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Compiled from SEC Form N-PX filings and NEWTEKONE INC.’s Form 8-K, filed 2024-06-18 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore NEWTEKONE INC. in the interactive database Compare manager voting policies
These tallies are NEWTEKONE INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-06-18 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Barry Sloane | 14,353,168 | -- | -- | 340,092 | -- | Majority: yes |
| Elect Director: Peter Downs | 14,045,324 | -- | -- | 647,936 | -- | Majority: yes |
| Proposal II: To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2024: | 19,399,562 | 1,018,534 | 135,095 | -- | -- | Majority: yes |
| Proposal III: An advisory vote on the compensation of the Company's named executive officers: | 13,060,134 | 1,384,677 | 248,449 | -- | -- | Majority: yes |
| Proposal IV: Approval of an amendment to the Company's Amended and Restated Articles of Incorporation (Charter) to allow the Company's shareholders to amend the Company's bylaws: | 14,344,055 | 261,637 | 87,568 | -- | -- | Majority: yes |
Source: NEWTEKONE INC., Form 8-K, filed with the SEC on 2024-06-18 — read the filing on EDGAR.
Each item below shows how the 117 asset managers that disclosed a NEWTEKONE INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 5 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
NEWTEKONE INC.’s own tally for this item (“Proposal III: An advisory vote on the compensation of the Company's named executive officers:”): 13,060,134 for, 1,384,677 against, per its Form 8-K filed 2024-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 24,733,816 outstanding shares: 52.8% for, 6% against (58% of the company cast a for/against vote).
The 116 asset managers below cast 98% of the shares they voted on this item FOR (7,177,777 for, 164,712 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Royce | 1,952,877 | 0 | 0 | 0 | For |
| BlackRock | 1,589,044 | 0 | 0 | 0 | For |
| Vanguard | 952,164 | 0 | 0 | 0 | For |
| Putnam | 500,062 | 0 | 0 | 0 | For |
| Charles Schwab | 349,414 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 258,203 | 0 | 0 | 0 | For |
| Fidelity | 230,403 | 0 | 0 | 0 | For |
| American Century | 0 | 142,536 | 0 | 0 | Against |
| Northern Trust | 137,990 | 0 | 0 | 0 | For |
| Goldman Sachs | 114,087 | 0 | 0 | 0 | For |
| WisdomTree | 112,241 | 0 | 0 | 0 | For |
| Invesco | 81,337 | 0 | 0 | 0 | For |
| First Trust | 77,662 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 73,466 | 0 | 0 | 0 | For |
| Equitable | 59,128 | 0 | 0 | 0 | For |
| Ancora Advisors LLC | 48,047 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,892 | 0 | 0 | 0 | For |
| ANCORA TRUST | 40,289 | 0 | 0 | 0 | For |
| Janney Montgomery Scott LLC | 35,635 | 0 | 0 | 0 | For |
| Nuveen | 24,431 | 0 | 0 | 0 | For |
| TIAA | 24,431 | 0 | 0 | 0 | For |
| Russell Investments | 23,931 | 0 | 0 | 0 | For |
| Citadel | 22,465 | 0 | 0 | 0 | For |
| AllianceBernstein | 20,701 | 0 | 0 | 0 | For |
| Lincoln Financial | 20,200 | 0 | 0 | 0 | For |
Showing the 25 largest of 116 asset managers. See all 116 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
NEWTEKONE INC.’s own tally for this item (“Elect Director: Barry Sloane”): 14,353,168 for, 340,092 withheld, per its Form 8-K filed 2024-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 24,733,816 outstanding shares: 58% for, 1% withheld (59% of the company cast a for/withheld vote).
The 41 asset managers below cast 100% of the shares they voted on this item FOR (5,092,455 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Royce | 1,945,209 | 0 | 0 | 0 | For |
| Vanguard | 931,397 | 0 | 0 | 0 | For |
| BlackRock | 904,110 | 0 | 0 | 0 | For |
| Putnam | 249,995 | 0 | 0 | 0 | For |
| Fidelity | 230,136 | 0 | 0 | 0 | For |
| Charles Schwab | 174,707 | 0 | 0 | 0 | For |
| WisdomTree | 112,241 | 0 | 0 | 0 | For |
| First Trust | 77,662 | 0 | 0 | 0 | For |
| American Century | 71,268 | 0 | 0 | 0 | For |
| Equitable | 59,128 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,892 | 0 | 0 | 0 | For |
| ANCORA TRUST | 40,289 | 0 | 0 | 0 | For |
| Invesco | 36,266 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,863 | 0 | 0 | 0 | For |
| TIAA | 24,431 | 0 | 0 | 0 | For |
| Russell Investments | 23,044 | 0 | 0 | 0 | For |
| Lincoln Financial | 20,200 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 0 | 0 | 14,000 | 0 | Abstain |
| Global X | 11,641 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 11,489 | 0 | 0 | 0 | For |
| Pacific Life | 11,054 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,994 | 0 | 0 | 0 | For |
| Northern Trust | 9,976 | 0 | 0 | 0 | For |
| John Hancock | 9,496 | 0 | 0 | 0 | For |
| Voya | 8,481 | 0 | 0 | 0 | For |
Showing the 25 largest of 41 asset managers. See all 41 in the interactive database.
Combines 3 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
NEWTEKONE INC.’s own tally for this item (“Elect Director: Peter Downs”): 14,045,324 for, 647,936 withheld, per its Form 8-K filed 2024-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 24,733,816 outstanding shares: 57% for, 3% withheld (59% of the company cast a for/withheld vote).
The 41 asset managers below cast 100% of the shares they voted on this item FOR (4,939,971 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Royce | 1,945,209 | 0 | 0 | 0 | For |
| Vanguard | 931,397 | 0 | 0 | 0 | For |
| BlackRock | 904,110 | 0 | 0 | 0 | For |
| Putnam | 249,995 | 0 | 0 | 0 | For |
| Fidelity | 230,136 | 0 | 0 | 0 | For |
| Charles Schwab | 174,707 | 0 | 0 | 0 | For |
| WisdomTree | 0 | 0 | 112,241 | 0 | Abstain |
| First Trust | 77,662 | 0 | 0 | 0 | For |
| American Century | 71,268 | 0 | 0 | 0 | For |
| Equitable | 40,068 | 0 | 19,060 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,892 | 0 | 0 | 0 | For |
| ANCORA TRUST | 40,289 | 0 | 0 | 0 | For |
| Invesco | 36,266 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,863 | 0 | 0 | 0 | For |
| TIAA | 24,431 | 0 | 0 | 0 | For |
| Russell Investments | 23,044 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 0 | 20,200 | 0 | Abstain |
| RBC FUNDS TRUST | 0 | 0 | 14,000 | 0 | Abstain |
| Global X | 11,641 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 11,489 | 0 | 0 | 0 | For |
| Pacific Life | 9,413 | 0 | 1,641 | 0 | For |
| Bridge Builder Trust | 9,994 | 0 | 0 | 0 | For |
| Northern Trust | 9,976 | 0 | 0 | 0 | For |
| John Hancock | 9,496 | 0 | 0 | 0 | For |
| Voya | 8,481 | 0 | 0 | 0 | For |
Showing the 25 largest of 41 asset managers. See all 41 in the interactive database.
Combines 4 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
NEWTEKONE INC.’s own tally for this item (“Proposal IV: Approval of an amendment to the Company's Amended and Restated Articles of Incorporation (Charter) to allow the Company's shareholders to amend the Company's bylaws:”): 14,344,055 for, 261,637 against, per its Form 8-K filed 2024-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 24,733,816 outstanding shares: 58% for, 1% against (59% of the company cast a for/against vote).
The 41 asset managers below cast 100% of the shares they voted on this item FOR (5,108,453 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Royce | 1,945,209 | 0 | 0 | 0 | For |
| Vanguard | 931,397 | 0 | 0 | 0 | For |
| BlackRock | 904,110 | 0 | 0 | 0 | For |
| Putnam | 249,995 | 0 | 0 | 0 | For |
| Fidelity | 230,136 | 0 | 0 | 0 | For |
| Charles Schwab | 174,707 | 0 | 0 | 0 | For |
| WisdomTree | 112,241 | 0 | 0 | 0 | For |
| First Trust | 77,662 | 0 | 0 | 0 | For |
| American Century | 71,268 | 0 | 0 | 0 | For |
| Equitable | 59,128 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,892 | 0 | 0 | 0 | For |
| ANCORA TRUST | 40,289 | 0 | 0 | 0 | For |
| Invesco | 36,266 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,863 | 0 | 0 | 0 | For |
| TIAA | 24,431 | 0 | 0 | 0 | For |
| Russell Investments | 23,044 | 0 | 0 | 0 | For |
| Lincoln Financial | 20,200 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 14,000 | 0 | 0 | 0 | For |
| Global X | 11,641 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 11,489 | 0 | 0 | 0 | For |
| Pacific Life | 11,054 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,994 | 0 | 0 | 0 | For |
| Northern Trust | 9,976 | 0 | 0 | 0 | For |
| John Hancock | 9,496 | 0 | 0 | 0 | For |
| Voya | 8,481 | 0 | 0 | 0 | For |
Showing the 25 largest of 41 asset managers. See all 41 in the interactive database.
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
NEWTEKONE INC.’s own tally for this item (“Proposal II: To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2024:”): 19,399,562 for, 1,018,534 against, per its Form 8-K filed 2024-06-18 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 24,733,816 outstanding shares: 78% for, 4% against (83% of the company cast a for/against vote).
The 41 asset managers below cast 100% of the shares they voted on this item FOR (5,108,453 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Royce | 1,945,209 | 0 | 0 | 0 | For |
| Vanguard | 931,397 | 0 | 0 | 0 | For |
| BlackRock | 904,110 | 0 | 0 | 0 | For |
| Putnam | 249,995 | 0 | 0 | 0 | For |
| Fidelity | 230,136 | 0 | 0 | 0 | For |
| Charles Schwab | 174,707 | 0 | 0 | 0 | For |
| WisdomTree | 112,241 | 0 | 0 | 0 | For |
| First Trust | 77,662 | 0 | 0 | 0 | For |
| American Century | 71,268 | 0 | 0 | 0 | For |
| Equitable | 59,128 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,892 | 0 | 0 | 0 | For |
| ANCORA TRUST | 40,289 | 0 | 0 | 0 | For |
| Invesco | 36,266 | 0 | 0 | 0 | For |
| Goldman Sachs | 31,863 | 0 | 0 | 0 | For |
| TIAA | 24,431 | 0 | 0 | 0 | For |
| Russell Investments | 23,044 | 0 | 0 | 0 | For |
| Lincoln Financial | 20,200 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 14,000 | 0 | 0 | 0 | For |
| Global X | 11,641 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 11,489 | 0 | 0 | 0 | For |
| Pacific Life | 11,054 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 9,994 | 0 | 0 | 0 | For |
| Northern Trust | 9,976 | 0 | 0 | 0 | For |
| John Hancock | 9,496 | 0 | 0 | 0 | For |
| Voya | 8,481 | 0 | 0 | 0 | For |
Showing the 25 largest of 41 asset managers. See all 41 in the interactive database.
Ranked by the number of NEWTEKONE INC. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 24,733,816 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Royce | 7.90% |
| 2 | BlackRock | 6.42% |
| 3 | Vanguard | 3.85% |
| 4 | Putnam | 2.02% |
| 5 | Charles Schwab | 1.42% |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 1.04% |
| 7 | Fidelity | 0.93% |
| 8 | American Century | 0.58% |
| 9 | Northern Trust | 0.56% |
| 10 | Goldman Sachs | 0.46% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 8.52% | 13F |
| Royce & Associates, LP | 8.26% | DEF14A |
| Vanguard Group | 5.90% | 13F |
| S | 5.35% | 13D |
| Barry Sloane, CEO | 5.24% | DEF14A |
| Geode Capital | 2.10% | 13F |
| State Street | 1.82% | 13F |
| Goldman Sachs | 1.01% | 13F |
| Franklin Templeton | 0.88% | 13F |
| JPMorgan Chase | 0.81% | 13F |
Percentages above are of 24,733,816 shares outstanding, as reported by NEWTEKONE INC. on its Form 10-Q dated 2024-05-08 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from NEWTEKONE INC.’s 10-Q dated 2024-05-08. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At NEWTEKONE INC.'s shareholder meeting held 2024-06-14, in the 2023-2024 proxy season, 117 asset managers reported how they voted on 5 ballot items in their SEC Form N-PX filings, covering 659 separate fund positions. On the most widely held item on that ballot — To conduct an advisory vote on the compensation of our named executive officers; — FOR was 90% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: NEWTEKONE INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-06-18.
NEWTEKONE INC. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.