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LPL FINANCIAL HOLDINGS INC. 2024-2025 Proxy Voting Records

Compiled from SEC Form N-PX filings and LPL FINANCIAL HOLDINGS INC.’s Form 8-K, filed 2025-05-23 (Item 5.07 on EDGAR). Page generated 04 October 2026.

19Reported items
688Asset managers
7,524Fund votes
2025-05-22Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore LPL FINANCIAL HOLDINGS INC. in the interactive database Compare manager voting policies

Official 2024-2025 meeting results reported by LPL FINANCIAL HOLDINGS INC.

These tallies are LPL FINANCIAL HOLDINGS INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-05-23 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

LPL FINANCIAL HOLDINGS INC. — official shareholder meeting results, meeting held 2025-05-22
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Edward C. Bernard	66,504,612	25,188	19,446	--	3,669,023	Majority: yes
Elect Director: H. Paulett Eberhart	64,902,302	1,630,018	16,926	--	3,669,023	Majority: yes
Elect Director: William F. Glavin, Jr.	66,001,441	529,424	18,381	--	3,669,023	Majority: yes
Elect Director: Albert J. Ko	66,507,501	22,131	19,614	--	3,669,023	Majority: yes
Elect Director: Allison H. Mnookin	65,835,395	696,740	17,111	--	3,669,023	Majority: yes
Elect Director: Anne M. Mulcahy	63,426,078	3,107,188	15,980	--	3,669,023	Majority: yes
Elect Director: James S. Putnam	64,417,630	2,116,258	15,358	--	3,669,023	Majority: yes
Elect Director: Richard P. Schifter	64,380,999	2,148,761	19,486	--	3,669,023	Majority: yes
Elect Director: Richard Steinmeier	66,252,462	280,323	16,461	--	3,669,023	Majority: yes
Elect Director: Corey E. Thomas	66,219,983	309,464	19,799	--	3,669,023	Majority: yes

Source: LPL FINANCIAL HOLDINGS INC., Form 8-K, filed with the SEC on 2025-05-23 — read the filing on EDGAR.

How asset managers voted at the LPL FINANCIAL HOLDINGS INC. 2024-2025 meeting

Each item below shows how the 688 asset managers that disclosed a LPL FINANCIAL HOLDINGS INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of LPL FINANCIAL HOLDINGS INC.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. Approve, in an advisory vote, the compensation paid to the Company's named executive officers.

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-22.

Combines 9 wordings of this item as funds reported it.

98% fund support · no official result

FOR 98%

The 640 asset managers below cast 98% of the shares they voted on this item FOR (74,580,974 for, 1,732,606 against).

FOR: 74,580,974 (97.7%)AGAINST: 1,732,606 (2.3%)ABSTAIN: 40,525 (0.1%)NOT VOTED: 6,416 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “Approve, in an advisory vote, the compensation paid to the Company's named executive officers.” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Vote
Vanguard	7,468,002	656	For
Fidelity	6,367,613	0	For
BlackRock	3,557,136	0	For
Janus Henderson	2,971,102	0	For
Boston Partners	2,887,777	0	For
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC	2,611,189	0	For
JANUS INVESTMENT FUND	2,403,147	0	For
Winslow Capital Management, LLC	2,147,539	0	For
John Hancock	2,108,810	0	For
LONE PINE CAPITAL LLC	1,729,972	0	For
State Street	1,426,489	0	For
GEODE CAPITAL MANAGEMENT, LLC	1,398,242	0	For
MASSACHUSETTS FINANCIAL SERVICES CO /MA/	1,281,897	0	For
American Century	1,129,534	0	For
DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP	970,737	0	For
PRINCIPAL GLOBAL INVESTORS	944,688	0	For
Dodge & Cox	902,656	0	For
WCM INVESTMENT MANAGEMENT, LLC	892,231	0	For
MFS	888,193	0	For
JENNISON ASSOCIATES LLC	872,703	1,258	For
New York Life	793,890	0	For
Principal	762,277	0	For
Dimensional	733,177	0	For
SCS Capital Management LLC	729,608	0	For
SurgoCap Partners LP	714,728	0	For

Showing the 25 largest of 640 asset managers. See all 640 in the interactive database.

2. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Albert J. Ko

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-22.

Combines 5 wordings of this item as funds reported it.

99.9% Majority: yes · of votes cast

FOR 99.9%

FOR: 66,507,501AGAINST: 22,131

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Albert J. Ko”): 66,507,501 for, 22,131 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,975,719 outstanding shares: 83% for, 0.1% against (83% of the company cast a for/against vote).

The 155 asset managers below cast 99.9% of the shares they voted on this item FOR (28,251,816 for, 0 against).

FOR 99.9%

FOR: 28,251,816 (100.0%)AGAINST: 0 (0.0%)ABSTAIN: 280 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Vote
Vanguard	7,158,160	For
Fidelity	3,583,669	For
JANUS INVESTMENT FUND	2,403,147	For
John Hancock	1,917,663	For
BlackRock	1,474,885	For
MFS	888,193	For
New York Life	793,803	For
Principal	762,277	For
Virtus	713,123	For
Dimensional	551,883	For
American Century	540,208	For
JPMorgan	532,379	For
Dodge & Cox	409,853	For
Investment Managers Series Trust III	408,466	For
CARILLON SERIES TRUST	368,257	For
Charles Schwab	345,392	For
Jackson National	327,294	For
Prudential/PGIM	310,175	For
ALPS Series Trust	273,000	For
HARBOR FUNDS	241,706	For
Columbia Threadneedle	234,802	For
Bridge Builder Trust	228,061	For
First Trust	204,888	For
Waddell & Reed	200,918	For
TIAA	171,162	For

Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.

3. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Allison H. Mnookin

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-22.

Combines 6 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 65,835,395AGAINST: 696,740

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Allison H. Mnookin”): 65,835,395 for, 696,740 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,975,719 outstanding shares: 82% for, 0.9% against (83% of the company cast a for/against vote).

The 155 asset managers below cast 99.9% of the shares they voted on this item FOR (28,258,880 for, 53 against).

FOR 99.9%

FOR: 28,258,880 (100.0%)AGAINST: 53 (0.0%)ABSTAIN: 280 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Vote
Vanguard	7,158,160	For
Fidelity	3,583,669	For
JANUS INVESTMENT FUND	2,403,147	For
John Hancock	1,917,663	For
BlackRock	1,474,885	For
MFS	888,193	For
New York Life	793,803	For
Principal	762,277	For
Virtus	713,123	For
Dimensional	551,883	For
American Century	540,208	For
JPMorgan	532,379	For
Dodge & Cox	409,853	For
Investment Managers Series Trust III	408,466	For
CARILLON SERIES TRUST	368,257	For
Charles Schwab	345,392	For
Jackson National	327,294	For
Prudential/PGIM	310,175	For
ALPS Series Trust	273,000	For
HARBOR FUNDS	241,706	For
Columbia Threadneedle	234,802	For
Bridge Builder Trust	228,061	For
First Trust	204,888	For
Waddell & Reed	200,918	For
TIAA	171,162	For

Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.

4. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Anne M. Mulcahy

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-22.

Combines 6 wordings of this item as funds reported it.

95% Majority: yes · of votes cast

FOR 95%

FOR: 63,426,078AGAINST: 3,107,188

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Anne M. Mulcahy”): 63,426,078 for, 3,107,188 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,975,719 outstanding shares: 79% for, 4% against (83% of the company cast a for/against vote).

The 155 asset managers below cast 99.6% of the shares they voted on this item FOR (28,149,254 for, 109,679 against).

FOR 99.6%

FOR: 28,149,254 (99.6%)AGAINST: 109,679 (0.4%)ABSTAIN: 280 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Vote
Vanguard	7,158,160	0	For
Fidelity	3,583,669	0	For
JANUS INVESTMENT FUND	2,403,147	0	For
John Hancock	1,917,663	0	For
BlackRock	1,474,885	0	For
MFS	888,193	0	For
New York Life	793,803	0	For
Principal	762,277	0	For
Virtus	713,123	0	For
Dimensional	551,883	0	For
American Century	540,208	0	For
JPMorgan	532,379	0	For
Dodge & Cox	409,853	0	For
Investment Managers Series Trust III	408,466	0	For
CARILLON SERIES TRUST	368,257	0	For
Charles Schwab	345,392	0	For
Jackson National	327,294	0	For
Prudential/PGIM	310,175	0	For
ALPS Series Trust	273,000	0	For
HARBOR FUNDS	241,706	0	For
Columbia Threadneedle	234,802	0	For
Bridge Builder Trust	217,171	10,890	For
First Trust	204,888	0	For
Waddell & Reed	200,918	0	For
TIAA	171,162	0	For

Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.

5. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Corey E. Thomas

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-22.

Combines 6 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%

FOR: 66,219,983AGAINST: 309,464

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Corey E. Thomas”): 66,219,983 for, 309,464 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,975,719 outstanding shares: 83% for, 0.4% against (83% of the company cast a for/against vote).

The 155 asset managers below cast 99.9% of the shares they voted on this item FOR (28,249,671 for, 708 against).

FOR 99.9%

FOR: 28,249,671 (100.0%)AGAINST: 708 (0.0%)ABSTAIN: 1,717 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Vote
Vanguard	7,157,505	655	For
Fidelity	3,583,669	0	For
JANUS INVESTMENT FUND	2,403,147	0	For
John Hancock	1,917,663	0	For
BlackRock	1,474,885	0	For
MFS	888,193	0	For
New York Life	793,803	0	For
Principal	762,277	0	For
Virtus	713,123	0	For
Dimensional	551,883	0	For
American Century	540,208	0	For
JPMorgan	532,379	0	For
Dodge & Cox	409,853	0	For
Investment Managers Series Trust III	408,466	0	For
CARILLON SERIES TRUST	368,257	0	For
Charles Schwab	345,392	0	For
Jackson National	327,294	0	For
Prudential/PGIM	310,175	0	For
ALPS Series Trust	273,000	0	For
HARBOR FUNDS	241,706	0	For
Columbia Threadneedle	234,802	0	For
Bridge Builder Trust	228,061	0	For
First Trust	204,888	0	For
Waddell & Reed	200,918	0	For
TIAA	171,162	0	For

Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.

6. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Edward C. Bernard

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-22.

Combines 6 wordings of this item as funds reported it.

99.9% Majority: yes · of votes cast

FOR 99.9%

FOR: 66,504,612AGAINST: 25,188

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Edward C. Bernard”): 66,504,612 for, 25,188 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,975,719 outstanding shares: 83% for, 0.1% against (83% of the company cast a for/against vote).

The 155 asset managers below cast 99.9% of the shares they voted on this item FOR (28,251,816 for, 0 against).

FOR 99.9%

FOR: 28,251,816 (100.0%)AGAINST: 0 (0.0%)ABSTAIN: 280 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Vote
Vanguard	7,158,160	For
Fidelity	3,583,669	For
JANUS INVESTMENT FUND	2,403,147	For
John Hancock	1,917,663	For
BlackRock	1,474,885	For
MFS	888,193	For
New York Life	793,803	For
Principal	762,277	For
Virtus	713,123	For
Dimensional	551,883	For
American Century	540,208	For
JPMorgan	532,379	For
Dodge & Cox	409,853	For
Investment Managers Series Trust III	408,466	For
CARILLON SERIES TRUST	368,257	For
Charles Schwab	345,392	For
Jackson National	327,294	For
Prudential/PGIM	310,175	For
ALPS Series Trust	273,000	For
HARBOR FUNDS	241,706	For
Columbia Threadneedle	234,802	For
Bridge Builder Trust	228,061	For
First Trust	204,888	For
Waddell & Reed	200,918	For
TIAA	171,162	For

Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.

7. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): H. Paulett Eberhart

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-22.

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 64,902,302AGAINST: 1,630,018

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: H. Paulett Eberhart”): 64,902,302 for, 1,630,018 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,975,719 outstanding shares: 81% for, 2% against (83% of the company cast a for/against vote).

The 155 asset managers below cast 99.4% of the shares they voted on this item FOR (28,087,444 for, 164,372 against).

FOR 99.4%

FOR: 28,087,444 (99.4%)AGAINST: 164,372 (0.6%)ABSTAIN: 280 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Vote
Vanguard	7,158,160	0	For
Fidelity	3,583,669	0	For
JANUS INVESTMENT FUND	2,403,147	0	For
John Hancock	1,917,663	0	For
BlackRock	1,474,885	0	For
MFS	888,193	0	For
New York Life	743,037	50,766	For
Principal	762,277	0	For
Virtus	713,123	0	For
Dimensional	551,883	0	For
American Century	540,208	0	For
JPMorgan	532,379	0	For
Dodge & Cox	409,853	0	For
Investment Managers Series Trust III	408,466	0	For
CARILLON SERIES TRUST	368,257	0	For
Charles Schwab	345,392	0	For
Jackson National	290,177	37,117	For
Prudential/PGIM	310,175	0	For
ALPS Series Trust	273,000	0	For
HARBOR FUNDS	241,706	0	For
Columbia Threadneedle	234,802	0	For
Bridge Builder Trust	228,061	0	For
First Trust	204,888	0	For
Waddell & Reed	200,918	0	For
TIAA	171,162	0	For

Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.

8. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): James S. Putnam

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-22.

Combines 6 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 64,417,630AGAINST: 2,116,258

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: James S. Putnam”): 64,417,630 for, 2,116,258 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,975,719 outstanding shares: 81% for, 3% against (83% of the company cast a for/against vote).

The 155 asset managers below cast 99.7% of the shares they voted on this item FOR (28,198,750 for, 60,183 against).

FOR 99.7%

FOR: 28,198,750 (99.8%)AGAINST: 60,183 (0.2%)ABSTAIN: 280 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Vote
Vanguard	7,157,504	656	For
Fidelity	3,583,669	0	For
JANUS INVESTMENT FUND	2,403,147	0	For
John Hancock	1,917,663	0	For
BlackRock	1,474,885	0	For
MFS	888,193	0	For
New York Life	793,803	0	For
Principal	762,277	0	For
Virtus	713,123	0	For
Dimensional	551,883	0	For
American Century	540,208	0	For
JPMorgan	532,379	0	For
Dodge & Cox	409,853	0	For
Investment Managers Series Trust III	408,466	0	For
CARILLON SERIES TRUST	368,257	0	For
Charles Schwab	345,392	0	For
Jackson National	327,294	0	For
Prudential/PGIM	310,175	0	For
ALPS Series Trust	273,000	0	For
HARBOR FUNDS	241,706	0	For
Columbia Threadneedle	234,802	0	For
Bridge Builder Trust	217,171	10,890	For
First Trust	204,888	0	For
Waddell & Reed	200,918	0	For
TIAA	171,162	0	For

Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.

9. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Richard P. Schifter

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-22.

Combines 6 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 64,380,999AGAINST: 2,148,761

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Richard P. Schifter”): 64,380,999 for, 2,148,761 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,975,719 outstanding shares: 81% for, 3% against (83% of the company cast a for/against vote).

The 155 asset managers below cast 99.0% of the shares they voted on this item FOR (27,992,883 for, 266,050 against).

FOR 99.0%

FOR: 27,992,883 (99.1%)AGAINST: 266,050 (0.9%)ABSTAIN: 280 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Vote
Vanguard	7,158,160	0	For
Fidelity	3,583,669	0	For
JANUS INVESTMENT FUND	2,403,147	0	For
John Hancock	1,917,663	0	For
BlackRock	1,474,885	0	For
MFS	888,193	0	For
New York Life	793,803	0	For
Principal	762,277	0	For
Virtus	713,123	0	For
Dimensional	551,883	0	For
American Century	540,208	0	For
JPMorgan	532,379	0	For
Dodge & Cox	409,853	0	For
Investment Managers Series Trust III	408,466	0	For
CARILLON SERIES TRUST	368,257	0	For
Charles Schwab	345,392	0	For
Jackson National	327,294	0	For
Prudential/PGIM	310,175	0	For
ALPS Series Trust	273,000	0	For
HARBOR FUNDS	241,706	0	For
Columbia Threadneedle	234,802	0	For
Bridge Builder Trust	217,171	10,890	For
First Trust	204,888	0	For
Waddell & Reed	200,918	0	For
TIAA	171,162	0	For

Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.

10. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): Richard Steinmeier

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-22.

Combines 4 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%

FOR: 66,252,462AGAINST: 280,323

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: Richard Steinmeier”): 66,252,462 for, 280,323 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,975,719 outstanding shares: 83% for, 0.4% against (83% of the company cast a for/against vote).

The 155 asset managers below cast 99.9% of the shares they voted on this item FOR (28,251,815 for, 1 against).

FOR 99.9%

FOR: 28,251,815 (100.0%)AGAINST: 1 (0.0%)ABSTAIN: 280 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Vote
Vanguard	7,158,160	For
Fidelity	3,583,669	For
JANUS INVESTMENT FUND	2,403,147	For
John Hancock	1,917,663	For
BlackRock	1,474,885	For
MFS	888,193	For
New York Life	793,803	For
Principal	762,277	For
Virtus	713,123	For
Dimensional	551,883	For
American Century	540,208	For
JPMorgan	532,379	For
Dodge & Cox	409,853	For
Investment Managers Series Trust III	408,466	For
CARILLON SERIES TRUST	368,257	For
Charles Schwab	345,392	For
Jackson National	327,294	For
Prudential/PGIM	310,175	For
ALPS Series Trust	273,000	For
HARBOR FUNDS	241,706	For
Columbia Threadneedle	234,802	For
Bridge Builder Trust	228,061	For
First Trust	204,888	For
Waddell & Reed	200,918	For
TIAA	171,162	For

Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.

11. Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the "Company"): William F. Glavin Jr.

DIRECTOR ELECTIONSMajority of the votes cast: yes

Meeting held 2025-05-22.

Combines 7 wordings of this item as funds reported it.

99.2% Majority: yes · of votes cast

FOR 99.2%

FOR: 66,001,441AGAINST: 529,424

LPL FINANCIAL HOLDINGS INC.’s own tally for this item (“Elect Director: William F. Glavin, Jr.”): 66,001,441 for, 529,424 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 79,975,719 outstanding shares: 83% for, 0.7% against (83% of the company cast a for/against vote).

The 155 asset managers below cast 99.9% of the shares they voted on this item FOR (28,249,509 for, 2,307 against).

FOR 99.9%

FOR: 28,249,509 (100.0%)AGAINST: 2,307 (0.0%)ABSTAIN: 280 (0.0%)UNKNOWN: 2 (0.0%)

Largest asset managers voting on “Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Vote
Vanguard	7,157,505	655	For
Fidelity	3,583,669	0	For
JANUS INVESTMENT FUND	2,403,147	0	For
John Hancock	1,917,663	0	For
BlackRock	1,474,885	0	For
MFS	888,193	0	For
New York Life	793,803	0	For
Principal	762,277	0	For
Virtus	713,123	0	For
Dimensional	551,883	0	For
American Century	540,208	0	For
JPMorgan	532,379	0	For
Dodge & Cox	409,853	0	For
Investment Managers Series Trust III	408,466	0	For
CARILLON SERIES TRUST	368,257	0	For
Charles Schwab	345,392	0	For
Jackson National	327,294	0	For
Prudential/PGIM	310,175	0	For
ALPS Series Trust	273,000	0	For
HARBOR FUNDS	241,706	0	For
Columbia Threadneedle	234,802	0	For
Bridge Builder Trust	228,061	0	For
First Trust	204,888	0	For
Waddell & Reed	200,918	0	For
TIAA	171,162	0	For

Showing the 25 largest of 155 asset managers. See all 155 in the interactive database.

12. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF DIRECTORS AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2025.

AUDIT-RELATED

Meeting held 2025-05-22.

Combines 4 wordings of this item as funds reported it.

99.7% fund support · no official result

FOR 99.7%

The 151 asset managers below cast 99.7% of the shares they voted on this item FOR (28,161,497 for, 59,498 against).

FOR: 28,161,497 (99.8%)AGAINST: 59,498 (0.2%)ABSTAIN: 280 (0.0%)

Largest asset managers voting on “RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF DIRECTORS AS T” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Vote
Vanguard	7,157,504	656	For
Fidelity	3,583,669	0	For
JANUS INVESTMENT FUND	2,403,147	0	For
John Hancock	1,917,663	0	For
BlackRock	1,474,885	0	For
MFS	888,193	0	For
New York Life	793,803	0	For
Principal	762,277	0	For
Virtus	713,123	0	For
Dimensional	551,883	0	For
American Century	540,208	0	For
JPMorgan	532,379	0	For
Dodge & Cox	409,853	0	For
Investment Managers Series Trust III	408,466	0	For
CARILLON SERIES TRUST	368,257	0	For
Charles Schwab	345,392	0	For
Jackson National	327,294	0	For
Prudential/PGIM	310,175	0	For
ALPS Series Trust	273,000	0	For
HARBOR FUNDS	241,706	0	For
Columbia Threadneedle	234,802	0	For
Bridge Builder Trust	228,061	0	For
First Trust	204,888	0	For
Waddell & Reed	200,918	0	For
TIAA	171,162	0	For

Showing the 25 largest of 151 asset managers. See all 151 in the interactive database.

13. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESCOMPENSATION

Meeting held 2025-05-22.

97% fund support · no official result

FOR 97%

The 27 asset managers below cast 97% of the shares they voted on this item FOR (1,241,495 for, 40,427 against).

FOR: 1,241,495 (96.8%)AGAINST: 40,427 (3.2%)

Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Vote
JPMorgan	862,890	0	For
APG Asset Management US Inc.	290,483	0	For
TD ASSET MANAGEMENT INC	39,567	0	For
Cardano Risk Management B.V.	0	28,519	Against
TOBAM	16,949	0	For
ADAGE CAPITAL PARTNERS GP, L.L.C.	6,788	0	For
Wilshire Advisors LLC	6,602	0	For
NORDEA INVESTMENT MANAGEMENT AB	0	6,438	Against
TD Waterhouse Canada Inc.	5,108	0	For
Vinva Investment Management Ltd	3,721	0	For
EFG Asset Management (North America) Corp.	3,016	0	For
Desjardins Global Asset Management Inc.	0	2,917	Against
Colony Family Offices, LLC	2,154	0	For
Union Investment Privatfonds GmbH	0	2,080	Against
Metzler Asset Management GmbH	1,596	0	For
HC CAPITAL TRUST	1,384	0	For
GuideStone	849	0	For
Regime de rentes du Mouvement Desjardins	0	463	Against
Convergence Investment Partners, LLC	155	0	For
Plato Investment Management Ltd	81	0	For
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma	37	0	For
Northern Lights Variable Trust	37	0	For
BEACON INVESTMENT ADVISORY SERVICES, INC.	34	0	For
Northern Lights Fund Trust	34	0	For
Genus Capital Management Inc.	0	10	Against

Showing the 25 largest of 27 asset managers. See all 27 in the interactive database.

14. Section 14a Executive Compensation

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-22.

99.6% fund support · no official result

FOR 97%

The 7 asset managers below cast 99.6% of the shares they voted on this item FOR (271 for, 1 against).

FOR: 271 (96.8%)AGAINST: 1 (0.4%)NOT VOTED: 8 (2.9%)

Largest asset managers voting on “Section 14a Executive Compensation” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Vote
PEDDOCK CAPITAL ADVISORS, LLC	122	0	For
Claret Asset Management Corp	87	0	For
Focus Partners Wealth	36	1	For
ESL Trust Services, LLC	25	0	For
LEAVELL INVESTMENT MANAGEMENT, INC.	0	0	Not Voted
Baker Avenue Asset Management, LP	1	0	For
SCHOLTZ & COMPANY, LLC	0	0	--

15. Ratify Deloitte & Touche LLP as Auditors

AUDIT-RELATED

Meeting held 2025-05-22.

100% fund support · no official result

FOR 100%

The 4 asset managers below cast 100% of the shares they voted on this item FOR (2,304 for, 0 against).

FOR: 2,304 (100.0%)

Largest asset managers voting on “Ratify Deloitte & Touche LLP as Auditors” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Vote
HC CAPITAL TRUST	1,384	For
GuideStone	849	For
Northern Lights Variable Trust	37	For
Northern Lights Fund Trust	34	For

16. Ratify Appointment of Independent Auditors

AUDIT-RELATED

Meeting held 2025-05-22.

10% fund support · no official result

10%AGAINST 90%

The 3 asset managers below cast 10% of the shares they voted on this item FOR (3,015 for, 28,519 against).

FOR: 3,015 (9.6%)AGAINST: 28,519 (90.4%)

Largest asset managers voting on “Ratify Appointment of Independent Auditors” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Vote
Cardano Risk Management B.V.	0	28,519	Against
AMERICAN PENSION INVESTORS TRUST	2,990	0	For
ESL Trust Services, LLC	25	0	For

17. Approve, in an advisory vote, the compensation paid to the Company's named executive officers.

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2024-05-09 (outside the 2024-2025 season's 1 July to 30 June window; reported in this season's filings).

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (675 for, 0 against).

FOR: 675 (100.0%)

Largest asset managers voting on “Approve, in an advisory vote, the compensation paid to the Company's named executive officers.” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Abstain	Withheld	Vote
COLDSTREAM CAPITAL MANAGEMENT INC	675	0	0	0	For
Echo45 Advisors LLC	0	0	0	0	--

18. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

SECTION 14A SAY-ON-PAY VOTES

Meeting held 2025-05-22.

Combines 2 wordings of this item as funds reported it.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR (443,058 for, 0 against).

FOR: 443,058 (100.0%)

Largest asset managers voting on “ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Abstain	Withheld	Vote
FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC	443,028	0	0	0	For
Cannon Financial Strategists, Inc.	30	0	0	0	For

19. Election of Directors (Majority Voting)

DIRECTOR ELECTIONS

Meeting held 2025-05-22.

All nominees (reported as one line). These filers reported the election of directors as a single line covering every nominee. It is not attributed to any one director, and no share total is shown for it.

100% fund support · no official result

FOR 100%

The 2 asset managers below cast 100% of the shares they voted on this item FOR.

FOR: 100.0%

Largest asset managers voting on “Election of Directors (Majority Voting)” at LPL FINANCIAL HOLDINGS INC., 2024-2025
Asset manager	For	Against	Abstain	Withheld	Vote
AMERICAN PENSION INVESTORS TRUST	2,990	0	0	0	For
ESL Trust Services, LLC	25	0	0	0	For

Largest LPL FINANCIAL HOLDINGS INC. shareholders voting in 2024-2025

Ranked by the number of LPL FINANCIAL HOLDINGS INC. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 79,975,719 shares outstanding at the time of that meeting.

Top LPL FINANCIAL HOLDINGS INC. shareholders by shares voted, 2024-2025
#	Asset manager	% of shares outstanding
1	Vanguard	9.34%
2	Fidelity	7.96%
3	BlackRock	4.45%
4	Janus Henderson	3.72%
5	Boston Partners	3.61%
6	KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC	3.26%
7	JANUS INVESTMENT FUND	3.00%
8	Winslow Capital Management, LLC	2.69%
9	John Hancock	2.64%
10	LONE PINE CAPITAL LLC	2.16%

Reported LPL FINANCIAL HOLDINGS INC. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

LPL FINANCIAL HOLDINGS INC. beneficial owners on record for the 2024-2025 proxy season
Holder	% outstanding	Disclosure
The Vanguard Group, Inc.	8.93%	DEF14A
BlackRock	5.94%	13F
Dodge & Cox	5.18%	13G
FMR (Fidelity)	3.96%	13F
State Street	2.10%	13F
JPMorgan Chase	1.63%	13F
Morgan Stanley	1.51%	13F
Norges Bank	1.15%	13F
Dimensional Fund Advisors	1.05%	13F
Wellington Management	0.82%	13F

Percentages above are of 79,975,719 shares outstanding, as reported by LPL FINANCIAL HOLDINGS INC. on its Form 10-Q dated 2025-05-07 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from LPL FINANCIAL HOLDINGS INC.’s 10-Q dated 2025-05-07. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.

At LPL FINANCIAL HOLDINGS INC.'s shareholder meeting held 2025-05-22, in the 2024-2025 proxy season, 688 asset managers reported how they voted in their SEC Form N-PX filings, covering 7,524 separate fund positions. Their filings are grouped here into 19 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. LPL FINANCIAL HOLDINGS INC.'s own Form 8-K tally for this meeting is published below, but no row in it could be matched to the most widely held item, so this page states no certified outcome for that item. On that item — Approve, in an advisory vote, the compensation paid to the Company's named executive officers. — the reporting funds cast 98% of the shares they voted in favour (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). That is the aggregate of those managers' own N-PX disclosures, not the company's certified result, and the funds are a subset of all shareholders.

LPL FINANCIAL HOLDINGS INC. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.