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LPL Financial Holdings Inc. 2025-2026 Proxy Voting Records

Compiled from SEC Form N-PX filings and LPL Financial Holdings Inc.’s Form 8-K, filed 2026-05-15 (Item 5.07 on EDGAR). Page generated 02 October 2026.

25Reported items
708Asset managers
10,045Fund votes
2026-05-14Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore LPL Financial Holdings Inc. in the interactive database Compare manager voting policies

Official 2025-2026 meeting results reported by LPL Financial Holdings Inc.

These tallies are LPL Financial Holdings Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-05-15 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

LPL Financial Holdings Inc. — official shareholder meeting results, meeting held 2026-05-14
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Edward C. Bernard	73,572,761	187,838	22,636	--	3,118,380	Majority: yes
Elect Director: H. Paulett Eberhart	70,860,973	2,904,700	17,562	--	3,118,380	Majority: yes
Elect Director: William F. Gavin Jr.	72,500,334	1,130,779	152,122	--	3,118,380	Majority: yes
Elect Director: Somesh Khanna	73,391,613	228,822	162,800	--	3,118,380	Majority: yes
Elect Director: Albert J. Ko	73,619,735	139,076	24,424	--	3,118,380	Majority: yes
Elect Director: Allison H. Mnookin	72,609,113	1,149,179	24,943	--	3,118,380	Majority: yes
Elect Director: Anne M. Mulcahy	69,201,101	4,559,791	22,343	--	3,118,380	Majority: yes
Elect Director: James S. Putnam	71,980,089	1,792,023	11,123	--	3,118,380	Majority: yes
Elect Director: Richard P. Schifter	71,700,045	2,058,128	25,062	--	3,118,380	Majority: yes
Elect Director: Richard Steinmeier	73,390,461	378,840	13,934	--	3,118,380	Majority: yes
Elect Director: Corey E. Thomas	72,717,848	913,565	151,822	--	3,118,380	Majority: yes

Source: LPL Financial Holdings Inc., Form 8-K, filed with the SEC on 2026-05-15 — read the filing on EDGAR.

How asset managers voted at the LPL Financial Holdings Inc. 2025-2026 meeting

Each item below shows how the 708 asset managers that disclosed a LPL Financial Holdings Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of LPL Financial Holdings Inc.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Approve, in an advisory vote, the compensation paid to the Company's named executive officers.

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-14.

Combines 7 wordings of this item as funds reported it.

99.0% fund support · no official result

FOR 99.0%

The 677 asset managers below cast 99.0% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the company's reported shares outstanding.

FOR: 99.1%AGAINST: 0.9%ABSTAIN: 0.0%NOT VOTED: 0.0%SPLIT: 0.0%

Largest asset managers voting on “Approve, in an advisory vote, the compensation paid to the Company's named executive officers.” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	7,963,418	6	For
Dodge & Cox	7,133,830	0	For
Janus Henderson	6,877,844	0	For
Capital Group	6,288,583	0	For
Fidelity	4,552,862	0	For
MASSACHUSETTS FINANCIAL SERVICES CO /MA/	4,387,085	0	For
BlackRock	3,453,586	0	For
Boston Partners	3,272,527	0	For
MFS	2,912,611	0	For
JANUS INVESTMENT FUND	2,644,687	0	For
PRINCIPAL GLOBAL INVESTORS	2,493,212	0	For
SAMLYN CAPITAL, LLC	2,131,596	0	For
John Hancock	2,082,678	0	For
Principal	2,070,468	0	For
LONE PINE CAPITAL LLC	2,054,369	0	For
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC	1,671,874	0	For
GEODE CAPITAL MANAGEMENT, LLC	1,590,539	0	For
AllianceBernstein	1,483,343	0	For
State Street	1,471,958	4,555	For
SurgoCap Partners LP	964,616	0	For
Charles Schwab	892,783	0	For
American Century	882,507	0	For
Invesco	803,624	0	For
T. Rowe Price	755,493	0	For
SCS Capital Management LLC	699,673	0	For

Showing the 25 largest of 677 asset managers. See all 677 in the interactive database.

2. Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Albert J. Ko

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-14.

Combines 8 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%

FOR: 73,619,735AGAINST: 139,076

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Albert J. Ko”): 73,619,735 for, 139,076 against, per its Form 8-K filed 2026-05-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,982,861 outstanding shares: 92% for, 0.2% against (92% of the company cast a for/against vote).

The 148 asset managers below cast 100% of the shares they voted on this item FOR (36,018,244 for, 0 against).

FOR 99.9%

FOR: 36,018,244 (100.0%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Vote
Vanguard	7,244,504	For
Dodge & Cox	3,247,751	For
Capital Group	2,992,776	For
Fidelity	2,952,231	For
MFS	2,912,611	For
JANUS INVESTMENT FUND	2,644,687	For
John Hancock	2,077,641	For
Principal	2,070,468	For
BlackRock	1,630,476	For
Virtus	469,393	For
VanEck ETF Trust	438,280	For
American Century	425,587	For
Charles Schwab	423,952	For
JPMorgan	362,440	For
Invesco	361,136	For
CARILLON SERIES TRUST	303,091	For
Investment Managers Series Trust III	283,826	For
Waddell & Reed	257,775	For
Franklin Custodian Funds	240,000	For
Bridge Builder Trust	239,123	For
Dimensional	226,194	For
T. Rowe Price	220,543	For
Voya	211,434	For
Jackson National	210,875	For
Equitable	202,403	For

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

3. Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Allison H. Mnookin

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-14.

Combines 8 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 72,609,113AGAINST: 1,149,179

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Allison H. Mnookin”): 72,609,113 for, 1,149,179 against, per its Form 8-K filed 2026-05-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,982,861 outstanding shares: 91% for, 1% against (92% of the company cast a for/against vote).

The 148 asset managers below cast 99.9% of the shares they voted on this item FOR (36,017,793 for, 451 against).

FOR 99.9%

FOR: 36,017,793 (100.0%)AGAINST: 451 (0.0%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	7,244,496	8	For
Dodge & Cox	3,247,751	0	For
Capital Group	2,992,776	0	For
Fidelity	2,952,231	0	For
MFS	2,912,611	0	For
JANUS INVESTMENT FUND	2,644,687	0	For
John Hancock	2,077,641	0	For
Principal	2,070,468	0	For
BlackRock	1,630,476	0	For
Virtus	469,393	0	For
VanEck ETF Trust	438,280	0	For
American Century	425,587	0	For
Charles Schwab	423,952	0	For
JPMorgan	362,440	0	For
Invesco	361,136	0	For
CARILLON SERIES TRUST	303,091	0	For
Investment Managers Series Trust III	283,826	0	For
Waddell & Reed	257,775	0	For
Franklin Custodian Funds	240,000	0	For
Bridge Builder Trust	239,123	0	For
Dimensional	226,194	0	For
T. Rowe Price	220,543	0	For
Voya	211,434	0	For
Jackson National	210,875	0	For
Equitable	202,403	0	For

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

4. Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Anne M. Mulcahy

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-14.

Combines 8 wordings of this item as funds reported it.

94% Majority: yes · of votes cast

FOR 94%

FOR: 69,201,101AGAINST: 4,559,791

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Anne M. Mulcahy”): 69,201,101 for, 4,559,791 against, per its Form 8-K filed 2026-05-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,982,861 outstanding shares: 87% for, 6% against (92% of the company cast a for/against vote).

The 148 asset managers below cast 99.6% of the shares they voted on this item FOR (35,877,865 for, 140,379 against).

FOR 99.6%

FOR: 35,877,865 (99.6%)AGAINST: 140,379 (0.4%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	7,236,005	8,499	For
Dodge & Cox	3,247,751	0	For
Capital Group	2,992,776	0	For
Fidelity	2,952,231	0	For
MFS	2,912,611	0	For
JANUS INVESTMENT FUND	2,644,687	0	For
John Hancock	2,077,641	0	For
Principal	2,070,468	0	For
BlackRock	1,630,476	0	For
Virtus	469,393	0	For
VanEck ETF Trust	438,280	0	For
American Century	425,587	0	For
Charles Schwab	423,952	0	For
JPMorgan	362,440	0	For
Invesco	361,136	0	For
CARILLON SERIES TRUST	303,091	0	For
Investment Managers Series Trust III	283,826	0	For
Waddell & Reed	257,775	0	For
Franklin Custodian Funds	240,000	0	For
Bridge Builder Trust	239,123	0	For
Dimensional	226,194	0	For
T. Rowe Price	220,543	0	For
Voya	211,434	0	For
Jackson National	210,875	0	For
Equitable	202,403	0	For

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

5. Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Corey E. Thomas

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-14.

Combines 8 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 72,717,848AGAINST: 913,565

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Corey E. Thomas”): 72,717,848 for, 913,565 against, per its Form 8-K filed 2026-05-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,982,861 outstanding shares: 91% for, 1% against (92% of the company cast a for/against vote).

The 148 asset managers below cast 99.9% of the shares they voted on this item FOR (36,017,796 for, 448 against).

FOR 99.9%

FOR: 36,017,796 (100.0%)AGAINST: 448 (0.0%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	7,244,499	5	For
Dodge & Cox	3,247,751	0	For
Capital Group	2,992,776	0	For
Fidelity	2,952,231	0	For
MFS	2,912,611	0	For
JANUS INVESTMENT FUND	2,644,687	0	For
John Hancock	2,077,641	0	For
Principal	2,070,468	0	For
BlackRock	1,630,476	0	For
Virtus	469,393	0	For
VanEck ETF Trust	438,280	0	For
American Century	425,587	0	For
Charles Schwab	423,952	0	For
JPMorgan	362,440	0	For
Invesco	361,136	0	For
CARILLON SERIES TRUST	303,091	0	For
Investment Managers Series Trust III	283,826	0	For
Waddell & Reed	257,775	0	For
Franklin Custodian Funds	240,000	0	For
Bridge Builder Trust	239,123	0	For
Dimensional	226,194	0	For
T. Rowe Price	220,543	0	For
Voya	211,434	0	For
Jackson National	210,875	0	For
Equitable	202,403	0	For

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

6. Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Edward C. Bernard

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-14.

Combines 7 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%

FOR: 73,572,761AGAINST: 187,838

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Edward C. Bernard”): 73,572,761 for, 187,838 against, per its Form 8-K filed 2026-05-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,982,861 outstanding shares: 92% for, 0.3% against (92% of the company cast a for/against vote).

The 148 asset managers below cast 99.9% of the shares they voted on this item FOR (36,017,801 for, 443 against).

FOR 99.9%

FOR: 36,017,801 (100.0%)AGAINST: 443 (0.0%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Vote
Vanguard	7,244,504	For
Dodge & Cox	3,247,751	For
Capital Group	2,992,776	For
Fidelity	2,952,231	For
MFS	2,912,611	For
JANUS INVESTMENT FUND	2,644,687	For
John Hancock	2,077,641	For
Principal	2,070,468	For
BlackRock	1,630,476	For
Virtus	469,393	For
VanEck ETF Trust	438,280	For
American Century	425,587	For
Charles Schwab	423,952	For
JPMorgan	362,440	For
Invesco	361,136	For
CARILLON SERIES TRUST	303,091	For
Investment Managers Series Trust III	283,826	For
Waddell & Reed	257,775	For
Franklin Custodian Funds	240,000	For
Bridge Builder Trust	239,123	For
Dimensional	226,194	For
T. Rowe Price	220,543	For
Voya	211,434	For
Jackson National	210,875	For
Equitable	202,403	For

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

7. Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): H. Paulett Eberhart

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-14.

Combines 8 wordings of this item as funds reported it.

96% Majority: yes · of votes cast

FOR 96%

FOR: 70,860,973AGAINST: 2,904,700

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: H. Paulett Eberhart”): 70,860,973 for, 2,904,700 against, per its Form 8-K filed 2026-05-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,982,861 outstanding shares: 89% for, 4% against (92% of the company cast a for/against vote).

The 148 asset managers below cast 99.2% of the shares they voted on this item FOR (35,745,196 for, 273,048 against).

FOR 99.2%

FOR: 35,745,196 (99.2%)AGAINST: 273,048 (0.8%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	7,244,492	12	For
Dodge & Cox	3,247,751	0	For
Capital Group	2,992,776	0	For
Fidelity	2,952,231	0	For
MFS	2,912,611	0	For
JANUS INVESTMENT FUND	2,644,687	0	For
John Hancock	2,077,641	0	For
Principal	2,010,477	59,991	For
BlackRock	1,630,476	0	For
Virtus	469,393	0	For
VanEck ETF Trust	438,280	0	For
American Century	425,587	0	For
Charles Schwab	423,952	0	For
JPMorgan	362,440	0	For
Invesco	361,136	0	For
CARILLON SERIES TRUST	303,091	0	For
Investment Managers Series Trust III	283,826	0	For
Waddell & Reed	257,775	0	For
Franklin Custodian Funds	240,000	0	For
Bridge Builder Trust	239,123	0	For
Dimensional	226,194	0	For
T. Rowe Price	220,543	0	For
Voya	211,434	0	For
Jackson National	170,911	39,964	For
Equitable	202,403	0	For

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

8. Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): James S. Putnam

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-14.

Combines 8 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 71,980,089AGAINST: 1,792,023

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: James S. Putnam”): 71,980,089 for, 1,792,023 against, per its Form 8-K filed 2026-05-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,982,861 outstanding shares: 90% for, 2% against (92% of the company cast a for/against vote).

The 148 asset managers below cast 99.7% of the shares they voted on this item FOR (35,918,023 for, 100,220 against).

FOR 99.7%

FOR: 35,918,023 (99.7%)AGAINST: 100,220 (0.3%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	7,244,492	11	For
Dodge & Cox	3,247,751	0	For
Capital Group	2,992,776	0	For
Fidelity	2,952,231	0	For
MFS	2,912,611	0	For
JANUS INVESTMENT FUND	2,644,687	0	For
John Hancock	2,077,641	0	For
Principal	2,070,468	0	For
BlackRock	1,630,476	0	For
Virtus	469,393	0	For
VanEck ETF Trust	438,280	0	For
American Century	425,587	0	For
Charles Schwab	423,952	0	For
JPMorgan	362,440	0	For
Invesco	361,136	0	For
CARILLON SERIES TRUST	303,091	0	For
Investment Managers Series Trust III	283,826	0	For
Waddell & Reed	257,775	0	For
Franklin Custodian Funds	240,000	0	For
Bridge Builder Trust	239,123	0	For
Dimensional	226,194	0	For
T. Rowe Price	220,543	0	For
Voya	211,434	0	For
Jackson National	210,875	0	For
Equitable	202,403	0	For

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

9. Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Richard P. Schifter

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-14.

Combines 8 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 71,700,045AGAINST: 2,058,128

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Richard P. Schifter”): 71,700,045 for, 2,058,128 against, per its Form 8-K filed 2026-05-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,982,861 outstanding shares: 90% for, 3% against (92% of the company cast a for/against vote).

The 148 asset managers below cast 99% of the shares they voted on this item FOR (35,634,775 for, 383,469 against).

FOR 99%

FOR: 35,634,775 (98.9%)AGAINST: 383,469 (1.1%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	7,244,490	14	For
Dodge & Cox	3,247,751	0	For
Capital Group	2,992,776	0	For
Fidelity	2,925,478	26,753	For
MFS	2,912,611	0	For
JANUS INVESTMENT FUND	2,644,687	0	For
John Hancock	2,077,641	0	For
Principal	2,070,468	0	For
BlackRock	1,630,476	0	For
Virtus	469,393	0	For
VanEck ETF Trust	438,280	0	For
American Century	425,587	0	For
Charles Schwab	423,952	0	For
JPMorgan	362,440	0	For
Invesco	361,136	0	For
CARILLON SERIES TRUST	303,091	0	For
Investment Managers Series Trust III	283,826	0	For
Waddell & Reed	257,775	0	For
Franklin Custodian Funds	240,000	0	For
Bridge Builder Trust	239,123	0	For
Dimensional	226,194	0	For
T. Rowe Price	0	220,543	Against
Voya	211,434	0	For
Jackson National	210,775	100	For
Equitable	202,403	0	For

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

10. Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Richard Steinmeier

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-14.

Combines 8 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%

FOR: 73,390,461AGAINST: 378,840

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Richard Steinmeier”): 73,390,461 for, 378,840 against, per its Form 8-K filed 2026-05-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,982,861 outstanding shares: 92% for, 0.5% against (92% of the company cast a for/against vote).

The 148 asset managers below cast 99.9% of the shares they voted on this item FOR (36,018,241 for, 3 against).

FOR 99.9%

FOR: 36,018,241 (100.0%)AGAINST: 3 (0.0%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	7,244,501	3	For
Dodge & Cox	3,247,751	0	For
Capital Group	2,992,776	0	For
Fidelity	2,952,231	0	For
MFS	2,912,611	0	For
JANUS INVESTMENT FUND	2,644,687	0	For
John Hancock	2,077,641	0	For
Principal	2,070,468	0	For
BlackRock	1,630,476	0	For
Virtus	469,393	0	For
VanEck ETF Trust	438,280	0	For
American Century	425,587	0	For
Charles Schwab	423,952	0	For
JPMorgan	362,440	0	For
Invesco	361,136	0	For
CARILLON SERIES TRUST	303,091	0	For
Investment Managers Series Trust III	283,826	0	For
Waddell & Reed	257,775	0	For
Franklin Custodian Funds	240,000	0	For
Bridge Builder Trust	239,123	0	For
Dimensional	226,194	0	For
T. Rowe Price	220,543	0	For
Voya	211,434	0	For
Jackson National	210,875	0	For
Equitable	202,403	0	For

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

11. Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Somesh Khanna

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2026-05-14.

Combines 8 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%

FOR: 73,391,613AGAINST: 228,822

LPL Financial Holdings Inc.’s own tally for this item (“Elect Director: Somesh Khanna”): 73,391,613 for, 228,822 against, per its Form 8-K filed 2026-05-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,982,861 outstanding shares: 92% for, 0.3% against (92% of the company cast a for/against vote).

The 148 asset managers below cast 99.9% of the shares they voted on this item FOR (36,018,242 for, 2 against).

FOR 99.9%

FOR: 36,018,242 (100.0%)AGAINST: 2 (0.0%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	7,244,502	2	For
Dodge & Cox	3,247,751	0	For
Capital Group	2,992,776	0	For
Fidelity	2,952,231	0	For
MFS	2,912,611	0	For
JANUS INVESTMENT FUND	2,644,687	0	For
John Hancock	2,077,641	0	For
Principal	2,070,468	0	For
BlackRock	1,630,476	0	For
Virtus	469,393	0	For
VanEck ETF Trust	438,280	0	For
American Century	425,587	0	For
Charles Schwab	423,952	0	For
JPMorgan	362,440	0	For
Invesco	361,136	0	For
CARILLON SERIES TRUST	303,091	0	For
Investment Managers Series Trust III	283,826	0	For
Waddell & Reed	257,775	0	For
Franklin Custodian Funds	240,000	0	For
Bridge Builder Trust	239,123	0	For
Dimensional	226,194	0	For
T. Rowe Price	220,543	0	For
Voya	211,434	0	For
Jackson National	210,875	0	For
Equitable	202,403	0	For

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

12. Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): William F. Glavin Jr.

DIRECTOR ELECTIONS

Meeting held 2026-05-14.

Combines 11 wordings of this item as funds reported it.

99.9% fund support · no official result

FOR 99.9%

The 148 asset managers below cast 99.9% of the shares they voted on this item FOR (36,001,861 for, 16,382 against).

FOR: 36,001,861 (100.0%)AGAINST: 16,382 (0.0%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “Elect the eleven nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	7,244,497	6	For
Dodge & Cox	3,247,751	0	For
Capital Group	2,992,776	0	For
Fidelity	2,952,231	0	For
MFS	2,912,611	0	For
JANUS INVESTMENT FUND	2,644,687	0	For
John Hancock	2,077,641	0	For
Principal	2,070,468	0	For
BlackRock	1,630,476	0	For
Virtus	469,393	0	For
VanEck ETF Trust	438,280	0	For
American Century	425,587	0	For
Charles Schwab	423,952	0	For
JPMorgan	362,440	0	For
Invesco	361,136	0	For
CARILLON SERIES TRUST	303,091	0	For
Investment Managers Series Trust III	283,826	0	For
Waddell & Reed	257,775	0	For
Franklin Custodian Funds	240,000	0	For
Bridge Builder Trust	239,123	0	For
Dimensional	226,194	0	For
T. Rowe Price	220,543	0	For
Voya	211,434	0	For
Jackson National	210,875	0	For
Equitable	202,403	0	For

Showing the 25 largest of 148 asset managers. See all 148 in the interactive database.

13. ADOPT AMENDMENTS TO THE CHARTER TO PROVIDE FOR OFFICER EXCULPATION.

SHAREHOLDER RIGHTS AND DEFENSES

Meeting held 2026-05-14.

Combines 2 wordings of this item as funds reported it.

87% fund support · no official result

FOR 87%13%

The 147 asset managers below cast 87% of the shares they voted on this item FOR (31,262,649 for, 4,704,736 against).

FOR: 31,262,649 (86.9%)AGAINST: 4,704,736 (13.1%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “ADOPT AMENDMENTS TO THE CHARTER TO PROVIDE FOR OFFICER EXCULPATION.” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	7,235,946	8,558	For
Dodge & Cox	3,247,751	0	For
Capital Group	2,992,776	0	For
Fidelity	2,952,231	0	For
MFS	0	2,912,611	Against
JANUS INVESTMENT FUND	2,644,687	0	For
John Hancock	2,077,641	0	For
Principal	1,981,362	89,106	For
BlackRock	1,630,476	0	For
Virtus	469,393	0	For
VanEck ETF Trust	0	438,280	Against
American Century	425,587	0	For
Charles Schwab	423,778	174	For
JPMorgan	0	362,440	Against
Invesco	361,136	0	For
CARILLON SERIES TRUST	303,091	0	For
Investment Managers Series Trust III	283,826	0	For
Waddell & Reed	257,775	0	For
Franklin Custodian Funds	240,000	0	For
Bridge Builder Trust	237,521	1,602	For
Dimensional	226,194	0	For
T. Rowe Price	220,543	0	For
Voya	211,434	0	For
Jackson National	151,637	59,238	For
Equitable	155,095	47,308	For

Showing the 25 largest of 147 asset managers. See all 147 in the interactive database.

14. ADOPT AMENDMENTS TO THE CHARTER TO REMOVE THE CORPORATE OPPORTUNITIES PROVISION.

SHAREHOLDER RIGHTS AND DEFENSES

Meeting held 2026-05-14.

Combines 2 wordings of this item as funds reported it.

99.9% fund support · no official result

FOR 99.9%

The 147 asset managers below cast 99.9% of the shares they voted on this item FOR (35,964,682 for, 2,703 against).

FOR: 35,964,682 (100.0%)AGAINST: 2,703 (0.0%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “ADOPT AMENDMENTS TO THE CHARTER TO REMOVE THE CORPORATE OPPORTUNITIES PROVISION.” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Vote
Vanguard	7,244,504	For
Dodge & Cox	3,247,751	For
Capital Group	2,992,776	For
Fidelity	2,952,231	For
MFS	2,912,611	For
JANUS INVESTMENT FUND	2,644,687	For
John Hancock	2,077,641	For
Principal	2,070,468	For
BlackRock	1,630,476	For
Virtus	469,393	For
VanEck ETF Trust	438,280	For
American Century	425,587	For
Charles Schwab	423,952	For
JPMorgan	362,440	For
Invesco	361,136	For
CARILLON SERIES TRUST	303,091	For
Investment Managers Series Trust III	283,826	For
Waddell & Reed	257,775	For
Franklin Custodian Funds	240,000	For
Bridge Builder Trust	239,123	For
Dimensional	226,194	For
T. Rowe Price	220,543	For
Voya	211,434	For
Jackson National	210,875	For
Equitable	202,403	For

Showing the 25 largest of 147 asset managers. See all 147 in the interactive database.

15. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF DIRECTORS AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2026.

AUDIT-RELATED

Meeting held 2026-05-14.

Combines 2 wordings of this item as funds reported it.

99.8% fund support · no official result

FOR 99.8%

The 147 asset managers below cast 99.8% of the shares they voted on this item FOR (35,920,409 for, 46,349 against).

FOR: 35,920,409 (99.9%)AGAINST: 46,349 (0.1%)ABSTAIN: 280 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF DIRECTORS AS T” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Vanguard	7,236,022	8,482	For
Dodge & Cox	3,247,751	0	For
Capital Group	2,992,776	0	For
Fidelity	2,952,231	0	For
MFS	2,912,611	0	For
JANUS INVESTMENT FUND	2,644,687	0	For
John Hancock	2,077,641	0	For
Principal	2,070,468	0	For
BlackRock	1,630,476	0	For
Virtus	469,393	0	For
VanEck ETF Trust	438,280	0	For
American Century	425,587	0	For
Charles Schwab	423,952	0	For
JPMorgan	362,440	0	For
Invesco	361,136	0	For
CARILLON SERIES TRUST	303,091	0	For
Investment Managers Series Trust III	283,826	0	For
Waddell & Reed	257,775	0	For
Franklin Custodian Funds	240,000	0	For
Bridge Builder Trust	239,123	0	For
Dimensional	226,194	0	For
T. Rowe Price	220,543	0	For
Voya	211,434	0	For
Jackson National	210,875	0	For
Equitable	202,403	0	For

Showing the 25 largest of 147 asset managers. See all 147 in the interactive database.

16. Adopt an amendment and restatement of the Company's Amended and Restated Certificate of Incorporation, as amended (the "Charter"), to eliminate supermajority voting requirements, eliminate obsolete provisions and make certain non-substantive changes.

CORPORATE GOVERNANCE

Meeting held 2026-05-14.

Combines 7 wordings of this item as funds reported it.

99.9% fund support · no official result

FOR 99.9%

The 143 asset managers below cast 99.9% of the shares they voted on this item FOR (35,907,365 for, 2,703 against).

FOR: 35,907,365 (100.0%)AGAINST: 2,703 (0.0%)NOT VOTED: 65 (0.0%)

Largest asset managers voting on “Adopt an amendment and restatement of the Company's Amended and Restated Certificate of Incorporation, as amen” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Vote
Vanguard	7,244,504	For
Dodge & Cox	3,247,751	For
Capital Group	2,992,776	For
Fidelity	2,952,231	For
MFS	2,912,611	For
JANUS INVESTMENT FUND	2,644,687	For
John Hancock	2,077,641	For
Principal	2,070,468	For
BlackRock	1,630,476	For
Virtus	469,393	For
VanEck ETF Trust	438,280	For
American Century	425,587	For
Charles Schwab	423,952	For
JPMorgan	362,440	For
Invesco	361,136	For
CARILLON SERIES TRUST	303,091	For
Investment Managers Series Trust III	283,826	For
Waddell & Reed	257,775	For
Franklin Custodian Funds	240,000	For
Bridge Builder Trust	239,123	For
Dimensional	226,194	For
T. Rowe Price	220,543	For
Voya	211,434	For
Jackson National	210,875	For
Equitable	202,403	For

Showing the 25 largest of 143 asset managers. See all 143 in the interactive database.

17. Advisory Vote to Ratify Named Executive Officers' Compensation

COMPENSATIONSECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-14.

96% fund support · no official result

FOR 96%

The 16 asset managers below cast 96% of the shares they voted on this item FOR (1,083,089 for, 46,842 against).

FOR: 1,083,089 (95.8%)AGAINST: 46,842 (4.1%)NOT VOTED: 816 (0.1%)

Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
APG Asset Management US Inc.	904,508	0	For
TD Waterhouse Canada Inc.	67,501	0	For
Cardano Risk Management B.V.	0	30,429	Against
Metzler Asset Management GmbH	22,720	0	For
STOREBRAND ASSET MANAGEMENT AS	21,953	0	For
Lincoln Financial	20,430	0	For
Wilshire Advisors LLC	18,776	0	For
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma	16,894	0	For
NORDEA INVESTMENT MANAGEMENT AB	0	15,373	Against
TOBAM	6,917	0	For
Colony Family Offices, LLC	1,775	0	For
Osmosis Investment Management UK Ltd	1,611	0	For
Impact Investors, Inc	0	1,040	Against
JPMorgan	0	0	Not Voted
Convergence Investment Partners, LLC	4	0	For
BIT Capital GmbH	0	0	--

18. 14A Executive Compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2026-05-14.

100% fund support · no official result

FOR 100%

The 6 asset managers below cast 100% of the shares they voted on this item FOR (6,337 for, 0 against).

FOR: 6,337 (100.0%)

Largest asset managers voting on “14A Executive Compensation” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Vote
Elevation Series Trust	3,280	For
NORTHERN LIGHTS FUND TRUST II	2,658	For
Baker Avenue Asset Management, LP	153	For
PEDDOCK CAPITAL ADVISORS, LLC	122	For
Claret Asset Management Corp	112	For
TEALWOOD ASSET MANAGEMENT INC	12	For

19. Ratify Appointment of Independent Auditors

AUDIT-RELATED

Meeting held 2026-05-14.

18% fund support · no official result

FOR 18%AGAINST 82%

The 5 asset managers below cast 18% of the shares they voted on this item FOR (6,900 for, 30,429 against).

FOR: 6,900 (18.5%)AGAINST: 30,429 (81.5%)

Largest asset managers voting on “Ratify Appointment of Independent Auditors” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
Cardano Risk Management B.V.	0	30,429	Against
Elevation Series Trust	3,280	0	For
NORTHERN LIGHTS FUND TRUST II	2,658	0	For
AMERICAN PENSION INVESTORS TRUST	950	0	For
TEALWOOD ASSET MANAGEMENT INC	12	0	For

20. ADOPT AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED (THE CHARTER&QUOT), TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS, ELIMINATE OBSOLETE PROVISIONS AND MAKE CERTAIN NON-SUBSTANTIVE CHANGES. &QUOT

SHAREHOLDER RIGHTS AND DEFENSES

Meeting held 2026-05-14.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 4 asset managers below cast 100% of the shares they voted on this item FOR (57,597 for, 0 against).

FOR: 57,597 (100.0%)

Largest asset managers voting on “ADOPT AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMEN” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Vote
BEXIL INVESTMENT TRUST	46,500	For
TIMOTHY PLAN	9,912	For
RBB Fund Trust	758	For
Advisors' Inner Circle Fund III	427	For

21. Election of Directors (Majority Voting)

DIRECTOR ELECTIONS

Meeting held 2026-05-14.

All nominees (reported as one line). These filers reported the election of directors as a single line covering every nominee. It is not attributed to any one director, and no share total is shown for it.

100% fund support · no official result

FOR 100%

The 4 asset managers below cast 100% of the shares they voted on this item FOR.

FOR: 100.0%

Largest asset managers voting on “Election of Directors (Majority Voting)” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Vote
Elevation Series Trust	3,280	For
NORTHERN LIGHTS FUND TRUST II	2,658	For
AMERICAN PENSION INVESTORS TRUST	950	For
TEALWOOD ASSET MANAGEMENT INC	12	For

22. Eliminate Supermajority Requirements

SHAREHOLDER RIGHTS AND DEFENSES

Meeting held 2026-05-14.

100% fund support · no official result

FOR 100%

The 4 asset managers below cast 100% of the shares they voted on this item FOR (6,900 for, 0 against).

FOR: 6,900 (100.0%)

Largest asset managers voting on “Eliminate Supermajority Requirements” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Vote
Elevation Series Trust	3,280	For
NORTHERN LIGHTS FUND TRUST II	2,658	For
AMERICAN PENSION INVESTORS TRUST	950	For
TEALWOOD ASSET MANAGEMENT INC	12	For

23. Approve, in an advisory vote, the compensation paid to the Company's named executive officers.

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-22 (outside the 2025-2026 season's 1 July to 30 June window; reported in this season's filings).

Combines 2 wordings of this item as funds reported it.

46.2% fund support · no official result

FOR 46.2%AGAINST 53.8%

The 4 asset managers below cast 46.2% of the shares they voted on this item FOR (3,181 for, 3,700 against).

FOR: 3,181 (46.2%)AGAINST: 3,700 (53.8%)

Largest asset managers voting on “Approve, in an advisory vote, the compensation paid to the Company's named executive officers.” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Vote
PENSIOENFONDS RAIL & OV	0	3,700	Against
Investment Management Corp of Ontario	3,147	0	For
OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC	26	0	For
FIRST UNITED BANK & TRUST	8	0	For

24. Approve Article Amendments

CORPORATE GOVERNANCE

Meeting held 2026-05-14.

100% fund support · no official result

FOR 100%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (5,950 for, 0 against).

FOR: 5,950 (100.0%)

Largest asset managers voting on “Approve Article Amendments” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Vote
Elevation Series Trust	3,280	For
NORTHERN LIGHTS FUND TRUST II	2,658	For
TEALWOOD ASSET MANAGEMENT INC	12	For

25. Approve, in an advisory vote, the compensation paid to the Company's named executive officers.

SECTION 14A SAY-ON-PAY VOTES

Reported under meeting date 2026-03-16; no official results on file for that date.

3% fund support · no official result

AGAINST 97%

The 2 asset managers below cast 3% of the shares they voted on this item FOR (100 for, 2,786 against).

FOR: 100 (3.5%)AGAINST: 2,786 (96.5%)

Largest asset managers voting on “Approve, in an advisory vote, the compensation paid to the Company's named executive officers.” at LPL Financial Holdings Inc., 2025-2026
Asset manager	For	Against	Abstain	Withheld	Vote
SCHRODER INVESTMENT MANAGEMENT GROUP	0	2,786	0	0	Against
Robertson Stephens Wealth Management, LLC	100	0	0	0	For

Largest LPL Financial Holdings Inc. shareholders voting in 2025-2026

Ranked by the number of LPL Financial Holdings Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 79,982,861 shares outstanding at the time of that meeting.

Top LPL Financial Holdings Inc. shareholders by shares voted, 2025-2026
#	Asset manager	% of shares outstanding
1	Vanguard	9.96%
2	Dodge & Cox	8.92%
3	Janus Henderson	8.60%
4	Capital Group	7.86%
5	Fidelity	5.69%
6	MASSACHUSETTS FINANCIAL SERVICES CO /MA/	5.49%
7	BlackRock	4.32%
8	Boston Partners	4.09%
9	MFS	3.64%
10	JANUS INVESTMENT FUND	3.31%

Reported LPL Financial Holdings Inc. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

LPL Financial Holdings Inc. beneficial owners on record for the 2025-2026 proxy season
Holder	% outstanding	Disclosure
Vanguard Group	10.19%	13F
BlackRock	6.22%	13F
JANUS HENDERSON GROUP Ltd.	5.25%	13G
Dodge & Cox	5.18%	13G
Boston Partners	5.01%	13G
State Street	2.33%	13F
Morgan Stanley	2.20%	13F
FMR (Fidelity)	1.62%	13F
Citadel Advisors	1.22%	13F
Dimensional Fund Advisors	1.02%	13F

Percentages above are of 79,982,861 shares outstanding, as reported by LPL Financial Holdings Inc. on its Form 10-Q dated 2026-04-30 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LPL Financial Holdings Inc.’s 10-Q dated 2026-04-30. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At LPL Financial Holdings Inc.'s shareholder meeting held 2026-05-14, in the 2025-2026 proxy season, 708 asset managers reported how they voted in their SEC Form N-PX filings, covering 10,045 separate fund positions. Their filings are grouped here into 25 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. LPL Financial Holdings Inc.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Approve, in an advisory vote, the compensation paid to the Company's named executive officers. — the reporting funds cast 99.0% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

LPL Financial Holdings Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).