASSOCIATES INVESTMENT TRUST	5,261,797	0	For
JPMorgan	4,403,424	31,971	For
State Street	3,949,899	366	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	0	For
Invesco	2,935,093	0	For
Charles Schwab	2,692,118	0	For
JANUS INVESTMENT FUND	1,988,159	0	For
Dimensional	1,940,462	0	For
First Trust	1,868,662	0	For
FRANKLIN MUTUAL SERIES FUNDS	1,669,644	0	For
Legg Mason	1,304,364	0	For
CITY NATIONAL ROCHDALE FUNDS	1,068,002	0	For
DIAMOND HILL FUNDS	960,414	0	For
DAVIS SERIES INC	959,932	0	For
Jackson National	644,284	249,779	For
SEQUOIA FUND INC	828,064	0	For
SELECTED AMERICAN SHARES INC	826,515	0	For
Virtus	297,410	520,325	Against
BNY Mellon	81,843	720,292	Against

Showing the 25 largest of 181 asset managers. See all 181 in the interactive database.

17. A proposal to adjourn the special meeting of holders of Capital One common stock, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Capital One share issuance proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of Ca

EXTRAORDINARY TRANSACTIONS

Meeting held 2025-02-18.

Combines 5 wordings of this item as funds reported it.

95% fund support · no official result

FOR 95%

The 180 asset managers below cast 95% of the shares they voted on this item FOR (137,698,557 for, 7,894,010 against).

FOR: 137,698,557 (94.6%)AGAINST: 7,894,010 (5.4%)ABSTAIN: 16,067 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “A proposal to adjourn the special meeting of holders of Capital One common stock, if necessary or appropriate,” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
Vanguard	36,172,149	0	For
Capital Group	13,816,722	0	For
Fidelity	6,370,051	7,170,285	Against
Dodge & Cox	13,302,461	0	For
BlackRock	8,874,713	0	For
HARRIS ASSOCIATES INVESTMENT TRUST	6,111,697	0	For
Putnam	5,893,522	0	For
INVESTMENT CO OF AMERICA	3,958,976	0	For
State Street	3,806,648	0	For
JPMorgan	3,690,820	0	For
DAVIS NEW YORK VENTURE FUND INC	3,292,088	0	For
Invesco	2,831,533	0	For
Charles Schwab	2,662,003	0	For
Dimensional	2,172,460	0	For
First Trust	1,786,364	0	For
JANUS INVESTMENT FUND	1,649,478	0	For
Legg Mason	1,618,112	0	For
FRANKLIN MUTUAL SERIES FUNDS	1,572,683	0	For
CITY NATIONAL ROCHDALE FUNDS	1,063,942	0	For
DAVIS SERIES INC	959,932	0	For
SEQUOIA FUND INC	828,064	0	For
SELECTED AMERICAN SHARES INC	826,515	0	For
TIAA	754,916	0	For
Jackson National	720,014	445	For
Equitable	626,693	0	For

Showing the 25 largest of 180 asset managers. See all 180 in the interactive database.

18. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESCOMPENSATION

Meeting held 2025-05-08.

91% fund support · no official result

FOR 91%9%

The 35 asset managers below cast 91% of the shares they voted on this item FOR (11,925,186 for, 1,219,184 against).

FOR: 11,925,186 (90.7%)AGAINST: 1,219,184 (9.3%)

Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
JPMorgan	10,972,663	0	For
APG Asset Management US Inc.	0	1,018,559	Against
STOREBRAND ASSET MANAGEMENT AS	233,722	0	For
ANTIPODES PARTNERS Ltd	177,446	0	For
Cardano Risk Management B.V.	0	162,747	Against
TD ASSET MANAGEMENT INC	137,391	0	For
Empower	86,868	0	For
Vinva Investment Management Ltd	68,363	0	For
Hosking Partners LLP	63,760	0	For
Desjardins Global Asset Management Inc.	38,748	0	For
GuideStone	37,599	0	For
NORDEA INVESTMENT MANAGEMENT AB	0	30,530	Against
AMERICAN BEACON FUNDS	29,200	0	For
HC CAPITAL TRUST	20,025	0	For
GreenFi Funds Trust	8,065	0	For
CLEARWATER INVESTMENT TRUST	7,747	0	For
Metzler Asset Management GmbH	7,736	0	For
Cornerstone Investment Partners, LLC	7,593	0	For
OSSIAM	0	7,348	Against
Convergence Investment Partners, LLC	6,621	0	For
WHITENER CAPITAL MANAGEMENT, INC.	6,189	0	For
TD Waterhouse Canada Inc.	5,558	0	For
Regime de rentes du Mouvement Desjardins	5,382	0	For
FAYEZ SAROFIM & CO	1,215	0	For
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma	1,107	0	For

Showing the 25 largest of 35 asset managers. See all 35 in the interactive database.

19. ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION (SAY ON PAY&QUOT). &QUOT

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-08.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 17 asset managers below cast 100% of the shares they voted on this item FOR (60,402 for, 0 against).

FOR: 60,402 (100.0%)

Largest asset managers voting on “ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION (SAY ON PAY&QUOT). &QUOT” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Venator Management LLC	51,215	For
Hara Capital LLC	2,465	For
Advisors' Inner Circle Fund III	1,530	For
L2 Asset Management, LLC	1,530	For
Sound View Wealth Advisors Group, LLC	1,064	For
Private Advisory Group LLC	715	For
RBB Fund Trust	686	For
Capital Group	350	For
Elyxium Wealth, LLC	238	For
Colonial Trust Advisors	187	For
WOLFF WIESE MAGANA LLC	123	For
Sendero Wealth Management, LLC	103	For
AUGUSTINE ASSET MANAGEMENT INC	81	For
SevenBridge Financial Group, LLC	79	For
Journey Advisory Group, LLC	15	For
Naviter Wealth, LLC	11	For
KKM Financial LLC	10	For

20. 14A Executive Compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-08.

91% fund support · no official result

FOR 90%9%

The 15 asset managers below cast 91% of the shares they voted on this item FOR (26,046 for, 2,494 against).

FOR: 26,046 (90.1%)AGAINST: 2,494 (8.6%)NOT VOTED: 367 (1.3%)

Largest asset managers voting on “14A Executive Compensation” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
PEDDOCK CAPITAL ADVISORS, LLC	12,100	0	For
IMA Advisory Services, Inc.	10,716	0	For
Focus Partners Wealth	224	1,994	Against
Interval Partners, LP	1,281	0	For
EAGLE GLOBAL ADVISORS LLC	656	0	For
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV	0	500	Against
LEAVELL INVESTMENT MANAGEMENT, INC.	0	0	Not Voted
Claret Asset Management Corp	295	0	For
MATTERN CAPITAL MANAGEMENT, LLC	234	0	For
Wallington Asset Management, LLC	186	0	For
ESL Trust Services, LLC	151	0	For
Baker Avenue Asset Management, LP	113	0	For
Moisand Fitzgerald Tamayo, LLC	60	0	For
Inlet Private Wealth, LLC	26	0	For
VOISARD ASSET MANAGEMENT GROUP, INC.	4	0	For

21. Submit Severance Agreement to Shareholder Vote

COMPENSATION

Meeting held 2025-05-08.

89% fund support · no official result

FOR 89%11%

The 9 asset managers below cast 89% of the shares they voted on this item FOR (359,268 for, 42,683 against).

FOR: 359,268 (89.4%)AGAINST: 42,683 (10.6%)

Largest asset managers voting on “Submit Severance Agreement to Shareholder Vote” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
ANTIPODES PARTNERS Ltd	177,446	0	For
Empower	52,250	34,618	For
Hosking Partners LLP	63,760	0	For
GuideStone	37,599	0	For
HC CAPITAL TRUST	20,025	0	For
GreenFi Funds Trust	0	8,065	Against
CLEARWATER INVESTMENT TRUST	7,747	0	For
NORTHERN LIGHTS FUND TRUST III	431	0	For
Colony Family Offices, LLC	10	0	For

22. Adjourn Meeting

EXTRAORDINARY TRANSACTIONS

Meeting held 2025-02-18.

100% fund support · no official result

FOR 100%

The 6 asset managers below cast 100% of the shares they voted on this item FOR (126,437 for, 0 against).

FOR: 126,437 (100.0%)

Largest asset managers voting on “Adjourn Meeting” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Empower	52,417	For
GuideStone	37,599	For
HC CAPITAL TRUST	20,025	For
GreenFi Funds Trust	8,218	For
CLEARWATER INVESTMENT TRUST	7,747	For
NORTHERN LIGHTS FUND TRUST III	431	For

23. Ratify Appointment of Independent Auditors

AUDIT-RELATED

Meeting held 2025-05-08.

Combines 2 wordings of this item as funds reported it.

16% fund support · no official result

FOR 16%AGAINST 84%

The 6 asset managers below cast 16% of the shares they voted on this item FOR (31,371 for, 162,747 against).

FOR: 31,371 (16.2%)AGAINST: 162,747 (83.8%)

Largest asset managers voting on “Ratify Appointment of Independent Auditors” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
Cardano Risk Management B.V.	0	162,747	Against
AMERICAN BEACON FUNDS	29,200	0	For
MARCO INVESTMENT MANAGEMENT LLC	1,585	0	For
NORTHERN LIGHTS FUND TRUST III	431	0	For
ESL Trust Services, LLC	151	0	For
VOISARD ASSET MANAGEMENT GROUP, INC.	4	0	For

24. Issue Shares in Connection with Merger

EXTRAORDINARY TRANSACTIONSMajority of the votes cast: yes

Meeting held 2025-02-18.

99.8% Majority: yes · of votes cast

FOR 99.8%

FOR: 324,504,413AGAINST: 559,519

The 5 asset managers below cast 100% of the shares they voted on this item FOR (126,006 for, 0 against).

FOR 100%

FOR: 126,006 (100.0%)

Largest asset managers voting on “Issue Shares in Connection with Merger” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Empower	52,417	For
GuideStone	37,599	For
HC CAPITAL TRUST	20,025	For
GreenFi Funds Trust	8,218	For
CLEARWATER INVESTMENT TRUST	7,747	For

25. Ratify Ernst & Young LLP as Auditors

AUDIT-RELATED

Meeting held 2025-05-08.

100% fund support · no official result

FOR 100%

The 5 asset managers below cast 100% of the shares they voted on this item FOR (160,304 for, 0 against).

FOR: 160,304 (100.0%)

Largest asset managers voting on “Ratify Ernst & Young LLP as Auditors” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Empower	86,868	For
GuideStone	37,599	For
HC CAPITAL TRUST	20,025	For
GreenFi Funds Trust	8,065	For
CLEARWATER INVESTMENT TRUST	7,747	For

26. Advisory vote on our Named Executive Officer compensation ("Say on Pay")

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-02 (outside the 2024-2025 season's 1 July to 30 June window; reported in this season's filings).

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 4 asset managers below cast 100% of the shares they voted on this item FOR (3,651 for, 0 against).

FOR: 3,651 (100.0%)

Largest asset managers voting on “Advisory vote on our Named Executive Officer compensation ("Say on Pay")” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
COLDSTREAM CAPITAL MANAGEMENT INC	3,211	For
Sky Investment Group LLC	275	For
DIVIDEND ASSETS CAPITAL, LLC	165	For
Echo45 Advisors LLC	0	--

27. Advisory vote to Approve Named Executive Officer Compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-08.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (18,413 for, 0 against).

FOR: 18,413 (100.0%)

Largest asset managers voting on “Advisory vote to Approve Named Executive Officer Compensation” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Kennondale Capital Management LLC	13,197	For
EAGLE HARBOR ASSET MANAGEMENT INC /ADV	4,943	For
ST GERMAIN D J CO INC	273	For

28. Advisory vote on our Named Executive Officer compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-08.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (15,620 for, 0 against).

FOR: 15,620 (100.0%)

Largest asset managers voting on “Advisory vote on our Named Executive Officer compensation” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
River Wealth Advisors LLC	15,414	For
Standard Family Office LLC	201	For
1620 INVESTMENT ADVISORS, INC.	5	For

29. ELECTION OF DIRECTOR: CORNELIS (ELI&QUOT) LEENAARS &QUOT

DIRECTOR ELECTIONS

Meeting held 2025-05-08.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (2,226 for, 0 against).

FOR: 2,226 (100.0%)

Largest asset managers voting on “ELECTION OF DIRECTOR: CORNELIS (ELI&QUOT) LEENAARS &QUOT” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Advisors' Inner Circle Fund III	1,530	For
RBB Fund Trust	686	For
KKM Financial LLC	10	For

30. SECTION 14A SAY-ON-PAY VOTES

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-08.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (10,428 for, 0 against).

FOR: 10,428 (100.0%)

Largest asset managers voting on “SECTION 14A SAY-ON-PAY VOTES” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
SOUTHERN CAPITAL ADVISORS, LLC	9,383	For
Lido Advisors, LLC	925	For
Pinnacle Family Advisors, LLC	120	For

31. Say on pay

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-08.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (25,191 for, 0 against).

FOR: 25,191 (100.0%)

Largest asset managers voting on “Say on pay” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
ENGLISH CAPITAL MANAGEMENT LLC	21,176	For
Empower	3,058	For
CAPITAL MANAGEMENT CORP /VA	957	For

32. Shareholder Proposal Regarding Severance Approval Policy

COMPENSATION

Meeting held 2025-05-08.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (199,295 for, 0 against).

FOR: 199,295 (100.0%)

Largest asset managers voting on “Shareholder Proposal Regarding Severance Approval Policy” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
Cardano Risk Management B.V.	162,747	For
AMERICAN BEACON FUNDS	29,200	For
OSSIAM	7,348	For

33. Approve Merger Agreement

OTHER

Meeting held 2025-02-18.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (155 for, 0 against).

FOR: 155 (100.0%)

Largest asset managers voting on “Approve Merger Agreement” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Abstain	Withheld	Vote
ESL Trust Services, LLC	151	0	0	0	For
VOISARD ASSET MANAGEMENT GROUP, INC.	4	0	0	0	For

34. Approve Motion to Adjourn Meeting

OTHER

Meeting held 2025-02-18.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (155 for, 0 against).

FOR: 155 (100.0%)

Largest asset managers voting on “Approve Motion to Adjourn Meeting” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Abstain	Withheld	Vote
ESL Trust Services, LLC	151	0	0	0	For
VOISARD ASSET MANAGEMENT GROUP, INC.	4	0	0	0	For

35. Issuance of Shares in Connection with Acquisition of Discover Financial Services

EXTRAORDINARY TRANSACTIONSMajority of the votes cast: yes

Meeting held 2025-02-18.

99.8% Majority: yes · of votes cast

FOR 99.8%

FOR: 324,504,413AGAINST: 559,519

The 2 asset managers below cast 100% of the shares they voted on this item FOR (197,518 for, 0 against).

FOR 100%

FOR: 197,518 (100.0%)

Largest asset managers voting on “Issuance of Shares in Connection with Acquisition of Discover Financial Services” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Abstain	Withheld	Vote
Cardano Risk Management B.V.	168,318	0	0	0	For
AMERICAN BEACON FUNDS	29,200	0	0	0	For

36. Right to Adjourn Meeting

CORPORATE GOVERNANCE

Meeting held 2025-02-18.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (197,518 for, 0 against).

FOR: 197,518 (100.0%)

Largest asset managers voting on “Right to Adjourn Meeting” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Abstain	Withheld	Vote
Cardano Risk Management B.V.	168,318	0	0	0	For
AMERICAN BEACON FUNDS	29,200	0	0	0	For

37. Election of Directors (Majority Voting)

DIRECTOR ELECTIONS

Meeting held 2025-05-08.

All nominees (reported as one line). These filers reported the election of directors as a single line covering every nominee. It is not attributed to any one director, and no share total is shown for it.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR.

FOR: 100.0%

Largest asset managers voting on “Election of Directors (Majority Voting)” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Abstain	Withheld	Vote
ESL Trust Services, LLC	151	0	0	0	For
VOISARD ASSET MANAGEMENT GROUP, INC.	4	0	0	0	For

38. Advisory vote on our Named Executive Officer H ("Say on Pay").

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-08.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (55,918 for, 0 against).

FOR: 55,918 (100.0%)

Largest asset managers voting on “Advisory vote on our Named Executive Officer H ("Say on Pay").” at CAPITAL ONE FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Abstain	Withheld	Vote
CRM Mutual Fund Trust	55,918	0	0	0	For
SARATOGA ADVANTAGE TRUST	0	0	0	0	--

Largest CAPITAL ONE FINANCIAL CORP. shareholders voting in 2024-2025

Ranked by the number of CAPITAL ONE FINANCIAL CORP. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 382,959,187 shares outstanding at the time of that meeting.

Top CAPITAL ONE FINANCIAL CORP. shareholders by shares voted, 2024-2025
#	Asset manager	% of shares outstanding
1	Vanguard	9.87%
2	Dodge & Cox	7.40%
3	Fidelity	6.33%
4	BlackRock	4.94%
5	Putnam	3.86%
6	State Street	3.77%
7	Capital Group	3.75%
8	DAVIS SELECTED ADVISERS	2.54%
9	HARRIS ASSOCIATES L P	2.31%
10	GEODE CAPITAL MANAGEMENT, LLC	2.20%

Reported CAPITAL ONE FINANCIAL CORP. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

CAPITAL ONE FINANCIAL CORP. beneficial owners on record for the 2024-2025 proxy season
Holder	% outstanding	Disclosure
Vanguard Group	8.42%	13F
BlackRock	7.37%	13F
State Street	4.44%	13F
JPMorgan Chase	3.55%	13F
FMR (Fidelity)	2.92%	13F
Franklin Templeton	2.81%	13F
Berkshire Hathaway	1.87%	13F
BNY Mellon	1.30%	13F
Goldman Sachs	1.24%	13F

Percentages above are of 382,959,187 shares outstanding, as reported by CAPITAL ONE FINANCIAL CORP. on its Form 10-Q dated 2025-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from CAPITAL ONE FINANCIAL CORP.’s 10-Q dated 2025-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At CAPITAL ONE FINANCIAL CORP.'s 2 shareholder meetings in the 2024-2025 proxy season (held 2025-02-18 and 2025-05-08), 1,076 asset managers reported how they voted in their SEC Form N-PX filings, covering 16,825 separate fund positions. Their filings are grouped here into 38 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. CAPITAL ONE FINANCIAL CORP.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Advisory vote on our Named Executive Officer compensation ("Say on Pay"). — the reporting funds cast 98% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

CAPITAL ONE FINANCIAL CORP. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.