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Tompkins Financial Corporation 2025-2026 Proxy Voting Records

Compiled from SEC Form N-PX filings and Tompkins Financial Corporation’s Form 8-K (Item 5.07 on EDGAR). Page generated 02 October 2026.

13Ballot items
248Asset managers
3,135Fund votes
2026-05-19Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore Tompkins Financial Corporation in the interactive database Compare manager voting policies

Official 2025-2026 meeting results reported by Tompkins Financial Corporation

These tallies are Tompkins Financial Corporation’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

Tompkins Financial Corporation — official shareholder meeting results, meeting held 2026-05-19
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Nancy E. Catarisano	9,823,561	--	--	61,223	1,766,890	Majority: yes
Elect Director: Janet M. Coletti	9,819,260	--	--	65,524	1,766,890	Majority: yes
Elect Director: Heidi M. Davidson	9,835,038	--	--	49,746	1,766,890	Majority: yes
Elect Director: Helen Eaton	9,828,517	--	--	56,267	1,766,890	Majority: yes
Elect Director: Daniel J. Fessenden	9,698,864	--	--	185,920	1,766,890	Majority: yes
Elect Director: Patricia A. Johnson	9,675,381	--	--	209,403	1,766,890	Majority: yes
Elect Director: Angela B. Lee	9,755,142	--	--	129,642	1,766,890	Majority: yes
Elect Director: John D. McClurg	9,834,325	--	--	50,459	1,766,890	Majority: yes
Elect Director: Ita M. Rahilly	9,828,094	--	--	56,690	1,766,890	Majority: yes
Elect Director: Stephen S. Romaine	9,796,852	--	--	87,932	1,766,890	Majority: yes
Elect Director: Michael H. Spain	9,751,905	--	--	132,879	1,766,890	Majority: yes
Proposal 2: Advisory vote to approve the compensation paid to the Company's Named Executive Officers. The compensation paid to the Company's Named Executive Officers was approved by the following vote:	9,557,433	220,037	107,314	--	1,766,890	Majority: yes
Proposal 3: Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2026 The Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2026 was ratifi	11,342,943	205,550	103,181	--	--	Majority: yes

Source: Tompkins Financial Corporation, Form 8-K — read the filing on EDGAR.

How asset managers voted at the Tompkins Financial Corporation 2025-2026 meeting

Each item below shows how the 248 asset managers that disclosed a Tompkins Financial Corporation vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Advisory approval of the compensation paid to the Company's Named Executive Officers.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 10 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 9,557,433AGAINST: 220,037

Tompkins Financial Corporation’s own tally for this item (“Proposal 2: Advisory vote to approve the compensation paid to the Company's Named Executive Officers. The compensation paid to the Company's Named Executive Officers was approved by the following vote:”): 9,557,433 for, 220,037 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 66% for, 2% against (68% of the company cast a for/against vote).

The 246 asset managers below cast 99% of the shares they voted on this item FOR (7,719,018 for, 112,091 against).

FOR 98%

FOR: 7,719,018 (98.3%)AGAINST: 112,091 (1.4%)ABSTAIN: 4,665 (0.1%)NOT VOTED: 12,877 (0.2%)

Largest asset managers voting on “Advisory approval of the compensation paid to the Company's Named Executive Officers.” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Against	Vote
BlackRock	1,961,028	9,164	For
Vanguard	1,425,704	1	For
American Century	585,980	0	For
TOMPKINS FINANCIAL CORP	466,566	0	For
GEODE CAPITAL MANAGEMENT, LLC	348,593	0	For
Fidelity	309,159	0	For
Dimensional	253,232	0	For
Charles Schwab	234,286	0	For
Invesco	140,906	0	For
Northern Trust	128,482	1,063	For
Hillsdale Investment Management Inc.	93,100	0	For
Rhino Investment Partners, Inc	91,531	0	For
ADAGE CAPITAL PARTNERS GP, L.L.C.	89,307	0	For
ProShares	85,385	0	For
MELLON INVESTMENTS Corp	78,923	0	For
SEI	75,245	0	For
PRINCIPAL GLOBAL INVESTORS	62,340	0	For
T. Rowe Price	61,238	0	For
PARAMETRIC PORTFOLIO ASSOCIATES LLC	60,989	0	For
AQR	49,249	0	For
PUBLIC SECTOR PENSION INVESTMENT BOARD	45,794	0	For
Goldman Sachs	42,434	0	For
WisdomTree	37,335	0	For
LSV ASSET MANAGEMENT	36,400	0	For
Focus Partners Wealth	33,655	0	For

Showing the 25 largest of 246 asset managers. See all 246 in the interactive database.

2. RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2026.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 4 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 11,342,943AGAINST: 205,550

Tompkins Financial Corporation’s own tally for this item (“Proposal 3: Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2026 The Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for the ”): 11,342,943 for, 205,550 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 79% for, 1% against (80% of the company cast a for/against vote).

The 64 asset managers below cast 99.9% of the shares they voted on this item FOR (4,241,341 for, 1,663 against).

FOR 99.6%

FOR: 4,241,341 (99.7%)AGAINST: 1,663 (0.0%)ABSTAIN: 4,250 (0.1%)NOT VOTED: 8,878 (0.2%)

Largest asset managers voting on “RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDI” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Against	Vote
BlackRock	1,428,648	0	For
Vanguard	1,322,558	1,594	For
Fidelity	307,150	0	For
American Century	288,292	0	For
Dimensional	188,288	0	For
Charles Schwab	107,940	0	For
ProShares	85,385	0	For
Invesco	67,121	0	For
WisdomTree	37,335	0	For
Equitable	32,518	0	For
SEI	31,174	0	For
TIAA	28,832	0	For
Columbia Threadneedle	23,948	0	For
Jackson National	23,660	0	For
QUANTITATIVE MASTER SERIES LLC	22,690	0	For
Nationwide	20,348	0	For
Lincoln Financial	19,608	0	For
EXCHANGE TRADED CONCEPTS TRUST	18,249	0	For
Thrivent	16,003	0	For
Prudential/PGIM	12,972	0	For
SEI Exchange Traded Funds	12,459	0	For
BNY Mellon	10,844	0	For
Principal	10,780	0	For
Bridge Builder Trust	10,040	0	For
Horizon Funds	9,356	0	For

Showing the 25 largest of 64 asset managers. See all 64 in the interactive database.

3. Election of eleven (11) directors for a term of one year: Angela B. Lee

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 9,755,142WITHHELD: 129,642

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Angela B. Lee”): 9,755,142 for, 129,642 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 68% for, 1.0% withheld (69% of the company cast a for/withheld vote).

The 62 asset managers below cast 100% of the shares they voted on this item FOR (4,236,925 for, 0 against).

FOR 99.6%

FOR: 4,236,925 (99.6%)ABSTAIN: 6,971 (0.2%)NOT VOTED: 8,878 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Angela B. Lee” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Abstain	Vote
BlackRock	1,428,648	0	For
Vanguard	1,322,560	1,594	For
Fidelity	307,150	0	For
American Century	288,292	0	For
Dimensional	188,288	0	For
Charles Schwab	107,940	0	For
ProShares	85,385	0	For
Invesco	67,121	0	For
WisdomTree	37,335	0	For
Equitable	32,518	0	For
SEI	31,174	0	For
TIAA	28,832	0	For
Columbia Threadneedle	23,948	0	For
Jackson National	23,660	0	For
QUANTITATIVE MASTER SERIES LLC	22,690	0	For
Nationwide	20,348	0	For
Lincoln Financial	19,608	0	For
EXCHANGE TRADED CONCEPTS TRUST	18,249	0	For
Thrivent	16,003	0	For
Prudential/PGIM	12,972	0	For
SEI Exchange Traded Funds	12,459	0	For
BNY Mellon	10,844	0	For
Principal	10,780	0	For
Bridge Builder Trust	10,040	0	For
Horizon Funds	9,356	0	For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

4. Election of eleven (11) directors for a term of one year: Daniel J. Fessenden

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 9,698,864WITHHELD: 185,920

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Daniel J. Fessenden”): 9,698,864 for, 185,920 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 67% for, 1% withheld (69% of the company cast a for/withheld vote).

The 62 asset managers below cast 100% of the shares they voted on this item FOR (4,237,983 for, 0 against).

FOR 99.6%

FOR: 4,237,983 (99.7%)ABSTAIN: 5,913 (0.1%)NOT VOTED: 8,878 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Daniel J. Fessenden” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Abstain	Vote
BlackRock	1,428,648	0	For
Vanguard	1,322,560	1,594	For
Fidelity	307,150	0	For
American Century	288,292	0	For
Dimensional	188,288	0	For
Charles Schwab	107,940	0	For
ProShares	85,385	0	For
Invesco	67,121	0	For
WisdomTree	37,335	0	For
Equitable	32,518	0	For
SEI	31,174	0	For
TIAA	28,832	0	For
Columbia Threadneedle	23,948	0	For
Jackson National	23,660	0	For
QUANTITATIVE MASTER SERIES LLC	22,690	0	For
Nationwide	20,348	0	For
Lincoln Financial	19,608	0	For
EXCHANGE TRADED CONCEPTS TRUST	18,249	0	For
Thrivent	16,003	0	For
Prudential/PGIM	12,972	0	For
SEI Exchange Traded Funds	12,459	0	For
BNY Mellon	10,844	0	For
Principal	10,780	0	For
Bridge Builder Trust	10,040	0	For
Horizon Funds	9,356	0	For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

5. Election of eleven (11) directors for a term of one year: Heidi M. Davidson

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%

FOR: 9,835,038WITHHELD: 49,746

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Heidi M. Davidson”): 9,835,038 for, 49,746 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 68% for, 0.4% withheld (69% of the company cast a for/withheld vote).

The 62 asset managers below cast 100% of the shares they voted on this item FOR (4,239,645 for, 0 against).

FOR 99.6%

FOR: 4,239,645 (99.7%)ABSTAIN: 4,250 (0.1%)NOT VOTED: 8,878 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Heidi M. Davidson” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Vote
BlackRock	1,428,648	For
Vanguard	1,324,153	For
Fidelity	307,150	For
American Century	288,292	For
Dimensional	188,288	For
Charles Schwab	107,940	For
ProShares	85,385	For
Invesco	67,121	For
WisdomTree	37,335	For
Equitable	32,518	For
SEI	31,174	For
TIAA	28,832	For
Columbia Threadneedle	23,948	For
Jackson National	23,660	For
QUANTITATIVE MASTER SERIES LLC	22,690	For
Nationwide	20,348	For
Lincoln Financial	19,608	For
EXCHANGE TRADED CONCEPTS TRUST	18,249	For
Thrivent	16,003	For
Prudential/PGIM	12,972	For
SEI Exchange Traded Funds	12,459	For
BNY Mellon	10,844	For
Principal	10,780	For
Bridge Builder Trust	10,040	For
Horizon Funds	9,356	For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

6. Election of eleven (11) directors for a term of one year: Helen Eaton

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%

FOR: 9,828,517WITHHELD: 56,267

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Helen Eaton”): 9,828,517 for, 56,267 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 68% for, 0.4% withheld (69% of the company cast a for/withheld vote).

The 62 asset managers below cast 100% of the shares they voted on this item FOR (4,239,645 for, 0 against).

FOR 99.6%

FOR: 4,239,645 (99.7%)ABSTAIN: 4,250 (0.1%)NOT VOTED: 8,878 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Helen Eaton” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Vote
BlackRock	1,428,648	For
Vanguard	1,324,153	For
Fidelity	307,150	For
American Century	288,292	For
Dimensional	188,288	For
Charles Schwab	107,940	For
ProShares	85,385	For
Invesco	67,121	For
WisdomTree	37,335	For
Equitable	32,518	For
SEI	31,174	For
TIAA	28,832	For
Columbia Threadneedle	23,948	For
Jackson National	23,660	For
QUANTITATIVE MASTER SERIES LLC	22,690	For
Nationwide	20,348	For
Lincoln Financial	19,608	For
EXCHANGE TRADED CONCEPTS TRUST	18,249	For
Thrivent	16,003	For
Prudential/PGIM	12,972	For
SEI Exchange Traded Funds	12,459	For
BNY Mellon	10,844	For
Principal	10,780	For
Bridge Builder Trust	10,040	For
Horizon Funds	9,356	For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

7. Election of eleven (11) directors for a term of one year: Ita M. Rahilly

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%

FOR: 9,828,094WITHHELD: 56,690

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Ita M. Rahilly”): 9,828,094 for, 56,690 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 68% for, 0.4% withheld (69% of the company cast a for/withheld vote).

The 62 asset managers below cast 100% of the shares they voted on this item FOR (4,239,645 for, 0 against).

FOR 99.6%

FOR: 4,239,645 (99.7%)ABSTAIN: 4,250 (0.1%)NOT VOTED: 8,878 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Ita M. Rahilly” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Vote
BlackRock	1,428,648	For
Vanguard	1,324,153	For
Fidelity	307,150	For
American Century	288,292	For
Dimensional	188,288	For
Charles Schwab	107,940	For
ProShares	85,385	For
Invesco	67,121	For
WisdomTree	37,335	For
Equitable	32,518	For
SEI	31,174	For
TIAA	28,832	For
Columbia Threadneedle	23,948	For
Jackson National	23,660	For
QUANTITATIVE MASTER SERIES LLC	22,690	For
Nationwide	20,348	For
Lincoln Financial	19,608	For
EXCHANGE TRADED CONCEPTS TRUST	18,249	For
Thrivent	16,003	For
Prudential/PGIM	12,972	For
SEI Exchange Traded Funds	12,459	For
BNY Mellon	10,844	For
Principal	10,780	For
Bridge Builder Trust	10,040	For
Horizon Funds	9,356	For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

8. Election of eleven (11) directors for a term of one year: Janet M. Coletti

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%

FOR: 9,819,260WITHHELD: 65,524

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Janet M. Coletti”): 9,819,260 for, 65,524 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 68% for, 0.5% withheld (69% of the company cast a for/withheld vote).

The 62 asset managers below cast 100% of the shares they voted on this item FOR (4,239,645 for, 0 against).

FOR 99.6%

FOR: 4,239,645 (99.7%)ABSTAIN: 4,250 (0.1%)NOT VOTED: 8,878 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Janet M. Coletti” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Vote
BlackRock	1,428,648	For
Vanguard	1,324,153	For
Fidelity	307,150	For
American Century	288,292	For
Dimensional	188,288	For
Charles Schwab	107,940	For
ProShares	85,385	For
Invesco	67,121	For
WisdomTree	37,335	For
Equitable	32,518	For
SEI	31,174	For
TIAA	28,832	For
Columbia Threadneedle	23,948	For
Jackson National	23,660	For
QUANTITATIVE MASTER SERIES LLC	22,690	For
Nationwide	20,348	For
Lincoln Financial	19,608	For
EXCHANGE TRADED CONCEPTS TRUST	18,249	For
Thrivent	16,003	For
Prudential/PGIM	12,972	For
SEI Exchange Traded Funds	12,459	For
BNY Mellon	10,844	For
Principal	10,780	For
Bridge Builder Trust	10,040	For
Horizon Funds	9,356	For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

9. Election of eleven (11) directors for a term of one year: John D. McClurg

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 7 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%

FOR: 9,834,325WITHHELD: 50,459

Tompkins Financial Corporation’s own tally for this item (“Elect Director: John D. McClurg”): 9,834,325 for, 50,459 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 68% for, 0.4% withheld (69% of the company cast a for/withheld vote).

The 62 asset managers below cast 100% of the shares they voted on this item FOR (4,239,645 for, 0 against).

FOR 99.6%

FOR: 4,239,645 (99.7%)ABSTAIN: 4,250 (0.1%)NOT VOTED: 8,878 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: John D. McClurg” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Vote
BlackRock	1,428,648	For
Vanguard	1,324,153	For
Fidelity	307,150	For
American Century	288,292	For
Dimensional	188,288	For
Charles Schwab	107,940	For
ProShares	85,385	For
Invesco	67,121	For
WisdomTree	37,335	For
Equitable	32,518	For
SEI	31,174	For
TIAA	28,832	For
Columbia Threadneedle	23,948	For
Jackson National	23,660	For
QUANTITATIVE MASTER SERIES LLC	22,690	For
Nationwide	20,348	For
Lincoln Financial	19,608	For
EXCHANGE TRADED CONCEPTS TRUST	18,249	For
Thrivent	16,003	For
Prudential/PGIM	12,972	For
SEI Exchange Traded Funds	12,459	For
BNY Mellon	10,844	For
Principal	10,780	For
Bridge Builder Trust	10,040	For
Horizon Funds	9,356	For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

10. Election of eleven (11) directors for a term of one year: Michael H. Spain

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 9,751,905WITHHELD: 132,879

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Michael H. Spain”): 9,751,905 for, 132,879 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 68% for, 1.0% withheld (69% of the company cast a for/withheld vote).

The 62 asset managers below cast 100% of the shares they voted on this item FOR (4,239,645 for, 0 against).

FOR 99.6%

FOR: 4,239,645 (99.7%)ABSTAIN: 4,250 (0.1%)NOT VOTED: 8,878 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Michael H. Spain” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Vote
BlackRock	1,428,648	For
Vanguard	1,324,153	For
Fidelity	307,150	For
American Century	288,292	For
Dimensional	188,288	For
Charles Schwab	107,940	For
ProShares	85,385	For
Invesco	67,121	For
WisdomTree	37,335	For
Equitable	32,518	For
SEI	31,174	For
TIAA	28,832	For
Columbia Threadneedle	23,948	For
Jackson National	23,660	For
QUANTITATIVE MASTER SERIES LLC	22,690	For
Nationwide	20,348	For
Lincoln Financial	19,608	For
EXCHANGE TRADED CONCEPTS TRUST	18,249	For
Thrivent	16,003	For
Prudential/PGIM	12,972	For
SEI Exchange Traded Funds	12,459	For
BNY Mellon	10,844	For
Principal	10,780	For
Bridge Builder Trust	10,040	For
Horizon Funds	9,356	For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

11. Election of eleven (11) directors for a term of one year: Nancy E. Catarisano

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%

FOR: 9,823,561WITHHELD: 61,223

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Nancy E. Catarisano”): 9,823,561 for, 61,223 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 68% for, 0.5% withheld (69% of the company cast a for/withheld vote).

The 62 asset managers below cast 100% of the shares they voted on this item FOR (4,239,645 for, 0 against).

FOR 99.6%

FOR: 4,239,645 (99.7%)ABSTAIN: 4,250 (0.1%)NOT VOTED: 8,878 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Nancy E. Catarisano” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Vote
BlackRock	1,428,648	For
Vanguard	1,324,153	For
Fidelity	307,150	For
American Century	288,292	For
Dimensional	188,288	For
Charles Schwab	107,940	For
ProShares	85,385	For
Invesco	67,121	For
WisdomTree	37,335	For
Equitable	32,518	For
SEI	31,174	For
TIAA	28,832	For
Columbia Threadneedle	23,948	For
Jackson National	23,660	For
QUANTITATIVE MASTER SERIES LLC	22,690	For
Nationwide	20,348	For
Lincoln Financial	19,608	For
EXCHANGE TRADED CONCEPTS TRUST	18,249	For
Thrivent	16,003	For
Prudential/PGIM	12,972	For
SEI Exchange Traded Funds	12,459	For
BNY Mellon	10,844	For
Principal	10,780	For
Bridge Builder Trust	10,040	For
Horizon Funds	9,356	For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

12. Election of eleven (11) directors for a term of one year: Patricia A. Johnson

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 9,675,381WITHHELD: 209,403

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Patricia A. Johnson”): 9,675,381 for, 209,403 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 67% for, 1% withheld (69% of the company cast a for/withheld vote).

The 62 asset managers below cast 100% of the shares they voted on this item FOR (4,239,576 for, 0 against).

FOR 99.6%

FOR: 4,239,576 (99.7%)ABSTAIN: 4,319 (0.1%)NOT VOTED: 8,878 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Patricia A. Johnson” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Vote
BlackRock	1,428,648	For
Vanguard	1,324,153	For
Fidelity	307,150	For
American Century	288,292	For
Dimensional	188,288	For
Charles Schwab	107,940	For
ProShares	85,385	For
Invesco	67,121	For
WisdomTree	37,335	For
Equitable	32,518	For
SEI	31,174	For
TIAA	28,832	For
Columbia Threadneedle	23,948	For
Jackson National	23,660	For
QUANTITATIVE MASTER SERIES LLC	22,690	For
Nationwide	20,348	For
Lincoln Financial	19,608	For
EXCHANGE TRADED CONCEPTS TRUST	18,249	For
Thrivent	16,003	For
Prudential/PGIM	12,972	For
SEI Exchange Traded Funds	12,459	For
BNY Mellon	10,844	For
Principal	10,780	For
Bridge Builder Trust	10,040	For
Horizon Funds	9,356	For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

13. Election of eleven (11) directors for a term of one year: Stephen S. Romaine

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

99.1% Majority: yes · of votes cast

FOR 99.1%

FOR: 9,796,852WITHHELD: 87,932

Tompkins Financial Corporation’s own tally for this item (“Elect Director: Stephen S. Romaine”): 9,796,852 for, 87,932 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,382,941 outstanding shares: 68% for, 0.7% withheld (69% of the company cast a for/withheld vote).

The 62 asset managers below cast 100% of the shares they voted on this item FOR (4,239,645 for, 0 against).

FOR 99.6%

FOR: 4,239,645 (99.7%)ABSTAIN: 4,250 (0.1%)NOT VOTED: 8,878 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Stephen S. Romaine” at Tompkins Financial Corporation, 2025-2026
Asset manager	For	Vote
BlackRock	1,428,648	For
Vanguard	1,324,153	For
Fidelity	307,150	For
American Century	288,292	For
Dimensional	188,288	For
Charles Schwab	107,940	For
ProShares	85,385	For
Invesco	67,121	For
WisdomTree	37,335	For
Equitable	32,518	For
SEI	31,174	For
TIAA	28,832	For
Columbia Threadneedle	23,948	For
Jackson National	23,660	For
QUANTITATIVE MASTER SERIES LLC	22,690	For
Nationwide	20,348	For
Lincoln Financial	19,608	For
EXCHANGE TRADED CONCEPTS TRUST	18,249	For
Thrivent	16,003	For
Prudential/PGIM	12,972	For
SEI Exchange Traded Funds	12,459	For
BNY Mellon	10,844	For
Principal	10,780	For
Bridge Builder Trust	10,040	For
Horizon Funds	9,356	For

Showing the 25 largest of 62 asset managers. See all 62 in the interactive database.

Largest Tompkins Financial Corporation shareholders voting in 2025-2026

Ranked by the number of Tompkins Financial Corporation shares each manager voted on the most widely held ballot item of the 2025-2026 meeting, shown as a share of the 14,382,941 shares outstanding at the time of that meeting.

Top Tompkins Financial Corporation shareholders by shares voted, 2025-2026
#	Asset manager	% of shares outstanding
1	BlackRock	13.70%
2	Vanguard	9.91%
3	American Century	4.07%
4	TOMPKINS FINANCIAL CORP	3.24%
5	GEODE CAPITAL MANAGEMENT, LLC	2.42%
6	Fidelity	2.15%
7	Dimensional	1.76%
8	Charles Schwab	1.63%
9	Invesco	0.98%
10	Northern Trust	0.90%

Reported Tompkins Financial Corporation ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

Tompkins Financial Corporation beneficial owners on record for the 2025-2026 proxy season
Holder	% outstanding	Disclosure
BlackRock	13.92%	13F
Vanguard Group	9.64%	13F
State Street	8.25%	13F
Dimensional Fund Advisors	4.08%	13F
Geode Capital	2.42%	13F
Morgan Stanley	1.15%	13F
Northern Trust	0.95%	13F
Charles Schwab	0.88%	13F
BNY Mellon	0.83%	13F
Goldman Sachs	0.64%	13F

Percentages above are of 14,382,941 shares outstanding, as reported by Tompkins Financial Corporation on its Form 10-Q dated 2026-04-30 (see the filing on EDGAR). This is the count contemporaneous with the 2025-2026 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from Tompkins Financial Corporation’s 10-Q dated 2026-04-30. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At Tompkins Financial Corporation's shareholder meeting held 2026-05-19, in the 2025-2026 proxy season, 248 asset managers reported how they voted on 13 ballot items in their SEC Form N-PX filings, covering 3,135 separate fund positions. On the most widely held item on that ballot — Advisory approval of the compensation paid to the Company's Named Executive Officers. — FOR was 98% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: Tompkins Financial Corporation's Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission (filing date not recorded for this item).

Tompkins Financial Corporation proxy season coverage: 2023-2024 · 2024-2025 · 2025-2026 (this page).