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Compiled from SEC Form N-PX filings and NewtekOne, Inc.’s Form 8-K, filed 2026-06-15 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore NewtekOne, Inc. in the interactive database Compare manager voting policies
These tallies are NewtekOne, Inc.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-06-15 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Richard Salute | 14,023,627 | -- | -- | 3,048,829 | -- | Majority: yes |
| Elect Director: Craig "CJ" Brunet | 16,547,173 | -- | -- | 525,283 | -- | Majority: yes |
| Proposal II: To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2026: | 21,574,480 | 1,584,995 | 78,990 | -- | -- | Majority: yes |
| Proposal III: To approve, on an advisory basis, the compensation of the Company's named executive officers: | 15,032,457 | 1,824,592 | 215,407 | -- | -- | Majority: yes |
This meeting is also recorded here as 2026-06-15; both records come from the same filing, so the date should be checked against it.
Source: NewtekOne, Inc., Form 8-K, filed with the SEC on 2026-06-15 — read the filing on EDGAR.
Each item below shows how the 157 asset managers that disclosed a NewtekOne, Inc. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 3 wordings of this item as funds reported it.
89% Majority: yes · of votes cast
NewtekOne, Inc.’s own tally for this item (“Proposal III: To approve, on an advisory basis, the compensation of the Company's named executive officers:”): 15,032,457 for, 1,824,592 against, per its Form 8-K filed 2026-06-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 28,858,921 outstanding shares: 52.1% for, 6% against (58% of the company cast a for/against vote).
The 156 asset managers below cast 99.9% of the shares they voted on this item FOR (10,256,724 for, 5,519 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| T. Rowe Price | 1,855,425 | 0 | 0 | 0 | For |
| Vanguard | 1,551,232 | 6 | 1 | 0 | For |
| BlackRock | 1,513,960 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 621,451 | 0 | 0 | 0 | For |
| Fidelity | 531,483 | 0 | 0 | 0 | For |
| Putnam | 472,324 | 0 | 0 | 0 | For |
| Charles Schwab | 422,147 | 0 | 0 | 0 | For |
| Goldman Sachs | 421,688 | 0 | 0 | 0 | For |
| Royce | 337,544 | 0 | 0 | 0 | For |
| MARSHALL WACE, LLP | 271,160 | 0 | 0 | 0 | For |
| AQR | 212,954 | 0 | 0 | 0 | For |
| Nuveen | 133,228 | 0 | 0 | 0 | For |
| TIAA | 125,355 | 0 | 0 | 0 | For |
| AMERIPRISE FINANCIAL INC | 124,944 | 0 | 0 | 0 | For |
| Connor, Clark & Lunn Investment Management Ltd. | 123,653 | 0 | 0 | 0 | For |
| Two Sigma | 115,820 | 0 | 0 | 0 | For |
| Northern Trust | 110,653 | 0 | 0 | 0 | For |
| American Century | 110,383 | 0 | 0 | 0 | For |
| Boston Partners | 81,292 | 0 | 0 | 0 | For |
| WisdomTree | 79,513 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 73,978 | 0 | 0 | 0 | For |
| LSV ASSET MANAGEMENT | 65,300 | 0 | 0 | 0 | For |
| SEGALL BRYANT & HAMILL, LLC | 63,433 | 0 | 0 | 0 | For |
| Huber Capital Management LLC | 63,206 | 0 | 0 | 0 | For |
| Equitable | 55,180 | 0 | 0 | 0 | For |
Showing the 25 largest of 156 asset managers. See all 156 in the interactive database.
93% Majority: yes · of votes cast
NewtekOne, Inc.’s own tally for this item (“Proposal II: To ratify the selection of RSM US LLP as the Company's independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2026:”): 21,574,480 for, 1,584,995 against, per its Form 8-K filed 2026-06-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 28,858,921 outstanding shares: 75% for, 5% against (80% of the company cast a for/against vote).
The 46 asset managers below cast 99.9% of the shares they voted on this item FOR (5,104,408 for, 2,378 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,335,054 | 2,243 | 0 | 0 | For |
| BlackRock | 942,124 | 0 | 0 | 0 | For |
| T. Rowe Price | 797,633 | 0 | 0 | 0 | For |
| Fidelity | 526,866 | 0 | 0 | 0 | For |
| Royce | 337,544 | 0 | 0 | 0 | For |
| Putnam | 236,121 | 0 | 0 | 0 | For |
| Charles Schwab | 210,299 | 0 | 0 | 0 | For |
| TIAA | 125,355 | 0 | 0 | 0 | For |
| WisdomTree | 79,513 | 0 | 0 | 0 | For |
| Equitable | 55,180 | 0 | 0 | 0 | For |
| American Century | 55,147 | 0 | 0 | 0 | For |
| Goldman Sachs | 54,164 | 0 | 0 | 0 | For |
| Invesco | 43,117 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 42,471 | 0 | 0 | 0 | For |
| ADVISORS SERIES TRUST | 35,001 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 34,145 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 26,700 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,776 | 0 | 0 | 0 | For |
| Lincoln Financial | 16,100 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 13,879 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 11,464 | 0 | 0 | 0 | For |
| Global X | 10,672 | 0 | 0 | 0 | For |
| First Trust | 10,211 | 0 | 0 | 0 | For |
| Northern Trust | 9,755 | 0 | 0 | 0 | For |
| Pacific Life | 9,705 | 0 | 0 | 0 | For |
Showing the 25 largest of 46 asset managers. See all 46 in the interactive database.
Combines 5 wordings of this item as funds reported it.
82% Majority: yes · of votes cast
NewtekOne, Inc.’s own tally for this item (“Elect Director: Richard Salute”): 14,023,627 for, 3,048,829 withheld, per its Form 8-K filed 2026-06-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 28,858,921 outstanding shares: 48.6% for, 11% withheld (59% of the company cast a for/withheld vote).
The 45 asset managers below cast 100% of the shares they voted on this item FOR (3,362,070 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,336,192 | 0 | 1,105 | 0 | For |
| BlackRock | 0 | 0 | 942,124 | 0 | Abstain |
| T. Rowe Price | 797,633 | 0 | 0 | 0 | For |
| Fidelity | 526,866 | 0 | 0 | 0 | For |
| Royce | 337,544 | 0 | 0 | 0 | For |
| Putnam | 0 | 0 | 236,121 | 0 | Abstain |
| Charles Schwab | 0 | 0 | 210,299 | 0 | Abstain |
| TIAA | 0 | 0 | 125,355 | 0 | Abstain |
| WisdomTree | 79,513 | 0 | 0 | 0 | For |
| Equitable | 13,370 | 0 | 41,810 | 0 | Abstain |
| American Century | 55,147 | 0 | 0 | 0 | For |
| Goldman Sachs | 54,164 | 0 | 0 | 0 | For |
| Invesco | 0 | 0 | 43,117 | 0 | Abstain |
| RBB FUND, INC. | 0 | 0 | 42,471 | 0 | Abstain |
| ADVISORS SERIES TRUST | 35,001 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 0 | 0 | 34,145 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 26,700 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,776 | 0 | 0 | 0 | For |
| Lincoln Financial | 0 | 0 | 16,100 | 0 | Abstain |
| Blackstone Alternative Investment Funds | 13,879 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 0 | 0 | 11,464 | 0 | Abstain |
| Global X | 0 | 0 | 10,672 | 0 | Abstain |
| First Trust | 10,211 | 0 | 0 | 0 | For |
| Northern Trust | 9,755 | 0 | 0 | 0 | For |
| Pacific Life | 0 | 0 | 9,705 | 0 | Abstain |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Combines 5 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
NewtekOne, Inc.’s own tally for this item (“Elect Director: Craig "CJ" Brunet”): 16,547,173 for, 525,283 withheld, per its Form 8-K filed 2026-06-15 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 28,858,921 outstanding shares: 57% for, 2% withheld (59% of the company cast a for/withheld vote).
The 45 asset managers below cast 100% of the shares they voted on this item FOR (4,934,707 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 1,337,295 | 0 | 2 | 0 | For |
| BlackRock | 942,124 | 0 | 0 | 0 | For |
| T. Rowe Price | 797,633 | 0 | 0 | 0 | For |
| Fidelity | 526,866 | 0 | 0 | 0 | For |
| Royce | 337,544 | 0 | 0 | 0 | For |
| Putnam | 236,121 | 0 | 0 | 0 | For |
| Charles Schwab | 210,299 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 125,355 | 0 | Abstain |
| WisdomTree | 79,513 | 0 | 0 | 0 | For |
| Equitable | 55,180 | 0 | 0 | 0 | For |
| American Century | 55,147 | 0 | 0 | 0 | For |
| Goldman Sachs | 54,164 | 0 | 0 | 0 | For |
| Invesco | 43,117 | 0 | 0 | 0 | For |
| RBB FUND, INC. | 0 | 0 | 42,471 | 0 | Abstain |
| ADVISORS SERIES TRUST | 35,001 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 34,145 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 26,700 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 17,776 | 0 | 0 | 0 | For |
| Lincoln Financial | 16,100 | 0 | 0 | 0 | For |
| Blackstone Alternative Investment Funds | 13,879 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 11,464 | 0 | 0 | 0 | For |
| Global X | 10,672 | 0 | 0 | 0 | For |
| First Trust | 10,211 | 0 | 0 | 0 | For |
| Northern Trust | 9,755 | 0 | 0 | 0 | For |
| Pacific Life | 9,705 | 0 | 0 | 0 | For |
Showing the 25 largest of 45 asset managers. See all 45 in the interactive database.
Ranked by the number of NewtekOne, Inc. shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 28,858,921 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | T. Rowe Price | 6.43% |
| 2 | Vanguard | 5.38% |
| 3 | BlackRock | 5.25% |
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 2.15% |
| 5 | Fidelity | 1.84% |
| 6 | Putnam | 1.64% |
| 7 | Charles Schwab | 1.46% |
| 8 | Goldman Sachs | 1.46% |
| 9 | Royce | 1.17% |
| 10 | MARSHALL WACE, LLP | 0.94% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| Patriot Financial Group (1 ) | 8.00% | DEF14A |
| BlackRock | 7.61% | 13F |
| Vanguard Group | 5.25% | 13F |
| Barry Sloane, CEO and President | 4.71% | DEF14A |
| T. Rowe Price | 3.20% | 13F |
| Goldman Sachs | 2.30% | 13F |
| Geode Capital | 2.28% | 13F |
| AQR Capital | 1.96% | 13F |
| State Street | 1.79% | 13F |
| Franklin Templeton | 0.88% | 13F |
Percentages above are of 28,858,921 shares outstanding, as reported by NewtekOne, Inc. on its Form 10-Q dated 2026-05-07 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from NewtekOne, Inc.’s 10-Q dated 2026-05-07. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At NewtekOne, Inc.'s shareholder meeting held 2026-06-12, in the 2025-2026 proxy season, 157 asset managers reported how they voted on 4 ballot items in their SEC Form N-PX filings, covering 632 separate fund positions. On the most widely held item on that ballot — To approve, on an advisory basis, the compensation of our named executive officers. — FOR was 89% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: NewtekOne, Inc.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2026-06-15.
NewtekOne, Inc. proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).