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Compiled from SEC Form N-PX filings and PIPER SANDLER COMPANIES’s Form 8-K, filed 2024-05-28 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore PIPER SANDLER COMPANIES in the interactive database Compare manager voting policies
These tallies are PIPER SANDLER COMPANIES’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-28 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Chad R. Abraham | 13,470,990 | 367,140 | 7,587 | -- | -- | Majority: yes |
| Elect Director: Jonathan J. Doyle | 13,547,428 | 286,914 | 11,375 | -- | -- | Majority: yes |
| Elect Director: William R. Fitzgerald | 13,644,562 | 189,555 | 11,600 | -- | -- | Majority: yes |
| Elect Director: Victoria M. Holt | 13,272,683 | 561,808 | 11,226 | -- | -- | Majority: yes |
| Elect Director: Robbin Mitchell | 13,226,629 | 607,681 | 11,407 | -- | -- | Majority: yes |
| Elect Director: Thomas S. Schreier | 13,545,694 | 288,340 | 11,683 | -- | -- | Majority: yes |
| Elect Director: Sherry M. Smith | 13,746,901 | 87,344 | 11,472 | -- | -- | Majority: yes |
| Elect Director: Philip E. Soran | 13,505,389 | 328,575 | 11,753 | -- | -- | Majority: yes |
| Elect Director: Brian R. Sterling | 13,704,968 | 129,201 | 11,548 | -- | -- | Majority: yes |
| Elect Director: Scott C. Taylor | 13,664,779 | 169,092 | 11,846 | -- | -- | Majority: yes |
| Elect Director: Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote. | 13,591,127 | 238,850 | 15,740 | -- | -- | Majority: yes |
Source: PIPER SANDLER COMPANIES, Form 8-K, filed with the SEC on 2024-05-28 — read the filing on EDGAR.
Each item below shows how the 353 asset managers that disclosed a PIPER SANDLER COMPANIES vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of PIPER SANDLER COMPANIES’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 14 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote.”): 13,591,127 for, 238,850 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 15,642,422 outstanding shares: 87% for, 2% against (88% of the company cast a for/against vote).
The 346 asset managers below cast 98% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 2,367,172 | 211 | 0 | 0 | For |
| Vanguard | 2,167,847 | 0 | 0 | 0 | For |
| State Street | 895,194 | 0 | 0 | 0 | For |
| Fidelity | 628,273 | 0 | 0 | 0 | For |
| Dimensional | 478,887 | 0 | 0 | 0 | For |
| Charles Schwab | 382,062 | 0 | 0 | 0 | For |
| Invesco | 377,755 | 0 | 0 | 0 | For |
| Stephens Investment Management Group LLC | 369,066 | 0 | 0 | 0 | For |
| GW&K Investment Management, LLC | 359,499 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 352,046 | 0 | 0 | 0 | For |
| Janus Henderson | 292,715 | 0 | 0 | 0 | For |
| Nuveen | 291,180 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 284,077 | 0 | 0 | 0 | For |
| Voya | 254,622 | 0 | 0 | 0 | For |
| FRANKLIN MUTUAL ADVISERS LLC | 245,513 | 0 | 0 | 0 | For |
| LORD, ABBETT & CO. LLC | 230,052 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 223,555 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 217,198 | 0 | 0 | 0 | For |
| Northern Trust | 193,041 | 0 | 0 | 0 | For |
| Lord Abbett | 178,501 | 0 | 0 | 0 | For |
| WESTWOOD HOLDINGS GROUP INC | 176,268 | 0 | 0 | 0 | For |
| Goldman Sachs | 170,878 | 0 | 0 | 0 | For |
| TIAA | 153,518 | 0 | 0 | 0 | For |
| JPMorgan | 117,682 | 0 | 0 | 0 | For |
| Loomis Sayles | 110,460 | 0 | 0 | 0 | For |
Showing the 25 largest of 346 asset managers. See all 346 in the interactive database.
Combines 4 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Chad R. Abraham”): 13,470,990 for, 367,140 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 15,642,422 outstanding shares: 86% for, 2% against (88% of the company cast a for/against vote).
The 87 asset managers below cast 99.8% of the shares they voted on this item FOR (7,842,313 for, 9,143 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,122,139 | 0 | 0 | 0 | For |
| BlackRock | 1,848,419 | 0 | 0 | 0 | For |
| Fidelity | 421,510 | 0 | 0 | 0 | For |
| Dimensional | 409,462 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 284,077 | 0 | 0 | 0 | For |
| State Street | 273,288 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 223,555 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 217,198 | 0 | 0 | 0 | For |
| Charles Schwab | 187,101 | 0 | 0 | 0 | For |
| Lord Abbett | 178,501 | 0 | 0 | 0 | For |
| TIAA | 153,352 | 0 | 0 | 0 | For |
| Invesco | 151,857 | 0 | 0 | 0 | For |
| Loomis Sayles | 110,460 | 0 | 0 | 0 | For |
| Voya | 103,246 | 0 | 0 | 0 | For |
| JPMorgan | 97,884 | 0 | 0 | 0 | For |
| AMG FUNDS | 88,051 | 0 | 0 | 0 | For |
| Equitable | 60,095 | 0 | 0 | 0 | For |
| Goldman Sachs | 58,543 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 56,611 | 0 | 0 | 0 | For |
| Franklin Templeton | 55,002 | 0 | 0 | 0 | For |
| Nuveen | 48,896 | 0 | 0 | 0 | For |
| Allspring | 48,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 47,249 | 0 | 0 | 0 | For |
| Jackson National | 37,091 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 35,315 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Jonathan J. Doyle”): 13,547,428 for, 286,914 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 15,642,422 outstanding shares: 87% for, 2% against (88% of the company cast a for/against vote).
The 87 asset managers below cast 99% of the shares they voted on this item FOR (7,765,001 for, 86,455 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,122,139 | 0 | 0 | 0 | For |
| BlackRock | 1,848,419 | 0 | 0 | 0 | For |
| Fidelity | 421,510 | 0 | 0 | 0 | For |
| Dimensional | 409,462 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 284,077 | 0 | 0 | 0 | For |
| State Street | 273,288 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 223,555 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 217,198 | 0 | 0 | 0 | For |
| Charles Schwab | 187,101 | 0 | 0 | 0 | For |
| Lord Abbett | 178,501 | 0 | 0 | 0 | For |
| TIAA | 153,352 | 0 | 0 | 0 | For |
| Invesco | 151,857 | 0 | 0 | 0 | For |
| Loomis Sayles | 110,460 | 0 | 0 | 0 | For |
| Voya | 103,246 | 0 | 0 | 0 | For |
| JPMorgan | 97,884 | 0 | 0 | 0 | For |
| AMG FUNDS | 88,051 | 0 | 0 | 0 | For |
| Equitable | 60,095 | 0 | 0 | 0 | For |
| Goldman Sachs | 58,543 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 56,611 | 0 | 0 | 0 | For |
| Franklin Templeton | 55,002 | 0 | 0 | 0 | For |
| Nuveen | 48,896 | 0 | 0 | 0 | For |
| Allspring | 48,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 47,249 | 0 | 0 | 0 | For |
| Jackson National | 4,582 | 32,509 | 0 | 0 | Against |
| AIG/SunAmerica | 35,315 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: William R. Fitzgerald”): 13,644,562 for, 189,555 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 15,642,422 outstanding shares: 87% for, 1% against (88% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (7,844,044 for, 7,412 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,122,139 | 0 | 0 | 0 | For |
| BlackRock | 1,848,419 | 0 | 0 | 0 | For |
| Fidelity | 421,510 | 0 | 0 | 0 | For |
| Dimensional | 409,462 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 284,077 | 0 | 0 | 0 | For |
| State Street | 273,288 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 223,555 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 217,198 | 0 | 0 | 0 | For |
| Charles Schwab | 187,101 | 0 | 0 | 0 | For |
| Lord Abbett | 178,501 | 0 | 0 | 0 | For |
| TIAA | 153,352 | 0 | 0 | 0 | For |
| Invesco | 151,857 | 0 | 0 | 0 | For |
| Loomis Sayles | 110,460 | 0 | 0 | 0 | For |
| Voya | 103,246 | 0 | 0 | 0 | For |
| JPMorgan | 97,884 | 0 | 0 | 0 | For |
| AMG FUNDS | 88,051 | 0 | 0 | 0 | For |
| Equitable | 60,095 | 0 | 0 | 0 | For |
| Goldman Sachs | 58,543 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 56,611 | 0 | 0 | 0 | For |
| Franklin Templeton | 55,002 | 0 | 0 | 0 | For |
| Nuveen | 48,896 | 0 | 0 | 0 | For |
| Allspring | 48,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 47,249 | 0 | 0 | 0 | For |
| Jackson National | 37,091 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 35,315 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Victoria M. Holt”): 13,272,683 for, 561,808 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 15,642,422 outstanding shares: 85% for, 4% against (88% of the company cast a for/against vote).
The 87 asset managers below cast 95% of the shares they voted on this item FOR (7,430,558 for, 420,898 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,122,139 | 0 | 0 | 0 | For |
| BlackRock | 1,848,419 | 0 | 0 | 0 | For |
| Fidelity | 421,510 | 0 | 0 | 0 | For |
| Dimensional | 0 | 409,462 | 0 | 0 | Against |
| JANUS INVESTMENT FUND | 284,077 | 0 | 0 | 0 | For |
| State Street | 273,288 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 223,555 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 217,198 | 0 | 0 | 0 | For |
| Charles Schwab | 187,101 | 0 | 0 | 0 | For |
| Lord Abbett | 178,501 | 0 | 0 | 0 | For |
| TIAA | 153,352 | 0 | 0 | 0 | For |
| Invesco | 151,857 | 0 | 0 | 0 | For |
| Loomis Sayles | 110,460 | 0 | 0 | 0 | For |
| Voya | 103,246 | 0 | 0 | 0 | For |
| JPMorgan | 97,884 | 0 | 0 | 0 | For |
| AMG FUNDS | 88,051 | 0 | 0 | 0 | For |
| Equitable | 60,095 | 0 | 0 | 0 | For |
| Goldman Sachs | 58,543 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 56,611 | 0 | 0 | 0 | For |
| Franklin Templeton | 55,002 | 0 | 0 | 0 | For |
| Nuveen | 48,896 | 0 | 0 | 0 | For |
| Allspring | 48,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 47,249 | 0 | 0 | 0 | For |
| Jackson National | 32,509 | 4,582 | 0 | 0 | For |
| AIG/SunAmerica | 35,315 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Robbin Mitchell”): 13,226,629 for, 607,681 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 15,642,422 outstanding shares: 85% for, 4% against (88% of the company cast a for/against vote).
The 87 asset managers below cast 95% of the shares they voted on this item FOR (7,430,504 for, 420,952 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,122,139 | 0 | 0 | 0 | For |
| BlackRock | 1,848,419 | 0 | 0 | 0 | For |
| Fidelity | 421,510 | 0 | 0 | 0 | For |
| Dimensional | 0 | 409,462 | 0 | 0 | Against |
| JANUS INVESTMENT FUND | 284,077 | 0 | 0 | 0 | For |
| State Street | 273,288 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 223,555 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 217,198 | 0 | 0 | 0 | For |
| Charles Schwab | 187,101 | 0 | 0 | 0 | For |
| Lord Abbett | 178,501 | 0 | 0 | 0 | For |
| TIAA | 153,352 | 0 | 0 | 0 | For |
| Invesco | 151,857 | 0 | 0 | 0 | For |
| Loomis Sayles | 110,460 | 0 | 0 | 0 | For |
| Voya | 103,246 | 0 | 0 | 0 | For |
| JPMorgan | 97,884 | 0 | 0 | 0 | For |
| AMG FUNDS | 88,051 | 0 | 0 | 0 | For |
| Equitable | 60,095 | 0 | 0 | 0 | For |
| Goldman Sachs | 58,543 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 56,611 | 0 | 0 | 0 | For |
| Franklin Templeton | 55,002 | 0 | 0 | 0 | For |
| Nuveen | 48,896 | 0 | 0 | 0 | For |
| Allspring | 48,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 47,249 | 0 | 0 | 0 | For |
| Jackson National | 32,509 | 4,582 | 0 | 0 | For |
| AIG/SunAmerica | 35,315 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Thomas S. Schreier”): 13,545,694 for, 288,340 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 15,642,422 outstanding shares: 87% for, 2% against (88% of the company cast a for/against vote).
The 87 asset managers below cast 99.9% of the shares they voted on this item FOR (7,849,671 for, 1,785 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,122,139 | 0 | 0 | 0 | For |
| BlackRock | 1,848,419 | 0 | 0 | 0 | For |
| Fidelity | 421,510 | 0 | 0 | 0 | For |
| Dimensional | 409,462 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 284,077 | 0 | 0 | 0 | For |
| State Street | 273,288 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 223,555 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 217,198 | 0 | 0 | 0 | For |
| Charles Schwab | 187,101 | 0 | 0 | 0 | For |
| Lord Abbett | 178,501 | 0 | 0 | 0 | For |
| TIAA | 153,352 | 0 | 0 | 0 | For |
| Invesco | 151,857 | 0 | 0 | 0 | For |
| Loomis Sayles | 110,460 | 0 | 0 | 0 | For |
| Voya | 103,246 | 0 | 0 | 0 | For |
| JPMorgan | 97,884 | 0 | 0 | 0 | For |
| AMG FUNDS | 88,051 | 0 | 0 | 0 | For |
| Equitable | 60,095 | 0 | 0 | 0 | For |
| Goldman Sachs | 58,543 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 56,611 | 0 | 0 | 0 | For |
| Franklin Templeton | 55,002 | 0 | 0 | 0 | For |
| Nuveen | 48,896 | 0 | 0 | 0 | For |
| Allspring | 48,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 47,249 | 0 | 0 | 0 | For |
| Jackson National | 37,091 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 35,315 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.3% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Sherry M. Smith”): 13,746,901 for, 87,344 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 15,642,422 outstanding shares: 88% for, 0.6% against (88% of the company cast a for/against vote).
The 87 asset managers below cast 100% of the shares they voted on this item FOR (7,851,456 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,122,139 | 0 | 0 | 0 | For |
| BlackRock | 1,848,419 | 0 | 0 | 0 | For |
| Fidelity | 421,510 | 0 | 0 | 0 | For |
| Dimensional | 409,462 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 284,077 | 0 | 0 | 0 | For |
| State Street | 273,288 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 223,555 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 217,198 | 0 | 0 | 0 | For |
| Charles Schwab | 187,101 | 0 | 0 | 0 | For |
| Lord Abbett | 178,501 | 0 | 0 | 0 | For |
| TIAA | 153,352 | 0 | 0 | 0 | For |
| Invesco | 151,857 | 0 | 0 | 0 | For |
| Loomis Sayles | 110,460 | 0 | 0 | 0 | For |
| Voya | 103,246 | 0 | 0 | 0 | For |
| JPMorgan | 97,884 | 0 | 0 | 0 | For |
| AMG FUNDS | 88,051 | 0 | 0 | 0 | For |
| Equitable | 60,095 | 0 | 0 | 0 | For |
| Goldman Sachs | 58,543 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 56,611 | 0 | 0 | 0 | For |
| Franklin Templeton | 55,002 | 0 | 0 | 0 | For |
| Nuveen | 48,896 | 0 | 0 | 0 | For |
| Allspring | 48,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 47,249 | 0 | 0 | 0 | For |
| Jackson National | 37,091 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 35,315 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Philip E. Soran”): 13,505,389 for, 328,575 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 15,642,422 outstanding shares: 86% for, 2% against (88% of the company cast a for/against vote).
The 87 asset managers below cast 99.8% of the shares they voted on this item FOR (7,843,248 for, 8,208 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,122,139 | 0 | 0 | 0 | For |
| BlackRock | 1,848,419 | 0 | 0 | 0 | For |
| Fidelity | 421,510 | 0 | 0 | 0 | For |
| Dimensional | 409,462 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 284,077 | 0 | 0 | 0 | For |
| State Street | 273,288 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 223,555 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 217,198 | 0 | 0 | 0 | For |
| Charles Schwab | 187,101 | 0 | 0 | 0 | For |
| Lord Abbett | 178,501 | 0 | 0 | 0 | For |
| TIAA | 153,352 | 0 | 0 | 0 | For |
| Invesco | 151,857 | 0 | 0 | 0 | For |
| Loomis Sayles | 110,460 | 0 | 0 | 0 | For |
| Voya | 103,246 | 0 | 0 | 0 | For |
| JPMorgan | 97,884 | 0 | 0 | 0 | For |
| AMG FUNDS | 88,051 | 0 | 0 | 0 | For |
| Equitable | 60,095 | 0 | 0 | 0 | For |
| Goldman Sachs | 58,543 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 56,611 | 0 | 0 | 0 | For |
| Franklin Templeton | 55,002 | 0 | 0 | 0 | For |
| Nuveen | 48,896 | 0 | 0 | 0 | For |
| Allspring | 48,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 47,249 | 0 | 0 | 0 | For |
| Jackson National | 37,091 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 35,315 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99.0% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Brian R. Sterling”): 13,704,968 for, 129,201 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 15,642,422 outstanding shares: 88% for, 0.9% against (88% of the company cast a for/against vote).
The 87 asset managers below cast 100% of the shares they voted on this item FOR (7,851,456 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,122,139 | 0 | 0 | 0 | For |
| BlackRock | 1,848,419 | 0 | 0 | 0 | For |
| Fidelity | 421,510 | 0 | 0 | 0 | For |
| Dimensional | 409,462 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 284,077 | 0 | 0 | 0 | For |
| State Street | 273,288 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 223,555 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 217,198 | 0 | 0 | 0 | For |
| Charles Schwab | 187,101 | 0 | 0 | 0 | For |
| Lord Abbett | 178,501 | 0 | 0 | 0 | For |
| TIAA | 153,352 | 0 | 0 | 0 | For |
| Invesco | 151,857 | 0 | 0 | 0 | For |
| Loomis Sayles | 110,460 | 0 | 0 | 0 | For |
| Voya | 103,246 | 0 | 0 | 0 | For |
| JPMorgan | 97,884 | 0 | 0 | 0 | For |
| AMG FUNDS | 88,051 | 0 | 0 | 0 | For |
| Equitable | 60,095 | 0 | 0 | 0 | For |
| Goldman Sachs | 58,543 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 56,611 | 0 | 0 | 0 | For |
| Franklin Templeton | 55,002 | 0 | 0 | 0 | For |
| Nuveen | 48,896 | 0 | 0 | 0 | For |
| Allspring | 48,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 47,249 | 0 | 0 | 0 | For |
| Jackson National | 37,091 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 35,315 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 4 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Scott C. Taylor”): 13,664,779 for, 169,092 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 15,642,422 outstanding shares: 87% for, 1% against (88% of the company cast a for/against vote).
The 87 asset managers below cast 100% of the shares they voted on this item FOR (7,851,058 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,122,139 | 0 | 0 | 0 | For |
| BlackRock | 1,848,419 | 0 | 0 | 0 | For |
| Fidelity | 421,510 | 0 | 0 | 0 | For |
| Dimensional | 409,462 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 284,077 | 0 | 0 | 0 | For |
| State Street | 273,288 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 223,555 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 217,198 | 0 | 0 | 0 | For |
| Charles Schwab | 187,101 | 0 | 0 | 0 | For |
| Lord Abbett | 178,501 | 0 | 0 | 0 | For |
| TIAA | 153,352 | 0 | 0 | 0 | For |
| Invesco | 151,857 | 0 | 0 | 0 | For |
| Loomis Sayles | 110,460 | 0 | 0 | 0 | For |
| Voya | 103,246 | 0 | 0 | 0 | For |
| JPMorgan | 97,884 | 0 | 0 | 0 | For |
| AMG FUNDS | 88,051 | 0 | 0 | 0 | For |
| Equitable | 60,095 | 0 | 0 | 0 | For |
| Goldman Sachs | 58,543 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 56,611 | 0 | 0 | 0 | For |
| Franklin Templeton | 55,002 | 0 | 0 | 0 | For |
| Nuveen | 48,896 | 0 | 0 | 0 | For |
| Allspring | 48,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 47,249 | 0 | 0 | 0 | For |
| Jackson National | 37,091 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 35,315 | 0 | 0 | 0 | For |
Showing the 25 largest of 87 asset managers. See all 87 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.8% fund support · no official result
The 86 asset managers below cast 99.8% of the shares they voted on this item FOR (7,835,543 for, 14,175 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,122,139 | 0 | 0 | 0 | For |
| BlackRock | 1,848,419 | 0 | 0 | 0 | For |
| Fidelity | 421,510 | 0 | 0 | 0 | For |
| Dimensional | 409,462 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 284,077 | 0 | 0 | 0 | For |
| State Street | 273,288 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 223,555 | 0 | 0 | 0 | For |
| FRANKLIN VALUE INVESTORS TRUST | 217,198 | 0 | 0 | 0 | For |
| Charles Schwab | 187,101 | 0 | 0 | 0 | For |
| Lord Abbett | 178,501 | 0 | 0 | 0 | For |
| TIAA | 153,352 | 0 | 0 | 0 | For |
| Invesco | 151,857 | 0 | 0 | 0 | For |
| Loomis Sayles | 110,460 | 0 | 0 | 0 | For |
| Voya | 103,246 | 0 | 0 | 0 | For |
| JPMorgan | 97,884 | 0 | 0 | 0 | For |
| AMG FUNDS | 88,051 | 0 | 0 | 0 | For |
| Equitable | 60,095 | 0 | 0 | 0 | For |
| Goldman Sachs | 58,543 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 56,611 | 0 | 0 | 0 | For |
| Franklin Templeton | 55,002 | 0 | 0 | 0 | For |
| Nuveen | 48,896 | 0 | 0 | 0 | For |
| Allspring | 48,832 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 47,249 | 0 | 0 | 0 | For |
| Jackson National | 37,091 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 35,315 | 0 | 0 | 0 | For |
Showing the 25 largest of 86 asset managers. See all 86 in the interactive database.
98% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote.”): 13,591,127 for, 238,850 against, per its Form 8-K filed 2024-05-28 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 15,642,422 outstanding shares: 87% for, 2% against (88% of the company cast a for/against vote).
The 5 asset managers below cast 99.9% of the shares they voted on this item FOR (133,924 for, 121 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 131,335 | 0 | 0 | 0 | For |
| Empower | 0 | 0 | 0 | 0 | Not Voted |
| TIMOTHY PLAN | 1,712 | 0 | 0 | 0 | For |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 877 | 0 | 0 | 0 | For |
| Desjardins Global Asset Management Inc. | 0 | 121 | 0 | 0 | Against |
92% fund support · no official result
The 4 asset managers below cast 92% of the shares they voted on this item FOR (231 for, 19 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| GRIMES & COMPANY, INC. | 201 | 0 | 0 | 0 | For |
| BALLAST ADVISORS LLC | 30 | 0 | 0 | 0 | For |
| Baker Avenue Asset Management, LP | 0 | 19 | 0 | 0 | Against |
| Port Capital LLC | 0 | 0 | 0 | 0 | -- |
100% fund support · no official result
The 2 asset managers below cast 100% of the shares they voted on this item FOR (1,712 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Empower | 0 | 0 | 0 | 0 | Not Voted |
| TIMOTHY PLAN | 1,712 | 0 | 0 | 0 | For |
Ranked by the number of PIPER SANDLER COMPANIES shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 15,642,422 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 15.13% |
| 2 | Vanguard | 13.86% |
| 3 | State Street | 5.72% |
| 4 | Fidelity | 4.02% |
| 5 | Dimensional | 3.06% |
| 6 | Charles Schwab | 2.44% |
| 7 | Invesco | 2.41% |
| 8 | Stephens Investment Management Group LLC | 2.36% |
| 9 | GW&K Investment Management, LLC | 2.30% |
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 2.25% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 16.01% | 13F |
| Vanguard Group | 13.49% | 13F |
| State Street | 4.26% | 13F |
| FMR (Fidelity) | 3.46% | 13F |
| Dimensional Fund Advisors | 3.18% | 13F |
| Geode Capital | 2.26% | 13F |
| Goldman Sachs | 2.06% | 13F |
| Franklin Templeton | 2.05% | 13F |
| JPMorgan Chase | 1.77% | 13F |
| Invesco | 1.57% | 13F |
Percentages above are of 15,642,422 shares outstanding, as reported by PIPER SANDLER COMPANIES on its Form 10-Q dated 2024-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from PIPER SANDLER COMPANIES’s 10-Q dated 2024-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At PIPER SANDLER COMPANIES's shareholder meeting held 2024-05-23, in the 2023-2024 proxy season, 353 asset managers reported how they voted in their SEC Form N-PX filings, covering 3,871 separate fund positions. Their filings are grouped here into 15 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — An advisory (non-binding) vote to approve the compensation of the officers disclosed in the… — FOR was 98% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: PIPER SANDLER COMPANIES's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-05-28.
PIPER SANDLER COMPANIES proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.