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Compiled from SEC Form N-PX filings and NEWTEKONE INC.’s Form 8-K, filed 2025-06-16 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore NEWTEKONE INC. in the interactive database Compare manager voting policies
These tallies are NEWTEKONE INC.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-06-16 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Gregory Zink | 10,995,823 | -- | -- | 4,018,676 | -- | Majority: yes |
| Elect Director: Halli Razon-Feingold | 12,396,589 | -- | -- | 2,617,910 | -- | Majority: yes |
| Elect Director: Fernando Perez-Hickman | 13,484,834 | -- | -- | 1,529,665 | -- | Majority: yes |
| Proposal II: To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2025: | 20,193,631 | 1,215,133 | 102,693 | -- | -- | Majority: yes |
| Proposal III: To approve, on an advisory basis, the compensation of the Company's named executive officers: | 12,795,595 | 1,948,335 | 270,569 | -- | -- | Majority: yes |
Source: NEWTEKONE INC., Form 8-K, filed with the SEC on 2025-06-16 — read the filing on EDGAR.
Each item below shows how the 136 asset managers that disclosed a NEWTEKONE INC. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 4 wordings of this item as funds reported it.
87% Majority: yes · of votes cast
NEWTEKONE INC.’s own tally for this item (“Proposal III: To approve, on an advisory basis, the compensation of the Company's named executive officers:”): 12,795,595 for, 1,948,335 against, per its Form 8-K filed 2025-06-16 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 26,342,027 outstanding shares: 48.6% for, 7% against (56% of the company cast a for/against vote).
The 136 asset managers below cast 94% of the shares they voted on this item FOR (8,039,319 for, 535,522 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 1,769,054 | 5,969 | 0 | 0 | For |
| Vanguard | 1,397,159 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 616,561 | 0 | 0 | 0 | For |
| Fidelity | 549,410 | 0 | 0 | 0 | For |
| Royce | 508,035 | 0 | 0 | 0 | For |
| State Street | 473,193 | 0 | 0 | 0 | For |
| Charles Schwab | 402,113 | 0 | 0 | 0 | For |
| SEGALL BRYANT & HAMILL, LLC | 316,959 | 0 | 0 | 0 | For |
| WisdomTree | 0 | 213,096 | 0 | 0 | Against |
| American Century | 0 | 169,976 | 0 | 0 | Against |
| Connor, Clark & Lunn Investment Management Ltd. | 154,900 | 0 | 0 | 0 | For |
| Northern Trust | 151,223 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 142,356 | 0 | 0 | 0 | For |
| First Trust | 94,538 | 0 | 0 | 0 | For |
| Ancora Advisors LLC | 92,292 | 0 | 0 | 0 | For |
| SEI | 88,544 | 0 | 0 | 0 | For |
| Two Sigma | 75,161 | 0 | 0 | 0 | For |
| Equitable | 71,957 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 71,166 | 0 | 0 | Against |
| AQR | 70,995 | 0 | 0 | 0 | For |
| Nuveen | 63,362 | 0 | 0 | 0 | For |
| AMERIPRISE FINANCIAL INC | 61,187 | 0 | 0 | 0 | For |
| Wellington | 60,000 | 0 | 0 | 0 | For |
| Prudential/PGIM | 58,143 | 1,200 | 0 | 0 | For |
| Russell Investments | 58,650 | 0 | 0 | 0 | For |
Showing the 25 largest of 136 asset managers. See all 136 in the interactive database.
Combines 3 wordings of this item as funds reported it.
90% Majority: yes · of votes cast
NEWTEKONE INC.’s own tally for this item (“Elect Director: Fernando Perez-Hickman”): 13,484,834 for, 1,529,665 withheld, per its Form 8-K filed 2025-06-16 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 26,342,027 outstanding shares: 51.2% for, 6% withheld (57% of the company cast a for/withheld vote).
The 40 asset managers below cast 100% of the shares they voted on this item FOR (4,474,863 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,375,504 | 0 | 0 | 0 | For |
| BlackRock | 1,030,604 | 0 | 7,615 | 0 | For |
| Fidelity | 547,726 | 0 | 0 | 0 | For |
| Royce | 508,035 | 0 | 0 | 0 | For |
| WisdomTree | 213,096 | 0 | 0 | 0 | For |
| Charles Schwab | 201,007 | 0 | 0 | 0 | For |
| First Trust | 94,538 | 0 | 0 | 0 | For |
| American Century | 84,978 | 0 | 0 | 0 | For |
| Equitable | 44,187 | 0 | 27,770 | 0 | For |
| TIAA | 0 | 0 | 56,883 | 0 | Abstain |
| ANCORA TRUST | 46,072 | 0 | 0 | 0 | For |
| SEI | 44,272 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,736 | 0 | 0 | 0 | For |
| Lincoln Financial | 34,533 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 30,175 | 0 | 0 | 0 | For |
| Russell Investments | 26,302 | 0 | 0 | 0 | For |
| Nationwide | 20,823 | 0 | 0 | 0 | For |
| Global X | 15,136 | 0 | 0 | 0 | For |
| Prudential/PGIM | 14,100 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 0 | 0 | 14,000 | 0 | Abstain |
| Pacific Life | 13,873 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 12,972 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 12,742 | 0 | 0 | 0 | For |
| Northern Trust | 11,918 | 0 | 0 | 0 | For |
| John Hancock | 8,909 | 0 | 0 | 0 | For |
Showing the 25 largest of 40 asset managers. See all 40 in the interactive database.
Combines 3 wordings of this item as funds reported it.
73% Majority: yes · of votes cast
NEWTEKONE INC.’s own tally for this item (“Elect Director: Gregory Zink”): 10,995,823 for, 4,018,676 withheld, per its Form 8-K filed 2025-06-16 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 26,342,027 outstanding shares: 42% for, 15% withheld (57% of the company cast a for/withheld vote).
The 40 asset managers below cast 100% of the shares they voted on this item FOR (3,028,023 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,375,504 | 0 | 0 | 0 | For |
| BlackRock | 0 | 0 | 1,038,219 | 0 | Abstain |
| Fidelity | 547,726 | 0 | 0 | 0 | For |
| Royce | 508,035 | 0 | 0 | 0 | For |
| WisdomTree | 213,096 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 201,007 | 0 | Abstain |
| First Trust | 94,538 | 0 | 0 | 0 | For |
| American Century | 84,978 | 0 | 0 | 0 | For |
| Equitable | 0 | 0 | 71,957 | 0 | Abstain |
| TIAA | 0 | 0 | 56,883 | 0 | Abstain |
| ANCORA TRUST | 46,072 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 44,272 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 42,736 | 0 | Abstain |
| Lincoln Financial | 34,533 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 30,175 | 0 | 0 | 0 | For |
| Russell Investments | 0 | 0 | 26,302 | 0 | Abstain |
| Nationwide | 13,500 | 0 | 7,323 | 0 | For |
| Global X | 0 | 0 | 15,136 | 0 | Abstain |
| Prudential/PGIM | 14,100 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 0 | 0 | 14,000 | 0 | Abstain |
| Pacific Life | 0 | 0 | 13,873 | 0 | Abstain |
| AIG/SunAmerica | 12,972 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 0 | 0 | 12,742 | 0 | Abstain |
| Northern Trust | 11,918 | 0 | 0 | 0 | For |
| John Hancock | 8,909 | 0 | 0 | 0 | For |
Showing the 25 largest of 40 asset managers. See all 40 in the interactive database.
Combines 3 wordings of this item as funds reported it.
83% Majority: yes · of votes cast
NEWTEKONE INC.’s own tally for this item (“Elect Director: Halli Razon-Feingold”): 12,396,589 for, 2,617,910 withheld, per its Form 8-K filed 2025-06-16 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 26,342,027 outstanding shares: 47.1% for, 10% withheld (57% of the company cast a for/withheld vote).
The 40 asset managers below cast 100% of the shares they voted on this item FOR (4,024,814 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,375,504 | 0 | 0 | 0 | For |
| BlackRock | 1,038,219 | 0 | 0 | 0 | For |
| Fidelity | 547,726 | 0 | 0 | 0 | For |
| Royce | 508,035 | 0 | 0 | 0 | For |
| WisdomTree | 0 | 0 | 213,096 | 0 | Abstain |
| Charles Schwab | 0 | 0 | 201,007 | 0 | Abstain |
| First Trust | 94,538 | 0 | 0 | 0 | For |
| American Century | 84,978 | 0 | 0 | 0 | For |
| Equitable | 71,957 | 0 | 0 | 0 | For |
| TIAA | 56,883 | 0 | 0 | 0 | For |
| ANCORA TRUST | 46,072 | 0 | 0 | 0 | For |
| SEI | 0 | 0 | 44,272 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 42,736 | 0 | 0 | 0 | For |
| Lincoln Financial | 15,933 | 0 | 18,600 | 0 | Abstain |
| ALPS ETF Trust | 30,175 | 0 | 0 | 0 | For |
| Russell Investments | 0 | 0 | 26,302 | 0 | Abstain |
| Nationwide | 20,823 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 15,136 | 0 | Abstain |
| Prudential/PGIM | 0 | 0 | 14,100 | 0 | Abstain |
| RBC FUNDS TRUST | 0 | 0 | 14,000 | 0 | Abstain |
| Pacific Life | 13,873 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 12,972 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 12,742 | 0 | 0 | 0 | For |
| Northern Trust | 11,918 | 0 | 0 | 0 | For |
| John Hancock | 8,909 | 0 | 0 | 0 | For |
Showing the 25 largest of 40 asset managers. See all 40 in the interactive database.
94% Majority: yes · of votes cast
NEWTEKONE INC.’s own tally for this item (“Proposal II: To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2025:”): 20,193,631 for, 1,215,133 against, per its Form 8-K filed 2025-06-16 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 26,342,027 outstanding shares: 77% for, 5% against (81% of the company cast a for/against vote).
The 40 asset managers below cast 99.9% of the shares they voted on this item FOR (4,582,954 for, 102 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,375,504 | 0 | 0 | 0 | For |
| BlackRock | 1,038,219 | 0 | 0 | 0 | For |
| Fidelity | 547,726 | 0 | 0 | 0 | For |
| Royce | 508,035 | 0 | 0 | 0 | For |
| WisdomTree | 213,096 | 0 | 0 | 0 | For |
| Charles Schwab | 201,007 | 0 | 0 | 0 | For |
| First Trust | 94,538 | 0 | 0 | 0 | For |
| American Century | 84,978 | 0 | 0 | 0 | For |
| Equitable | 71,957 | 0 | 0 | 0 | For |
| TIAA | 56,883 | 0 | 0 | 0 | For |
| ANCORA TRUST | 46,072 | 0 | 0 | 0 | For |
| SEI | 44,272 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 42,736 | 0 | 0 | 0 | For |
| Lincoln Financial | 34,533 | 0 | 0 | 0 | For |
| ALPS ETF Trust | 30,175 | 0 | 0 | 0 | For |
| Russell Investments | 26,302 | 0 | 0 | 0 | For |
| Nationwide | 20,823 | 0 | 0 | 0 | For |
| Global X | 15,136 | 0 | 0 | 0 | For |
| Prudential/PGIM | 14,100 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 14,000 | 0 | 0 | 0 | For |
| Pacific Life | 13,873 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 12,972 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 12,742 | 0 | 0 | 0 | For |
| Northern Trust | 11,918 | 0 | 0 | 0 | For |
| John Hancock | 8,909 | 0 | 0 | 0 | For |
Showing the 25 largest of 40 asset managers. See all 40 in the interactive database.
Ranked by the number of NEWTEKONE INC. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 26,342,027 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 6.74% |
| 2 | Vanguard | 5.30% |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 2.34% |
| 4 | Fidelity | 2.09% |
| 5 | Royce | 1.93% |
| 6 | State Street | 1.80% |
| 7 | Charles Schwab | 1.53% |
| 8 | SEGALL BRYANT & HAMILL, LLC | 1.20% |
| 9 | WisdomTree | 0.81% |
| 10 | American Century | 0.65% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Patriot Financial Partners IV, L.P. | 8.76% | 13D |
| BlackRock | 8.07% | 13F |
| Vanguard Group | 5.36% | 13F |
| Barry Sloane, CEO | 5.18% | DEF14A |
| Barry Sloane, CEO and President | 5.18% | DEF14A |
| SLOANE, BARRY | 5.18% | 13D |
| Geode Capital | 2.34% | 13F |
| State Street | 1.92% | 13F |
| BNY Mellon | 1.02% | 13F |
| JPMorgan Chase | 0.81% | 13F |
Percentages above are of 26,342,027 shares outstanding, as reported by NEWTEKONE INC. on its Form 10-Q dated 2025-05-09 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from NEWTEKONE INC.’s 10-Q dated 2025-05-09. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At NEWTEKONE INC.'s shareholder meeting held 2025-06-13, in the 2024-2025 proxy season, 136 asset managers reported how they voted on 5 ballot items in their SEC Form N-PX filings, covering 710 separate fund positions. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of our named executive officers. — FOR was 87% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: NEWTEKONE INC.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2025-06-16.
NEWTEKONE INC. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.