SWK Holdings Corporation 2025-2026 Proxy Voting Records

Description as filed by funds: To adopt the Agreement and Plan of Merger, dated as of October 9, 2025 (as may be amended from time to time, the "Merger Agreement"), by and among Runway Growth Finance Corp., a Maryland corporation ("RWAY"); SWK Holdings Corporation ("SWK"); RWAY Portfolio Holding Corp., a Delaware corporation and a direct wholly-owned subsidiary of RWAY ("Intermediary Sub"); RWAY Portfolio Corp., a Delaware corporation and a direct wholly-owned subsidiary of Intermediary Sub ("Acquisition Sub"); and Runway Growth Capital LLC, a Delaware limited liability company and the external investment adviser to RWAY (the "Adviser") and approve the merger of SWK with and into Acquisition Sub, with Acquisition Sub continuing as the surviving company and as a wholly-owned subsidiary of Intermediary Sub (the "First Merger"), pursuant to the Merger Agreement (such proposal, the "Merger Proposal").

SWK Holdings Corporation’s own tally for this item (“1. The Merger Agreement Proposal Proposal 1 (the "Merger Agreement Proposal") was to consider and vote to adopt Agreement and Plan of Merger, dated as of October 9, 2025 (as may be amended from time to time, the "Merger ”): 11,240,819 for, 8,763 against — passed, per its Form 8-K filed March 31, 2026 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “Proposal 1: The Merger Agreement Proposal Proposal 1 (the "Merger Agreement Proposal") was to consider and vote to adopt Agreement and Plan of Merger, dated as of October 9, 2025 (as may be amended from time to time, the "Merger Agreement"), by and among Runway Growth Finance Cor”
Support: 99.9% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

The 27 asset managers below reported 385,660 for, 1,220 abstained.

Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).

Description as filed by funds: To approve one or more adjournments of the SWK Special Meeting if necessary to solicit additional proxies in favor of the Merger Proposal if there are insufficient votes at the time of the SWK Special Meeting to approve the Merger Proposal (the "Adjournment Proposal").

The 27 asset managers below reported 384,164 for, 1,496 against, 1,220 abstained. The figure above is FOR ÷ (FOR + AGAINST + WITHHELD) of the shares these managers voted; abstained and unvoted shares are in neither half, and these managers are a subset of all shareholders, not the meeting result.

Showing the 25 largest of 27 asset managers. All 27 are in the interactive database (link above).

Description as filed by funds: To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to SWK's named executive officers in connection with the Mergers (such proposal, the "Compensation Proposal").

SWK Holdings Corporation’s own tally for this item (“2. The Compensation Proposal Proposal 2 (the "Compensation Proposal") was to consider and vote to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to SWK's named executive off”): 11,214,361 for, 38,992 against — passed, per its Form 8-K filed March 31, 2026 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The results with respect to the Compensation Proposal are set forth below and the proposal was approved:”
Support: 99.6% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 27 managers: 380,032 for, 6,848 against. Showing the 25 largest; every one is in the interactive database (link above).

Institutional-manager reports, all 58 managers: 9,961,055 for, 26,586 against. Showing the 25 largest; every one is in the interactive database (link above).

Description as filed by funds: To approve the compensation that may be paid or become payable to each member of the SWK Board in connection with the Mergers (such proposal, the "Director Compensation Proposal").

SWK Holdings Corporation’s own tally for this item (“3. The Director Compensation Proposal Proposal 3 (the "Director Compensation Proposal") was to consider and vote to approve the compensation that may be paid or become payable to each member of the SWK Board of Directors”): 11,140,460 for, 92,615 against — passed, per its Form 8-K filed March 31, 2026 (Item 5.07).

Reported outcome: Approved, in the filing’s own words: “The results with respect to the Director Compensation Proposal are set forth below and the proposal was approved:”
Support: 99.1% of votes cast — FOR ÷ (FOR + AGAINST); abstentions and broker non-votes are excluded.

Fund voting reports and institutional-manager reports both cover this item. An institutional manager can report shares that a fund it advises also reports, so the two are shown separately below and never added together, and their sum is not shown (fund and manager reports combined may count the same shares twice).

Fund voting reports, all 27 managers: 385,660 for, 1,220 against. Showing the 25 largest; every one is in the interactive database (link above).

Institutional-manager reports, all 1 managers: 36,762 for.