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Piper Sandler Companies 2025-2026 Proxy Voting Records

Compiled from SEC Form N-PX filings and Piper Sandler Companies’s Form 8-K, filed 2026-05-21 (Item 5.07 on EDGAR). Page generated 04 October 2026.

  • 16Reported items
  • 448Asset managers
  • 5,222Fund votes
  • 2026-05-20Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore Piper Sandler Companies in the interactive database Compare manager voting policies

Official 2025-2026 meeting results reported by Piper Sandler Companies

These tallies are Piper Sandler Companies’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-05-21 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

Piper Sandler Companies — official shareholder meeting results, meeting held 2026-05-20
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: Chad R. Abraham 55,065,258533,760129,832 ---- Majority: yes
Elect Director: Jonathan J. Doyle 54,569,1341,076,86782,849 ---- Majority: yes
Elect Director: Stuart M. Essig 55,469,824167,23491,792 ---- Majority: yes
Elect Director: Ann C. Gallo 55,490,833161,31276,705 ---- Majority: yes
Elect Director: Victoria M. Holt 53,923,2301,726,72678,894 ---- Majority: yes
Elect Director: Robbin Mitchell 55,199,628437,05392,169 ---- Majority: yes
Elect Director: Thomas S. Schreier 54,978,309671,69978,842 ---- Majority: yes
Elect Director: Philip E. Soran 54,874,071771,86382,916 ---- Majority: yes
Elect Director: Brian R. Sterling 55,588,19663,65177,003 ---- Majority: yes
Elect Director: Scott C. Taylor 54,350,8261,293,63784,387 ---- Majority: yes
Elect Director: Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote. 55,063,759534,421130,670 ---- Majority: yes

Source: Piper Sandler Companies, Form 8-K, filed with the SEC on 2026-05-21 — read the filing on EDGAR.

How asset managers voted at the Piper Sandler Companies 2025-2026 meeting

Each item below shows how the 448 asset managers that disclosed a Piper Sandler Companies vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of Piper Sandler Companies’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.

1. An advisory (non-binding) vote to approve the compensation of the officers disclosed in the enclosed proxy statement, or say-on-pay vote.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 13 wordings of this item as funds reported it.

99.0% Majority: yes · of votes cast

FOR 99.0%
FOR: 55,063,759AGAINST: 534,421

Piper Sandler Companies’s own tally for this item (“Elect Director: Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote.”): 55,063,759 for, 534,421 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 81% for, 0.8% against (82% of the company cast a for/against vote).

The 435 asset managers below cast 99.4% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.

FOR 99.3%
FOR: 99.4%AGAINST: 0.5%ABSTAIN: 0.1%NOT VOTED: 0.0%SPLIT: 0.0%
Largest asset managers voting on “An advisory (non-binding) vote to approve the compensation of the officers disclosed in the enclosed proxy sta” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
BlackRock10,049,8341,468 00For
Vanguard9,436,1433 00For
Invesco4,091,0880 00For
Fidelity2,618,8500 00For
State Street2,517,7080 00For
Charles Schwab1,638,5320 00For
GEODE CAPITAL MANAGEMENT, LLC1,619,6000 00For
AllianceBernstein1,599,0760 00For
American Century978,8230 00For
Stephens Investment Management Group LLC957,2320 00For
Voya944,2720 00For
Nuveen905,4430 00For
GW&K Investment Management, LLC841,9390 00For
Loomis Sayles826,5840 00For
Putnam818,9680 00For
Goldman Sachs796,1170 00For
Northern Trust733,3570 00For
WESTWOOD HOLDINGS GROUP INC656,7360 00For
Fisher Asset Management, LLC630,1680 00For
Dimensional570,3680 00For
Janus Henderson551,8880 00For
JPMorgan504,7440 00For
Jackson National492,0880 00For
TIAA471,0920 00For
Citadel467,8270 00For

Showing the 25 largest of 435 asset managers. See all 435 in the interactive database.

2. Election of Directors: Chad R. Abraham

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.0% Majority: yes · of votes cast

FOR 99.0%
FOR: 55,065,258AGAINST: 533,760

Piper Sandler Companies’s own tally for this item (“Elect Director: Chad R. Abraham”): 55,065,258 for, 533,760 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 81% for, 0.8% against (82% of the company cast a for/against vote).

The 103 asset managers below cast 99.9% of the shares they voted on this item FOR (31,495,263 for, 5,804 against).

FOR 99.7%
FOR: 31,495,263 (99.7%)AGAINST: 5,804 (0.0%)ABSTAIN: 39,576 (0.1%)NOT VOTED: 49,340 (0.2%)
Largest asset managers voting on “Election of Directors: Chad R. Abraham” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard8,864,9044 00For
BlackRock7,370,1440 00For
Fidelity1,991,2160 00For
Invesco1,614,4280 00For
State Street1,100,9320 00For
Charles Schwab772,3280 00For
AllianceBernstein519,1840 00For
Jackson National492,0880 00For
TIAA470,4280 00For
JPMorgan455,7840 00For
American Century454,4160 00For
TRUST FOR PROFESSIONAL MANAGERS407,3520 00For
Voya388,8560 00For
Lord Abbett357,1200 00For
Dimensional351,9760 00For
Goldman Sachs349,9880 00For
Putnam324,5120 00For
Loomis Sayles300,0160 00For
Brighthouse249,9920 39,5760For
Principal277,0400 00For
Janus Detroit Street Trust271,1080 00For
AMERICAN BEACON FUNDS257,6760 00For
Ultimus Managers Trust239,2600 00For
Nuveen201,1800 00For
AMG FUNDS192,5400 00For

Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.

3. Election of Directors: Jonathan J. Doyle

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 54,569,134AGAINST: 1,076,867

Piper Sandler Companies’s own tally for this item (“Elect Director: Jonathan J. Doyle”): 54,569,134 for, 1,076,867 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 80% for, 2% against (82% of the company cast a for/against vote).

The 103 asset managers below cast 99.0% of the shares they voted on this item FOR (31,191,687 for, 309,381 against).

FOR 99%
FOR: 31,191,687 (98.7%)AGAINST: 309,381 (1.0%)ABSTAIN: 39,576 (0.1%)NOT VOTED: 49,340 (0.2%)
Largest asset managers voting on “Election of Directors: Jonathan J. Doyle” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard8,864,9045 00For
BlackRock7,370,1440 00For
Fidelity1,991,2160 00For
Invesco1,614,4280 00For
State Street1,100,9320 00For
Charles Schwab772,3280 00For
AllianceBernstein519,1840 00For
Jackson National368,164123,924 00For
TIAA470,4280 00For
JPMorgan455,7840 00For
American Century454,4160 00For
TRUST FOR PROFESSIONAL MANAGERS407,3520 00For
Voya388,8560 00For
Lord Abbett357,1200 00For
Dimensional351,9760 00For
Goldman Sachs349,9880 00For
Putnam324,5120 00For
Loomis Sayles300,0160 00For
Brighthouse249,9920 39,5760For
Principal277,0400 00For
Janus Detroit Street Trust271,1080 00For
AMERICAN BEACON FUNDS257,6760 00For
Ultimus Managers Trust239,2600 00For
Nuveen201,1800 00For
AMG FUNDS192,5400 00For

Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.

4. Election of Directors: Stuart M. Essig

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%
FOR: 55,469,824AGAINST: 167,234

Piper Sandler Companies’s own tally for this item (“Elect Director: Stuart M. Essig”): 55,469,824 for, 167,234 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 82% for, 0.3% against (82% of the company cast a for/against vote).

The 103 asset managers below cast 100% of the shares they voted on this item FOR (31,501,067 for, 0 against).

FOR 99.7%
FOR: 31,501,067 (99.7%)ABSTAIN: 39,576 (0.1%)NOT VOTED: 49,340 (0.2%)
Largest asset managers voting on “Election of Directors: Stuart M. Essig” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard8,864,9080 00For
BlackRock7,370,1440 00For
Fidelity1,991,2160 00For
Invesco1,614,4280 00For
State Street1,100,9320 00For
Charles Schwab772,3280 00For
AllianceBernstein519,1840 00For
Jackson National492,0880 00For
TIAA470,4280 00For
JPMorgan455,7840 00For
American Century454,4160 00For
TRUST FOR PROFESSIONAL MANAGERS407,3520 00For
Voya388,8560 00For
Lord Abbett357,1200 00For
Dimensional351,9760 00For
Goldman Sachs349,9880 00For
Putnam324,5120 00For
Loomis Sayles300,0160 00For
Brighthouse249,9920 39,5760For
Principal277,0400 00For
Janus Detroit Street Trust271,1080 00For
AMERICAN BEACON FUNDS257,6760 00For
Ultimus Managers Trust239,2600 00For
Nuveen201,1800 00For
AMG FUNDS192,5400 00For

Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.

5. Election of Directors: Victoria M. Holt

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 53,923,230AGAINST: 1,726,726

Piper Sandler Companies’s own tally for this item (“Elect Director: Victoria M. Holt”): 53,923,230 for, 1,726,726 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 79% for, 3% against (82% of the company cast a for/against vote).

The 103 asset managers below cast 99% of the shares they voted on this item FOR (31,080,400 for, 420,668 against).

FOR 98%
FOR: 31,080,400 (98.4%)AGAINST: 420,668 (1.3%)ABSTAIN: 39,576 (0.1%)NOT VOTED: 49,340 (0.2%)
Largest asset managers voting on “Election of Directors: Victoria M. Holt” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard8,864,89712 00For
BlackRock7,370,1440 00For
Fidelity1,991,2160 00For
Invesco1,614,4280 00For
State Street1,100,9320 00For
Charles Schwab772,3280 00For
AllianceBernstein519,1840 00For
Jackson National476,96015,128 00For
TIAA470,4280 00For
JPMorgan455,7840 00For
American Century454,4160 00For
TRUST FOR PROFESSIONAL MANAGERS407,3520 00For
Voya388,8560 00For
Lord Abbett357,1200 00For
Dimensional0351,976 00Against
Goldman Sachs349,9880 00For
Putnam324,5120 00For
Loomis Sayles300,0160 00For
Brighthouse249,9920 39,5760For
Principal277,0400 00For
Janus Detroit Street Trust271,1080 00For
AMERICAN BEACON FUNDS257,6760 00For
Ultimus Managers Trust239,2600 00For
Nuveen201,1800 00For
AMG FUNDS192,5400 00For

Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.

6. Election of Directors: Robbin Mitchell

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.2% Majority: yes · of votes cast

FOR 99.2%
FOR: 55,199,628AGAINST: 437,053

Piper Sandler Companies’s own tally for this item (“Elect Director: Robbin Mitchell”): 55,199,628 for, 437,053 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 81% for, 0.7% against (82% of the company cast a for/against vote).

The 103 asset managers below cast 99.9% of the shares they voted on this item FOR (31,495,264 for, 5,803 against).

FOR 99.7%
FOR: 31,495,264 (99.7%)AGAINST: 5,803 (0.0%)ABSTAIN: 39,576 (0.1%)NOT VOTED: 49,340 (0.2%)
Largest asset managers voting on “Election of Directors: Robbin Mitchell” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard8,864,9053 00For
BlackRock7,370,1440 00For
Fidelity1,991,2160 00For
Invesco1,614,4280 00For
State Street1,100,9320 00For
Charles Schwab772,3280 00For
AllianceBernstein519,1840 00For
Jackson National492,0880 00For
TIAA470,4280 00For
JPMorgan455,7840 00For
American Century454,4160 00For
TRUST FOR PROFESSIONAL MANAGERS407,3520 00For
Voya388,8560 00For
Lord Abbett357,1200 00For
Dimensional351,9760 00For
Goldman Sachs349,9880 00For
Putnam324,5120 00For
Loomis Sayles300,0160 00For
Brighthouse249,9920 39,5760For
Principal277,0400 00For
Janus Detroit Street Trust271,1080 00For
AMERICAN BEACON FUNDS257,6760 00For
Ultimus Managers Trust239,2600 00For
Nuveen201,1800 00For
AMG FUNDS192,5400 00For

Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.

7. Election of Directors: Thomas S. Schreier

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 54,978,309AGAINST: 671,699

Piper Sandler Companies’s own tally for this item (“Elect Director: Thomas S. Schreier”): 54,978,309 for, 671,699 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 81% for, 1.0% against (82% of the company cast a for/against vote).

The 103 asset managers below cast 99.9% of the shares they voted on this item FOR (31,495,263 for, 5,805 against).

FOR 99.7%
FOR: 31,495,263 (99.7%)AGAINST: 5,805 (0.0%)ABSTAIN: 39,576 (0.1%)NOT VOTED: 49,340 (0.2%)
Largest asset managers voting on “Election of Directors: Thomas S. Schreier” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard8,864,9045 00For
BlackRock7,370,1440 00For
Fidelity1,991,2160 00For
Invesco1,614,4280 00For
State Street1,100,9320 00For
Charles Schwab772,3280 00For
AllianceBernstein519,1840 00For
Jackson National492,0880 00For
TIAA470,4280 00For
JPMorgan455,7840 00For
American Century454,4160 00For
TRUST FOR PROFESSIONAL MANAGERS407,3520 00For
Voya388,8560 00For
Lord Abbett357,1200 00For
Dimensional351,9760 00For
Goldman Sachs349,9880 00For
Putnam324,5120 00For
Loomis Sayles300,0160 00For
Brighthouse249,9920 39,5760For
Principal277,0400 00For
Janus Detroit Street Trust271,1080 00For
AMERICAN BEACON FUNDS257,6760 00For
Ultimus Managers Trust239,2600 00For
Nuveen201,1800 00For
AMG FUNDS192,5400 00For

Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.

8. Election of Directors: Philip E. Soran

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 54,874,071AGAINST: 771,863

Piper Sandler Companies’s own tally for this item (“Elect Director: Philip E. Soran”): 54,874,071 for, 771,863 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 81% for, 1% against (82% of the company cast a for/against vote).

The 103 asset managers below cast 99.8% of the shares they voted on this item FOR (31,456,215 for, 44,853 against).

FOR 99.5%
FOR: 31,456,215 (99.6%)AGAINST: 44,853 (0.1%)ABSTAIN: 39,576 (0.1%)NOT VOTED: 49,340 (0.2%)
Largest asset managers voting on “Election of Directors: Philip E. Soran” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard8,864,9045 00For
BlackRock7,370,1440 00For
Fidelity1,991,2160 00For
Invesco1,614,4280 00For
State Street1,100,9320 00For
Charles Schwab772,3280 00For
AllianceBernstein519,1840 00For
Jackson National492,0880 00For
TIAA470,4280 00For
JPMorgan455,7840 00For
American Century454,4160 00For
TRUST FOR PROFESSIONAL MANAGERS407,3520 00For
Voya388,8560 00For
Lord Abbett357,1200 00For
Dimensional351,9760 00For
Goldman Sachs349,9880 00For
Putnam324,5120 00For
Loomis Sayles300,0160 00For
Brighthouse249,9920 39,5760For
Principal277,0400 00For
Janus Detroit Street Trust271,1080 00For
AMERICAN BEACON FUNDS257,6760 00For
Ultimus Managers Trust239,2600 00For
Nuveen201,1800 00For
AMG FUNDS192,5400 00For

Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.

9. Election of Directors: Brian R. Sterling

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.8% Majority: yes · of votes cast

FOR 99.8%
FOR: 55,588,196AGAINST: 63,651

Piper Sandler Companies’s own tally for this item (“Elect Director: Brian R. Sterling”): 55,588,196 for, 63,651 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 82% for, 0.1% against (82% of the company cast a for/against vote).

The 103 asset managers below cast 100% of the shares they voted on this item FOR (31,501,068 for, 0 against).

FOR 99.7%
FOR: 31,501,068 (99.7%)ABSTAIN: 39,576 (0.1%)NOT VOTED: 49,340 (0.2%)
Largest asset managers voting on “Election of Directors: Brian R. Sterling” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard8,864,9090 00For
BlackRock7,370,1440 00For
Fidelity1,991,2160 00For
Invesco1,614,4280 00For
State Street1,100,9320 00For
Charles Schwab772,3280 00For
AllianceBernstein519,1840 00For
Jackson National492,0880 00For
TIAA470,4280 00For
JPMorgan455,7840 00For
American Century454,4160 00For
TRUST FOR PROFESSIONAL MANAGERS407,3520 00For
Voya388,8560 00For
Lord Abbett357,1200 00For
Dimensional351,9760 00For
Goldman Sachs349,9880 00For
Putnam324,5120 00For
Loomis Sayles300,0160 00For
Brighthouse249,9920 39,5760For
Principal277,0400 00For
Janus Detroit Street Trust271,1080 00For
AMERICAN BEACON FUNDS257,6760 00For
Ultimus Managers Trust239,2600 00For
Nuveen201,1800 00For
AMG FUNDS192,5400 00For

Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.

10. Election of Directors: Scott C. Taylor

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 54,350,826AGAINST: 1,293,637

Piper Sandler Companies’s own tally for this item (“Elect Director: Scott C. Taylor”): 54,350,826 for, 1,293,637 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 80% for, 2% against (82% of the company cast a for/against vote).

The 103 asset managers below cast 99.8% of the shares they voted on this item FOR (31,451,015 for, 50,052 against).

FOR 99.5%
FOR: 31,451,015 (99.6%)AGAINST: 50,052 (0.2%)ABSTAIN: 39,576 (0.1%)NOT VOTED: 49,340 (0.2%)
Largest asset managers voting on “Election of Directors: Scott C. Taylor” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard8,853,90411,004 00For
BlackRock7,370,1440 00For
Fidelity1,991,2160 00For
Invesco1,614,4280 00For
State Street1,100,9320 00For
Charles Schwab772,3280 00For
AllianceBernstein519,1840 00For
Jackson National492,0880 00For
TIAA470,4280 00For
JPMorgan455,7840 00For
American Century454,4160 00For
TRUST FOR PROFESSIONAL MANAGERS407,3520 00For
Voya388,8560 00For
Lord Abbett357,1200 00For
Dimensional351,9760 00For
Goldman Sachs349,9880 00For
Putnam324,5120 00For
Loomis Sayles300,0160 00For
Brighthouse249,9920 39,5760For
Principal277,0400 00For
Janus Detroit Street Trust271,1080 00For
AMERICAN BEACON FUNDS257,6760 00For
Ultimus Managers Trust239,2600 00For
Nuveen201,1800 00For
AMG FUNDS192,5400 00For

Showing the 25 largest of 103 asset managers. See all 103 in the interactive database.

11. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2026.

AUDIT-RELATED

Combines 2 wordings of this item as funds reported it.

99.7% fund support · no official result

FOR 99.6%

The 102 asset managers below cast 99.7% of the shares they voted on this item FOR (31,238,603 for, 75,332 against).

FOR: 31,238,603 (99.6%)AGAINST: 75,332 (0.2%)ABSTAIN: 39,576 (0.1%)
Largest asset managers voting on “RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEM” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard8,853,90411,004 00For
BlackRock7,370,1440 00For
Fidelity1,991,2160 00For
Invesco1,614,4280 00For
State Street1,100,9320 00For
Charles Schwab772,3280 00For
AllianceBernstein519,1840 00For
Jackson National492,0880 00For
TIAA470,4280 00For
JPMorgan455,7840 00For
American Century454,4160 00For
TRUST FOR PROFESSIONAL MANAGERS407,3520 00For
Voya388,8560 00For
Lord Abbett357,1200 00For
Dimensional351,9760 00For
Goldman Sachs349,9880 00For
Putnam324,5120 00For
Loomis Sayles300,0160 00For
Principal277,0400 00For
Janus Detroit Street Trust271,1080 00For
AMERICAN BEACON FUNDS257,6760 00For
Ultimus Managers Trust239,2600 00For
Nuveen201,1800 00For
AMG FUNDS192,5400 00For
Bridge Builder Trust188,5920 00For

Showing the 25 largest of 102 asset managers. See all 102 in the interactive database.

12. Election of Directors: Ann C. Gallo

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%
FOR: 55,490,833AGAINST: 161,312

Piper Sandler Companies’s own tally for this item (“Elect Director: Ann C. Gallo”): 55,490,833 for, 161,312 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 82% for, 0.3% against (82% of the company cast a for/against vote).

The 102 asset managers below cast 100% of the shares they voted on this item FOR (31,499,342 for, 0 against).

FOR 99.7%
FOR: 31,499,342 (99.7%)ABSTAIN: 39,576 (0.1%)NOT VOTED: 49,340 (0.2%)
Largest asset managers voting on “Election of Directors: Ann C. Gallo” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Vanguard8,864,9080 00For
BlackRock7,370,1440 00For
Fidelity1,991,2160 00For
Invesco1,614,4280 00For
State Street1,100,9320 00For
Charles Schwab772,3280 00For
AllianceBernstein519,1840 00For
Jackson National492,0880 00For
TIAA470,4280 00For
JPMorgan455,7840 00For
American Century454,4160 00For
TRUST FOR PROFESSIONAL MANAGERS407,3520 00For
Voya388,8560 00For
Lord Abbett357,1200 00For
Dimensional351,9760 00For
Goldman Sachs349,9880 00For
Putnam324,5120 00For
Loomis Sayles300,0160 00For
Brighthouse249,9920 39,5760For
Principal277,0400 00For
Janus Detroit Street Trust271,1080 00For
AMERICAN BEACON FUNDS257,6760 00For
Ultimus Managers Trust239,2600 00For
Nuveen201,1800 00For
AMG FUNDS192,5400 00For

Showing the 25 largest of 102 asset managers. See all 102 in the interactive database.

13. Advisory Vote to Ratify Named Executive Officers' Compensation

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

99.0% Majority: yes · of votes cast

FOR 99.0%
FOR: 55,063,759AGAINST: 534,421

Piper Sandler Companies’s own tally for this item (“Elect Director: Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote.”): 55,063,759 for, 534,421 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 81% for, 0.8% against (82% of the company cast a for/against vote).

The 9 asset managers below cast 99.1% of the shares they voted on this item FOR (241,484 for, 1,964 against).

FOR 82%NOT VOTED 17%
FOR: 241,484 (82.5%)AGAINST: 1,964 (0.7%)NOT VOTED: 49,340 (16.9%)
Largest asset managers voting on “Advisory Vote to Ratify Named Executive Officers' Compensation” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Brighthouse178,9320 00For
Empower00 00Not Voted
APG Asset Management US Inc.48,4480 00For
CLEARWATER INVESTMENT TRUST8,2000 00For
Integrated Quantitative Investments LLC2,7200 00For
Impact Investors, Inc01,964 00Against
Empirical Financial Services, LLC d.b.a. Empirical Wealth Ma1,5080 00For
Wilshire Advisors LLC1,5040 00For
Coyle Financial Counsel LLC1720 00For

14. 14A Executive Compensation

AUDIT-RELATED

100% fund support · no official result

FOR 100%

The 4 asset managers below cast 100% of the shares they voted on this item FOR (78,406 for, 0 against).

FOR: 78,406 (100.0%)
Largest asset managers voting on “14A Executive Compensation” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Interval Partners, LP68,5100 00For
Wallace Capital Management Inc.7,6000 00For
HARBOUR INVESTMENT MANAGEMENT LLC2,0960 00For
Baker Avenue Asset Management, LP2000 00For

15. Ratify Ernst & Young LLP as Auditors

AUDIT-RELATED

100% fund support · no official result

FOR 79%NOT VOTED 21%

The 3 asset managers below cast 100% of the shares they voted on this item FOR (187,132 for, 0 against).

FOR: 187,132 (79.1%)NOT VOTED: 49,340 (20.9%)
Largest asset managers voting on “Ratify Ernst & Young LLP as Auditors” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Brighthouse178,9320 00For
Empower00 00Not Voted
CLEARWATER INVESTMENT TRUST8,2000 00For

16. To Approve, By An Advisory Vote, The Compensation Of The Company's Named Executives

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

99.0% Majority: yes · of votes cast

FOR 99.0%
FOR: 55,063,759AGAINST: 534,421

Piper Sandler Companies’s own tally for this item (“Elect Director: Advisory (non-binding) resolution approving the compensation of the officers disclosed in the proxy statement, or a "say-on-pay" vote.”): 55,063,759 for, 534,421 against, per its Form 8-K filed 2026-05-21 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 67,857,561 outstanding shares: 81% for, 0.8% against (82% of the company cast a for/against vote).

The 2 asset managers below cast 100% of the shares they voted on this item FOR (16 for, 0 against).

FOR 100%
FOR: 16 (100.0%)
Largest asset managers voting on “To Approve, By An Advisory Vote, The Compensation Of The Company's Named Executives” at Piper Sandler Companies, 2025-2026
Asset managerForAgainst AbstainWithheldVote
Modern Wealth Management, LLC80 00For
Tandem Financial, LLC80 00For

Largest Piper Sandler Companies shareholders voting in 2025-2026

Ranked by the number of Piper Sandler Companies shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 67,857,561 shares outstanding at the time of that meeting.

Top Piper Sandler Companies shareholders by shares voted, 2025-2026
#Asset manager % of shares outstanding
1BlackRock 14.81%
2Vanguard 13.91%
3Invesco 6.03%
4Fidelity 3.86%
5State Street 3.71%
6Charles Schwab 2.41%
7GEODE CAPITAL MANAGEMENT, LLC 2.39%
8AllianceBernstein 2.36%
9American Century 1.44%
10Stephens Investment Management Group LLC 1.41%

Reported Piper Sandler Companies ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

Piper Sandler Companies beneficial owners on record for the 2025-2026 proxy season
Holder % outstanding Disclosure
BlackRock 15.37% 13F
Vanguard Portfolio Management 7.65% 13G
State Street 4.11% 13F
Invesco 3.85% 13F
Geode Capital 2.40% 13F
Goldman Sachs 2.16% 13F
Dimensional Fund Advisors 2.03% 13F
JPMorgan Chase 1.29% 13F
Charles Schwab 1.27% 13F
Northern Trust 1.11% 13F

Percentages above are of 67,857,561 shares outstanding, as reported by Piper Sandler Companies on its Form 10-Q dated 2026-03-31 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Piper Sandler Companies’s 10-Q dated 2026-03-31. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.

At Piper Sandler Companies's shareholder meeting held 2026-05-20, in the 2025-2026 proxy season, 448 asset managers reported how they voted in their SEC Form N-PX filings, covering 5,222 separate fund positions. Their filings are grouped here into 16 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — An advisory (non-binding) vote to approve the compensation of the officers disclosed in the… — FOR was 99.0% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Piper Sandler Companies's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2026-05-21.

Piper Sandler Companies proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).