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Compiled from SEC Form N-PX filings and PIPER SANDLER COMPANIES’s Form 8-K, filed 2025-05-22 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore PIPER SANDLER COMPANIES in the interactive database Compare manager voting policies
These tallies are PIPER SANDLER COMPANIES’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-05-22 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Chad R. Abraham | 13,677,537 | 492,241 | 16,323 | -- | -- | Majority: yes |
| Elect Director: Jonathan J. Doyle | 13,772,342 | 402,519 | 11,240 | -- | -- | Majority: yes |
| Elect Director: Ann C. Gallo | 14,153,479 | 20,994 | 11,628 | -- | -- | Majority: yes |
| Elect Director: Victoria M. Holt | 13,759,909 | 414,036 | 12,156 | -- | -- | Majority: yes |
| Elect Director: Robbin Mitchell | 14,061,396 | 108,962 | 15,743 | -- | -- | Majority: yes |
| Elect Director: Thomas S. Schreier | 14,049,197 | 125,282 | 11,622 | -- | -- | Majority: yes |
| Elect Director: Sherry M. Smith | 14,153,404 | 21,170 | 11,527 | -- | -- | Majority: yes |
| Elect Director: Philip E. Soran | 13,854,793 | 319,690 | 11,618 | -- | -- | Majority: yes |
| Elect Director: Brian R. Sterling | 13,964,029 | 210,704 | 11,368 | -- | -- | Majority: yes |
| Elect Director: Scott C. Taylor | 13,948,634 | 226,150 | 11,317 | -- | -- | Majority: yes |
| Elect Director: Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote. | 13,942,109 | 219,079 | 24,913 | -- | -- | Majority: yes |
Source: PIPER SANDLER COMPANIES, Form 8-K, filed with the SEC on 2025-05-22 — read the filing on EDGAR.
Each item below shows how the 394 asset managers that disclosed a PIPER SANDLER COMPANIES vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of PIPER SANDLER COMPANIES’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 12 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote.”): 13,942,109 for, 219,079 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 16,516,030 outstanding shares: 84% for, 1% against (86% of the company cast a for/against vote).
The 382 asset managers below cast 99% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| BlackRock | 2,563,853 | 0 | 0 | 0 | For |
| Vanguard | 2,224,893 | 826 | 0 | 0 | For |
| Fidelity | 1,336,232 | 0 | 0 | 0 | For |
| Invesco | 917,816 | 0 | 0 | 0 | For |
| State Street | 896,095 | 0 | 0 | 0 | For |
| AllianceBernstein | 542,503 | 0 | 0 | 0 | For |
| Dimensional | 391,063 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 388,477 | 0 | 0 | 0 | For |
| Charles Schwab | 388,352 | 0 | 0 | 0 | For |
| GW&K Investment Management, LLC | 294,174 | 0 | 0 | 0 | For |
| Loomis Sayles | 288,696 | 0 | 0 | 0 | For |
| Nuveen | 232,974 | 0 | 0 | 0 | For |
| Stephens Investment Management Group LLC | 230,933 | 0 | 0 | 0 | For |
| LORD, ABBETT & CO. LLC | 228,125 | 0 | 0 | 0 | For |
| Voya | 226,375 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 198,873 | 0 | 0 | 0 | For |
| Northern Trust | 188,996 | 0 | 0 | 0 | For |
| Lord Abbett | 187,658 | 0 | 0 | 0 | For |
| TIAA | 161,093 | 0 | 0 | 0 | For |
| JPMorgan | 147,354 | 0 | 0 | 0 | For |
| WESTWOOD HOLDINGS GROUP INC | 134,657 | 0 | 0 | 0 | For |
| Janus Henderson | 118,867 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 114,171 | 0 | 0 | 0 | For |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | 112,889 | 550 | 0 | 0 | For |
| Jackson National | 100,280 | 0 | 0 | 0 | For |
Showing the 25 largest of 382 asset managers. See all 382 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Ann C. Gallo”): 14,153,479 for, 20,994 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 16,516,030 outstanding shares: 86% for, 0.2% against (86% of the company cast a for/against vote).
The 95 asset managers below cast 99.9% of the shares they voted on this item FOR (8,437,585 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,155,994 | 0 | 0 | 0 | For |
| BlackRock | 1,919,063 | 0 | 0 | 0 | For |
| Fidelity | 771,673 | 0 | 0 | 0 | For |
| Invesco | 403,573 | 0 | 0 | 0 | For |
| Dimensional | 332,212 | 0 | 0 | 0 | For |
| State Street | 267,217 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 198,873 | 0 | 0 | 0 | For |
| Lord Abbett | 187,658 | 0 | 0 | 0 | For |
| AllianceBernstein | 186,806 | 0 | 0 | 0 | For |
| Charles Schwab | 185,071 | 0 | 0 | 0 | For |
| TIAA | 160,886 | 0 | 0 | 0 | For |
| JPMorgan | 143,754 | 0 | 0 | 0 | For |
| Loomis Sayles | 107,359 | 0 | 0 | 0 | For |
| Jackson National | 100,280 | 0 | 0 | 0 | For |
| Voya | 94,140 | 0 | 0 | 0 | For |
| Ultimus Managers Trust | 83,948 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 77,912 | 0 | 0 | 0 | For |
| AMG FUNDS | 64,583 | 0 | 0 | 0 | For |
| Brighthouse | 56,698 | 0 | 6,395 | 0 | For |
| Principal | 59,381 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 57,172 | 0 | 0 | 0 | For |
| ALGER FUNDS | 56,854 | 0 | 0 | 0 | For |
| Equitable | 51,196 | 0 | 0 | 0 | For |
| Goldman Sachs | 46,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 43,243 | 0 | 0 | 0 | For |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Brian R. Sterling”): 13,964,029 for, 210,704 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 16,516,030 outstanding shares: 85% for, 1% against (86% of the company cast a for/against vote).
The 95 asset managers below cast 99.9% of the shares they voted on this item FOR (8,437,388 for, 587 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,155,993 | 0 | 0 | 0 | For |
| BlackRock | 1,919,063 | 0 | 0 | 0 | For |
| Fidelity | 771,673 | 0 | 0 | 0 | For |
| Invesco | 403,573 | 0 | 0 | 0 | For |
| Dimensional | 332,212 | 0 | 0 | 0 | For |
| State Street | 267,204 | 13 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 198,873 | 0 | 0 | 0 | For |
| Lord Abbett | 187,658 | 0 | 0 | 0 | For |
| AllianceBernstein | 186,806 | 0 | 0 | 0 | For |
| Charles Schwab | 185,071 | 0 | 0 | 0 | For |
| TIAA | 160,886 | 0 | 0 | 0 | For |
| JPMorgan | 143,754 | 0 | 0 | 0 | For |
| Loomis Sayles | 107,359 | 0 | 0 | 0 | For |
| Jackson National | 100,280 | 0 | 0 | 0 | For |
| Voya | 94,140 | 0 | 0 | 0 | For |
| Ultimus Managers Trust | 84,338 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 77,912 | 0 | 0 | 0 | For |
| AMG FUNDS | 64,583 | 0 | 0 | 0 | For |
| Brighthouse | 56,698 | 0 | 6,395 | 0 | For |
| Principal | 59,381 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 57,172 | 0 | 0 | 0 | For |
| ALGER FUNDS | 56,854 | 0 | 0 | 0 | For |
| Equitable | 51,196 | 0 | 0 | 0 | For |
| Goldman Sachs | 46,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 43,243 | 0 | 0 | 0 | For |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Chad R. Abraham”): 13,677,537 for, 492,241 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 16,516,030 outstanding shares: 83% for, 3% against (86% of the company cast a for/against vote).
The 95 asset managers below cast 99.8% of the shares they voted on this item FOR (8,428,250 for, 9,725 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,155,993 | 1 | 0 | 0 | For |
| BlackRock | 1,919,063 | 0 | 0 | 0 | For |
| Fidelity | 771,673 | 0 | 0 | 0 | For |
| Invesco | 403,573 | 0 | 0 | 0 | For |
| Dimensional | 332,212 | 0 | 0 | 0 | For |
| State Street | 267,204 | 13 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 198,873 | 0 | 0 | 0 | For |
| Lord Abbett | 187,658 | 0 | 0 | 0 | For |
| AllianceBernstein | 186,806 | 0 | 0 | 0 | For |
| Charles Schwab | 185,071 | 0 | 0 | 0 | For |
| TIAA | 160,886 | 0 | 0 | 0 | For |
| JPMorgan | 143,754 | 0 | 0 | 0 | For |
| Loomis Sayles | 107,359 | 0 | 0 | 0 | For |
| Jackson National | 100,280 | 0 | 0 | 0 | For |
| Voya | 94,140 | 0 | 0 | 0 | For |
| Ultimus Managers Trust | 84,338 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 77,912 | 0 | 0 | 0 | For |
| AMG FUNDS | 64,583 | 0 | 0 | 0 | For |
| Brighthouse | 56,698 | 0 | 6,395 | 0 | For |
| Principal | 59,381 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 57,172 | 0 | 0 | 0 | For |
| ALGER FUNDS | 56,854 | 0 | 0 | 0 | For |
| Equitable | 51,196 | 0 | 0 | 0 | For |
| Goldman Sachs | 46,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 43,243 | 0 | 0 | 0 | For |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Jonathan J. Doyle”): 13,772,342 for, 402,519 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 16,516,030 outstanding shares: 83% for, 2% against (86% of the company cast a for/against vote).
The 95 asset managers below cast 99% of the shares they voted on this item FOR (8,345,202 for, 92,773 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,155,993 | 1 | 0 | 0 | For |
| BlackRock | 1,919,063 | 0 | 0 | 0 | For |
| Fidelity | 771,673 | 0 | 0 | 0 | For |
| Invesco | 403,573 | 0 | 0 | 0 | For |
| Dimensional | 332,212 | 0 | 0 | 0 | For |
| State Street | 267,204 | 13 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 198,873 | 0 | 0 | 0 | For |
| Lord Abbett | 187,658 | 0 | 0 | 0 | For |
| AllianceBernstein | 186,806 | 0 | 0 | 0 | For |
| Charles Schwab | 185,071 | 0 | 0 | 0 | For |
| TIAA | 160,886 | 0 | 0 | 0 | For |
| JPMorgan | 143,754 | 0 | 0 | 0 | For |
| Loomis Sayles | 107,359 | 0 | 0 | 0 | For |
| Jackson National | 66,811 | 33,469 | 0 | 0 | For |
| Voya | 94,140 | 0 | 0 | 0 | For |
| Ultimus Managers Trust | 84,338 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 77,912 | 0 | 0 | 0 | For |
| AMG FUNDS | 64,583 | 0 | 0 | 0 | For |
| Brighthouse | 56,698 | 0 | 6,395 | 0 | For |
| Principal | 59,381 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 57,172 | 0 | 0 | 0 | For |
| ALGER FUNDS | 56,854 | 0 | 0 | 0 | For |
| Equitable | 51,196 | 0 | 0 | 0 | For |
| Goldman Sachs | 46,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 43,243 | 0 | 0 | 0 | For |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Philip E. Soran”): 13,854,793 for, 319,690 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 16,516,030 outstanding shares: 84% for, 2% against (86% of the company cast a for/against vote).
The 95 asset managers below cast 99.8% of the shares they voted on this item FOR (8,426,264 for, 11,711 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,155,168 | 826 | 0 | 0 | For |
| BlackRock | 1,919,063 | 0 | 0 | 0 | For |
| Fidelity | 771,673 | 0 | 0 | 0 | For |
| Invesco | 403,573 | 0 | 0 | 0 | For |
| Dimensional | 332,212 | 0 | 0 | 0 | For |
| State Street | 267,204 | 13 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 198,873 | 0 | 0 | 0 | For |
| Lord Abbett | 187,658 | 0 | 0 | 0 | For |
| AllianceBernstein | 186,806 | 0 | 0 | 0 | For |
| Charles Schwab | 185,071 | 0 | 0 | 0 | For |
| TIAA | 160,886 | 0 | 0 | 0 | For |
| JPMorgan | 143,754 | 0 | 0 | 0 | For |
| Loomis Sayles | 107,359 | 0 | 0 | 0 | For |
| Jackson National | 100,280 | 0 | 0 | 0 | For |
| Voya | 94,140 | 0 | 0 | 0 | For |
| Ultimus Managers Trust | 84,338 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 77,912 | 0 | 0 | 0 | For |
| AMG FUNDS | 64,583 | 0 | 0 | 0 | For |
| Brighthouse | 56,698 | 0 | 6,395 | 0 | For |
| Principal | 59,381 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 57,172 | 0 | 0 | 0 | For |
| ALGER FUNDS | 56,854 | 0 | 0 | 0 | For |
| Equitable | 51,196 | 0 | 0 | 0 | For |
| Goldman Sachs | 46,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 43,243 | 0 | 0 | 0 | For |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.2% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Robbin Mitchell”): 14,061,396 for, 108,962 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 16,516,030 outstanding shares: 85% for, 0.7% against (86% of the company cast a for/against vote).
The 95 asset managers below cast 99.9% of the shares they voted on this item FOR (8,437,149 for, 826 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,155,168 | 826 | 0 | 0 | For |
| BlackRock | 1,919,063 | 0 | 0 | 0 | For |
| Fidelity | 771,673 | 0 | 0 | 0 | For |
| Invesco | 403,573 | 0 | 0 | 0 | For |
| Dimensional | 332,212 | 0 | 0 | 0 | For |
| State Street | 267,217 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 198,873 | 0 | 0 | 0 | For |
| Lord Abbett | 187,658 | 0 | 0 | 0 | For |
| AllianceBernstein | 186,806 | 0 | 0 | 0 | For |
| Charles Schwab | 185,071 | 0 | 0 | 0 | For |
| TIAA | 160,886 | 0 | 0 | 0 | For |
| JPMorgan | 143,754 | 0 | 0 | 0 | For |
| Loomis Sayles | 107,359 | 0 | 0 | 0 | For |
| Jackson National | 100,280 | 0 | 0 | 0 | For |
| Voya | 94,140 | 0 | 0 | 0 | For |
| Ultimus Managers Trust | 84,338 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 77,912 | 0 | 0 | 0 | For |
| AMG FUNDS | 64,583 | 0 | 0 | 0 | For |
| Brighthouse | 56,698 | 0 | 6,395 | 0 | For |
| Principal | 59,381 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 57,172 | 0 | 0 | 0 | For |
| ALGER FUNDS | 56,854 | 0 | 0 | 0 | For |
| Equitable | 51,196 | 0 | 0 | 0 | For |
| Goldman Sachs | 46,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 43,243 | 0 | 0 | 0 | For |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 3 wordings of this item as funds reported it.
98% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Scott C. Taylor”): 13,948,634 for, 226,150 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 16,516,030 outstanding shares: 84% for, 1% against (86% of the company cast a for/against vote).
The 95 asset managers below cast 99.9% of the shares they voted on this item FOR (8,436,279 for, 1,187 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,155,993 | 1 | 0 | 0 | For |
| BlackRock | 1,919,063 | 0 | 0 | 0 | For |
| Fidelity | 771,673 | 0 | 0 | 0 | For |
| Invesco | 403,573 | 0 | 0 | 0 | For |
| Dimensional | 332,212 | 0 | 0 | 0 | For |
| State Street | 267,204 | 13 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 198,873 | 0 | 0 | 0 | For |
| Lord Abbett | 187,658 | 0 | 0 | 0 | For |
| AllianceBernstein | 186,806 | 0 | 0 | 0 | For |
| Charles Schwab | 185,071 | 0 | 0 | 0 | For |
| TIAA | 160,886 | 0 | 0 | 0 | For |
| JPMorgan | 143,754 | 0 | 0 | 0 | For |
| Loomis Sayles | 107,359 | 0 | 0 | 0 | For |
| Jackson National | 100,280 | 0 | 0 | 0 | For |
| Voya | 94,140 | 0 | 0 | 0 | For |
| Ultimus Managers Trust | 84,338 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 77,912 | 0 | 0 | 0 | For |
| AMG FUNDS | 64,583 | 0 | 0 | 0 | For |
| Brighthouse | 56,698 | 0 | 6,395 | 0 | For |
| Principal | 59,381 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 57,172 | 0 | 0 | 0 | For |
| ALGER FUNDS | 56,854 | 0 | 0 | 0 | For |
| Equitable | 51,196 | 0 | 0 | 0 | For |
| Goldman Sachs | 46,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 43,243 | 0 | 0 | 0 | For |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Sherry M. Smith”): 14,153,404 for, 21,170 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 16,516,030 outstanding shares: 86% for, 0.2% against (86% of the company cast a for/against vote).
The 95 asset managers below cast 99.9% of the shares they voted on this item FOR (8,437,975 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,155,994 | 0 | 0 | 0 | For |
| BlackRock | 1,919,063 | 0 | 0 | 0 | For |
| Fidelity | 771,673 | 0 | 0 | 0 | For |
| Invesco | 403,573 | 0 | 0 | 0 | For |
| Dimensional | 332,212 | 0 | 0 | 0 | For |
| State Street | 267,217 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 198,873 | 0 | 0 | 0 | For |
| Lord Abbett | 187,658 | 0 | 0 | 0 | For |
| AllianceBernstein | 186,806 | 0 | 0 | 0 | For |
| Charles Schwab | 185,071 | 0 | 0 | 0 | For |
| TIAA | 160,886 | 0 | 0 | 0 | For |
| JPMorgan | 143,754 | 0 | 0 | 0 | For |
| Loomis Sayles | 107,359 | 0 | 0 | 0 | For |
| Jackson National | 100,280 | 0 | 0 | 0 | For |
| Voya | 94,140 | 0 | 0 | 0 | For |
| Ultimus Managers Trust | 84,338 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 77,912 | 0 | 0 | 0 | For |
| AMG FUNDS | 64,583 | 0 | 0 | 0 | For |
| Brighthouse | 56,698 | 0 | 6,395 | 0 | For |
| Principal | 59,381 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 57,172 | 0 | 0 | 0 | For |
| ALGER FUNDS | 56,854 | 0 | 0 | 0 | For |
| Equitable | 51,196 | 0 | 0 | 0 | For |
| Goldman Sachs | 46,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 43,243 | 0 | 0 | 0 | For |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 3 wordings of this item as funds reported it.
99.1% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Thomas S. Schreier”): 14,049,197 for, 125,282 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 16,516,030 outstanding shares: 85% for, 0.8% against (86% of the company cast a for/against vote).
The 95 asset managers below cast 99.9% of the shares they voted on this item FOR (8,435,379 for, 2,596 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,155,168 | 826 | 0 | 0 | For |
| BlackRock | 1,919,063 | 0 | 0 | 0 | For |
| Fidelity | 771,673 | 0 | 0 | 0 | For |
| Invesco | 403,573 | 0 | 0 | 0 | For |
| Dimensional | 332,212 | 0 | 0 | 0 | For |
| State Street | 267,217 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 198,873 | 0 | 0 | 0 | For |
| Lord Abbett | 187,658 | 0 | 0 | 0 | For |
| AllianceBernstein | 186,806 | 0 | 0 | 0 | For |
| Charles Schwab | 185,071 | 0 | 0 | 0 | For |
| TIAA | 160,886 | 0 | 0 | 0 | For |
| JPMorgan | 143,754 | 0 | 0 | 0 | For |
| Loomis Sayles | 107,359 | 0 | 0 | 0 | For |
| Jackson National | 100,280 | 0 | 0 | 0 | For |
| Voya | 94,140 | 0 | 0 | 0 | For |
| Ultimus Managers Trust | 84,338 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 77,912 | 0 | 0 | 0 | For |
| AMG FUNDS | 64,583 | 0 | 0 | 0 | For |
| Brighthouse | 56,698 | 0 | 6,395 | 0 | For |
| Principal | 59,381 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 57,172 | 0 | 0 | 0 | For |
| ALGER FUNDS | 56,854 | 0 | 0 | 0 | For |
| Equitable | 51,196 | 0 | 0 | 0 | For |
| Goldman Sachs | 46,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 43,243 | 0 | 0 | 0 | For |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Victoria M. Holt”): 13,759,909 for, 414,036 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 16,516,030 outstanding shares: 83% for, 3% against (86% of the company cast a for/against vote).
The 95 asset managers below cast 96% of the shares they voted on this item FOR (8,086,919 for, 351,056 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,155,993 | 1 | 0 | 0 | For |
| BlackRock | 1,919,063 | 0 | 0 | 0 | For |
| Fidelity | 771,673 | 0 | 0 | 0 | For |
| Invesco | 403,573 | 0 | 0 | 0 | For |
| Dimensional | 0 | 332,212 | 0 | 0 | Against |
| State Street | 267,217 | 0 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 198,873 | 0 | 0 | 0 | For |
| Lord Abbett | 187,658 | 0 | 0 | 0 | For |
| AllianceBernstein | 186,806 | 0 | 0 | 0 | For |
| Charles Schwab | 185,071 | 0 | 0 | 0 | For |
| TIAA | 160,886 | 0 | 0 | 0 | For |
| JPMorgan | 143,754 | 0 | 0 | 0 | For |
| Loomis Sayles | 107,359 | 0 | 0 | 0 | For |
| Jackson National | 96,068 | 4,212 | 0 | 0 | For |
| Voya | 94,140 | 0 | 0 | 0 | For |
| Ultimus Managers Trust | 84,338 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 77,912 | 0 | 0 | 0 | For |
| AMG FUNDS | 64,583 | 0 | 0 | 0 | For |
| Brighthouse | 56,698 | 0 | 6,395 | 0 | For |
| Principal | 59,381 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 57,172 | 0 | 0 | 0 | For |
| ALGER FUNDS | 56,854 | 0 | 0 | 0 | For |
| Equitable | 51,196 | 0 | 0 | 0 | For |
| Goldman Sachs | 46,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 43,243 | 0 | 0 | 0 | For |
Showing the 25 largest of 95 asset managers. See all 95 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.7% fund support · no official result
The 94 asset managers below cast 99.7% of the shares they voted on this item FOR (8,390,191 for, 16,868 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 2,155,168 | 826 | 0 | 0 | For |
| BlackRock | 1,919,063 | 0 | 0 | 0 | For |
| Fidelity | 771,673 | 0 | 0 | 0 | For |
| Invesco | 403,573 | 0 | 0 | 0 | For |
| Dimensional | 332,212 | 0 | 0 | 0 | For |
| State Street | 267,204 | 13 | 0 | 0 | For |
| TRUST FOR PROFESSIONAL MANAGERS | 198,873 | 0 | 0 | 0 | For |
| Lord Abbett | 187,658 | 0 | 0 | 0 | For |
| AllianceBernstein | 186,806 | 0 | 0 | 0 | For |
| Charles Schwab | 185,071 | 0 | 0 | 0 | For |
| TIAA | 160,886 | 0 | 0 | 0 | For |
| JPMorgan | 143,754 | 0 | 0 | 0 | For |
| Loomis Sayles | 107,359 | 0 | 0 | 0 | For |
| Jackson National | 100,280 | 0 | 0 | 0 | For |
| Voya | 94,140 | 0 | 0 | 0 | For |
| Ultimus Managers Trust | 84,338 | 0 | 0 | 0 | For |
| JANUS INVESTMENT FUND | 77,912 | 0 | 0 | 0 | For |
| AMG FUNDS | 64,583 | 0 | 0 | 0 | For |
| Principal | 59,381 | 0 | 0 | 0 | For |
| Columbia Threadneedle | 57,172 | 0 | 0 | 0 | For |
| ALGER FUNDS | 56,854 | 0 | 0 | 0 | For |
| Equitable | 51,196 | 0 | 0 | 0 | For |
| Goldman Sachs | 46,709 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 43,243 | 0 | 0 | 0 | For |
| WisdomTree | 40,037 | 0 | 0 | 0 | For |
Showing the 25 largest of 94 asset managers. See all 94 in the interactive database.
98% Majority: yes · of votes cast
PIPER SANDLER COMPANIES’s own tally for this item (“Elect Director: Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote.”): 13,942,109 for, 219,079 against, per its Form 8-K filed 2025-05-22 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 16,516,030 outstanding shares: 84% for, 1% against (86% of the company cast a for/against vote).
The 10 asset managers below cast 99.9% of the shares they voted on this item FOR (283,840 for, 153 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 233,983 | 0 | 0 | 0 | For |
| Brighthouse | 30,355 | 0 | 0 | 0 | For |
| Empower | 0 | 0 | 0 | 0 | Not Voted |
| EFG Asset Management (North America) Corp. | 9,974 | 0 | 0 | 0 | For |
| APG Asset Management US Inc. | 5,806 | 0 | 0 | 0 | For |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma | 3,161 | 0 | 0 | 0 | For |
| CLEARWATER INVESTMENT TRUST | 300 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 242 | 0 | 0 | 0 | For |
| Desjardins Global Asset Management Inc. | 0 | 153 | 0 | 0 | Against |
| UNIFIED SERIES TRUST | 19 | 0 | 0 | 0 | For |
100% fund support · no official result
The 5 asset managers below cast 100% of the shares they voted on this item FOR (30,916 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Brighthouse | 30,355 | 0 | 0 | 0 | For |
| Empower | 0 | 0 | 0 | 0 | Not Voted |
| CLEARWATER INVESTMENT TRUST | 300 | 0 | 0 | 0 | For |
| HC CAPITAL TRUST | 242 | 0 | 0 | 0 | For |
| UNIFIED SERIES TRUST | 19 | 0 | 0 | 0 | For |
99.2% fund support · no official result
The 4 asset managers below cast 99.2% of the shares they voted on this item FOR (1,995 for, 15 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Interval Partners, LP | 1,035 | 0 | 0 | 0 | For |
| HARBOUR INVESTMENT MANAGEMENT LLC | 785 | 0 | 0 | 0 | For |
| Baker Avenue Asset Management, LP | 112 | 0 | 0 | 0 | For |
| Focus Partners Wealth | 63 | 15 | 0 | 0 | For |
Ranked by the number of PIPER SANDLER COMPANIES shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 16,516,030 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | BlackRock | 15.52% |
| 2 | Vanguard | 13.48% |
| 3 | Fidelity | 8.09% |
| 4 | Invesco | 5.56% |
| 5 | State Street | 5.43% |
| 6 | AllianceBernstein | 3.28% |
| 7 | Dimensional | 2.37% |
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 2.35% |
| 9 | Charles Schwab | 2.35% |
| 10 | GW&K Investment Management, LLC | 1.78% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| BlackRock | 16.36% | 13F |
| Vanguard Group | 12.48% | 13F |
| State Street | 4.12% | 13F |
| Invesco | 3.83% | 13F |
| FMR (Fidelity) | 3.44% | 13F |
| Dimensional Fund Advisors | 2.46% | 13F |
| Geode Capital | 2.37% | 13F |
| JPMorgan Chase | 1.74% | 13F |
| Charles Schwab | 1.22% | 13F |
| Northern Trust | 1.21% | 13F |
Percentages above are of 16,516,030 shares outstanding, as reported by PIPER SANDLER COMPANIES on its Form 10-Q dated 2025-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from PIPER SANDLER COMPANIES’s 10-Q dated 2025-03-31. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At PIPER SANDLER COMPANIES's shareholder meeting held 2025-05-22, in the 2024-2025 proxy season, 394 asset managers reported how they voted in their SEC Form N-PX filings, covering 4,587 separate fund positions. Their filings are grouped here into 15 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — An advisory (non-binding) vote to approve the compensation of the officers disclosed in the… — FOR was 98% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: PIPER SANDLER COMPANIES's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2025-05-22.
PIPER SANDLER COMPANIES proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.