Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,363 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|
| CENTURY THERAPEUTICS INC. | 2024-06-20 | Election of Class III directors for a three year term expiring in 2027: Kimberly Blackwell, M.D. | Director Elections | Board | ABSTAIN | 5 |
| CERTARA INC. | 2024-05-21 | To elect the three Class 1 directors named in our Proxy Statement to hold office until the 2027 Annual Meeting of Shareholders and until their respective successors have been duly elected and qualified: James Cashman III | Director Elections | Board | AGAINST | 5 |
| CIMPRESS PLC | 2023-12-14 | Reappoint Sophie A. Gasperment to Cimpress' Board of Directors to serve for a term of three years. | Director Elections | Board | AGAINST | 5 |
| CLEANSPARK INC. | 2024-03-11 | Election of Directors: Larry McNeill | Director Elections | Board | ABSTAIN | 5 |
| CLEANSPARK INC. | 2024-03-11 | Election of Directors: Thomas L. Wood | Director Elections | Board | ABSTAIN | 5 |
| COHERUS BIOSCIENCES INC. | 2024-05-29 | To approve the amendment and restatement of the Company's 2014 Equity Incentive Award Plan (the "2014 Plan"). | Compensation | Board | AGAINST | 5 |
| COMMUNITY HEALTHCARE TRUST INC. | 2024-05-02 | To approve the Community Healthcare Trust Incorporated 2024 Incentive Plan. | Compensation | Board | AGAINST | 5 |
| CORCEPT THERAPEUTICS INC. | 2024-05-17 | To approve the Corcept Therapeutics Incorporated 2024 Incentive Award Plan. | Compensation | Board | AGAINST | 5 |
| CORECARD CORP. | 2024-05-30 | Election of One Director. Nominee: J. Leland Strange | Director Elections | Board | AGAINST | 5 |
| COURSERA INC. | 2024-05-21 | The election of three Class III directors to serve until the 2027 annual meeting of stockholders or until their successors are duly elected and qualified: Jeffrey N. Maggioncalda | Director Elections | Board | ABSTAIN | 5 |
| CRYOPORT INC. | 2024-05-17 | To elect seven directors: Richard Berman | Director Elections | Board | ABSTAIN | 5 |
| CS DISCO INC. | 2024-06-13 | To elect our three nominees as Class III directors, each to hold office until our Annual Meeting of Stockholders in 2027: Susan L. Blount | Director Elections | Board | ABSTAIN | 5 |
| CUSTOM TRUCK ONE SOURCE INC. | 2024-06-13 | To amend the Custom Truck One Source, Inc. Amended and Restated 2019 Omnibus Incentive Plan to increase the number of shares available for the grant of awards from 14,650,000 shares to 20,650,000 shares. | Compensation | Board | AGAINST | 5 |
| CUSTOM TRUCK ONE SOURCE INC. | 2024-06-13 | To elect each of the three Class B directors to serve until the 2027 annual meeting of stockholders and until his or her successor is duly elected and qualified: Marshall Heinberg | Director Elections | Board | ABSTAIN | 5 |
| DAILY JOURNAL CORP. | 2024-02-15 | Election of three Directors: John B. Frank | Director Elections | Board | AGAINST | 5 |
| DAILY JOURNAL CORP. | 2024-02-15 | Election of three Directors: Mary Conlin | Director Elections | Board | AGAINST | 5 |
| DAILY JOURNAL CORP. | 2024-02-15 | Election of three Directors: Steven Myhill-Jones | Director Elections | Board | AGAINST | 5 |
| DELL TECHNOLOGIES INC. | 2024-06-27 | Election of Group I Directors: David W. Dorman | Director Elections | Board | ABSTAIN | 5 |
| DELL TECHNOLOGIES INC. | 2024-06-27 | Election of Group I Directors: Michael S. Dell | Director Elections | Board | ABSTAIN | 5 |
| DELL TECHNOLOGIES INC. | 2024-06-27 | Election of Group IV Director: Ellen J. Kullman | Director Elections | Board | ABSTAIN | 5 |
| DELL TECHNOLOGIES INC. | 2024-06-27 | Shareholder proposal seeking a report to shareholders on the effectiveness of Dell Technologies Inc.'s diversity, equity, and inclusion efforts | Diversity, Equity, and Inclusion | Shareholder | FOR | 5 |
| DENALI THERAPEUTICS INC. | 2024-05-31 | ELECTION OF DIRECTORS: Marc Tessier-Lavigne, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| DESKTOP METAL INC. | 2024-06-07 | Election of Class I Directors: Bilal Zuberi | Director Elections | Board | ABSTAIN | 5 |
| DESKTOP METAL INC. | 2024-06-07 | Election of Class I Directors: Steve Papa | Director Elections | Board | ABSTAIN | 5 |
| DOMO INC. | 2024-06-11 | Election of Directors: Jeff Kearl | Director Elections | Board | ABSTAIN | 5 |
| DOMO INC. | 2024-06-11 | Election of Directors: John Pestana | Director Elections | Board | ABSTAIN | 5 |
| DOMO INC. | 2024-06-11 | Election of Directors: Joshua G. James | Director Elections | Board | ABSTAIN | 5 |
| DOMO INC. | 2024-06-11 | Election of Directors: Renee Soto | Director Elections | Board | ABSTAIN | 5 |
| DULUTH HOLDINGS INC. | 2024-05-23 | Election of Directors: Brett L. Paschke | Director Elections | Board | ABSTAIN | 5 |
| DULUTH HOLDINGS INC. | 2024-05-23 | Election of Directors: David C. Finch | Director Elections | Board | ABSTAIN | 5 |
| DULUTH HOLDINGS INC. | 2024-05-23 | Election of Directors: Francesca M. Edwardson | Director Elections | Board | ABSTAIN | 5 |
| DULUTH HOLDINGS INC. | 2024-05-23 | Election of Directors: Scott K. Williams | Director Elections | Board | ABSTAIN | 5 |
| DULUTH HOLDINGS INC. | 2024-05-23 | Election of Directors: Stephen L. Schlecht | Director Elections | Board | ABSTAIN | 5 |
| DULUTH HOLDINGS INC. | 2024-05-23 | To approve the 2024 Equity Incentive Plan of Duluth Holdings Inc. | Compensation | Board | AGAINST | 5 |
| EDITAS MEDICINE INC. | 2024-05-30 | Election of three Class II Directors, each to serve until the 2027 Annual Meeting of Stockholders: Meeta Chatterjee, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| EHEALTH INC. | 2024-06-12 | Approval of the eHealth, Inc. 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| EL POLLO LOCO HOLDINGS INC. | 2024-05-28 | Election of Directors: Deborah Gonzalez | Director Elections | Board | ABSTAIN | 5 |
| EMERGENT BIOSOLUTIONS INC. | 2024-05-23 | To approve an amendment to the Emergent BioSolutions Inc. Amended and Restated Stock Incentive Plan. | Compensation | Board | AGAINST | 5 |
| EMPIRE STATE REALTY TRUST INC. | 2024-05-09 | To approve the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| ENANTA PHARMACEUTICALS INC. | 2024-03-06 | To approve an amendment to our 2019 Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| ENERPAC TOOL GROUP CORP. | 2024-01-25 | Advisory vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 5 |
| ENFUSION INC. | 2024-06-13 | Election of Class III Directors: Jan R. Hauser | Director Elections | Board | ABSTAIN | 5 |
| ENFUSION INC. | 2024-06-13 | Election of Class III Directors: Oleg Movchan | Director Elections | Board | ABSTAIN | 5 |
| ENTERPRISE BANCORP INC. | 2024-05-07 | Election of the following five directors of the Company, each to serve for a three-year term expiring at the 2027 annual meeting of shareholders or until their respective successors are duly elected and qualified, or until their earlier resignation, death or removal from office: Gino J. Baroni | Director Elections | Board | AGAINST | 5 |
| EOS ENERGY ENTERPRISES INC. | 2024-05-01 | Amendment to our Amended and Restated 2020 Equity Compensation Plan. | Compensation | Board | AGAINST | 5 |
| EOS ENERGY ENTERPRISES INC. | 2024-05-01 | Election of Directors: Marian (Mimi) Walters | Director Elections | Board | AGAINST | 5 |
| EVI INDUSTRIES INC. | 2023-12-13 | Election of six directors: David Blyer | Director Elections | Board | ABSTAIN | 5 |
| EVI INDUSTRIES INC. | 2023-12-13 | Election of six directors: Dennis Mack | Director Elections | Board | ABSTAIN | 5 |
| EVI INDUSTRIES INC. | 2023-12-13 | Election of six directors: Hal M. Lucas | Director Elections | Board | ABSTAIN | 5 |
| EVI INDUSTRIES INC. | 2023-12-13 | Election of six directors: Henry M. Nahmad | Director Elections | Board | ABSTAIN | 5 |
| FATE THERAPEUTICS INC. | 2024-06-07 | To approve the amendment and restatement of the Company's 2022 Stock Option and Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder. | Compensation | Board | AGAINST | 5 |
| FIGS INC. | 2024-06-05 | Election of Directors: J. Martin Willhite | Director Elections | Board | ABSTAIN | 5 |
| FINANCE OF AMERICA COMPANIES INC. | 2024-05-13 | Election of Directors: Brian L. Libman | Director Elections | Board | ABSTAIN | 5 |
| FIRST ADVANTAGE CORP. | 2024-06-07 | To elect the three Class III director nominees listed in the Proxy Statement: John Rudella | Director Elections | Board | ABSTAIN | 5 |
| FIRST ADVANTAGE CORP. | 2024-06-07 | To elect the three Class III director nominees listed in the Proxy Statement: Joseph Osnoss | Director Elections | Board | ABSTAIN | 5 |
| FIRST ADVANTAGE CORP. | 2024-06-07 | To elect the three Class III director nominees listed in the Proxy Statement: Judith Sim | Director Elections | Board | ABSTAIN | 5 |
| FOSSIL GROUP INC. | 2024-06-21 | Proposal to approve the Fossil Group, Inc. 2024 Long-Term Incentive Plan. | Compensation | Board | AGAINST | 5 |
| GCM GROSVENOR INC. | 2024-06-06 | Election of Directors: Angela Blanton | Director Elections | Board | ABSTAIN | 5 |
| GCM GROSVENOR INC. | 2024-06-06 | Election of Directors: Blythe Masters | Director Elections | Board | ABSTAIN | 5 |
| GCM GROSVENOR INC. | 2024-06-06 | Election of Directors: Francesca Cornelli | Director Elections | Board | ABSTAIN | 5 |
| GCM GROSVENOR INC. | 2024-06-06 | Election of Directors: Jonathan R. Levin | Director Elections | Board | ABSTAIN | 5 |
| GCM GROSVENOR INC. | 2024-06-06 | Election of Directors: Michael J. Sacks | Director Elections | Board | ABSTAIN | 5 |
| GCM GROSVENOR INC. | 2024-06-06 | Election of Directors: Samuel C. Scott III | Director Elections | Board | ABSTAIN | 5 |
| GCM GROSVENOR INC. | 2024-06-06 | Election of Directors: Stephen Malkin | Director Elections | Board | ABSTAIN | 5 |
| GCM GROSVENOR INC. | 2024-06-06 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2024. | Audit-related | Board | AGAINST | 5 |
| GLOBAL WATER RESOURCES INC. | 2024-05-09 | Election of Directors: Debra G. Coy | Director Elections | Board | ABSTAIN | 5 |
| GOPRO INC. | 2024-06-04 | Election of Directors: Nicholas Woodman | Director Elections | Board | ABSTAIN | 5 |
| GOPRO INC. | 2024-06-04 | Election of Directors: Shaz Kahng | Director Elections | Board | ABSTAIN | 5 |
| GOPRO INC. | 2024-06-04 | Election of Directors: Susan Lyne | Director Elections | Board | ABSTAIN | 5 |
| GOPRO INC. | 2024-06-04 | Election of Directors: Tyrone Ahmad-Taylor | Director Elections | Board | ABSTAIN | 5 |
| GRAPHITE BIO INC. | 2024-03-14 | To approve the 2024 ESPP (as defined in the related proxy statement/prospectus). | Compensation | Board | AGAINST | 5 |
| GRAPHITE BIO INC. | 2024-03-14 | To approve the 2024 Plan (as defined in the related proxy statement/prospectus). | Compensation | Board | AGAINST | 5 |
| GRID DYNAMICS HOLDINGS INC. | 2023-12-19 | Election of Class I Directors to hold office until the 2026 annual meeting of stockholders or until their successors are elected and qualified: Leonard Livschitz | Director Elections | Board | ABSTAIN | 5 |
| GRITSTONE BIO INC. | 2024-06-17 | Election of Directors: Clare Fisher | Director Elections | Board | ABSTAIN | 5 |
| GROWGENERATION CORP. | 2024-06-20 | Election of Directors: Eula Adams | Director Elections | Board | ABSTAIN | 5 |
| GROWGENERATION CORP. | 2024-06-20 | Election of Directors: Stephen Aiello | Director Elections | Board | ABSTAIN | 5 |
| GROWGENERATION CORP. | 2024-06-20 | To approve and ratify the amendment and restatement of the Company's Amended and Restated 2018 Equity Incentive Plan, as set forth in Exhibit A attached to the Proxy Statement. | Compensation | Board | AGAINST | 5 |
| HAMILTON LANE INC. | 2023-09-07 | Election of Directors: David J. Berkman | Director Elections | Board | ABSTAIN | 5 |
| HAMILTON LANE INC. | 2023-09-07 | Election of Directors: O. Griffith Sexton | Director Elections | Board | ABSTAIN | 5 |
| HARMONY BIOSCIENCES HOLDINGS INC. | 2024-05-29 | To elect three Class I directors to serve until our 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Jeffrey S. Aronin | Director Elections | Board | ABSTAIN | 5 |
| HARVARD BIOSCIENCE INC. | 2024-05-14 | Election of Director: Alan Edrick | Director Elections | Board | ABSTAIN | 5 |
| HEALTH CATALYST INC. | 2024-06-13 | Election of three Class II Directors for a term of three years until the 2027 annual meeting of the stockholders or until their successors are duly elected and qualified, subject to their earlier removal or resignation: Daniel Burton | Director Elections | Board | ABSTAIN | 5 |
| HERON THERAPEUTICS INC. | 2024-06-13 | To amend the 2007 Plan to increase the number of shares of common stock authorized for issuance thereunder by 7,500,000 from 39,190,000 to 46,690,000. | Compensation | Board | AGAINST | 5 |
| HF FOODS GROUP INC. | 2024-06-03 | Election of Directors: Hong Wang | Director Elections | Board | AGAINST | 5 |
| HF FOODS GROUP INC. | 2024-06-03 | Election of Directors: Prudence Kuai | Director Elections | Board | AGAINST | 5 |
| HF FOODS GROUP INC. | 2024-06-03 | Election of Directors: Russell T. Libby | Director Elections | Board | AGAINST | 5 |
| HF FOODS GROUP INC. | 2024-06-03 | Election of Directors: Valerie Chase | Director Elections | Board | AGAINST | 5 |
| HF FOODS GROUP INC. | 2024-06-03 | Election of Directors: Xiao Mou Zhang | Director Elections | Board | AGAINST | 5 |
| HINGHAM INSTITUTION FOR SAVINGS | 2024-04-25 | Advisory Vote to Ratify Named Executive Officers' Compensation | Compensation | Board | AGAINST | 5 |
| HINGHAM INSTITUTION FOR SAVINGS | 2024-04-25 | Elect Director Jacqueline M Youngworth | Director Elections | Board | ABSTAIN | 5 |
| HINGHAM INSTITUTION FOR SAVINGS | 2024-04-25 | Elect Director Kara Gaughen Smith | Director Elections | Board | ABSTAIN | 5 |
| HINGHAM INSTITUTION FOR SAVINGS | 2024-04-25 | Elect Director Michael J. Desmond | Director Elections | Board | ABSTAIN | 5 |
| HINGHAM INSTITUTION FOR SAVINGS | 2024-04-25 | Elect Director Robert A. Lane | Director Elections | Board | ABSTAIN | 5 |
| HINGHAM INSTITUTION FOR SAVINGS | 2024-04-25 | Elect Director Scott L. Moser | Director Elections | Board | ABSTAIN | 5 |
| HYLIION HOLDINGS CORP. | 2024-05-21 | Election of Directors: Melanie Trent | Director Elections | Board | ABSTAIN | 5 |
| HYLIION HOLDINGS CORP. | 2024-05-21 | Election of Directors: Vincent Cubbage | Director Elections | Board | ABSTAIN | 5 |
| IGM BIOSCIENCES INC. | 2024-06-11 | Approval of a stock option exchange program for employees (excluding our chief executive officer and non-employee directors). | Compensation | Board | AGAINST | 5 |
| IGM BIOSCIENCES INC. | 2024-06-11 | Election of Directors: Christina Teng Topsoe | Director Elections | Board | ABSTAIN | 5 |
| IGM BIOSCIENCES INC. | 2024-06-11 | Election of Directors: M. Kathleen Behrens, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| IKENA ONCOLOGY INC. | 2024-06-07 | To elect two class III directors to our Board of Directors, to serve until the 2027 annual meeting of stockholders and until their successor has been duly elected and qualified, or until their earlier death, resignation or removal: Owen Hughes | Director Elections | Board | ABSTAIN | 5 |
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Built 2026-10-04 from SEC Form N-PX filings.