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Compiled from SEC Form N-PX filings and PULMONX CORPORATION’s Form 8-K, filed 2026-06-04 (Item 5.07 on EDGAR). Page generated 02 October 2026.
Explore PULMONX CORPORATION in the interactive database Compare manager voting policies
These tallies are PULMONX CORPORATION’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2026-06-04 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Thomas W. Burns | 19,751,638 | -- | -- | 1,063,272 | 11,830,360 | Majority: yes |
| Elect Director: Georgia Garinois-Melenikiotou | 17,680,826 | -- | -- | 3,134,084 | 11,830,360 | Majority: yes |
| Elect Director: Dana G. Mead, Jr. | 19,853,196 | -- | -- | 961,714 | 11,830,360 | Majority: yes |
| Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm The stockholders ratified the appointment of BDO USA, P.C | 31,458,698 | 97,509 | 1,089,063 | -- | -- | Majority: yes |
| Proposal 3: Non-Binding Advisory Vote to Approve the Company's Executive Compensation The stockholders approved, on a non-binding advisory basis, the Company's executive compensation as disclosed in the Proxy Statement | 17,196,362 | 3,485,784 | 132,764 | -- | 11,830,360 | Majority: yes |
Source: PULMONX CORPORATION, Form 8-K, filed with the SEC on 2026-06-04 — read the filing on EDGAR.
Each item below shows how the 114 asset managers that disclosed a PULMONX CORPORATION vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of PULMONX CORPORATION’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 3 wordings of this item as funds reported it.
83% Majority: yes · of votes cast
PULMONX CORPORATION’s own tally for this item (“Proposal 3: Non-Binding Advisory Vote to Approve the Company's Executive Compensation The stockholders approved, on a non-binding advisory basis, the Company's executive compensation as disclosed in the Proxy Statement”): 17,196,362 for, 3,485,784 against, per its Form 8-K filed 2026-06-04 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 42,237,203 outstanding shares: 41% for, 8% against (49.0% of the company cast a for/against vote).
The 114 asset managers below cast 88% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| PRIMECAP MANAGEMENT CO/CA/ | 4,635,501 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 3,602,001 | 0 | 0 | 0 | For |
| Soleus Capital Management, L.P. | 2,788,323 | 0 | 0 | 0 | For |
| Vanguard | 2,511,273 | 6,860 | 0 | 0 | For |
| BlackRock | 1,916,345 | 67,294 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 929,605 | 0 | 0 | 0 | For |
| Fidelity | 798,773 | 45,422 | 0 | 0 | For |
| Stonepine Capital Management, LLC | 768,288 | 0 | 0 | 0 | For |
| BRAIDWELL LP | 514,182 | 0 | 0 | 0 | For |
| ADAR1 Capital Management, LLC | 0 | 366,302 | 0 | 0 | Against |
| State Street | 283,605 | 2,165 | 0 | 0 | For |
| Northern Trust | 0 | 259,440 | 0 | 0 | Against |
| DE Shaw | 0 | 257,361 | 0 | 0 | Against |
| Renaissance | 0 | 177,471 | 0 | 0 | Against |
| Centiva Capital, LP | 0 | 153,756 | 0 | 0 | Against |
| JPMorgan | 145,505 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 142,638 | 0 | 0 | Against |
| MELLON INVESTMENTS Corp | 0 | 131,873 | 0 | 0 | Against |
| Goldman Sachs | 118,425 | 0 | 0 | 0 | For |
| WESTFIELD CAPITAL MANAGEMENT CO LP | 0 | 110,000 | 0 | 0 | Against |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0 | 94,047 | 0 | 0 | Against |
| Equitable | 67,035 | 26,090 | 0 | 0 | For |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 92,266 | 0 | 0 | Against |
| AQR | 0 | 71,017 | 0 | 0 | Against |
| Nuveen | 69,108 | 0 | 0 | 0 | For |
Showing the 25 largest of 114 asset managers. See all 114 in the interactive database.
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
PULMONX CORPORATION’s own tally for this item (“Elect Director: Dana G. Mead, Jr.”): 19,853,196 for, 961,714 withheld, per its Form 8-K filed 2026-06-04 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 42,237,203 outstanding shares: 47.0% for, 2% withheld (49.3% of the company cast a for/withheld vote).
The 38 asset managers below cast 100% of the shares they voted on this item FOR (8,235,154 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| PRIMECAP Odyssey Funds | 3,602,001 | 0 | 0 | 0 | For |
| Vanguard | 2,213,670 | 0 | 4,134 | 0 | For |
| BlackRock | 926,231 | 0 | 0 | 0 | For |
| Fidelity | 805,435 | 0 | 0 | 0 | For |
| JPMorgan | 145,505 | 0 | 0 | 0 | For |
| Equitable | 67,035 | 0 | 26,090 | 0 | For |
| Charles Schwab | 71,319 | 0 | 0 | 0 | For |
| TIAA | 68,482 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 61,000 | 0 | 0 | 0 | For |
| Lincoln Financial | 60,494 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 56,567 | 0 | 0 | 0 | For |
| Northern Trust | 38,040 | 0 | 0 | 0 | For |
| Pacific Life | 12,878 | 0 | 23,292 | 0 | Abstain |
| Voya | 20,418 | 0 | 0 | 0 | For |
| Global X | 18,283 | 0 | 0 | 0 | For |
| Jackson National | 0 | 0 | 8,768 | 0 | Abstain |
| Bridge Builder Trust | 8,189 | 0 | 0 | 0 | For |
| Brighthouse | 6,886 | 0 | 1,299 | 0 | For |
| AIG/SunAmerica | 7,559 | 0 | 0 | 0 | For |
| SEI | 6,600 | 0 | 0 | 0 | For |
| American Century | 6,017 | 0 | 0 | 0 | For |
| ProShares | 5,897 | 0 | 0 | 0 | For |
| DWS | 5,883 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 5,803 | 0 | 0 | 0 | For |
| Prudential/PGIM | 0 | 0 | 5,610 | 0 | Abstain |
Showing the 25 largest of 38 asset managers. See all 38 in the interactive database.
Combines 4 wordings of this item as funds reported it.
95% Majority: yes · of votes cast
PULMONX CORPORATION’s own tally for this item (“Elect Director: Thomas W. Burns”): 19,751,638 for, 1,063,272 withheld, per its Form 8-K filed 2026-06-04 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 42,237,203 outstanding shares: 46.8% for, 3% withheld (49.3% of the company cast a for/withheld vote).
The 38 asset managers below cast 100% of the shares they voted on this item FOR (8,165,126 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| PRIMECAP Odyssey Funds | 3,602,001 | 0 | 0 | 0 | For |
| Vanguard | 2,215,003 | 0 | 2,802 | 0 | For |
| BlackRock | 926,231 | 0 | 0 | 0 | For |
| Fidelity | 805,435 | 0 | 0 | 0 | For |
| JPMorgan | 145,505 | 0 | 0 | 0 | For |
| Equitable | 67,035 | 0 | 26,090 | 0 | For |
| Charles Schwab | 0 | 0 | 71,319 | 0 | Abstain |
| TIAA | 68,482 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 61,000 | 0 | 0 | 0 | For |
| Lincoln Financial | 60,494 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 56,567 | 0 | 0 | 0 | For |
| Northern Trust | 38,040 | 0 | 0 | 0 | For |
| Pacific Life | 12,878 | 0 | 23,292 | 0 | Abstain |
| Voya | 20,418 | 0 | 0 | 0 | For |
| Global X | 18,283 | 0 | 0 | 0 | For |
| Jackson National | 0 | 0 | 8,768 | 0 | Abstain |
| Bridge Builder Trust | 8,189 | 0 | 0 | 0 | For |
| Brighthouse | 6,886 | 0 | 1,299 | 0 | For |
| AIG/SunAmerica | 7,559 | 0 | 0 | 0 | For |
| SEI | 6,600 | 0 | 0 | 0 | For |
| American Century | 6,017 | 0 | 0 | 0 | For |
| ProShares | 5,897 | 0 | 0 | 0 | For |
| DWS | 5,883 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 5,803 | 0 | 0 | 0 | For |
| Prudential/PGIM | 0 | 0 | 5,610 | 0 | Abstain |
Showing the 25 largest of 38 asset managers. See all 38 in the interactive database.
99.6% Majority: yes · of votes cast
PULMONX CORPORATION’s own tally for this item (“Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm The stockholders ratified the appointment of BDO USA, P.C”): 31,458,698 for, 97,509 against, per its Form 8-K filed 2026-06-04 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 42,237,203 outstanding shares: 74% for, 0.3% against (75% of the company cast a for/against vote).
The 38 asset managers below cast 100% of the shares they voted on this item FOR (8,306,432 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| PRIMECAP Odyssey Funds | 3,602,001 | 0 | 0 | 0 | For |
| Vanguard | 2,217,804 | 0 | 1 | 0 | For |
| BlackRock | 926,231 | 0 | 0 | 0 | For |
| Fidelity | 805,435 | 0 | 0 | 0 | For |
| JPMorgan | 145,505 | 0 | 0 | 0 | For |
| Equitable | 93,125 | 0 | 0 | 0 | For |
| Charles Schwab | 71,319 | 0 | 0 | 0 | For |
| TIAA | 68,482 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 61,000 | 0 | 0 | 0 | For |
| Lincoln Financial | 60,494 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 56,567 | 0 | 0 | 0 | For |
| Northern Trust | 38,040 | 0 | 0 | 0 | For |
| Pacific Life | 36,170 | 0 | 0 | 0 | For |
| Voya | 20,418 | 0 | 0 | 0 | For |
| Global X | 18,283 | 0 | 0 | 0 | For |
| Jackson National | 8,768 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 8,189 | 0 | 0 | 0 | For |
| Brighthouse | 6,886 | 0 | 1,299 | 0 | For |
| AIG/SunAmerica | 7,559 | 0 | 0 | 0 | For |
| SEI | 6,600 | 0 | 0 | 0 | For |
| American Century | 6,017 | 0 | 0 | 0 | For |
| ProShares | 5,897 | 0 | 0 | 0 | For |
| DWS | 5,883 | 0 | 0 | 0 | For |
| MASTER INVESTMENT PORTFOLIO | 5,803 | 0 | 0 | 0 | For |
| Prudential/PGIM | 5,610 | 0 | 0 | 0 | For |
Showing the 25 largest of 38 asset managers. See all 38 in the interactive database.
Combines 3 wordings of this item as funds reported it.
85% Majority: yes · of votes cast
PULMONX CORPORATION’s own tally for this item (“Elect Director: Georgia Garinois-Melenikiotou”): 17,680,826 for, 3,134,084 withheld, per its Form 8-K filed 2026-06-04 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 42,237,203 outstanding shares: 42% for, 7% withheld (49.3% of the company cast a for/withheld vote).
The 34 asset managers below cast 100% of the shares they voted on this item FOR (7,967,151 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| PRIMECAP Odyssey Funds | 3,602,001 | 0 | 0 | 0 | For |
| Vanguard | 2,211,664 | 0 | 6 | 0 | For |
| BlackRock | 926,231 | 0 | 0 | 0 | For |
| Fidelity | 798,773 | 0 | 6,662 | 0 | For |
| JPMorgan | 145,505 | 0 | 0 | 0 | For |
| Equitable | 67,035 | 0 | 26,090 | 0 | For |
| TIAA | 68,482 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 61,000 | 0 | Abstain |
| Lincoln Financial | 60,494 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 56,567 | 0 | 0 | 0 | For |
| Northern Trust | 0 | 0 | 38,040 | 0 | Abstain |
| Pacific Life | 12,878 | 0 | 23,292 | 0 | Abstain |
| Voya | 0 | 0 | 20,418 | 0 | Abstain |
| Jackson National | 0 | 0 | 8,768 | 0 | Abstain |
| Bridge Builder Trust | 8,189 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 7,559 | 0 | Abstain |
| Brighthouse | 0 | 0 | 6,886 | 0 | Abstain |
| American Century | 0 | 0 | 6,017 | 0 | Abstain |
| ProShares | 0 | 0 | 5,897 | 0 | Abstain |
| DWS | 0 | 0 | 5,883 | 0 | Abstain |
| MASTER INVESTMENT PORTFOLIO | 5,803 | 0 | 0 | 0 | For |
| Prudential/PGIM | 0 | 0 | 5,610 | 0 | Abstain |
| Principal | 0 | 0 | 3,960 | 0 | Abstain |
| Calvert | 0 | 0 | 3,617 | 0 | Abstain |
| Guardian Variable Products Trust | 0 | 0 | 3,191 | 0 | Abstain |
Showing the 25 largest of 34 asset managers. See all 34 in the interactive database.
100% fund support · no official result
The 6 asset managers below cast 100% of the shares they voted on this item FOR (73,322 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Charles Schwab | 71,319 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 18,283 | 0 | Abstain |
| SEI | 0 | 0 | 6,600 | 0 | Abstain |
| Vanguard | 2,003 | 0 | 4,132 | 0 | Abstain |
| Venerable Variable Insurance Trust | 0 | 0 | 3,164 | 0 | Abstain |
| Brighthouse | 0 | 0 | 1,299 | 0 | Abstain |
Ranked by the number of PULMONX CORPORATION shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 42,237,203 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | PRIMECAP MANAGEMENT CO/CA/ | 10.97% |
| 2 | PRIMECAP Odyssey Funds | 8.53% |
| 3 | Soleus Capital Management, L.P. | 6.60% |
| 4 | Vanguard | 5.96% |
| 5 | BlackRock | 4.70% |
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 2.20% |
| 7 | Fidelity | 2.00% |
| 8 | Stonepine Capital Management, LLC | 1.82% |
| 9 | BRAIDWELL LP | 1.22% |
| 10 | ADAR1 Capital Management, LLC | 0.87% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| PRIMECAP Management Co/CA/ | 11.52% | DEF14A |
| Morgan Stanley | 9.85% | 13F |
| Soleus Capital Master Fund, L.P. and affiliated persons | 6.31% | DEF14A |
| BlackRock | 6.30% | 13F |
| Vanguard Group | 6.01% | 13F |
| Glendon E. French | 3.95% | DEF14A |
| State Street | 1.92% | 13F |
| David Lehman | 0.98% | DEF14A |
| JPMorgan Chase | 0.92% | 13F |
| AQR Capital | 0.85% | 13F |
Percentages above are of 42,237,203 shares outstanding, as reported by PULMONX CORPORATION on its Form 10-Q dated 2026-04-27 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from PULMONX CORPORATION’s 10-Q dated 2026-04-27. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.
At PULMONX CORPORATION's shareholder meeting held 2026-06-04, in the 2025-2026 proxy season, 114 asset managers reported how they voted in their SEC Form N-PX filings, covering 587 separate fund positions. Their filings are grouped here into 6 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — TO CONDUCT A NON-BINDING ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. — FOR was 83% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: PULMONX CORPORATION's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2026-06-04.
PULMONX CORPORATION proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).