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Compiled from SEC Form N-PX filings and PULMONX CORP.’s Form 8-K, filed 2024-05-17 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore PULMONX CORP. in the interactive database Compare manager voting policies
These tallies are PULMONX CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2024-05-17 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Glendon E. French | 16,898,796 | -- | -- | 13,685,328 | 3,802,601 | Majority: yes |
| Elect Director: Tiffany Sullivan | 16,725,724 | -- | -- | 13,858,350 | 3,802,601 | Majority: yes |
| Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm The stockholders ratified the appointment of BDO USA, P.C | 34,338,117 | 38,937 | 9,671 | -- | -- | Majority: yes |
| Proposal 3: Non-Binding Advisory Vote to Approve the Company's Executive Compensation The stockholders approved, on a non-binding advisory basis, the Company's executive compensation as disclosed in the Proxy Statement | 16,307,204 | 14,268,198 | 8,722 | -- | 3,802,601 | Majority: yes |
Source: PULMONX CORP., Form 8-K, filed with the SEC on 2024-05-17 — read the filing on EDGAR.
Each item below shows how the 150 asset managers that disclosed a PULMONX CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 7 wordings of this item as funds reported it.
53.3% Majority: yes · of votes cast
PULMONX CORP.’s own tally for this item (“Proposal 3: Non-Binding Advisory Vote to Approve the Company's Executive Compensation The stockholders approved, on a non-binding advisory basis, the Company's executive compensation as disclosed in the Proxy Statement”): 16,307,204 for, 14,268,198 against, per its Form 8-K filed 2024-05-17 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,815,760 outstanding shares: 42% for, 37% against (79% of the company cast a for/against vote).
The 150 asset managers below cast 46.5% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 777,609 | 9,415,520 | 0 | 0 | Against |
| PRIMECAP MANAGEMENT CO/CA/ | 5,223,701 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 3,813,871 | 0 | 0 | 0 | For |
| BlackRock | 2,703,143 | 15,566 | 0 | 0 | For |
| Point72 | 0 | 2,321,201 | 0 | 0 | Against |
| Vanguard | 2,075,115 | 0 | 0 | 0 | For |
| Victory Capital | 0 | 1,161,469 | 0 | 0 | Against |
| State Street | 1,149,446 | 10,105 | 0 | 0 | For |
| BNP Paribas Asset Management Holding S.A. | 0 | 986,608 | 0 | 0 | Against |
| GEODE CAPITAL MANAGEMENT, LLC | 801,273 | 0 | 0 | 0 | For |
| BRAIDWELL LP | 0 | 693,915 | 0 | 0 | Against |
| FRANKLIN ADVISERS INC | 0 | 672,130 | 0 | 0 | Against |
| Rock Springs Capital Management LP | 0 | 652,400 | 0 | 0 | Against |
| FRANKLIN STRATEGIC SERIES | 0 | 647,016 | 0 | 0 | Against |
| Charles Schwab | 0 | 583,390 | 0 | 0 | Against |
| Divisadero Street Capital Management, LP | 0 | 505,711 | 0 | 0 | Against |
| Dimensional | 0 | 352,761 | 0 | 0 | Against |
| Bridge Builder Trust | 6,939 | 320,737 | 0 | 0 | Against |
| PURA VIDA INVESTMENTS, LLC | 326,315 | 0 | 0 | 0 | For |
| Northern Trust | 230,307 | 2,281 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 210,562 | 0 | 0 | Against |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 190,664 | 0 | 0 | Against |
| Two Sigma | 0 | 188,799 | 0 | 0 | Against |
| Millrace Asset Group, Inc. | 171,798 | 0 | 0 | 0 | For |
| Goldman Sachs | 0 | 167,833 | 0 | 0 | Against |
Showing the 25 largest of 150 asset managers. See all 150 in the interactive database.
Combines 3 wordings of this item as funds reported it.
55% Majority: yes · of votes cast
PULMONX CORP.’s own tally for this item (“Elect Director: Glendon E. French”): 16,898,796 for, 13,685,328 withheld, per its Form 8-K filed 2024-05-17 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,815,760 outstanding shares: 44% for, 35% withheld (79% of the company cast a for/withheld vote).
The 48 asset managers below cast 100% of the shares they voted on this item FOR (9,474,328 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 777,609 | 0 | 4,654,289 | 0 | Abstain |
| PRIMECAP Odyssey Funds | 3,813,871 | 0 | 0 | 0 | For |
| Vanguard | 1,978,343 | 0 | 0 | 0 | For |
| BlackRock | 1,552,735 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 647,016 | 0 | 0 | 0 | For |
| Victory Capital | 0 | 0 | 330,526 | 0 | Abstain |
| Bridge Builder Trust | 6,939 | 0 | 320,737 | 0 | Abstain |
| Charles Schwab | 291,695 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 280,518 | 0 | Abstain |
| State Street | 188 | 0 | 221,789 | 0 | Abstain |
| TIAA | 153,938 | 0 | 0 | 0 | For |
| Prudential/PGIM | 0 | 0 | 111,940 | 0 | Abstain |
| Equitable | 63,987 | 0 | 39,420 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 64,842 | 0 | 0 | 0 | For |
| Jackson National | 0 | 0 | 63,148 | 0 | Abstain |
| Goldman Sachs | 0 | 0 | 62,893 | 0 | Abstain |
| Lincoln Financial | 0 | 0 | 48,057 | 0 | Abstain |
| Pacific Life | 11,889 | 0 | 34,500 | 0 | Abstain |
| LOCORR INVESTMENT TRUST | 31,905 | 0 | 0 | 0 | For |
| New York Life | 0 | 0 | 28,519 | 0 | Abstain |
| American Century | 0 | 0 | 27,720 | 0 | Abstain |
| Nationwide | 0 | 0 | 23,210 | 0 | Abstain |
| AIG/SunAmerica | 0 | 0 | 18,355 | 0 | Abstain |
| Northern Trust | 16,676 | 0 | 0 | 0 | For |
| Brighthouse | 0 | 0 | 15,025 | 0 | Abstain |
Showing the 25 largest of 48 asset managers. See all 48 in the interactive database.
Combines 3 wordings of this item as funds reported it.
54.7% Majority: yes · of votes cast
PULMONX CORP.’s own tally for this item (“Elect Director: Tiffany Sullivan”): 16,725,724 for, 13,858,350 withheld, per its Form 8-K filed 2024-05-17 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,815,760 outstanding shares: 43% for, 36% withheld (79% of the company cast a for/withheld vote).
The 48 asset managers below cast 100% of the shares they voted on this item FOR (9,458,552 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 777,609 | 0 | 4,654,289 | 0 | Abstain |
| PRIMECAP Odyssey Funds | 3,813,871 | 0 | 0 | 0 | For |
| Vanguard | 1,978,343 | 0 | 0 | 0 | For |
| BlackRock | 1,552,735 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 647,016 | 0 | 0 | 0 | For |
| Victory Capital | 0 | 0 | 330,526 | 0 | Abstain |
| Bridge Builder Trust | 6,939 | 0 | 320,737 | 0 | Abstain |
| Charles Schwab | 291,695 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 280,518 | 0 | Abstain |
| State Street | 188 | 0 | 221,789 | 0 | Abstain |
| TIAA | 153,938 | 0 | 0 | 0 | For |
| Prudential/PGIM | 0 | 0 | 111,940 | 0 | Abstain |
| Equitable | 63,987 | 0 | 39,420 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 64,842 | 0 | 0 | 0 | For |
| Jackson National | 0 | 0 | 63,148 | 0 | Abstain |
| Goldman Sachs | 0 | 0 | 62,893 | 0 | Abstain |
| Lincoln Financial | 0 | 0 | 48,057 | 0 | Abstain |
| Pacific Life | 11,889 | 0 | 34,500 | 0 | Abstain |
| LOCORR INVESTMENT TRUST | 31,905 | 0 | 0 | 0 | For |
| New York Life | 0 | 0 | 28,519 | 0 | Abstain |
| American Century | 0 | 0 | 27,720 | 0 | Abstain |
| Nationwide | 0 | 0 | 23,210 | 0 | Abstain |
| AIG/SunAmerica | 0 | 0 | 18,355 | 0 | Abstain |
| Northern Trust | 16,676 | 0 | 0 | 0 | For |
| Brighthouse | 0 | 0 | 15,025 | 0 | Abstain |
Showing the 25 largest of 48 asset managers. See all 48 in the interactive database.
Combines 2 wordings of this item as funds reported it.
99.8% Majority: yes · of votes cast
PULMONX CORP.’s own tally for this item (“Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm The stockholders ratified the appointment of BDO USA, P.C”): 34,338,117 for, 38,937 against, per its Form 8-K filed 2024-05-17 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 38,815,760 outstanding shares: 88% for, 0.2% against (89% of the company cast a for/against vote).
The 48 asset managers below cast 99.9% of the shares they voted on this item FOR (15,810,293 for, 291 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 5,431,898 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 3,813,871 | 0 | 0 | 0 | For |
| Vanguard | 1,978,343 | 0 | 0 | 0 | For |
| BlackRock | 1,552,735 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 647,016 | 0 | 0 | 0 | For |
| Victory Capital | 330,526 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 327,676 | 0 | 0 | 0 | For |
| Charles Schwab | 291,695 | 0 | 0 | 0 | For |
| Dimensional | 280,518 | 0 | 0 | 0 | For |
| State Street | 221,787 | 190 | 0 | 0 | For |
| TIAA | 153,938 | 0 | 0 | 0 | For |
| Prudential/PGIM | 111,940 | 0 | 0 | 0 | For |
| Equitable | 103,407 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 64,842 | 0 | 0 | 0 | For |
| Jackson National | 63,148 | 0 | 0 | 0 | For |
| Goldman Sachs | 62,893 | 0 | 0 | 0 | For |
| Lincoln Financial | 48,057 | 0 | 0 | 0 | For |
| Pacific Life | 46,389 | 0 | 0 | 0 | For |
| LOCORR INVESTMENT TRUST | 31,905 | 0 | 0 | 0 | For |
| New York Life | 28,519 | 0 | 0 | 0 | For |
| American Century | 27,720 | 0 | 0 | 0 | For |
| Nationwide | 23,210 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 18,355 | 0 | 0 | 0 | For |
| Northern Trust | 16,676 | 0 | 0 | 0 | For |
| Brighthouse | 12,235 | 0 | 2,790 | 0 | For |
Showing the 25 largest of 48 asset managers. See all 48 in the interactive database.
Ranked by the number of PULMONX CORP. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 38,815,760 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 26.26% |
| 2 | PRIMECAP MANAGEMENT CO/CA/ | 13.46% |
| 3 | PRIMECAP Odyssey Funds | 9.83% |
| 4 | BlackRock | 7.00% |
| 5 | Point72 | 5.98% |
| 6 | Vanguard | 5.35% |
| 7 | Victory Capital | 2.99% |
| 8 | State Street | 2.99% |
| 9 | BNP Paribas Asset Management Holding S.A. | 2.54% |
| 10 | GEODE CAPITAL MANAGEMENT, LLC | 2.06% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| PRIMECAP Management Company | 14.55% | 13G |
| FMR LLC | 11.99% | DEF14A |
| BlackRock | 6.89% | 13F |
| Vanguard Group | 5.78% | 13F |
| FMR (Fidelity) | 5.60% | 13F |
| Morgan Stanley | 5.31% | DEF14A |
| Point72 Asset Management, L.P. and affiliated persons | 4.99% | DEF14A |
| Glendon E. French | 3.50% | DEF14A |
| State Street | 2.51% | 13F |
| Geode Capital | 2.15% | 13F |
Percentages above are of 38,815,760 shares outstanding, as reported by PULMONX CORP. on its Form 10-Q dated 2024-04-30 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from PULMONX CORP.’s 10-Q dated 2024-04-30. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At PULMONX CORP.'s shareholder meeting held 2024-05-16, in the 2023-2024 proxy season, 150 asset managers reported how they voted on 4 ballot items in their SEC Form N-PX filings, covering 770 separate fund positions. On the most widely held item on that ballot — To conduct a non-binding advisory vote to approve our executive compensation. — FOR was 53.3% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: PULMONX CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2024-05-17.
PULMONX CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.