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Compiled from SEC Form N-PX filings and PULMONX CORP.’s Form 8-K, filed 2025-05-23 (Item 5.07 on EDGAR). Page generated 04 October 2026.
Explore PULMONX CORP. in the interactive database Compare manager voting policies
These tallies are PULMONX CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed 2025-05-23 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Outcome |
|---|---|---|---|---|---|---|
| Elect Director: Richard M. Ferrari | 16,967,158 | -- | -- | 11,954,625 | 4,400,582 | Majority: yes |
| Elect Director: Daniel P. Florin | 21,067,949 | -- | -- | 7,853,834 | 4,400,582 | Majority: yes |
| Elect Director: Steven S. Williamson | 21,336,518 | -- | -- | 7,585,265 | 4,400,582 | Majority: yes |
| Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm The stockholders ratified the appointment of BDO USA, P.C | 33,032,895 | 282,772 | 6,698 | -- | -- | Majority: yes |
| Proposal 3: Non-Binding Advisory Vote to Approve the Company's Executive Compensation The stockholders approved, on a non-binding advisory basis, the Company's executive compensation as disclosed in the Proxy Statement | 14,708,726 | 14,202,629 | 10,428 | -- | 4,400,582 | Majority: yes |
Source: PULMONX CORP., Form 8-K, filed with the SEC on 2025-05-23 — read the filing on EDGAR.
Each item below shows how the 127 asset managers that disclosed a PULMONX CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report. These are reported items, not a count of the ballot: fund filings describe one ballot item in different words. Two descriptions are shown as one item only on evidence — the same text (or one cut short of the other), the same director nominee, or a match to the same row of PULMONX CORP.’s own Form 8-K tally — never because they merely read alike. A description that could not be joined that way is listed on its own, so one ballot item can appear more than once.
Combines 6 wordings of this item as funds reported it.
50.9% Majority: yes · of votes cast
PULMONX CORP.’s own tally for this item (“Proposal 3: Non-Binding Advisory Vote to Approve the Company's Executive Compensation The stockholders approved, on a non-binding advisory basis, the Company's executive compensation as disclosed in the Proxy Statement”): 14,708,726 for, 14,202,629 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 40,257,527 outstanding shares: 37% for, 35% against (72% of the company cast a for/against vote).
The 124 asset managers below cast 45.3% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 821,436 | 11,177,004 | 0 | 0 | Against |
| PRIMECAP MANAGEMENT CO/CA/ | 4,997,455 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 3,789,871 | 0 | 0 | 0 | For |
| Vanguard | 2,300,464 | 680 | 0 | 0 | For |
| BlackRock | 55,896 | 2,238,649 | 0 | 0 | Against |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 1,890,000 | 0 | 0 | 0 | For |
| BNP Paribas Asset Management Holding S.A. | 0 | 1,251,864 | 0 | 0 | Against |
| GEODE CAPITAL MANAGEMENT, LLC | 922,943 | 0 | 0 | 0 | For |
| BRAIDWELL LP | 752,541 | 0 | 0 | 0 | For |
| State Street | 649,245 | 7,068 | 0 | 0 | For |
| Charles Schwab | 0 | 640,462 | 0 | 0 | Against |
| Rock Springs Capital Management LP | 0 | 501,353 | 0 | 0 | Against |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | 0 | 465,446 | 0 | 0 | Against |
| MARSHALL WACE, LLP | 0 | 445,889 | 0 | 0 | Against |
| FRANKLIN ADVISERS INC | 0 | 349,688 | 0 | 0 | Against |
| Dimensional | 0 | 346,011 | 0 | 0 | Against |
| FRANKLIN STRATEGIC SERIES | 0 | 309,845 | 0 | 0 | Against |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 0 | 303,855 | 0 | 0 | Against |
| Northern Trust | 273,314 | 1,403 | 0 | 0 | For |
| Nuveen | 0 | 198,523 | 0 | 0 | Against |
| TIAA | 0 | 197,897 | 0 | 0 | Against |
| MELLON INVESTMENTS Corp | 192,941 | 0 | 0 | 0 | For |
| DE Shaw | 0 | 173,887 | 0 | 0 | Against |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | 150,793 | 0 | 0 | Against |
| Equitable | 0 | 115,494 | 0 | 0 | Against |
Showing the 25 largest of 124 asset managers. See all 124 in the interactive database.
Combines 3 wordings of this item as funds reported it.
73% Majority: yes · of votes cast
PULMONX CORP.’s own tally for this item (“Elect Director: Daniel P. Florin”): 21,067,949 for, 7,853,834 withheld, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 40,257,527 outstanding shares: 52.3% for, 20% withheld (72% of the company cast a for/withheld vote).
The 42 asset managers below cast 100% of the shares they voted on this item FOR (9,400,980 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 827,236 | 0 | 5,561,244 | 0 | Abstain |
| PRIMECAP Odyssey Funds | 3,789,871 | 0 | 0 | 0 | For |
| Vanguard | 2,226,503 | 0 | 0 | 0 | For |
| BlackRock | 1,368,013 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 320,231 | 0 | Abstain |
| FRANKLIN STRATEGIC SERIES | 309,845 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 291,088 | 0 | Abstain |
| TIAA | 197,897 | 0 | 0 | 0 | For |
| Equitable | 66,894 | 0 | 48,600 | 0 | For |
| Lincoln Financial | 95,288 | 0 | 0 | 0 | For |
| 1290 Funds | 65,988 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 62,661 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 61,000 | 0 | 0 | 0 | For |
| Goldman Sachs | 48,216 | 0 | 0 | 0 | For |
| Voya | 47,465 | 0 | 0 | 0 | For |
| Pacific Life | 12,228 | 0 | 34,192 | 0 | Abstain |
| American Century | 34,599 | 0 | 0 | 0 | For |
| Northern Trust | 31,793 | 0 | 0 | 0 | For |
| Global X | 22,603 | 0 | 0 | 0 | For |
| Brighthouse | 19,108 | 0 | 1,299 | 0 | For |
| AIG/SunAmerica | 18,882 | 0 | 0 | 0 | For |
| State Street | 14,654 | 0 | 0 | 0 | For |
| John Hancock | 13,666 | 0 | 0 | 0 | For |
| Nationwide | 9,756 | 0 | 0 | 0 | For |
| ProShares | 9,084 | 0 | 0 | 0 | For |
Showing the 25 largest of 42 asset managers. See all 42 in the interactive database.
Combines 3 wordings of this item as funds reported it.
59% Majority: yes · of votes cast
PULMONX CORP.’s own tally for this item (“Elect Director: Richard M. Ferrari”): 16,967,158 for, 11,954,625 withheld, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 40,257,527 outstanding shares: 42% for, 30% withheld (72% of the company cast a for/withheld vote).
The 42 asset managers below cast 100% of the shares they voted on this item FOR (8,660,098 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 821,436 | 0 | 5,567,044 | 0 | Abstain |
| PRIMECAP Odyssey Funds | 3,789,871 | 0 | 0 | 0 | For |
| Vanguard | 2,226,503 | 0 | 0 | 0 | For |
| BlackRock | 1,368,013 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 320,231 | 0 | Abstain |
| FRANKLIN STRATEGIC SERIES | 0 | 0 | 309,845 | 0 | Abstain |
| Dimensional | 0 | 0 | 291,088 | 0 | Abstain |
| TIAA | 197,897 | 0 | 0 | 0 | For |
| Equitable | 66,894 | 0 | 48,600 | 0 | For |
| Lincoln Financial | 71,891 | 0 | 23,397 | 0 | For |
| 1290 Funds | 0 | 0 | 65,988 | 0 | Abstain |
| QUANTITATIVE MASTER SERIES LLC | 62,661 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 61,000 | 0 | Abstain |
| Goldman Sachs | 0 | 0 | 48,216 | 0 | Abstain |
| Voya | 0 | 0 | 47,465 | 0 | Abstain |
| Pacific Life | 12,228 | 0 | 34,192 | 0 | Abstain |
| American Century | 0 | 0 | 34,599 | 0 | Abstain |
| Northern Trust | 0 | 0 | 31,793 | 0 | Abstain |
| Global X | 0 | 0 | 22,603 | 0 | Abstain |
| Brighthouse | 0 | 0 | 20,407 | 0 | Abstain |
| AIG/SunAmerica | 0 | 0 | 18,882 | 0 | Abstain |
| State Street | 14,654 | 0 | 0 | 0 | For |
| John Hancock | 0 | 0 | 13,666 | 0 | Abstain |
| Nationwide | 9,756 | 0 | 0 | 0 | For |
| ProShares | 0 | 0 | 9,084 | 0 | Abstain |
Showing the 25 largest of 42 asset managers. See all 42 in the interactive database.
Combines 3 wordings of this item as funds reported it.
74% Majority: yes · of votes cast
PULMONX CORP.’s own tally for this item (“Elect Director: Steven S. Williamson”): 21,336,518 for, 7,585,265 withheld, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 40,257,527 outstanding shares: 53.0% for, 19% withheld (72% of the company cast a for/withheld vote).
The 42 asset managers below cast 100% of the shares they voted on this item FOR (9,769,965 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 827,236 | 0 | 5,561,244 | 0 | Abstain |
| PRIMECAP Odyssey Funds | 3,789,871 | 0 | 0 | 0 | For |
| Vanguard | 2,226,503 | 0 | 0 | 0 | For |
| BlackRock | 1,368,013 | 0 | 0 | 0 | For |
| Charles Schwab | 320,231 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 309,845 | 0 | 0 | 0 | For |
| Dimensional | 0 | 0 | 291,088 | 0 | Abstain |
| TIAA | 197,897 | 0 | 0 | 0 | For |
| Equitable | 115,494 | 0 | 0 | 0 | For |
| Lincoln Financial | 95,288 | 0 | 0 | 0 | For |
| 1290 Funds | 65,988 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 62,661 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 61,000 | 0 | 0 | 0 | For |
| Goldman Sachs | 48,216 | 0 | 0 | 0 | For |
| Voya | 47,465 | 0 | 0 | 0 | For |
| Pacific Life | 12,228 | 0 | 34,192 | 0 | Abstain |
| American Century | 34,599 | 0 | 0 | 0 | For |
| Northern Trust | 31,793 | 0 | 0 | 0 | For |
| Global X | 22,603 | 0 | 0 | 0 | For |
| Brighthouse | 19,108 | 0 | 1,299 | 0 | For |
| AIG/SunAmerica | 18,882 | 0 | 0 | 0 | For |
| State Street | 14,654 | 0 | 0 | 0 | For |
| John Hancock | 13,666 | 0 | 0 | 0 | For |
| Nationwide | 9,756 | 0 | 0 | 0 | For |
| ProShares | 9,084 | 0 | 0 | 0 | For |
Showing the 25 largest of 42 asset managers. See all 42 in the interactive database.
99.1% Majority: yes · of votes cast
PULMONX CORP.’s own tally for this item (“Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm The stockholders ratified the appointment of BDO USA, P.C”): 33,032,895 for, 282,772 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 40,257,527 outstanding shares: 82% for, 0.8% against (83% of the company cast a for/against vote).
The 42 asset managers below cast 100% of the shares they voted on this item FOR (15,674,058 for, 0 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Fidelity | 6,388,480 | 0 | 0 | 0 | For |
| PRIMECAP Odyssey Funds | 3,789,871 | 0 | 0 | 0 | For |
| Vanguard | 2,226,503 | 0 | 0 | 0 | For |
| BlackRock | 1,368,013 | 0 | 0 | 0 | For |
| Charles Schwab | 320,231 | 0 | 0 | 0 | For |
| FRANKLIN STRATEGIC SERIES | 309,845 | 0 | 0 | 0 | For |
| Dimensional | 291,088 | 0 | 0 | 0 | For |
| TIAA | 197,897 | 0 | 0 | 0 | For |
| Equitable | 115,494 | 0 | 0 | 0 | For |
| Lincoln Financial | 95,288 | 0 | 0 | 0 | For |
| 1290 Funds | 65,988 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 62,661 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 61,000 | 0 | 0 | 0 | For |
| Goldman Sachs | 48,216 | 0 | 0 | 0 | For |
| Voya | 47,465 | 0 | 0 | 0 | For |
| Pacific Life | 46,420 | 0 | 0 | 0 | For |
| American Century | 34,599 | 0 | 0 | 0 | For |
| Northern Trust | 31,793 | 0 | 0 | 0 | For |
| Global X | 22,603 | 0 | 0 | 0 | For |
| Brighthouse | 19,108 | 0 | 1,299 | 0 | For |
| AIG/SunAmerica | 18,882 | 0 | 0 | 0 | For |
| State Street | 14,654 | 0 | 0 | 0 | For |
| John Hancock | 13,666 | 0 | 0 | 0 | For |
| Nationwide | 9,756 | 0 | 0 | 0 | For |
| ProShares | 9,084 | 0 | 0 | 0 | For |
Showing the 25 largest of 42 asset managers. See all 42 in the interactive database.
50.9% Majority: yes · of votes cast
PULMONX CORP.’s own tally for this item (“Proposal 3: Non-Binding Advisory Vote to Approve the Company's Executive Compensation The stockholders approved, on a non-binding advisory basis, the Company's executive compensation as disclosed in the Proxy Statement”): 14,708,726 for, 14,202,629 against, per its Form 8-K filed 2025-05-23 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 40,257,527 outstanding shares: 37% for, 35% against (72% of the company cast a for/against vote).
The 3 asset managers below cast 77% of the shares they voted on this item FOR (491,646 for, 144,285 against).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| JPMorgan | 491,646 | 0 | 0 | 0 | For |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 0 | 144,270 | 0 | 0 | Against |
| Divisadero Street Capital Management, LP | 0 | 15 | 0 | 0 | Against |
Ranked by the number of PULMONX CORP. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 40,257,527 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Fidelity | 29.80% |
| 2 | PRIMECAP MANAGEMENT CO/CA/ | 12.41% |
| 3 | PRIMECAP Odyssey Funds | 9.41% |
| 4 | Vanguard | 5.72% |
| 5 | BlackRock | 5.70% |
| 6 | DEERFIELD MANAGEMENT COMPANY, L.P. | 4.69% |
| 7 | BNP Paribas Asset Management Holding S.A. | 3.11% |
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 2.29% |
| 9 | BRAIDWELL LP | 1.87% |
| 10 | State Street | 1.63% |
Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).
| Holder | % outstanding | Disclosure |
|---|---|---|
| FMR LLC | 14.59% | DEF14A |
| FMR (Fidelity) | 13.46% | 13F |
| PRIMECAP MANAGEMENT CO/CA/ | 12.31% | 13G |
| Morgan Stanley | 8.42% | 13G |
| BlackRock | 6.92% | 13F |
| Vanguard Group | 5.67% | 13F |
| Glendon E. French | 3.63% | DEF14A |
| Geode Capital | 2.30% | 13F |
| State Street | 1.89% | 13F |
| JPMorgan Chase | 1.63% | 13F |
Percentages above are of 40,257,527 shares outstanding, as reported by PULMONX CORP. on its Form 10-Q dated 2025-04-25 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from PULMONX CORP.’s 10-Q dated 2025-04-25. This page is a static snapshot rebuilt weekly on 04 October 2026; a live search always shows the current data.
At PULMONX CORP.'s shareholder meeting held 2025-05-22, in the 2024-2025 proxy season, 127 asset managers reported how they voted in their SEC Form N-PX filings, covering 817 separate fund positions. Their filings are grouped here into 6 reported items; because filers word the same ballot item differently, that can be more than the number of items on the ballot. On the most widely held item on that ballot — To conduct a non-binding advisory vote to approve our executive compensation. — FOR was 50.9% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: PULMONX CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on 2025-05-23.
PULMONX CORP. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.