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At SWK HOLDINGS CORP.'s shareholder meeting held June 14, 2024, in the 2023-2024 proxy season, 73 asset managers reported how they voted on 6 ballot items in their SEC Form N-PX filings, covering 510 separate fund positions. On the most widely held item on that ballot — Advisory Vote on Compensation of Certain Executives — SWK HOLDINGS CORP.'s filing reports the proposal as approved, with 94% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: SWK HOLDINGS CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 17, 2024.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and SWK HOLDINGS CORP.’s Form 8-K, filed June 17, 2024 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of June 14, 2024: 6 items on SWK HOLDINGS CORP.’s Form 8-K, filed June 17, 2024: 3 elected · 2 approved · 1 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore SWK HOLDINGS CORP. in the interactive database Compare manager voting policies
These tallies are SWK HOLDINGS CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 17, 2024 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Jerry Albright | 11,522,824 | -- | -- | 300,871 | 293,428 | 97% | Not verified | — |
| Elect Director: Laurie L. Dotter | 11,680,346 | -- | -- | 143,349 | 293,428 | 99% | Elected | — |
| Elect Director: Robert K. Hatcher | 10,783,134 | -- | -- | 1,040,561 | 293,428 | 91% | Elected | — |
| Elect Director: Marcus E. Pennington | 11,509,490 | -- | -- | 314,205 | 293,428 | 97% | Elected | — |
| 2. Ratification of Independent Registered Public Accountants | 11,404,747 | 708,281 | 4,095 | -- | -- | 94% | Approved | — |
| 3. Approval, on an advisory basis, of the compensation paid to certain executive officers | 11,081,191 | 739,774 | 2,730 | -- | 293,428 | 94% | Approved | — |
Source: SWK HOLDINGS CORP., Form 8-K, filed with the SEC on June 17, 2024 — read the filing on EDGAR.
Each item below shows how the 73 asset managers that disclosed a SWK HOLDINGS CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Jerry Albright
SWK HOLDINGS CORP.’s own tally for this item (“Elect Director: Jerry Albright”): 11,522,824 for, 300,871 withheld, per its Form 8-K filed June 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 26 asset managers below reported 547,652 for, 125,681 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 394,337 | 0 | 0 | 0 | For |
| BlackRock | 62,801 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 58,405 | Withhold |
| Fidelity | 56,543 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 0 | 50,641 | Withhold |
| RBC FUNDS TRUST | 0 | 0 | 0 | 12,200 | Withhold |
| Charles Schwab | 10,187 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 5,499 | 0 | 0 | 0 | For |
| Equitable | 3,323 | 0 | 0 | 780 | Mixed |
| Lincoln Financial | 3,800 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 3,388 | Withhold |
| Dimensional | 3,167 | 0 | 0 | 0 | For |
| Pacific Life | 1,753 | 0 | 0 | 0 | For |
| Global X | 1,528 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 1,097 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,063 | 0 | 0 | 0 | For |
| ProShares | 598 | 0 | 0 | 0 | For |
| DWS | 529 | 0 | 0 | 0 | For |
| Nationwide | 482 | 0 | 0 | 0 | For |
| Principal | 465 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 267 | Withhold |
| State Street | 257 | 0 | 0 | 0 | For |
| T. Rowe Price | 116 | 0 | 0 | 0 | For |
| Guggenheim | 54 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 38 | 0 | 0 | 0 | For |
Showing the 25 largest of 26 asset managers. All 26 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
99% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Laurie L. Dotter
SWK HOLDINGS CORP.’s own tally for this item (“Elect Director: Laurie L. Dotter”): 11,680,346 for, 143,349 withheld, per its Form 8-K filed June 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of Jerry Albright, Laurie L. Dotter, Robert K. Hatcher and Marcus Pennington were elected to the Board of Directors, by a plurality of votes, to serve until the Company's 2025 Annual Meeting of Stockholders and until their respective successors have been elected and qualified, or their earlier…”
Support: 99% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 26 asset managers below reported 673,333 for.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 394,337 | 0 | 0 | 0 | For |
| BlackRock | 62,801 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 58,405 | 0 | 0 | 0 | For |
| Fidelity | 56,543 | 0 | 0 | 0 | For |
| EA Series Trust | 50,641 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 12,200 | 0 | 0 | 0 | For |
| Charles Schwab | 10,187 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 5,499 | 0 | 0 | 0 | For |
| Equitable | 4,103 | 0 | 0 | 0 | For |
| Lincoln Financial | 3,800 | 0 | 0 | 0 | For |
| TIAA | 3,388 | 0 | 0 | 0 | For |
| Dimensional | 3,167 | 0 | 0 | 0 | For |
| Pacific Life | 1,753 | 0 | 0 | 0 | For |
| Global X | 1,528 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 1,097 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,063 | 0 | 0 | 0 | For |
| ProShares | 598 | 0 | 0 | 0 | For |
| DWS | 529 | 0 | 0 | 0 | For |
| Nationwide | 482 | 0 | 0 | 0 | For |
| Principal | 465 | 0 | 0 | 0 | For |
| Calvert | 267 | 0 | 0 | 0 | For |
| State Street | 257 | 0 | 0 | 0 | For |
| T. Rowe Price | 116 | 0 | 0 | 0 | For |
| Guggenheim | 54 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 38 | 0 | 0 | 0 | For |
Showing the 25 largest of 26 asset managers. All 26 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
97% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Marcus E. Pennington
SWK HOLDINGS CORP.’s own tally for this item (“Elect Director: Marcus E. Pennington”): 11,509,490 for, 314,205 withheld, per its Form 8-K filed June 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of Jerry Albright, Laurie L. Dotter, Robert K. Hatcher and Marcus Pennington were elected to the Board of Directors, by a plurality of votes, to serve until the Company's 2025 Annual Meeting of Stockholders and until their respective successors have been elected and qualified, or their earlier…”
Support: 97% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 26 asset managers below reported 537,083 for, 136,250 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 394,337 | 0 | 0 | 0 | For |
| BlackRock | 62,801 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 58,405 | Withhold |
| Fidelity | 56,543 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 0 | 50,641 | Withhold |
| RBC FUNDS TRUST | 0 | 0 | 0 | 12,200 | Withhold |
| Charles Schwab | 10,187 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 5,499 | 0 | 0 | 0 | For |
| Equitable | 3,323 | 0 | 0 | 780 | Mixed |
| Lincoln Financial | 0 | 0 | 0 | 3,800 | Withhold |
| TIAA | 0 | 0 | 0 | 3,388 | Withhold |
| Dimensional | 0 | 0 | 0 | 3,167 | Withhold |
| Pacific Life | 1,753 | 0 | 0 | 0 | For |
| Global X | 1,528 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 1,097 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 0 | 1,063 | Withhold |
| ProShares | 0 | 0 | 0 | 598 | Withhold |
| DWS | 0 | 0 | 0 | 529 | Withhold |
| Nationwide | 0 | 0 | 0 | 482 | Withhold |
| Principal | 0 | 0 | 0 | 465 | Withhold |
| Calvert | 0 | 0 | 0 | 267 | Withhold |
| State Street | 0 | 0 | 0 | 257 | Withhold |
| T. Rowe Price | 0 | 0 | 0 | 116 | Withhold |
| Guggenheim | 0 | 0 | 0 | 54 | Withhold |
| Advisors' Inner Circle Fund III | 0 | 0 | 0 | 38 | Withhold |
Showing the 25 largest of 26 asset managers. All 26 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
91% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Robert K. Hatcher
SWK HOLDINGS CORP.’s own tally for this item (“Elect Director: Robert K. Hatcher”): 10,783,134 for, 1,040,561 withheld, per its Form 8-K filed June 17, 2024 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of Jerry Albright, Laurie L. Dotter, Robert K. Hatcher and Marcus Pennington were elected to the Board of Directors, by a plurality of votes, to serve until the Company's 2025 Annual Meeting of Stockholders and until their respective successors have been elected and qualified, or their earlier…”
Support: 91% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 26 asset managers below reported 525,522 for, 147,811 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 394,337 | 0 | 0 | 0 | For |
| BlackRock | 62,801 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 0 | 0 | 58,405 | Withhold |
| Fidelity | 56,543 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 0 | 50,641 | Withhold |
| RBC FUNDS TRUST | 0 | 0 | 0 | 12,200 | Withhold |
| Charles Schwab | 0 | 0 | 0 | 10,187 | Withhold |
| QUANTITATIVE MASTER SERIES LLC | 5,499 | 0 | 0 | 0 | For |
| Equitable | 3,323 | 0 | 0 | 780 | Mixed |
| Lincoln Financial | 0 | 0 | 0 | 3,800 | Withhold |
| TIAA | 0 | 0 | 0 | 3,388 | Withhold |
| Dimensional | 0 | 0 | 0 | 3,167 | Withhold |
| Pacific Life | 1,753 | 0 | 0 | 0 | For |
| Global X | 0 | 0 | 0 | 1,528 | Withhold |
| Bridge Builder Trust | 1,097 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 0 | 0 | 0 | 1,063 | Withhold |
| ProShares | 0 | 0 | 0 | 598 | Withhold |
| DWS | 0 | 0 | 0 | 529 | Withhold |
| Nationwide | 0 | 0 | 0 | 482 | Withhold |
| Principal | 0 | 0 | 0 | 465 | Withhold |
| Calvert | 0 | 0 | 0 | 267 | Withhold |
| State Street | 0 | 0 | 0 | 257 | Withhold |
| T. Rowe Price | 116 | 0 | 0 | 0 | For |
| Guggenheim | 0 | 0 | 0 | 54 | Withhold |
| Advisors' Inner Circle Fund III | 38 | 0 | 0 | 0 | For |
Showing the 25 largest of 26 asset managers. All 26 are in the interactive database (link above).
Combines 3 wordings of this item as funds reported it.
94% Approved · of votes cast
Description as filed by funds: Advisory Vote on Compensation of Certain Executives
SWK HOLDINGS CORP.’s own tally for this item (“3. Approval, on an advisory basis, of the compensation paid to certain executive officers”): 11,081,191 for, 739,774 against — passed, per its Form 8-K filed June 17, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The stockholders approved, on an advisory basis, the compensation paid to certain executive officers, as follows:”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Also reported under other wordings, matched to the same row of SWK HOLDINGS CORP.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Advisory Vote to Ratify Named Executive Officers' Compensation” (2 managers, 1,587 for).
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 394,337 | 0 | 0 | 0 | For |
| BlackRock | 62,801 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 58,405 | 0 | 0 | 0 | For |
| Fidelity | 56,543 | 0 | 0 | 0 | For |
| EA Series Trust | 50,641 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 12,200 | 0 | 0 | 0 | For |
| Charles Schwab | 10,187 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 5,499 | 0 | 0 | 0 | For |
| Equitable | 4,103 | 0 | 0 | 0 | For |
| Lincoln Financial | 3,800 | 0 | 0 | 0 | For |
| TIAA | 3,388 | 0 | 0 | 0 | For |
| Dimensional | 3,167 | 0 | 0 | 0 | For |
| Pacific Life | 1,753 | 0 | 0 | 0 | For |
| Global X | 1,528 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 1,097 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,063 | 0 | 0 | 0 | For |
| ProShares | 598 | 0 | 0 | 0 | For |
| DWS | 529 | 0 | 0 | 0 | For |
| Nationwide | 482 | 0 | 0 | 0 | For |
| Principal | 465 | 0 | 0 | 0 | For |
| Calvert | 267 | 0 | 0 | 0 | For |
| State Street | 257 | 0 | 0 | 0 | For |
| T. Rowe Price | 116 | 0 | 0 | 0 | For |
| Guggenheim | 54 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 38 | 0 | 0 | 0 | For |
Fund voting reports, all 26 managers: 673,333 for. Showing the 25 largest; every one is in the interactive database (link above).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Carlson Capital, L.P. | 9,093,766 | 0 | 0 | 0 | For |
| M3F, Inc. | 714,636 | 0 | 0 | 0 | For |
| CANNELL CAPITAL LLC | 0 | 656,124 | 0 | 0 | Against |
| GREENWOOD CAPITAL ASSOCIATES LLC | 85,886 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 62,009 | 0 | 0 | 0 | For |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 58,405 | 0 | 0 | 0 | For |
| State Street | 34,559 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 30,741 | 0 | 0 | 0 | For |
| Northern Trust | 27,265 | 0 | 0 | 0 | For |
| BlackRock | 26,600 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 12,572 | 0 | 0 | 0 | For |
| Charles Schwab | 10,187 | 0 | 0 | 0 | For |
| UBS | 4,833 | 0 | 0 | 0 | For |
| Nuveen | 3,388 | 0 | 0 | 0 | For |
| Dimensional | 3,314 | 0 | 0 | 0 | For |
| Vanguard | 3,074 | 0 | 0 | 0 | For |
| Renaissance | 2,943 | 0 | 0 | 0 | For |
| NEW YORK STATE COMMON RETIREMENT FUND | 2,878 | 0 | 0 | 0 | For |
| Rhumbline | 2,175 | 0 | 0 | 0 | For |
| Invesco | 2,062 | 0 | 0 | 0 | For |
| SAWGRASS ASSET MANAGEMENT LLC | 1,553 | 0 | 0 | 0 | For |
| JPMorgan | 1,487 | 0 | 0 | 0 | For |
| AQR | 1,243 | 0 | 0 | 0 | For |
| WASHINGTON STATE INVESTMENT BOARD | 998 | 0 | 0 | 0 | For |
| Neuberger Berman | 997 | 0 | 0 | 0 | For |
Institutional-manager reports, all 52 managers: 10,195,406 for, 656,497 against. Showing the 25 largest; every one is in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
94% Approved · of votes cast
Description as filed by funds: Ratification of Appointment of Independent Registered Public Accounting Firm
SWK HOLDINGS CORP.’s own tally for this item (“2. Ratification of Independent Registered Public Accountants”): 11,404,747 for, 708,281 against — passed, per its Form 8-K filed June 17, 2024 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The appointment of BPM LLP as the Company's independent registered public accounting firm for the 2024 fiscal year was ratified, as follows:”
Support: 94% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 26 asset managers below reported 622,692 for, 50,641 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 394,337 | 0 | 0 | 0 | For |
| BlackRock | 62,801 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 58,405 | 0 | 0 | 0 | For |
| Fidelity | 56,543 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 50,641 | 0 | 0 | Against |
| RBC FUNDS TRUST | 12,200 | 0 | 0 | 0 | For |
| Charles Schwab | 10,187 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 5,499 | 0 | 0 | 0 | For |
| Equitable | 4,103 | 0 | 0 | 0 | For |
| Lincoln Financial | 3,800 | 0 | 0 | 0 | For |
| TIAA | 3,388 | 0 | 0 | 0 | For |
| Dimensional | 3,167 | 0 | 0 | 0 | For |
| Pacific Life | 1,753 | 0 | 0 | 0 | For |
| Global X | 1,528 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 1,097 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,063 | 0 | 0 | 0 | For |
| ProShares | 598 | 0 | 0 | 0 | For |
| DWS | 529 | 0 | 0 | 0 | For |
| Nationwide | 482 | 0 | 0 | 0 | For |
| Principal | 465 | 0 | 0 | 0 | For |
| Calvert | 267 | 0 | 0 | 0 | For |
| State Street | 257 | 0 | 0 | 0 | For |
| T. Rowe Price | 116 | 0 | 0 | 0 | For |
| Guggenheim | 54 | 0 | 0 | 0 | For |
| Advisors' Inner Circle Fund III | 38 | 0 | 0 | 0 | For |
Showing the 25 largest of 26 asset managers. All 26 are in the interactive database (link above).
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 12,472,727 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 3.16% |
| 2 | BlackRock | 0.50% |
| 3 | BRIDGEWAY FUNDS INC | 0.47% |
| 4 | Fidelity | 0.45% |
| 5 | EA Series Trust | 0.41% |
| 6 | RBC FUNDS TRUST | 0.10% |
| 7 | Charles Schwab | 0.08% |
| 8 | QUANTITATIVE MASTER SERIES LLC | 0.04% |
| 9 | Equitable | 0.03% |
| 10 | Lincoln Financial | 0.03% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Carlson Capital, L.P. | 72.91% |
| 2 | M3F, Inc. | 5.73% |
| 3 | CANNELL CAPITAL LLC | 5.26% |
| 4 | GREENWOOD CAPITAL ASSOCIATES LLC | 0.69% |
| 5 | GEODE CAPITAL MANAGEMENT, LLC | 0.50% |
| 6 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0.47% |
| 7 | State Street | 0.28% |
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0.25% |
| 9 | Northern Trust | 0.22% |
| 10 | BlackRock | 0.21% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Entities affiliated with Carlson Capital, L.P. | — | DEF14A |
| Double Black Diamond Offshore Ltd. | — | 13D |
| Entities affiliated with Cannell Capital, LLC | — | DEF14A |
| Entities affiliated with M3 Funds, LLC | — | DEF14A |
| Vanguard Group | — | 13F |
| BlackRock | — | 13F |
| Geode Capital | — | 13F |
| Joe D. Staggs | — | DEF14A |
| State Street | — | 13F |
| Northern Trust | — | 13F |
Percentages above are of 12,472,727 shares outstanding, as reported by SWK HOLDINGS CORP. on its Form 10-Q dated May 8, 2024 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from SWK HOLDINGS CORP.’s 10-Q dated May 8, 2024. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
SWK HOLDINGS CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.
proxyvotesnow.com, “SWK HOLDINGS (SWKHL) 2024 Annual Meeting: Shareholder Vote Results”, https://proxyvotesnow.com/company/swk-holdings-corporation/2024 (version of November 8, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.