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At SWK HOLDINGS CORP.'s shareholder meeting held June 13, 2025, in the 2024-2025 proxy season, 73 asset managers reported how they voted on 6 ballot items in their SEC Form N-PX filings, covering 457 separate fund positions. On the most widely held item on that ballot — Advisory Vote on Compensation of Certain Executives — SWK HOLDINGS CORP.'s filing reports the proposal as approved, with 96% support of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side). Source: SWK HOLDINGS CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission on June 16, 2025.
Download data (CSV): ballot items · votes by manager · column guide.
Compiled from SEC Form N-PX filings and SWK HOLDINGS CORP.’s Form 8-K, filed June 16, 2025 (Item 5.07 on EDGAR). Page generated November 8, 2026.
Meeting of June 13, 2025: 6 items on SWK HOLDINGS CORP.’s Form 8-K, filed June 16, 2025: 2 elected · 3 approved · 1 without a stated outcome.
None.
Material dissent: a director nominee under 80% of the votes cast, say-on-pay under 70%, any other item the board put forward under 80%, or a shareholder proposal with more than 50%, on the company’s own Form 8-K tally. How this is decided
Explore SWK HOLDINGS CORP. in the interactive database Compare manager voting policies
These tallies are SWK HOLDINGS CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K, filed June 16, 2025 (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.
| Ballot item | For | Against | Abstain | Withheld | Broker non-votes | Support (of votes cast) | Reported outcome | Voting standard |
|---|---|---|---|---|---|---|---|---|
| Elect Director: Jerry Albright | 10,463,066 | -- | -- | 433,245 | 385,315 | 96% | Not verified | — |
| Elect Director: Laurie L. Dotter | 10,474,781 | -- | -- | 421,530 | 385,315 | 96% | Elected | — |
| Elect Director: Robert K. Hatcher | 10,488,381 | -- | -- | 407,930 | 385,315 | 96% | Elected | — |
| 2. Ratification of Independent Registered Public Accountants | 11,226,987 | 54,500 | 139 | -- | -- | 99.5% | Approved | — |
| 3. Approval, on an advisory basis, of the compensation paid to certain executive officers | 10,385,696 | 420,203 | 90,412 | -- | 385,315 | 96% | Approved | — |
| 4. Approval of an amendment to the Company's 2010 Equity Incentive Plan, as amended | 9,696,192 | 1,163,714 | 36,405 | -- | 385,315 | 89% | Approved | — |
Source: SWK HOLDINGS CORP., Form 8-K, filed with the SEC on June 16, 2025 — read the filing on EDGAR.
Each item below shows how the 73 asset managers that disclosed a SWK HOLDINGS CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.
Combines 2 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Jerry Albright
SWK HOLDINGS CORP.’s own tally for this item (“Elect Director: Jerry Albright”): 10,463,066 for, 433,245 withheld, per its Form 8-K filed June 16, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: not verified — the filing’s own statement of the outcome could not be identified for this item.
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 27 asset managers below reported 261,485 for, 289,554 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 0 | 0 | 231,005 | Withhold |
| BlackRock | 76,043 | 0 | 0 | 0 | For |
| Fidelity | 66,432 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 0 | 53,405 | Withhold |
| BRIDGEWAY FUNDS INC | 50,676 | 0 | 0 | 0 | For |
| PERRITT FUNDS INC | 20,225 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 12,200 | 0 | 0 | 0 | For |
| Equitable | 8,872 | 0 | 0 | 0 | For |
| Charles Schwab | 8,379 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 4,902 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 4,877 | Withhold |
| Lincoln Financial | 2,200 | 0 | 0 | 0 | For |
| Global X | 2,023 | 0 | 0 | 0 | For |
| Pacific Life | 1,924 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,649 | 0 | 0 | 0 | For |
| Northern Trust | 1,495 | 0 | 0 | 0 | For |
| SEI | 1,401 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 1,097 | 0 | 0 | 0 | For |
| ProShares | 642 | 0 | 0 | 0 | For |
| DWS | 529 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 267 | Withhold |
| Harbor ETF Trust | 252 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 222 | 0 | 0 | 0 | For |
| State Street | 187 | 0 | 0 | 0 | For |
| Nationwide | 102 | 0 | 0 | 0 | For |
Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Laurie L. Dotter
SWK HOLDINGS CORP.’s own tally for this item (“Elect Director: Laurie L. Dotter”): 10,474,781 for, 421,530 withheld, per its Form 8-K filed June 16, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of Jerry Albright, Laurie L. Dotter and Robert K. Hatcher were elected to the Board of Directors, by a plurality of votes, to serve until the Company's 2026 Annual Meeting of Stockholders and until their respective successors have been elected and qualified, or their earlier resignation, death…”
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 27 asset managers below reported 550,772 for, 267 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 231,005 | 0 | 0 | 0 | For |
| BlackRock | 76,043 | 0 | 0 | 0 | For |
| Fidelity | 66,432 | 0 | 0 | 0 | For |
| EA Series Trust | 53,405 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 50,676 | 0 | 0 | 0 | For |
| PERRITT FUNDS INC | 20,225 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 12,200 | 0 | 0 | 0 | For |
| Equitable | 8,872 | 0 | 0 | 0 | For |
| Charles Schwab | 8,379 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 4,902 | 0 | 0 | 0 | For |
| TIAA | 4,877 | 0 | 0 | 0 | For |
| Lincoln Financial | 2,200 | 0 | 0 | 0 | For |
| Global X | 2,023 | 0 | 0 | 0 | For |
| Pacific Life | 1,924 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,649 | 0 | 0 | 0 | For |
| Northern Trust | 1,495 | 0 | 0 | 0 | For |
| SEI | 1,401 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 1,097 | 0 | 0 | 0 | For |
| ProShares | 642 | 0 | 0 | 0 | For |
| DWS | 529 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 267 | Withhold |
| Harbor ETF Trust | 252 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 222 | 0 | 0 | 0 | For |
| State Street | 187 | 0 | 0 | 0 | For |
| Nationwide | 102 | 0 | 0 | 0 | For |
Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
96% Majority: yes · of votes cast
Description as filed by funds: Election of Directors: Robert K. Hatcher
SWK HOLDINGS CORP.’s own tally for this item (“Elect Director: Robert K. Hatcher”): 10,488,381 for, 407,930 withheld, per its Form 8-K filed June 16, 2025 (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item.
Reported outcome: Elected, in the filing’s own words: “Each of Jerry Albright, Laurie L. Dotter and Robert K. Hatcher were elected to the Board of Directors, by a plurality of votes, to serve until the Company's 2026 Annual Meeting of Stockholders and until their respective successors have been elected and qualified, or their earlier resignation, death…”
Support: 96% of votes cast — FOR ÷ (FOR + WITHHELD); abstentions and broker non-votes are excluded.
The 27 asset managers below reported 253,106 for, 297,933 withheld.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 0 | 0 | 231,005 | Withhold |
| BlackRock | 76,043 | 0 | 0 | 0 | For |
| Fidelity | 66,432 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 0 | 53,405 | Withhold |
| BRIDGEWAY FUNDS INC | 50,676 | 0 | 0 | 0 | For |
| PERRITT FUNDS INC | 20,225 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 12,200 | 0 | 0 | 0 | For |
| Equitable | 8,872 | 0 | 0 | 0 | For |
| Charles Schwab | 0 | 0 | 0 | 8,379 | Withhold |
| QUANTITATIVE MASTER SERIES LLC | 4,902 | 0 | 0 | 0 | For |
| TIAA | 0 | 0 | 0 | 4,877 | Withhold |
| Lincoln Financial | 2,200 | 0 | 0 | 0 | For |
| Global X | 2,023 | 0 | 0 | 0 | For |
| Pacific Life | 1,924 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,649 | 0 | 0 | 0 | For |
| Northern Trust | 1,495 | 0 | 0 | 0 | For |
| SEI | 1,401 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 1,097 | 0 | 0 | 0 | For |
| ProShares | 642 | 0 | 0 | 0 | For |
| DWS | 529 | 0 | 0 | 0 | For |
| Calvert | 0 | 0 | 0 | 267 | Withhold |
| Harbor ETF Trust | 252 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 222 | 0 | 0 | 0 | For |
| State Street | 187 | 0 | 0 | 0 | For |
| Nationwide | 102 | 0 | 0 | 0 | For |
Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).
89% Approved · of votes cast
Description as filed by funds: The approval of the Company's 2010 Equity Incentive Plan, as amended.
SWK HOLDINGS CORP.’s own tally for this item (“4. Approval of an amendment to the Company's 2010 Equity Incentive Plan, as amended”): 9,696,192 for, 1,163,714 against — passed, per its Form 8-K filed June 16, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The stockholders approved an amendment to the Company's 2010 Equity Incentive Plan as follows:”
Support: 89% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 27 asset managers below reported 73,882 for, 477,157 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 0 | 231,005 | 0 | 0 | Against |
| BlackRock | 0 | 76,043 | 0 | 0 | Against |
| Fidelity | 0 | 66,432 | 0 | 0 | Against |
| EA Series Trust | 53,405 | 0 | 0 | 0 | For |
| BRIDGEWAY FUNDS INC | 0 | 50,676 | 0 | 0 | Against |
| PERRITT FUNDS INC | 20,225 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 0 | 12,200 | 0 | 0 | Against |
| Equitable | 0 | 8,872 | 0 | 0 | Against |
| Charles Schwab | 0 | 8,379 | 0 | 0 | Against |
| QUANTITATIVE MASTER SERIES LLC | 0 | 4,902 | 0 | 0 | Against |
| TIAA | 0 | 4,877 | 0 | 0 | Against |
| Lincoln Financial | 0 | 2,200 | 0 | 0 | Against |
| Global X | 0 | 2,023 | 0 | 0 | Against |
| Pacific Life | 0 | 1,924 | 0 | 0 | Against |
| AIG/SunAmerica | 0 | 1,649 | 0 | 0 | Against |
| Northern Trust | 0 | 1,495 | 0 | 0 | Against |
| SEI | 0 | 1,401 | 0 | 0 | Against |
| Bridge Builder Trust | 0 | 1,097 | 0 | 0 | Against |
| ProShares | 0 | 642 | 0 | 0 | Against |
| DWS | 0 | 529 | 0 | 0 | Against |
| Calvert | 0 | 267 | 0 | 0 | Against |
| Harbor ETF Trust | 252 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 0 | 222 | 0 | 0 | Against |
| State Street | 0 | 187 | 0 | 0 | Against |
| Nationwide | 0 | 102 | 0 | 0 | Against |
Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).
Combines 2 wordings of this item as funds reported it.
96% Approved · of votes cast
Description as filed by funds: Advisory Vote on Compensation of Certain Executives
SWK HOLDINGS CORP.’s own tally for this item (“3. Approval, on an advisory basis, of the compensation paid to certain executive officers”): 10,385,696 for, 420,203 against — passed, per its Form 8-K filed June 16, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The stockholders approved, on an advisory basis, the compensation paid to certain executive officers, as follows:”
Support: 96% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
Also reported under other wordings, matched to the same row of SWK HOLDINGS CORP.’s official tally and shown with their own fund figures; their managers are not in the figures or the table on this card: “Advisory Vote to Ratify Named Executive Officers' Compensation” (2 managers, 1,474 for).
Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 231,005 | 0 | 0 | 0 | For |
| BlackRock | 76,043 | 0 | 0 | 0 | For |
| Fidelity | 66,432 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 0 | 53,405 | 0 | Abstain |
| BRIDGEWAY FUNDS INC | 50,676 | 0 | 0 | 0 | For |
| PERRITT FUNDS INC | 20,225 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 12,200 | 0 | 0 | 0 | For |
| Equitable | 8,872 | 0 | 0 | 0 | For |
| Charles Schwab | 8,379 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 4,902 | 0 | 0 | 0 | For |
| TIAA | 4,877 | 0 | 0 | 0 | For |
| Lincoln Financial | 2,200 | 0 | 0 | 0 | For |
| Global X | 2,023 | 0 | 0 | 0 | For |
| Pacific Life | 1,924 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,649 | 0 | 0 | 0 | For |
| Northern Trust | 1,495 | 0 | 0 | 0 | For |
| SEI | 1,401 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 1,097 | 0 | 0 | 0 | For |
| ProShares | 642 | 0 | 0 | 0 | For |
| DWS | 529 | 0 | 0 | 0 | For |
| Calvert | 267 | 0 | 0 | 0 | For |
| Harbor ETF Trust | 252 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 222 | 0 | 0 | 0 | For |
| State Street | 187 | 0 | 0 | 0 | For |
| Nationwide | 102 | 0 | 0 | 0 | For |
Fund voting reports, all 27 managers: 497,634 for, 53,405 abstained. Showing the 25 largest; every one is in the interactive database (link above).
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Carlson Capital, L.P. | 8,493,088 | 0 | 0 | 0 | For |
| M3F, Inc. | 764,296 | 0 | 0 | 0 | For |
| GEODE CAPITAL MANAGEMENT, LLC | 76,275 | 0 | 0 | 0 | For |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 52,476 | 0 | 0 | 0 | For |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 45,335 | 0 | 0 | 0 | For |
| BlackRock | 41,017 | 0 | 0 | 0 | For |
| State Street | 33,200 | 0 | 0 | 0 | For |
| Victory Capital | 29,600 | 0 | 0 | 0 | For |
| Northern Trust | 23,758 | 0 | 0 | 0 | For |
| Rangeley Capital, LLC | 0 | 22,538 | 0 | 0 | Against |
| GRACE & WHITE INC /NY | 18,721 | 0 | 0 | 0 | For |
| MELLON INVESTMENTS Corp | 0 | 9,550 | 0 | 0 | Against |
| Charles Schwab | 8,379 | 0 | 0 | 0 | For |
| Dimensional | 6,908 | 0 | 0 | 0 | For |
| Nuveen | 4,877 | 0 | 0 | 0 | For |
| Rhumbline | 3,954 | 0 | 0 | 0 | For |
| Renaissance | 3,688 | 0 | 0 | 0 | For |
| UBS | 0 | 3,133 | 0 | 0 | Against |
| SEI | 2,982 | 0 | 0 | 0 | For |
| Vanguard | 2,861 | 0 | 0 | 0 | For |
| NEW YORK STATE COMMON RETIREMENT FUND | 2,131 | 0 | 0 | 0 | For |
| Invesco | 0 | 2,106 | 0 | 0 | Against |
| AllianceBernstein | 1,830 | 0 | 0 | 0 | For |
| SAWGRASS ASSET MANAGEMENT LLC | 1,535 | 0 | 0 | 0 | For |
| WASHINGTON STATE INVESTMENT BOARD | 1,229 | 0 | 0 | 0 | For |
Institutional-manager reports, all 52 managers: 9,624,445 for, 37,669 against. Showing the 25 largest; every one is in the interactive database (link above).
99.5% Approved · of votes cast
Description as filed by funds: Ratification of Appointment of Independent Registered Public Accounting Firm
SWK HOLDINGS CORP.’s own tally for this item (“2. Ratification of Independent Registered Public Accountants”): 11,226,987 for, 54,500 against — passed, per its Form 8-K filed June 16, 2025 (Item 5.07).
Reported outcome: Approved, in the filing’s own words: “The appointment of BPM LLP as the Company's independent registered public accounting firm for the 2025 fiscal year was ratified, as follows:”
Support: 99.5% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.
The 27 asset managers below reported 497,634 for, 53,405 against.
| Asset manager | For | Against | Abstain | Withheld | Vote |
|---|---|---|---|---|---|
| Vanguard | 231,005 | 0 | 0 | 0 | For |
| BlackRock | 76,043 | 0 | 0 | 0 | For |
| Fidelity | 66,432 | 0 | 0 | 0 | For |
| EA Series Trust | 0 | 53,405 | 0 | 0 | Against |
| BRIDGEWAY FUNDS INC | 50,676 | 0 | 0 | 0 | For |
| PERRITT FUNDS INC | 20,225 | 0 | 0 | 0 | For |
| RBC FUNDS TRUST | 12,200 | 0 | 0 | 0 | For |
| Equitable | 8,872 | 0 | 0 | 0 | For |
| Charles Schwab | 8,379 | 0 | 0 | 0 | For |
| QUANTITATIVE MASTER SERIES LLC | 4,902 | 0 | 0 | 0 | For |
| TIAA | 4,877 | 0 | 0 | 0 | For |
| Lincoln Financial | 2,200 | 0 | 0 | 0 | For |
| Global X | 2,023 | 0 | 0 | 0 | For |
| Pacific Life | 1,924 | 0 | 0 | 0 | For |
| AIG/SunAmerica | 1,649 | 0 | 0 | 0 | For |
| Northern Trust | 1,495 | 0 | 0 | 0 | For |
| SEI | 1,401 | 0 | 0 | 0 | For |
| Bridge Builder Trust | 1,097 | 0 | 0 | 0 | For |
| ProShares | 642 | 0 | 0 | 0 | For |
| DWS | 529 | 0 | 0 | 0 | For |
| Calvert | 267 | 0 | 0 | 0 | For |
| Harbor ETF Trust | 252 | 0 | 0 | 0 | For |
| Brinker Capital Destinations Trust | 222 | 0 | 0 | 0 | For |
| State Street | 187 | 0 | 0 | 0 | For |
| Nationwide | 102 | 0 | 0 | 0 | For |
Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).
Ranked separately for each type of Form N-PX report. An institutional manager can report shares that a fund it advises also reports, so the two tables can list the same shares and are never added together. Each is ranked by the shares voted on the item that the most managers of that type reported, shown as a share of the 12,269,614 shares outstanding at the time of that meeting.
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Vanguard | 1.88% |
| 2 | BlackRock | 0.62% |
| 3 | Fidelity | 0.54% |
| 4 | EA Series Trust | 0.44% |
| 5 | BRIDGEWAY FUNDS INC | 0.41% |
| 6 | PERRITT FUNDS INC | 0.16% |
| 7 | RBC FUNDS TRUST | 0.10% |
| 8 | Equitable | 0.07% |
| 9 | Charles Schwab | 0.07% |
| 10 | QUANTITATIVE MASTER SERIES LLC | 0.04% |
| # | Asset manager | % of shares outstanding |
|---|---|---|
| 1 | Carlson Capital, L.P. | 69.22% |
| 2 | M3F, Inc. | 6.23% |
| 3 | GEODE CAPITAL MANAGEMENT, LLC | 0.62% |
| 4 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 0.43% |
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 0.37% |
| 6 | BlackRock | 0.33% |
| 7 | State Street | 0.27% |
| 8 | Victory Capital | 0.24% |
| 9 | Northern Trust | 0.19% |
| 10 | Rangeley Capital, LLC | 0.18% |
As disclosed to the SEC in Form 13F (quarter-end holdings of 30 large managers), Schedules 13D and 13G (beneficial ownership above 5%) and the company’s own proxy statement (DEF 14A). Each row names its form.
| Holder | % outstanding | Disclosure |
|---|---|---|
| Entities affiliated with Carlson Capital, L.P. | 72.60% | DEF14A |
| Entities affiliated with M3 Funds, LLC | 6.28% | DEF14A |
| Entities affiliated with Cannell Capital, LLC | 3.11% | DEF14A |
| Vanguard Group | 1.90% | 13F |
| BlackRock | 1.05% | 13F |
| Joe D. Staggs | 0.95% | DEF14A |
| Geode Capital | 0.62% | 13F |
| Morgan Stanley | 0.43% | 13F |
| State Street | 0.39% | 13F |
| Dimensional Fund Advisors | 0.38% | 13F |
Percentages above are of 12,269,614 shares outstanding, as reported by SWK HOLDINGS CORP. on its Form 10-Q dated May 7, 2025 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, not today’s. Each holding is as of its own filing, which may be dated before or after the meeting.
Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered funds disclose how they voted every proxy and institutional managers disclose their votes on executive pay (say-on-pay, say-on-frequency and golden parachutes), and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from SWK HOLDINGS CORP.’s 10-Q dated May 7, 2025. This page is a static snapshot rebuilt weekly on November 8, 2026; a live search always shows the current data.
SWK HOLDINGS CORP. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.
proxyvotesnow.com, “SWK HOLDINGS (SWKHL) 2025 Annual Meeting: Shareholder Vote Results”, https://proxyvotesnow.com/company/swk-holdings-corporation/2025 (version of November 9, 2026). Derived from SEC Form N-PX and Form 8-K filings; tables licensed CC BY 4.0. Licence: CC BY 4.0.