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TOMPKINS FINANCIAL CORP. 2024-2025 Proxy Voting Records

Compiled from SEC Form N-PX filings and TOMPKINS FINANCIAL CORP.’s Form 8-K (Item 5.07 on EDGAR). Page generated 02 October 2026.

13Ballot items
213Asset managers
3,097Fund votes
2025-05-13Meeting date

Proxy season: 2023-2024 2024-2025 2025-2026

Explore TOMPKINS FINANCIAL CORP. in the interactive database Compare manager voting policies

Official 2024-2025 meeting results reported by TOMPKINS FINANCIAL CORP.

These tallies are TOMPKINS FINANCIAL CORP.’s own, as disclosed to the U.S. Securities and Exchange Commission on Form 8-K (Item 5.07, “Submission of Matters to a Vote of Security Holders”). They cover every share voted at the meeting, not just the funds that file Form N-PX.

TOMPKINS FINANCIAL CORP. — official shareholder meeting results, meeting held 2025-05-13
Ballot item	For	Against	Abstain	Withheld	Broker non-votes	Outcome
Elect Director: Nancy E. Catarisano	9,445,018	--	--	31,790	1,947,762	Majority: yes
Elect Director: Janet M. Coletti	9,443,855	--	--	32,953	1,947,762	Majority: yes
Elect Director: Heidi M. Davidson	9,454,615	--	--	22,193	1,947,762	Majority: yes
Elect Director: Helen Eaton	9,454,810	--	--	21,998	1,947,762	Majority: yes
Elect Director: Daniel J. Fessenden	9,210,468	--	--	266,340	1,947,762	Majority: yes
Elect Director: Patricia A. Johnson	9,292,878	--	--	183,930	1,947,762	Majority: yes
Elect Director: Angela B. Lee	9,420,518	--	--	56,290	1,947,762	Majority: yes
Elect Director: John D. McClurg	9,442,816	--	--	33,992	1,947,762	Majority: yes
Elect Director: Ita M. Rahilly	9,436,820	--	--	39,988	1,947,762	Majority: yes
Elect Director: Stephen S. Romaine	9,412,739	--	--	64,069	1,947,762	Majority: yes
Elect Director: Michael H. Spain	9,362,410	--	--	114,398	1,947,762	Majority: yes
Proposal 2: Advisory vote to approve the compensation paid to the Company's Named Executive Officers. The compensation paid to the Company's Named Executive Officers was approved by the following vote:	9,237,827	181,350	57,631	--	1,947,762	Majority: yes
Proposal 3: Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2025 The Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2025 was ratifi	11,293,770	104,091	26,709	--	--	Majority: yes

Source: TOMPKINS FINANCIAL CORP., Form 8-K — read the filing on EDGAR.

How asset managers voted at the TOMPKINS FINANCIAL CORP. 2024-2025 meeting

Each item below shows how the 213 asset managers that disclosed a TOMPKINS FINANCIAL CORP. vote in their SEC Form N-PX filings actually voted. Share totals are the shares those managers' funds voted, summed across every fund they report.

1. Advisory approval of the compensation paid to the Company's Named Executive Officers.

SECTION 14A SAY-ON-PAY VOTESMajority of the votes cast: yes

Combines 8 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 9,237,827AGAINST: 181,350

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Proposal 2: Advisory vote to approve the compensation paid to the Company's Named Executive Officers. The compensation paid to the Company's Named Executive Officers was approved by the following vote:”): 9,237,827 for, 181,350 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 64% for, 1% against (65% of the company cast a for/against vote).

The 211 asset managers below cast 99.1% of the shares they voted on this item FOR (7,939,190 for, 69,484 against).

FOR 99.0%

FOR: 7,939,190 (99.0%)AGAINST: 69,484 (0.9%)ABSTAIN: 0 (0.0%)NOT VOTED: 10,605 (0.1%)

Largest asset managers voting on “Advisory approval of the compensation paid to the Company's Named Executive Officers.” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
BlackRock	1,898,405	For
Vanguard	1,327,123	For
State Street	796,956	For
Dimensional	565,959	For
GEODE CAPITAL MANAGEMENT, LLC	296,531	For
American Century	281,278	For
Tompkins Community Bank	276,103	For
Fidelity	268,673	For
Charles Schwab	252,857	For
Northern Trust	135,937	For
ProShares	103,031	For
Invesco	87,777	For
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC	84,315	For
MELLON INVESTMENTS Corp	84,154	For
PARAMETRIC PORTFOLIO ASSOCIATES LLC	64,302	For
PRINCIPAL GLOBAL INVESTORS	64,068	For
Columbia Threadneedle	55,056	For
SEI	52,932	For
Wellington	51,067	For
Goldman Sachs	46,840	For
BNY Mellon	43,488	For
WisdomTree	41,809	For
Prudential/PGIM	38,163	For
Equitable	37,663	For
Nuveen	37,540	For

Showing the 25 largest of 211 asset managers. See all 211 in the interactive database.

2. RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2025.

AUDIT-RELATEDMajority of the votes cast: yes

Combines 3 wordings of this item as funds reported it.

99.0% Majority: yes · of votes cast

FOR 99.0%

FOR: 11,293,770AGAINST: 104,091

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Proposal 3: Ratification of the appointment of KPMG LLP as the Company's Independent Auditors for 2025 The Audit Committee's appointment of KPMG LLP as the Company's independent registered public accounting firm for the ”): 11,293,770 for, 104,091 against, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 78% for, 0.8% against (79% of the company cast a for/against vote).

The 61 asset managers below cast 99.9% of the shares they voted on this item FOR (4,710,430 for, 300 against).

FOR 99.7%

FOR: 4,710,430 (99.8%)AGAINST: 300 (0.0%)ABSTAIN: 0 (0.0%)NOT VOTED: 10,582 (0.2%)

Largest asset managers voting on “RATIFY THE APPOINTMENT OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, KPMG, LLP, AS THE COMPANY'S INDEPENDENT AUDI” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Against	Vote
BlackRock	1,437,505	0	For
Vanguard	1,296,094	284	For
Dimensional	502,633	0	For
Fidelity	267,180	0	For
State Street	260,628	16	For
American Century	139,720	0	For
Charles Schwab	117,854	0	For
ProShares	103,031	0	For
Columbia Threadneedle	55,056	0	For
WisdomTree	41,809	0	For
Equitable	37,663	0	For
Invesco	36,579	0	For
TIAA	35,841	0	For
Principal	29,735	0	For
HOTCHKIS & WILEY FUNDS /DE/	28,420	0	For
Jackson National	27,006	0	For
Prudential/PGIM	25,833	0	For
SEI	25,340	0	For
Nationwide	25,290	0	For
Goldman Sachs	23,266	0	For
QUANTITATIVE MASTER SERIES LLC	21,935	0	For
Lincoln Financial	19,708	0	For
Empower	4,700	0	Not Voted
BNY Mellon	14,129	0	For
Voya	12,311	0	For

Showing the 25 largest of 61 asset managers. See all 61 in the interactive database.

3. Election of eleven (11) directors for a term of one year: Angela B. Lee

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99.4% Majority: yes · of votes cast

FOR 99.4%

FOR: 9,420,518WITHHELD: 56,290

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Angela B. Lee”): 9,420,518 for, 56,290 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 65% for, 0.4% withheld (66% of the company cast a for/withheld vote).

The 60 asset managers below cast 100% of the shares they voted on this item FOR (4,708,269 for, 0 against).

FOR 99.7%

FOR: 4,708,269 (99.8%)ABSTAIN: 0 (0.0%)NOT VOTED: 10,582 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Angela B. Lee” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
BlackRock	1,437,505	For
Vanguard	1,296,378	For
Dimensional	502,633	For
Fidelity	267,180	For
State Street	260,644	For
American Century	139,720	For
Charles Schwab	117,854	For
ProShares	103,031	For
Columbia Threadneedle	55,056	For
WisdomTree	41,809	For
Equitable	37,663	For
Invesco	36,579	For
TIAA	35,841	For
Principal	29,735	For
HOTCHKIS & WILEY FUNDS /DE/	28,420	For
Jackson National	27,006	For
Prudential/PGIM	25,833	For
SEI	25,340	For
Nationwide	25,290	For
Goldman Sachs	23,266	For
QUANTITATIVE MASTER SERIES LLC	21,935	For
Lincoln Financial	19,708	For
Empower	4,700	Not Voted
BNY Mellon	14,129	For
Voya	12,311	For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

4. Election of eleven (11) directors for a term of one year: Daniel J. Fessenden

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

97% Majority: yes · of votes cast

FOR 97%

FOR: 9,210,468WITHHELD: 266,340

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Daniel J. Fessenden”): 9,210,468 for, 266,340 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 64% for, 2% withheld (66% of the company cast a for/withheld vote).

The 60 asset managers below cast 100% of the shares they voted on this item FOR (4,702,326 for, 0 against).

FOR 99.6%

FOR: 4,702,326 (99.6%)ABSTAIN: 5,943 (0.1%)NOT VOTED: 10,582 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Daniel J. Fessenden” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Abstain	Vote
BlackRock	1,437,505	0	For
Vanguard	1,296,094	284	For
Dimensional	502,633	0	For
Fidelity	267,180	0	For
State Street	260,447	197	For
American Century	139,720	0	For
Charles Schwab	117,854	0	For
ProShares	103,031	0	For
Columbia Threadneedle	55,056	0	For
WisdomTree	41,809	0	For
Equitable	37,663	0	For
Invesco	36,579	0	For
TIAA	35,841	0	For
Principal	29,735	0	For
HOTCHKIS & WILEY FUNDS /DE/	28,420	0	For
Jackson National	27,006	0	For
Prudential/PGIM	25,833	0	For
SEI	25,340	0	For
Nationwide	25,290	0	For
Goldman Sachs	23,266	0	For
QUANTITATIVE MASTER SERIES LLC	21,935	0	For
Lincoln Financial	19,708	0	For
Empower	4,700	0	Not Voted
BNY Mellon	14,129	0	For
Voya	12,311	0	For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

5. Election of eleven (11) directors for a term of one year: Heidi M. Davidson

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%

FOR: 9,454,615WITHHELD: 22,193

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Heidi M. Davidson”): 9,454,615 for, 22,193 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 66% for, 0.2% withheld (66% of the company cast a for/withheld vote).

The 60 asset managers below cast 100% of the shares they voted on this item FOR (4,708,269 for, 0 against).

FOR 99.7%

FOR: 4,708,269 (99.8%)ABSTAIN: 0 (0.0%)NOT VOTED: 10,582 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Heidi M. Davidson” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
BlackRock	1,437,505	For
Vanguard	1,296,378	For
Dimensional	502,633	For
Fidelity	267,180	For
State Street	260,644	For
American Century	139,720	For
Charles Schwab	117,854	For
ProShares	103,031	For
Columbia Threadneedle	55,056	For
WisdomTree	41,809	For
Equitable	37,663	For
Invesco	36,579	For
TIAA	35,841	For
Principal	29,735	For
HOTCHKIS & WILEY FUNDS /DE/	28,420	For
Jackson National	27,006	For
Prudential/PGIM	25,833	For
SEI	25,340	For
Nationwide	25,290	For
Goldman Sachs	23,266	For
QUANTITATIVE MASTER SERIES LLC	21,935	For
Lincoln Financial	19,708	For
Empower	4,700	Not Voted
BNY Mellon	14,129	For
Voya	12,311	For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

6. Election of eleven (11) directors for a term of one year: Helen Eaton

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99.7% Majority: yes · of votes cast

FOR 99.7%

FOR: 9,454,810WITHHELD: 21,998

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Helen Eaton”): 9,454,810 for, 21,998 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 66% for, 0.2% withheld (66% of the company cast a for/withheld vote).

The 60 asset managers below cast 100% of the shares they voted on this item FOR (4,708,269 for, 0 against).

FOR 99.7%

FOR: 4,708,269 (99.8%)ABSTAIN: 0 (0.0%)NOT VOTED: 10,582 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Helen Eaton” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
BlackRock	1,437,505	For
Vanguard	1,296,378	For
Dimensional	502,633	For
Fidelity	267,180	For
State Street	260,644	For
American Century	139,720	For
Charles Schwab	117,854	For
ProShares	103,031	For
Columbia Threadneedle	55,056	For
WisdomTree	41,809	For
Equitable	37,663	For
Invesco	36,579	For
TIAA	35,841	For
Principal	29,735	For
HOTCHKIS & WILEY FUNDS /DE/	28,420	For
Jackson National	27,006	For
Prudential/PGIM	25,833	For
SEI	25,340	For
Nationwide	25,290	For
Goldman Sachs	23,266	For
QUANTITATIVE MASTER SERIES LLC	21,935	For
Lincoln Financial	19,708	For
Empower	4,700	Not Voted
BNY Mellon	14,129	For
Voya	12,311	For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

7. Election of eleven (11) directors for a term of one year: Ita M. Rahilly

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99.5% Majority: yes · of votes cast

FOR 99.5%

FOR: 9,436,820WITHHELD: 39,988

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Ita M. Rahilly”): 9,436,820 for, 39,988 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 65% for, 0.3% withheld (66% of the company cast a for/withheld vote).

The 60 asset managers below cast 100% of the shares they voted on this item FOR (4,708,269 for, 0 against).

FOR 99.7%

FOR: 4,708,269 (99.8%)ABSTAIN: 0 (0.0%)NOT VOTED: 10,582 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Ita M. Rahilly” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
BlackRock	1,437,505	For
Vanguard	1,296,378	For
Dimensional	502,633	For
Fidelity	267,180	For
State Street	260,644	For
American Century	139,720	For
Charles Schwab	117,854	For
ProShares	103,031	For
Columbia Threadneedle	55,056	For
WisdomTree	41,809	For
Equitable	37,663	For
Invesco	36,579	For
TIAA	35,841	For
Principal	29,735	For
HOTCHKIS & WILEY FUNDS /DE/	28,420	For
Jackson National	27,006	For
Prudential/PGIM	25,833	For
SEI	25,340	For
Nationwide	25,290	For
Goldman Sachs	23,266	For
QUANTITATIVE MASTER SERIES LLC	21,935	For
Lincoln Financial	19,708	For
Empower	4,700	Not Voted
BNY Mellon	14,129	For
Voya	12,311	For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

8. Election of eleven (11) directors for a term of one year: Janet M. Coletti

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%

FOR: 9,443,855WITHHELD: 32,953

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Janet M. Coletti”): 9,443,855 for, 32,953 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 65% for, 0.3% withheld (66% of the company cast a for/withheld vote).

The 60 asset managers below cast 100% of the shares they voted on this item FOR (4,708,269 for, 0 against).

FOR 99.7%

FOR: 4,708,269 (99.8%)ABSTAIN: 0 (0.0%)NOT VOTED: 10,582 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Janet M. Coletti” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
BlackRock	1,437,505	For
Vanguard	1,296,378	For
Dimensional	502,633	For
Fidelity	267,180	For
State Street	260,644	For
American Century	139,720	For
Charles Schwab	117,854	For
ProShares	103,031	For
Columbia Threadneedle	55,056	For
WisdomTree	41,809	For
Equitable	37,663	For
Invesco	36,579	For
TIAA	35,841	For
Principal	29,735	For
HOTCHKIS & WILEY FUNDS /DE/	28,420	For
Jackson National	27,006	For
Prudential/PGIM	25,833	For
SEI	25,340	For
Nationwide	25,290	For
Goldman Sachs	23,266	For
QUANTITATIVE MASTER SERIES LLC	21,935	For
Lincoln Financial	19,708	For
Empower	4,700	Not Voted
BNY Mellon	14,129	For
Voya	12,311	For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

9. Election of eleven (11) directors for a term of one year: John D. McClurg

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 6 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%

FOR: 9,442,816WITHHELD: 33,992

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: John D. McClurg”): 9,442,816 for, 33,992 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 65% for, 0.3% withheld (66% of the company cast a for/withheld vote).

The 60 asset managers below cast 100% of the shares they voted on this item FOR (4,708,269 for, 0 against).

FOR 99.7%

FOR: 4,708,269 (99.8%)ABSTAIN: 0 (0.0%)NOT VOTED: 10,582 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: John D. McClurg” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
BlackRock	1,437,505	For
Vanguard	1,296,378	For
Dimensional	502,633	For
Fidelity	267,180	For
State Street	260,644	For
American Century	139,720	For
Charles Schwab	117,854	For
ProShares	103,031	For
Columbia Threadneedle	55,056	For
WisdomTree	41,809	For
Equitable	37,663	For
Invesco	36,579	For
TIAA	35,841	For
Principal	29,735	For
HOTCHKIS & WILEY FUNDS /DE/	28,420	For
Jackson National	27,006	For
Prudential/PGIM	25,833	For
SEI	25,340	For
Nationwide	25,290	For
Goldman Sachs	23,266	For
QUANTITATIVE MASTER SERIES LLC	21,935	For
Lincoln Financial	19,708	For
Empower	4,700	Not Voted
BNY Mellon	14,129	For
Voya	12,311	For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

10. Election of eleven (11) directors for a term of one year: Michael H. Spain

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99% Majority: yes · of votes cast

FOR 99%

FOR: 9,362,410WITHHELD: 114,398

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Michael H. Spain”): 9,362,410 for, 114,398 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 65% for, 0.8% withheld (66% of the company cast a for/withheld vote).

The 60 asset managers below cast 100% of the shares they voted on this item FOR (4,708,263 for, 0 against).

FOR 99.7%

FOR: 4,708,263 (99.8%)ABSTAIN: 6 (0.0%)NOT VOTED: 10,582 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Michael H. Spain” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Abstain	Vote
BlackRock	1,437,505	0	For
Vanguard	1,296,378	0	For
Dimensional	502,633	0	For
Fidelity	267,180	0	For
State Street	260,638	6	For
American Century	139,720	0	For
Charles Schwab	117,854	0	For
ProShares	103,031	0	For
Columbia Threadneedle	55,056	0	For
WisdomTree	41,809	0	For
Equitable	37,663	0	For
Invesco	36,579	0	For
TIAA	35,841	0	For
Principal	29,735	0	For
HOTCHKIS & WILEY FUNDS /DE/	28,420	0	For
Jackson National	27,006	0	For
Prudential/PGIM	25,833	0	For
SEI	25,340	0	For
Nationwide	25,290	0	For
Goldman Sachs	23,266	0	For
QUANTITATIVE MASTER SERIES LLC	21,935	0	For
Lincoln Financial	19,708	0	For
Empower	4,700	0	Not Voted
BNY Mellon	14,129	0	For
Voya	12,311	0	For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

11. Election of eleven (11) directors for a term of one year: Nancy E. Catarisano

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99.6% Majority: yes · of votes cast

FOR 99.6%

FOR: 9,445,018WITHHELD: 31,790

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Nancy E. Catarisano”): 9,445,018 for, 31,790 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 65% for, 0.3% withheld (66% of the company cast a for/withheld vote).

The 60 asset managers below cast 100% of the shares they voted on this item FOR (4,708,269 for, 0 against).

FOR 99.7%

FOR: 4,708,269 (99.8%)ABSTAIN: 0 (0.0%)NOT VOTED: 10,582 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Nancy E. Catarisano” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Vote
BlackRock	1,437,505	For
Vanguard	1,296,378	For
Dimensional	502,633	For
Fidelity	267,180	For
State Street	260,644	For
American Century	139,720	For
Charles Schwab	117,854	For
ProShares	103,031	For
Columbia Threadneedle	55,056	For
WisdomTree	41,809	For
Equitable	37,663	For
Invesco	36,579	For
TIAA	35,841	For
Principal	29,735	For
HOTCHKIS & WILEY FUNDS /DE/	28,420	For
Jackson National	27,006	For
Prudential/PGIM	25,833	For
SEI	25,340	For
Nationwide	25,290	For
Goldman Sachs	23,266	For
QUANTITATIVE MASTER SERIES LLC	21,935	For
Lincoln Financial	19,708	For
Empower	4,700	Not Voted
BNY Mellon	14,129	For
Voya	12,311	For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

12. Election of eleven (11) directors for a term of one year: Patricia A. Johnson

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

98% Majority: yes · of votes cast

FOR 98%

FOR: 9,292,878WITHHELD: 183,930

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Patricia A. Johnson”): 9,292,878 for, 183,930 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 64% for, 1% withheld (66% of the company cast a for/withheld vote).

The 60 asset managers below cast 100% of the shares they voted on this item FOR (4,704,360 for, 0 against).

FOR 99.6%

FOR: 4,704,360 (99.7%)ABSTAIN: 3,909 (0.1%)NOT VOTED: 10,582 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Patricia A. Johnson” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Abstain	Vote
BlackRock	1,437,505	0	For
Vanguard	1,296,378	0	For
Dimensional	502,633	0	For
Fidelity	267,180	0	For
State Street	260,628	16	For
American Century	139,720	0	For
Charles Schwab	117,854	0	For
ProShares	103,031	0	For
Columbia Threadneedle	55,056	0	For
WisdomTree	41,809	0	For
Equitable	37,663	0	For
Invesco	36,579	0	For
TIAA	35,841	0	For
Principal	29,735	0	For
HOTCHKIS & WILEY FUNDS /DE/	28,420	0	For
Jackson National	27,006	0	For
Prudential/PGIM	25,833	0	For
SEI	25,340	0	For
Nationwide	25,290	0	For
Goldman Sachs	23,266	0	For
QUANTITATIVE MASTER SERIES LLC	21,935	0	For
Lincoln Financial	19,708	0	For
Empower	4,700	0	Not Voted
BNY Mellon	14,129	0	For
Voya	12,311	0	For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

13. Election of eleven (11) directors for a term of one year: Stephen S. Romaine

DIRECTOR ELECTIONSMajority of the votes cast: yes

Combines 5 wordings of this item as funds reported it.

99.3% Majority: yes · of votes cast

FOR 99.3%

FOR: 9,412,739WITHHELD: 64,069

TOMPKINS FINANCIAL CORP.’s own tally for this item (“Elect Director: Stephen S. Romaine”): 9,412,739 for, 64,069 withheld, per its Form 8-K (Item 5.07). FOR was more than half of the votes cast. Whether the item passed is for the filing to say; its statement has not been read for this item. Of all 14,434,454 outstanding shares: 65% for, 0.5% withheld (66% of the company cast a for/withheld vote).

The 60 asset managers below cast 100% of the shares they voted on this item FOR (4,708,263 for, 0 against).

FOR 99.7%

FOR: 4,708,263 (99.8%)ABSTAIN: 6 (0.0%)NOT VOTED: 10,582 (0.2%)

Largest asset managers voting on “Election of eleven (11) directors for a term of one year: Stephen S. Romaine” at TOMPKINS FINANCIAL CORP., 2024-2025
Asset manager	For	Abstain	Vote
BlackRock	1,437,505	0	For
Vanguard	1,296,378	0	For
Dimensional	502,633	0	For
Fidelity	267,180	0	For
State Street	260,638	6	For
American Century	139,720	0	For
Charles Schwab	117,854	0	For
ProShares	103,031	0	For
Columbia Threadneedle	55,056	0	For
WisdomTree	41,809	0	For
Equitable	37,663	0	For
Invesco	36,579	0	For
TIAA	35,841	0	For
Principal	29,735	0	For
HOTCHKIS & WILEY FUNDS /DE/	28,420	0	For
Jackson National	27,006	0	For
Prudential/PGIM	25,833	0	For
SEI	25,340	0	For
Nationwide	25,290	0	For
Goldman Sachs	23,266	0	For
QUANTITATIVE MASTER SERIES LLC	21,935	0	For
Lincoln Financial	19,708	0	For
Empower	4,700	0	Not Voted
BNY Mellon	14,129	0	For
Voya	12,311	0	For

Showing the 25 largest of 60 asset managers. See all 60 in the interactive database.

Largest TOMPKINS FINANCIAL CORP. shareholders voting in 2024-2025

Ranked by the number of TOMPKINS FINANCIAL CORP. shares each manager voted on the most widely held ballot item of the 2024-2025 meeting, shown as a share of the 14,434,454 shares outstanding at the time of that meeting.

Top TOMPKINS FINANCIAL CORP. shareholders by shares voted, 2024-2025
#	Asset manager	% of shares outstanding
1	BlackRock	13.15%
2	Vanguard	9.19%
3	State Street	5.52%
4	Dimensional	3.92%
5	GEODE CAPITAL MANAGEMENT, LLC	2.05%
6	American Century	1.95%
7	Tompkins Community Bank	1.91%
8	Fidelity	1.86%
9	Charles Schwab	1.75%
10	Northern Trust	0.94%

Reported TOMPKINS FINANCIAL CORP. ownership

Positions disclosed to the SEC on Schedules 13D and 13G, Form 13F and the company’s own proxy statement (DEF 14A).

TOMPKINS FINANCIAL CORP. beneficial owners on record for the 2024-2025 proxy season
Holder	% outstanding	Disclosure
BlackRock	13.69%	13F
Vanguard Group	9.26%	13F
State Street	8.79%	13F
Dimensional Fund Advisors	4.10%	13F
Geode Capital	2.07%	13F
Morgan Stanley	1.20%	13F
Northern Trust	0.96%	13F
BNY Mellon	0.95%	13F
Charles Schwab	0.82%	13F
Stephen S. Romaine*+	0.59%	DEF14A

Percentages above are of 14,434,454 shares outstanding, as reported by TOMPKINS FINANCIAL CORP. on its Form 10-Q dated 2025-05-01 (see the filing on EDGAR). This is the count contemporaneous with the 2024-2025 meeting, so the percentages are the ones that were true then, not ones restated against today’s share count.

About this page

Every figure above is derived from filings made with the US Securities and Exchange Commission: Form N-PX, in which registered investment companies and institutional managers disclose how they voted every proxy, and Form 8-K Item 5.07, in which the company reports its own meeting results. Shares outstanding are taken from TOMPKINS FINANCIAL CORP.’s 10-Q dated 2025-05-01. This page is a static snapshot rebuilt weekly on 02 October 2026; a live search always shows the current data.

At TOMPKINS FINANCIAL CORP.'s shareholder meeting held 2025-05-13, in the 2024-2025 proxy season, 213 asset managers reported how they voted on 13 ballot items in their SEC Form N-PX filings, covering 3,097 separate fund positions. On the most widely held item on that ballot — Advisory approval of the compensation paid to the Company's Named Executive Officers. — FOR was 98% of the votes cast (FOR divided by FOR plus AGAINST, the conventional basis for proxy support; abstentions, broker non-votes and unvoted shares are excluded because none of them took a side), which is more than half. Whether the item was approved is for the filing to say; that statement has not been read for this item. Source: TOMPKINS FINANCIAL CORP.'s Form 8-K, Item 5.07, filed with the U.S. Securities and Exchange Commission (filing date not recorded for this item).

TOMPKINS FINANCIAL CORP. proxy season coverage: 2023-2024 · 2024-2025 (this page) · 2025-2026.