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TOMPKINS FINANCIAL CORP. 2023-2024 Proxy Voting Records

Compiled from SEC Form N-PX filings and TOMPKINS FINANCIAL CORP.’s Form 8-K (Item 5.07 on EDGAR). Page generated 02 October 2026.

  • 14Ballot items
  • 192Asset managers
  • 2,932Fund votes
  • 2024-05-14Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore TOMPKINS FINANCIAL CORP. in the interactive database Compare manager voting policies

Official 2023-2024 meeting results reported by TOMPKINS FINANCIAL CORP.

These tallies are TOMPKINS FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

TOMPKINS FINANCIAL CORP. — official shareholder meeting results, meeting held 2024-05-14
Ballot itemForAgainst AbstainWithheldBroker non-votesOutcome
Elect Director: Nancy E. Catarisano 9,568,470---- 49,5171,944,271 Majority: yes
Elect Director: Janet M. Coletti 9,582,423---- 35,5641,944,271 Majority: yes
Elect Director: Daniel J. Fessenden 9,345,487---- 272,5001,944,271 Majority: yes
Elect Director: Patricia A. Johnson 9,406,911---- 211,0761,944,271 Majority: yes
Elect Director: Angela B. Lee 9,534,686---- 83,3011,944,271 Majority: yes
Elect Director: John D. McClurg 9,568,070---- 49,9171,944,271 Majority: yes
Elect Director: Ita M. Rahilly 9,570,189---- 47,7981,944,271 Majority: yes
Elect Director: Thomas R. Rochon 9,326,609---- 291,3781,944,271 Majority: yes
Elect Director: Stephen S. Romaine 9,441,679---- 176,3081,944,271 Majority: yes
Elect Director: Michael H. Spain 9,443,641---- 174,3461,944,271 Majority: yes
Elect Director: Jennifer R. Tegan 9,558,274---- 59,7131,944,271 Majority: yes
Elect Director: Alfred J. Weber 9,408,501---- 209,4861,944,271 Majority: yes
Proposal 2: Advisory vote to approve the compensation paid to the Company's Named Executive Officers. The compensation paid to the Company's Named Executive Officers was approved by the following vote: 9,125,602311,162181,223 --1,944,271 Majority: yes
Proposal 3: Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2024 The Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024 was ratifi 11,417,113134,28210,863 ---- Majority: yes

Source: TOMPKINS FINANCIAL CORP., Form 8-K — read the filing on EDGAR.

How asset managers voted at the TOMPKINS FINANCIAL CORP. 2023-2024 meeting

Each item below shows how the 192 asset managers that disclosed a TOMPKINS FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. ADVISORY APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 8 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 9,125,602AGAINST: 311,162

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Proposal 2: Advisory vote to approve the compensation paid to the Company's Named Executive Officers. The compensation paid to the Company's Named Executive Officers was approved by the following vote:”): 9,125,602 for, 311,162 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 63% for, 2% against (66% of the company cast a for/against vote).

The 191 asset managers below cast 98% of the shares they voted on this item FOR. Fund share totals are not shown for this item: fund-reported shares overlap across filings (an adviser and the funds it manages can each report the same shares), and here their sum exceeds the total votes cast at the meeting.

FOR 98%
FOR: 97.7%AGAINST: 2.3%NOT VOTED: 0.1%UNKNOWN: 0.0%
Largest asset managers voting on “ADVISORY APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
Foster Victor Wealth Advisors, LLC4,552,5720 00For
BlackRock1,873,3773,269 00For
Vanguard1,406,6570 00For
State Street548,15392 00For
Dimensional507,4470 00For
Charles Schwab330,6660 00For
Tompkins Trust Co295,4780 00For
GEODE CAPITAL MANAGEMENT, LLC292,0990 00For
Fidelity279,8210 00For
American Century0189,880 00Against
Northern Trust135,5570 00For
ProShares132,9840 00For
MELLON INVESTMENTS Corp105,3310 00For
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC90,9800 00For
PARAMETRIC PORTFOLIO ASSOCIATES LLC87,2080 00For
Invesco75,5890 00For
PRINCIPAL GLOBAL INVESTORS65,5560 00For
State of New Jersey Common Pension Fund D58,0740 00For
Columbia Threadneedle48,2710 00For
BNY Mellon46,5340 00For
Equitable42,2850 00For
Nuveen37,1890 00For
TIAA36,9140 00For
Principal36,2560 00For
Prudential/PGIM7,70027,458 00Against

Showing the 25 largest of 191 asset managers. See all 191 in the interactive database.

2. RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2024.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%
FOR: 11,417,113AGAINST: 134,282

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Proposal 3: Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2024 The Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for the ”): 11,417,113 for, 134,282 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 79% for, 1.0% against (80% of the company cast a for/against vote).

The 61 asset managers below cast 99.9% of the shares they voted on this item FOR (4,770,350 for, 30 against).

FOR 99.8%
FOR: 4,770,350 (99.8%)AGAINST: 30 (0.0%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDI” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,42430 00For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust9,8900 00For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

3. Election of twelve (12) directors for a term of one year: Alfred J. Weber

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 9,408,501WITHHELD: 209,486

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Alfred J. Weber”): 9,408,501 for, 209,486 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 65% for, 1% withheld (67% of the company cast a for/withheld vote).

The 58 asset managers below cast 100% of the shares they voted on this item FOR (4,759,318 for, 0 against).

FOR 99.6%
FOR: 4,759,318 (99.7%)ABSTAIN: 6,816 (0.1%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “Election of twelve (12) directors for a term of one year: Alfred J. Weber” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,3710 830For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust5,9970 3,8930For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

4. Election of twelve (12) directors for a term of one year: Angela B. Lee

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.1% Majority: yes · of votes cast

FOR 99.1%
FOR: 9,534,686WITHHELD: 83,301

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Angela B. Lee”): 9,534,686 for, 83,301 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 66% for, 0.6% withheld (67% of the company cast a for/withheld vote).

The 58 asset managers below cast 100% of the shares they voted on this item FOR (4,765,960 for, 0 against).

FOR 99.8%
FOR: 4,765,960 (99.8%)ABSTAIN: 174 (0.0%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “Election of twelve (12) directors for a term of one year: Angela B. Lee” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,3620 920For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust9,8900 00For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

5. Election of twelve (12) directors for a term of one year: Daniel J. Fessenden

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 9,345,487WITHHELD: 272,500

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Daniel J. Fessenden”): 9,345,487 for, 272,500 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 65% for, 2% withheld (67% of the company cast a for/withheld vote).

The 58 asset managers below cast 100% of the shares they voted on this item FOR (4,757,819 for, 0 against).

FOR 99.6%
FOR: 4,757,819 (99.6%)ABSTAIN: 8,315 (0.2%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “Election of twelve (12) directors for a term of one year: Daniel J. Fessenden” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,3320 1220For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust5,9970 3,8930For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

6. Election of twelve (12) directors for a term of one year: Ita M. Rahilly

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%
FOR: 9,570,189WITHHELD: 47,798

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Ita M. Rahilly”): 9,570,189 for, 47,798 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 66% for, 0.4% withheld (67% of the company cast a for/withheld vote).

The 58 asset managers below cast 100% of the shares they voted on this item FOR (4,766,081 for, 0 against).

FOR 99.8%
FOR: 4,766,081 (99.8%)ABSTAIN: 53 (0.0%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “Election of twelve (12) directors for a term of one year: Ita M. Rahilly” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,4010 530For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust9,8900 00For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

7. Election of twelve (12) directors for a term of one year: Janet M. Coletti

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%
FOR: 9,582,423WITHHELD: 35,564

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Janet M. Coletti”): 9,582,423 for, 35,564 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 67% for, 0.3% withheld (67% of the company cast a for/withheld vote).

The 58 asset managers below cast 100% of the shares they voted on this item FOR (4,766,134 for, 0 against).

FOR 99.8%
FOR: 4,766,134 (99.8%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “Election of twelve (12) directors for a term of one year: Janet M. Coletti” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,4540 00For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust9,8900 00For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

8. Election of twelve (12) directors for a term of one year: Jennifer R. Tegan

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%
FOR: 9,558,274WITHHELD: 59,713

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Jennifer R. Tegan”): 9,558,274 for, 59,713 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 66% for, 0.5% withheld (67% of the company cast a for/withheld vote).

The 58 asset managers below cast 100% of the shares they voted on this item FOR (4,766,081 for, 0 against).

FOR 99.8%
FOR: 4,766,081 (99.8%)ABSTAIN: 53 (0.0%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “Election of twelve (12) directors for a term of one year: Jennifer R. Tegan” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,4010 530For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust9,8900 00For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

9. Election of twelve (12) directors for a term of one year: John D. McClurg

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 9,568,070WITHHELD: 49,917

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: John D. McClurg”): 9,568,070 for, 49,917 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 66% for, 0.4% withheld (67% of the company cast a for/withheld vote).

The 58 asset managers below cast 100% of the shares they voted on this item FOR (4,766,081 for, 0 against).

FOR 99.8%
FOR: 4,766,081 (99.8%)ABSTAIN: 53 (0.0%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “Election of twelve (12) directors for a term of one year: John D. McClurg” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,4010 530For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust9,8900 00For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

10. Election of twelve (12) directors for a term of one year: Michael H. Spain

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 9,443,641WITHHELD: 174,346

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Michael H. Spain”): 9,443,641 for, 174,346 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 66% for, 1% withheld (67% of the company cast a for/withheld vote).

The 58 asset managers below cast 100% of the shares they voted on this item FOR (4,759,358 for, 0 against).

FOR 99.6%
FOR: 4,759,358 (99.7%)ABSTAIN: 6,776 (0.1%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “Election of twelve (12) directors for a term of one year: Michael H. Spain” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,3710 830For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust5,9970 3,8930For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

11. Election of twelve (12) directors for a term of one year: Nancy E. Catarisano

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%
FOR: 9,568,470WITHHELD: 49,517

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Nancy E. Catarisano”): 9,568,470 for, 49,517 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 66% for, 0.4% withheld (67% of the company cast a for/withheld vote).

The 58 asset managers below cast 100% of the shares they voted on this item FOR (4,766,081 for, 0 against).

FOR 99.8%
FOR: 4,766,081 (99.8%)ABSTAIN: 53 (0.0%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “Election of twelve (12) directors for a term of one year: Nancy E. Catarisano” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,4010 530For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust9,8900 00For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

12. Election of twelve (12) directors for a term of one year: Patricia A. Johnson

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 9,406,911WITHHELD: 211,076

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Patricia A. Johnson”): 9,406,911 for, 211,076 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 65% for, 1% withheld (67% of the company cast a for/withheld vote).

The 58 asset managers below cast 100% of the shares they voted on this item FOR (4,759,358 for, 0 against).

FOR 99.6%
FOR: 4,759,358 (99.7%)ABSTAIN: 6,776 (0.1%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “Election of twelve (12) directors for a term of one year: Patricia A. Johnson” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,3710 830For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust5,9970 3,8930For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

13. Election of twelve (12) directors for a term of one year: Stephen S. Romaine

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%
FOR: 9,441,679WITHHELD: 176,308

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Stephen S. Romaine”): 9,441,679 for, 176,308 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 66% for, 1% withheld (67% of the company cast a for/withheld vote).

The 58 asset managers below cast 100% of the shares they voted on this item FOR (4,759,358 for, 0 against).

FOR 99.6%
FOR: 4,759,358 (99.7%)ABSTAIN: 6,776 (0.1%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “Election of twelve (12) directors for a term of one year: Stephen S. Romaine” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,3710 830For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust5,9970 3,8930For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

14. Election of twelve (12) directors for a term of one year: Thomas R. Rochon

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%
FOR: 9,326,609WITHHELD: 291,378

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Thomas R. Rochon”): 9,326,609 for, 291,378 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,404,486 outstanding shares: 65% for, 2% withheld (67% of the company cast a for/withheld vote).

The 58 asset managers below cast 100% of the shares they voted on this item FOR (4,759,197 for, 0 against).

FOR 99.6%
FOR: 4,759,197 (99.7%)ABSTAIN: 6,937 (0.1%)NOT VOTED: 9,342 (0.2%)
Largest asset managers voting on “Election of twelve (12) directors for a term of one year: Thomas R. Rochon” at TOMPKINS FINANCIAL CORP., 2023-2024
Asset managerForAgainst AbstainWithheldVote
BlackRock1,510,3110 00For
Vanguard1,386,8030 00For
Dimensional447,6680 00For
Fidelity279,1910 00For
State Street274,3320 1220For
Charles Schwab161,8790 00For
ProShares132,9840 00For
American Century94,9400 00For
Columbia Threadneedle48,2710 00For
Equitable42,2850 00For
TIAA36,8120 00For
Principal36,2560 00For
Invesco35,3310 00For
Jackson National31,8550 00For
HOTCHKIS & WILEY FUNDS /DE/28,8000 00For
QUANTITATIVE MASTER SERIES LLC24,6570 00For
Prudential/PGIM20,8630 00For
BNY Mellon19,0930 00For
Lincoln Financial14,9500 00For
WisdomTree12,9770 00For
Thrivent10,9650 00For
Bridge Builder Trust5,9970 3,8930For
Empower00 00Not Voted
Direxion Shares ETF Trust8,3520 00For
Allianz7,7900 00For

Showing the 25 largest of 58 asset managers. See all 58 in the interactive database.

Largest TOMPKINS FINANCIAL CORP. shareholders voting in 2023-2024

Ranked by the number of TOMPKINS FINANCIAL CORP. shares each manager voted on the most widely held ballot item of the 2023-2024 meeting, shown as a share of the 14,404,486 shares outstanding at the time of that meeting.

Top TOMPKINS FINANCIAL CORP. shareholders by shares voted, 2023-2024
#Asset manager % of shares outstanding
1Foster Victor Wealth Advisors, LLC 31.61%
2BlackRock 13.03%
3Vanguard 9.77%
4State Street 3.81%
5Dimensional 3.52%
6Charles Schwab 2.30%
7Tompkins Trust Co 2.05%
8GEODE CAPITAL MANAGEMENT, LLC 2.03%
9Fidelity 1.94%
10American Century 1.32%

Reported TOMPKINS FINANCIAL CORP. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

TOMPKINS FINANCIAL CORP. beneficial owners on record for the 2023-2024 proxy season
Holder % outstanding Disclosure
BlackRock 13.75% 13F
State Street 9.65% 13F
Vanguard Group 9.52% 13F
s. 5.32% 13G
Dimensional Fund Advisors 3.73% 13F
Geode Capital 2.02% 13F
Charles Schwab 1.21% 13F
Morgan Stanley 1.12% 13F
Northern Trust 0.91% 13F
BNY Mellon 0.80% 13F

Percentages above are of 14,404,486 shares outstanding, as reported by TOMPKINS FINANCIAL CORP. on its Form 10-Q dated 2024-05-03 (see the filing on EDGAR). This is the count contemporaneous with the 2023-2024 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from TOMPKINS FINANCIAL CORP.’s 10-Q dated 2024-05-03. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At TOMPKINS FINANCIAL CORP.'s shareholder meeting held 2024-05-14, in the 2023-2024 proxy season, 192 asset managers reported how they voted on 14 ballot items in their SEC Form N-PX filings, covering 2,932 separate fund positions. On the most widely held item on that ballot — ADVISORY APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. — FOR was 97% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: TOMPKINS FINANCIAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission (filing date not recorded for this item).

TOMPKINS FINANCIAL CORP. proxy season coverage: 2023-2024 (this page) · 2024-2025 · 2025-2026.