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LPL FINANCIAL HOLDINGS INC. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and LPL FINANCIAL HOLDINGS INC.’s Form 8-K, filed 2024-05-10 (Item 5.07 on EDGAR). Page generated 02 October 2026.

18Reported items
619Asset managers
7,712Fund votes
2024-05-09Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore LPL FINANCIAL HOLDINGS INC. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by LPL FINANCIAL HOLDINGS INC.

These tallies are LPL FINANCIAL HOLDINGS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-10 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

LPL FINANCIAL HOLDINGS INC. — official shareholder meeting results, meeting held 2024-05-09
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Dan H. Arnold	66,582,976	309,869	16,988	--	3,695,473	Majority: yes
Elect Director: Edward C. Bernard	66,769,575	117,492	22,766	--	3,695,473	Majority: yes
Elect Director: H. Paulett Eberhart	65,571,202	1,314,441	24,190	--	3,695,473	Majority: yes
Elect Director: William F. Glavin, Jr.	65,937,030	872,400	100,403	--	3,695,473	Majority: yes
Elect Director: Albert J. Ko	66,778,317	110,061	21,455	--	3,695,473	Majority: yes
Elect Director: Allison H. Mnookin	65,455,849	1,434,155	19,829	--	3,695,473	Majority: yes
Elect Director: Anne M. Mulcahy	64,557,462	2,333,598	18,773	--	3,695,473	Majority: yes
Elect Director: James S. Putnam	64,645,095	2,247,964	16,774	--	3,695,473	Majority: yes
Elect Director: Richard P. Schifter	62,854,447	4,031,402	23,984	--	3,695,473	Majority: yes
Elect Director: Corey E. Thomas	65,946,231	865,556	98,046	--	3,695,473	Majority: yes

Source: LPL FINANCIAL HOLDINGS INC., Form 8-K, filed with the SEC on 2024-05-10 — read the filing on EDGAR.

How asset managers voted at the LPL FINANCIAL HOLDINGS INC. 2023-2024 meeting

Each item below shows how the 619 asset managers that disclosed a LPL FINANCIAL HOLDINGS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of LPL FINANCIAL HOLDINGS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Approve, in an advisory vote, the compensation paid to the Company's named executive officers.

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-09.

Combines 12 wordings of this item as funds reported it.

98% fund support · no official result

FOR 98%

The 574 asset managers below cast 98% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the company's reported shares outstanding.

FOR: 98.4%AGAINST: 1.6%ABSTAIN: 0.0%UNKNOWN: 0.0%NOT VOTED: 0.0%

Largest asset managers voting on “Approve, in an advisory vote, the compensation paid to the Company's named executive officers.” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Vote
New York Life	13,069,303	0	For
Fidelity	7,451,620	0	For
Vanguard	7,437,898	0	For
BlackRock	4,481,296	0	For
T. Rowe Price	3,410,423	0	For
12 West Capital Management LP	3,030,000	0	For
Janus Henderson	2,483,779	0	For
JANUS INVESTMENT FUND	2,100,151	0	For
LONE PINE CAPITAL LLC	1,840,114	0	For
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC	1,780,846	0	For
Capital Research Global Investors	1,597,714	0	For
John Hancock	1,555,776	5,762	For
State Street	1,487,577	0	For
GEODE CAPITAL MANAGEMENT, LLC	1,355,808	0	For
AMCAP FUND	1,153,259	0	For
SAMLYN CAPITAL, LLC	1,054,378	0	For
Voya	964,783	0	For
WCM INVESTMENT MANAGEMENT, LLC	918,595	0	For
Epoch Investment Partners, Inc.	890,900	0	For
MASSACHUSETTS FINANCIAL SERVICES CO /MA/	826,362	0	For
SCS Capital Management LLC	816,161	0	For
Man Group plc	788,520	0	For
Clarkston Capital Partners, LLC	753,023	0	For
DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP	715,014	0	For
CANADA PENSION PLAN INVESTMENT BOARD	693,455	0	For

Showing the 25 largest of 574 asset managers. See all 574 in the interactive database.

2. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Albert J. Ko

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%

FOR: 66,778,317AGAINST: 110,061

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Albert J. Ko”): 66,778,317 for, 110,061 against, per its Form 8-K filed 2024-05-10 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 74,708,931 outstanding shares: 89% for, 0.2% against (90% of the company cast a for/against vote).

The 146 asset managers below cast 99.9% of the shares they voted on this item FOR (28,683,373 for, 19,716 against).

FOR 99.9%

FOR: 28,683,373 (99.9%)AGAINST: 19,716 (0.1%)ABSTAIN: 6,430 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Vote
Vanguard	7,256,584	For
Fidelity	4,303,093	For
JANUS INVESTMENT FUND	2,100,151	For
BlackRock	1,969,790	For
John Hancock	1,165,583	For
AMCAP FUND	1,153,259	For
T. Rowe Price	1,064,989	For
MFS	635,536	For
ALPS Series Trust	538,500	For
Dimensional	536,938	For
JPMorgan	532,165	For
Virtus	487,068	For
CARILLON SERIES TRUST	468,134	For
Jackson National	437,989	For
Capital Group	414,469	For
Investment Managers Series Trust III	408,466	For
Voya	348,664	For
TIAA	338,716	For
American Century	306,314	For
Charles Schwab	295,886	For
BNY Mellon	248,195	For
Invesco	245,106	For
FRANKLIN STRATEGIC SERIES	227,300	For
Allspring	174,020	For
DWS	136,876	For

Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.

3. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Allison H. Mnookin

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 65,455,849AGAINST: 1,434,155

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Allison H. Mnookin”): 65,455,849 for, 1,434,155 against, per its Form 8-K filed 2024-05-10 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 74,708,931 outstanding shares: 88% for, 2% against (90% of the company cast a for/against vote).

The 146 asset managers below cast 99.7% of the shares they voted on this item FOR (28,622,738 for, 80,351 against).

FOR 99.6%

FOR: 28,622,738 (99.7%)AGAINST: 80,351 (0.3%)ABSTAIN: 6,430 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Vote
Vanguard	7,256,584	0	For
Fidelity	4,303,093	0	For
JANUS INVESTMENT FUND	2,100,151	0	For
BlackRock	1,969,790	0	For
John Hancock	1,159,821	5,762	For
AMCAP FUND	1,153,259	0	For
T. Rowe Price	1,064,989	0	For
MFS	635,536	0	For
ALPS Series Trust	538,500	0	For
Dimensional	536,938	0	For
JPMorgan	532,165	0	For
Virtus	487,068	0	For
CARILLON SERIES TRUST	468,134	0	For
Jackson National	437,989	0	For
Capital Group	414,469	0	For
Investment Managers Series Trust III	408,466	0	For
Voya	348,664	0	For
TIAA	338,716	0	For
American Century	306,314	0	For
Charles Schwab	295,886	0	For
BNY Mellon	248,195	0	For
Invesco	245,106	0	For
FRANKLIN STRATEGIC SERIES	227,300	0	For
Allspring	174,020	0	For
DWS	136,876	0	For

Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.

4. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Anne M. Mulcahy

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 64,557,462AGAINST: 2,333,598

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Anne M. Mulcahy”): 64,557,462 for, 2,333,598 against, per its Form 8-K filed 2024-05-10 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 74,708,931 outstanding shares: 86% for, 3% against (90% of the company cast a for/against vote).

The 146 asset managers below cast 99.5% of the shares they voted on this item FOR (28,570,588 for, 132,501 against).

FOR 99.5%

FOR: 28,570,588 (99.5%)AGAINST: 132,501 (0.5%)ABSTAIN: 6,430 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Vote
Vanguard	7,256,584	0	For
Fidelity	4,303,093	0	For
JANUS INVESTMENT FUND	2,100,151	0	For
BlackRock	1,969,790	0	For
John Hancock	1,159,821	5,762	For
AMCAP FUND	1,153,259	0	For
T. Rowe Price	1,064,989	0	For
MFS	635,536	0	For
ALPS Series Trust	538,500	0	For
Dimensional	536,938	0	For
JPMorgan	532,165	0	For
Virtus	487,068	0	For
CARILLON SERIES TRUST	468,134	0	For
Jackson National	437,989	0	For
Capital Group	414,469	0	For
Investment Managers Series Trust III	408,466	0	For
Voya	348,664	0	For
TIAA	338,716	0	For
American Century	306,314	0	For
Charles Schwab	295,886	0	For
BNY Mellon	248,195	0	For
Invesco	245,106	0	For
FRANKLIN STRATEGIC SERIES	227,300	0	For
Allspring	174,020	0	For
DWS	136,876	0	For

Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.

5. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Corey E. Thomas

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 65,946,231AGAINST: 865,556

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Corey E. Thomas”): 65,946,231 for, 865,556 against, per its Form 8-K filed 2024-05-10 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 74,708,931 outstanding shares: 88% for, 1% against (89% of the company cast a for/against vote).

The 146 asset managers below cast 99.7% of the shares they voted on this item FOR (28,632,918 for, 70,171 against).

FOR 99.7%

FOR: 28,632,918 (99.7%)AGAINST: 70,171 (0.2%)ABSTAIN: 6,430 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Vote
Vanguard	7,256,584	0	For
Fidelity	4,303,093	0	For
JANUS INVESTMENT FUND	2,100,151	0	For
BlackRock	1,969,790	0	For
John Hancock	1,159,821	5,762	For
AMCAP FUND	1,153,259	0	For
T. Rowe Price	1,064,989	0	For
MFS	635,536	0	For
ALPS Series Trust	538,500	0	For
Dimensional	536,938	0	For
JPMorgan	532,165	0	For
Virtus	487,068	0	For
CARILLON SERIES TRUST	468,134	0	For
Jackson National	437,989	0	For
Capital Group	414,469	0	For
Investment Managers Series Trust III	408,466	0	For
Voya	348,664	0	For
TIAA	338,716	0	For
American Century	306,314	0	For
Charles Schwab	295,886	0	For
BNY Mellon	248,195	0	For
Invesco	245,106	0	For
FRANKLIN STRATEGIC SERIES	227,300	0	For
Allspring	174,020	0	For
DWS	136,876	0	For

Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.

6. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Dan H. Arnold

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 5 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%

FOR: 66,582,976AGAINST: 309,869

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Dan H. Arnold”): 66,582,976 for, 309,869 against, per its Form 8-K filed 2024-05-10 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 74,708,931 outstanding shares: 89% for, 0.5% against (90% of the company cast a for/against vote).

The 146 asset managers below cast 99.8% of the shares they voted on this item FOR (28,673,191 for, 29,898 against).

FOR 99.8%

FOR: 28,673,191 (99.9%)AGAINST: 29,898 (0.1%)ABSTAIN: 6,430 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Vote
Vanguard	7,256,584	For
Fidelity	4,303,093	For
JANUS INVESTMENT FUND	2,100,151	For
BlackRock	1,969,790	For
John Hancock	1,165,583	For
AMCAP FUND	1,153,259	For
T. Rowe Price	1,064,989	For
MFS	635,536	For
ALPS Series Trust	538,500	For
Dimensional	536,938	For
JPMorgan	532,165	For
Virtus	487,068	For
CARILLON SERIES TRUST	468,134	For
Jackson National	437,989	For
Capital Group	414,469	For
Investment Managers Series Trust III	408,466	For
Voya	348,664	For
TIAA	338,716	For
American Century	306,314	For
Charles Schwab	295,886	For
BNY Mellon	248,195	For
Invesco	245,106	For
FRANKLIN STRATEGIC SERIES	227,300	For
Allspring	174,020	For
DWS	136,876	For

Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.

7. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Edward C. Bernard

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%

FOR: 66,769,575AGAINST: 117,492

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Edward C. Bernard”): 66,769,575 for, 117,492 against, per its Form 8-K filed 2024-05-10 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 74,708,931 outstanding shares: 89% for, 0.2% against (90% of the company cast a for/against vote).

The 146 asset managers below cast 99.9% of the shares they voted on this item FOR (28,683,359 for, 19,730 against).

FOR 99.9%

FOR: 28,683,359 (99.9%)AGAINST: 19,730 (0.1%)ABSTAIN: 6,430 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Vote
Vanguard	7,256,584	For
Fidelity	4,303,093	For
JANUS INVESTMENT FUND	2,100,151	For
BlackRock	1,969,790	For
John Hancock	1,165,583	For
AMCAP FUND	1,153,259	For
T. Rowe Price	1,064,989	For
MFS	635,536	For
ALPS Series Trust	538,500	For
Dimensional	536,938	For
JPMorgan	532,165	For
Virtus	487,068	For
CARILLON SERIES TRUST	468,134	For
Jackson National	437,989	For
Capital Group	414,469	For
Investment Managers Series Trust III	408,466	For
Voya	348,664	For
TIAA	338,716	For
American Century	306,314	For
Charles Schwab	295,886	For
BNY Mellon	248,195	For
Invesco	245,106	For
FRANKLIN STRATEGIC SERIES	227,300	For
Allspring	174,020	For
DWS	136,876	For

Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.

8. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): H. Paulett Eberhart

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 65,571,202AGAINST: 1,314,441

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: H. Paulett Eberhart”): 65,571,202 for, 1,314,441 against, per its Form 8-K filed 2024-05-10 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 74,708,931 outstanding shares: 88% for, 2% against (90% of the company cast a for/against vote).

The 146 asset managers below cast 99.4% of the shares they voted on this item FOR (28,532,381 for, 170,708 against).

FOR 99.3%

FOR: 28,532,381 (99.4%)AGAINST: 170,708 (0.6%)ABSTAIN: 6,430 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Vote
Vanguard	7,256,584	0	For
Fidelity	4,303,093	0	For
JANUS INVESTMENT FUND	2,100,151	0	For
BlackRock	1,969,790	0	For
John Hancock	1,165,583	0	For
AMCAP FUND	1,153,259	0	For
T. Rowe Price	1,064,989	0	For
MFS	635,536	0	For
ALPS Series Trust	538,500	0	For
Dimensional	536,938	0	For
JPMorgan	532,165	0	For
Virtus	487,068	0	For
CARILLON SERIES TRUST	468,134	0	For
Jackson National	386,559	51,430	For
Capital Group	414,469	0	For
Investment Managers Series Trust III	408,466	0	For
Voya	348,664	0	For
TIAA	338,716	0	For
American Century	306,314	0	For
Charles Schwab	295,886	0	For
BNY Mellon	248,195	0	For
Invesco	245,106	0	For
FRANKLIN STRATEGIC SERIES	227,300	0	For
Allspring	174,020	0	For
DWS	136,876	0	For

Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.

9. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): James S. Putnam

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 64,645,095AGAINST: 2,247,964

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: James S. Putnam”): 64,645,095 for, 2,247,964 against, per its Form 8-K filed 2024-05-10 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 74,708,931 outstanding shares: 87% for, 3% against (90% of the company cast a for/against vote).

The 146 asset managers below cast 99.4% of the shares they voted on this item FOR (28,554,059 for, 149,030 against).

FOR 99.4%

FOR: 28,554,059 (99.5%)AGAINST: 149,030 (0.5%)ABSTAIN: 6,430 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Vote
Vanguard	7,256,584	0	For
Fidelity	4,303,093	0	For
JANUS INVESTMENT FUND	2,100,151	0	For
BlackRock	1,969,790	0	For
John Hancock	1,159,821	5,762	For
AMCAP FUND	1,153,259	0	For
T. Rowe Price	1,064,989	0	For
MFS	635,536	0	For
ALPS Series Trust	538,500	0	For
Dimensional	536,938	0	For
JPMorgan	532,165	0	For
Virtus	487,068	0	For
CARILLON SERIES TRUST	468,134	0	For
Jackson National	437,989	0	For
Capital Group	414,469	0	For
Investment Managers Series Trust III	408,466	0	For
Voya	348,664	0	For
TIAA	338,716	0	For
American Century	306,314	0	For
Charles Schwab	295,886	0	For
BNY Mellon	248,195	0	For
Invesco	245,106	0	For
FRANKLIN STRATEGIC SERIES	227,300	0	For
Allspring	174,020	0	For
DWS	136,876	0	For

Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.

10. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Richard P. Schifter

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 6 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%

FOR: 62,854,447AGAINST: 4,031,402

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Richard P. Schifter”): 62,854,447 for, 4,031,402 against, per its Form 8-K filed 2024-05-10 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 74,708,931 outstanding shares: 84% for, 5% against (90% of the company cast a for/against vote).

The 146 asset managers below cast 95% of the shares they voted on this item FOR (27,396,356 for, 1,306,733 against).

FOR 95%

FOR: 27,396,356 (95.4%)AGAINST: 1,306,733 (4.6%)ABSTAIN: 6,430 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Vote
Vanguard	7,256,584	0	For
Fidelity	4,248,839	54,254	For
JANUS INVESTMENT FUND	2,100,151	0	For
BlackRock	1,969,790	0	For
John Hancock	1,165,583	0	For
AMCAP FUND	1,153,259	0	For
T. Rowe Price	0	1,064,989	Against
MFS	635,536	0	For
ALPS Series Trust	538,500	0	For
Dimensional	536,938	0	For
JPMorgan	532,165	0	For
Virtus	487,068	0	For
CARILLON SERIES TRUST	468,134	0	For
Jackson National	437,724	265	For
Capital Group	414,469	0	For
Investment Managers Series Trust III	408,466	0	For
Voya	348,664	0	For
TIAA	338,716	0	For
American Century	306,314	0	For
Charles Schwab	295,886	0	For
BNY Mellon	248,195	0	For
Invesco	245,106	0	For
FRANKLIN STRATEGIC SERIES	227,300	0	For
Allspring	174,020	0	For
DWS	136,876	0	For

Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.

11. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): William F. Glavin Jr.

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2024-05-09.

Combines 7 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 65,937,030AGAINST: 872,400

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: William F. Glavin, Jr.”): 65,937,030 for, 872,400 against, per its Form 8-K filed 2024-05-10 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 74,708,931 outstanding shares: 88% for, 1% against (89% of the company cast a for/against vote).

The 146 asset managers below cast 99.7% of the shares they voted on this item FOR (28,632,918 for, 70,171 against).

FOR 99.7%

FOR: 28,632,918 (99.7%)AGAINST: 70,171 (0.2%)ABSTAIN: 6,430 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Vote
Vanguard	7,256,584	0	For
Fidelity	4,303,093	0	For
JANUS INVESTMENT FUND	2,100,151	0	For
BlackRock	1,969,790	0	For
John Hancock	1,159,821	5,762	For
AMCAP FUND	1,153,259	0	For
T. Rowe Price	1,064,989	0	For
MFS	635,536	0	For
ALPS Series Trust	538,500	0	For
Dimensional	536,938	0	For
JPMorgan	532,165	0	For
Virtus	487,068	0	For
CARILLON SERIES TRUST	468,134	0	For
Jackson National	437,989	0	For
Capital Group	414,469	0	For
Investment Managers Series Trust III	408,466	0	For
Voya	348,664	0	For
TIAA	338,716	0	For
American Century	306,314	0	For
Charles Schwab	295,886	0	For
BNY Mellon	248,195	0	For
Invesco	245,106	0	For
FRANKLIN STRATEGIC SERIES	227,300	0	For
Allspring	174,020	0	For
DWS	136,876	0	For

Showing the 25 largest of 146 asset managers. See all 146 in the interactive database.

12. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF DIRECTORS AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.

AUDIT-RELATED

Meeting held 2024-05-09.

Combines 4 wordings of this item as funds reported it.

99.7% fund support · no official result

FOR 99.7%

The 143 asset managers below cast 99.7% of the shares they voted on this item FOR (28,639,421 for, 67,911 against).

FOR: 28,639,421 (99.7%)AGAINST: 67,911 (0.2%)ABSTAIN: 5,537 (0.0%)

Largest asset managers voting on “RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF DIRECTORS AS T” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Vote
Vanguard	7,256,584	For
Fidelity	4,303,093	For
JANUS INVESTMENT FUND	2,100,151	For
BlackRock	1,969,790	For
John Hancock	1,165,583	For
AMCAP FUND	1,153,259	For
T. Rowe Price	1,064,989	For
MFS	635,536	For
ALPS Series Trust	538,500	For
Dimensional	536,938	For
JPMorgan	532,165	For
Virtus	487,068	For
CARILLON SERIES TRUST	468,134	For
Jackson National	437,989	For
Capital Group	414,469	For
Investment Managers Series Trust III	408,466	For
Voya	348,664	For
TIAA	338,716	For
American Century	306,314	For
Charles Schwab	295,886	For
BNY Mellon	248,195	For
Invesco	245,106	For
FRANKLIN STRATEGIC SERIES	227,300	For
Allspring	174,020	For
DWS	136,876	For

Showing the 25 largest of 143 asset managers. See all 143 in the interactive database.

13. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESCOMPENSATION

Meeting held 2024-05-09.

94% fund support · no official result

FOR 94%

The 27 asset managers below cast 94% of the shares they voted on this item FOR (941,682 for, 60,425 against).

FOR: 941,682 (93.9%)AGAINST: 60,425 (6.0%)ABSTAIN: 893 (0.1%)

Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Abstain	Vote
JPMorgan	754,946	0	0	For
TOBAM	37,560	0	0	For
STOREBRAND ASSET MANAGEMENT AS	31,854	0	0	For
Cardano Risk Management B.V.	0	31,603	0	Against
Formuepleje A/S	26,390	0	0	For
APG Asset Management US Inc.	25,925	0	0	For
FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND	19,000	0	0	For
ICON ADVISERS INC/CO	18,532	0	0	For
TD ASSET MANAGEMENT INC	14,521	0	0	For
Tredje AP-fonden	0	12,075	0	Against
NORDEA INVESTMENT MANAGEMENT AB	0	5,869	0	Against
Genus Capital Management Inc.	0	3,580	0	Against
Union Investment Privatfonds GmbH	0	3,509	0	Against
Desjardins Global Asset Management Inc.	0	3,366	0	Against
OSSIAM	3,331	0	0	For
TIMOTHY PLAN	2,669	0	0	For
Advisors' Inner Circle Fund III	2,349	0	0	For
Vinva Investment Management Ltd	2,185	0	0	For
iA Global Asset Management Inc.	1,434	0	0	For
Symmetry Panoramic Trust	431	0	893	Abstain
Regime de rentes du Mouvement Desjardins	0	423	0	Against
CIDEL ASSET MANAGEMENT INC	259	0	0	For
Convergence Investment Partners, LLC	167	0	0	For
Milliman Variable Insurance Trust	72	0	0	For
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma	28	0	0	For

Showing the 25 largest of 27 asset managers. See all 27 in the interactive database.

14. Ratify Deloitte & Touche LLP as Auditors

AUDIT-RELATED

Meeting held 2024-05-09.

100% fund support · no official result

FOR 86%14%

The 5 asset managers below cast 100% of the shares they voted on this item FOR (5,716 for, 0 against).

FOR: 5,716 (86.5%)ABSTAIN: 893 (13.5%)

Largest asset managers voting on “Ratify Deloitte & Touche LLP as Auditors” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Abstain	Vote
TIMOTHY PLAN	2,669	0	For
Advisors' Inner Circle Fund III	2,349	0	For
Symmetry Panoramic Trust	431	893	Abstain
Milliman Variable Insurance Trust	249	0	For
Warren Street Wealth Advisors, LLC	18	0	For

15. 14A Executive Compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-09.

97% fund support · no official result

FOR 97%

The 5 asset managers below cast 97% of the shares they voted on this item FOR (15,305 for, 400 against).

FOR: 15,305 (97.5%)AGAINST: 400 (2.5%)

Largest asset managers voting on “14A Executive Compensation” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Vote
FORUM FUNDS	11,230	0	For
AMERICAN PENSION INVESTORS TRUST	2,990	0	For
Cornerstone Investment Partners, LLC	963	0	For
O'Brien Wealth Partners LLC	0	400	Against
PEDDOCK CAPITAL ADVISORS, LLC	122	0	For

16. Approve, in an advisory vote, the compensation paid to the Company's named executive officers.

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-22 (outside the 2023-2024 season's 1 July to 30 June window; reported in this season's filings).

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (71 for, 0 against).

FOR: 71 (100.0%)

Largest asset managers voting on “Approve, in an advisory vote, the compensation paid to the Company's named executive officers.” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
First County Bank /CT/	65	0	0	0	For
Freedom Day Solutions, LLC	6	0	0	0	For

17. Election of Directors (Majority Voting)

DIRECTOR ELECTIONS

Meeting held 2024-05-09.

All nominees (reported as one line). These filers reported the election of directors as a single line covering every nominee. It is not attributed to any one director, and no share total is shown for it.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR.

FOR: 100.0%

Largest asset managers voting on “Election of Directors (Majority Voting)” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
FORUM FUNDS	11,230	0	0	0	For
AMERICAN PENSION INVESTORS TRUST	2,990	0	0	0	For

18. Ratify Appointment of Independent Auditors

AUDIT-RELATED

Meeting held 2024-05-09.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (14,220 for, 0 against).

FOR: 14,220 (100.0%)

Largest asset managers voting on “Ratify Appointment of Independent Auditors” at LPL FINANCIAL HOLDINGS INC., 2023-2024
Asset manager	For	Against	Abstain	Withheld	Vote
FORUM FUNDS	11,230	0	0	0	For
AMERICAN PENSION INVESTORS TRUST	2,990	0	0	0	For

Largest LPL FINANCIAL HOLDINGS INC. shareholders voting in 2023-2024

Ranked by the number of LPL FINANCIAL HOLDINGS INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 74,708,931 shares outstanding at the time of that meeting.

Top LPL FINANCIAL HOLDINGS INC. shareholders by shares voted, 2023-2024
#	Asset manager	% of shares outstanding
1	New York Life	17.49%
2	Fidelity	9.97%
3	Vanguard	9.96%
4	BlackRock	6.00%
5	T. Rowe Price	4.56%
6	12 West Capital Management LP	4.06%
7	Janus Henderson	3.32%
8	JANUS INVESTMENT FUND	2.81%
9	LONE PINE CAPITAL LLC	2.46%
10	KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC	2.38%

Reported LPL FINANCIAL HOLDINGS INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

LPL FINANCIAL HOLDINGS INC. beneficial owners on record for the 2023-2024 proxy season
Holder	% outstanding	Disclosure
Vanguard Group	11.11%	13F
BlackRock	6.66%	13F
T. Rowe Price	3.18%	13F
State Street	2.29%	13F
Morgan Stanley	1.98%	13F
Geode Capital	1.83%	13F
FMR (Fidelity)	1.50%	13F
Norges Bank	1.36%	13F
BNY Mellon	1.30%	13F
D.E. Shaw	1.27%	13F

Percentages above are of 74,708,931 shares outstanding, as reported by LPL FINANCIAL HOLDINGS INC. on its Form 10-Q dated 2024-04-29 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LPL FINANCIAL HOLDINGS INC.’s 10-Q dated 2024-04-29. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At LPL FINANCIAL HOLDINGS INC.'s shareholder meeting held 2024-05-09, in the 2023-2024 proxy season, 619 asset managers reported how they voted in their SEC Form N-PX filings, covering 7,712 separate fund positions. Their filings are grouped here into 18 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. LPL FINANCIAL HOLDINGS INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Approve, in an advisory vote, the compensation paid to the Company's named executive officers. — the reporting funds cast 98% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

LPL FINANCIAL HOLDINGS INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.