Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,363 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|
| VERITONE INC. | 2024-06-13 | Hold an advisory vote to approve executive compensation. | Say-on-Pay | Board | AGAINST | 6 |
| VIEW INC. | 2023-07-25 | Non-binding advisory vote on executive compensation. | Say-on-Pay | Board | AGAINST | 6 |
| VIZIO HOLDING CORP. | 2024-06-12 | Election of Directors: John R. Burbank | Director Elections | Board | ABSTAIN | 6 |
| VIZIO HOLDING CORP. | 2024-06-12 | Election of Directors: William Wang | Director Elections | Board | ABSTAIN | 6 |
| VUZIX CORP. | 2024-06-13 | To approve, by non-binding vote, the compensation disclosed in the Proxy Statement of the Company's executive officers, who are named in the Proxy Statement Summary Compensation Table. | Say-on-Pay | Board | AGAINST | 6 |
| WATTS WATER TECHNOLOGIES INC. | 2024-05-22 | Election of Directors: David A. Dunbar | Director Elections | Board | ABSTAIN | 6 |
| WATTS WATER TECHNOLOGIES INC. | 2024-05-22 | Election of Directors: Joseph W. Reitmeier | Director Elections | Board | ABSTAIN | 6 |
| WATTS WATER TECHNOLOGIES INC. | 2024-05-22 | Election of Directors: Louise K. Goeser | Director Elections | Board | ABSTAIN | 6 |
| WATTS WATER TECHNOLOGIES INC. | 2024-05-22 | Election of Directors: Merilee Raines | Director Elections | Board | ABSTAIN | 6 |
| WATTS WATER TECHNOLOGIES INC. | 2024-05-22 | Election of Directors: Michael J. Dubose | Director Elections | Board | ABSTAIN | 6 |
| WENDY'S CO. | 2024-05-21 | Stockholder proposal regarding cage-free eggs, if properly presented at the Annual Meeting. | Other Social Issues | Shareholder | FOR | 6 |
| WOLFSPEED INC. | 2023-10-23 | APPROVAL OF THE WOLFSPEED, INC. 2023 LONG-TERM INCENTIVE COMPENSATION PLAN. | Compensation | Board | AGAINST | 6 |
| WW INTERNATIONAL INC. | 2024-05-09 | Advisory vote to approve the Company's named executive officer compensation. | Say-on-Pay | Board | AGAINST | 6 |
| XPEL INC. | 2024-06-05 | To elect as directors to the XPEL Board of Directors the five nominees named below for a term of one year: Ryan L. Pape | Director Elections | Board | ABSTAIN | 6 |
| ZENTALIS PHARMACEUTICALS INC. | 2024-06-21 | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 6 |
| ZIPRECRUITER INC. | 2024-06-11 | Election of Class III Directors for three-year term: Blake Irving | Director Elections | Board | ABSTAIN | 6 |
| ZIPRECRUITER INC. | 2024-06-11 | Election of Class III Directors for three-year term: Emily McEvilly | Director Elections | Board | ABSTAIN | 6 |
| ZOOMINFO TECHNOLOGIES INC. | 2024-05-15 | To elect the director nominees listed in the Proxy Statement: Henry Schuck | Director Elections | Board | ABSTAIN | 6 |
| ZOOMINFO TECHNOLOGIES INC. | 2024-05-15 | To elect the director nominees listed in the Proxy Statement: Keith Enright | Director Elections | Board | ABSTAIN | 6 |
| ZUORA INC. | 2024-06-27 | To approve, on a non-binding advisory basis, the compensation paid by us to our named executive officers as disclosed in the proxy materials. | Say-on-Pay | Board | AGAINST | 6 |
| 1-800-FLOWERS.COM INC. | 2023-12-14 | Election of Directors: Celia R. Brown | Director Elections | Board | ABSTAIN | 5 |
| 1-800-FLOWERS.COM INC. | 2023-12-14 | Election of Directors: Christopher G. McCann | Director Elections | Board | ABSTAIN | 5 |
| 1-800-FLOWERS.COM INC. | 2023-12-14 | Election of Directors: James F. McCann | Director Elections | Board | ABSTAIN | 5 |
| 1-800-FLOWERS.COM INC. | 2023-12-14 | Election of Directors: Leonard J. Elmore | Director Elections | Board | ABSTAIN | 5 |
| 2SEVENTY BIO INC. | 2024-06-10 | Election of Class III Directors: Denice Torres | Director Elections | Board | ABSTAIN | 5 |
| 2SEVENTY BIO INC. | 2024-06-10 | Election of Class III Directors: Marcela Maus, MD, PhD | Director Elections | Board | ABSTAIN | 5 |
| ACCOLADE INC. | 2023-08-08 | Election of Directors: Dawn Lepore | Director Elections | Board | ABSTAIN | 5 |
| ACCOLADE INC. | 2023-08-08 | Election of Directors: Patricia Wadors | Director Elections | Board | ABSTAIN | 5 |
| AEVA TECHNOLOGIES INC. | 2023-12-18 | Election of Directors: Hrach Simonian | Director Elections | Board | ABSTAIN | 5 |
| AEVA TECHNOLOGIES INC. | 2024-06-21 | Election of Class III Directors: Christopher Eberle | Director Elections | Board | ABSTAIN | 5 |
| AEVA TECHNOLOGIES INC. | 2024-06-21 | Election of Class III Directors: Mina Rezk | Director Elections | Board | ABSTAIN | 5 |
| AEVA TECHNOLOGIES INC. | 2024-06-21 | Election of Class III Directors: Soroush Salehian Dardashti | Director Elections | Board | ABSTAIN | 5 |
| AIRSCULPT TECHNOLOGIES INC. | 2024-05-07 | Election of Directors: Caroline Chu | Director Elections | Board | AGAINST | 5 |
| AIRSCULPT TECHNOLOGIES INC. | 2024-05-07 | Election of Directors: Dr. Aaron Rollins | Director Elections | Board | AGAINST | 5 |
| ALLAKOS INC. | 2024-05-24 | Election of Class III director nominees: Robert Andreatta | Director Elections | Board | ABSTAIN | 5 |
| ALLOGENE THERAPEUTICS INC. | 2024-06-05 | Election of Directors: Franz Humer, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| ALLOGENE THERAPEUTICS INC. | 2024-06-05 | Election of Directors: John DeYoung | Director Elections | Board | ABSTAIN | 5 |
| ALLOGENE THERAPEUTICS INC. | 2024-06-05 | Election of Directors: Joshua Kazam | Director Elections | Board | ABSTAIN | 5 |
| ALLOGENE THERAPEUTICS INC. | 2024-06-05 | Election of Directors: Stephen Mayo, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| ALLOVIR INC. | 2024-06-06 | Election of Directors: Derek Adams, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| ALX ONCOLOGY HOLDINGS INC. | 2024-06-12 | Election of Directors: Corey Goodman, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| AMERESCO INC. | 2024-06-04 | To elect the three (3) nominees identified in the accompanying proxy statement as members of our board of directors to serve as class II directors for a term of three years: David J. Corrsin | Director Elections | Board | ABSTAIN | 5 |
| AMERICAN SOFTWARE INC. | 2023-08-22 | Election of Directors: W. Dennis Hogue | Director Elections | Board | AGAINST | 5 |
| ANNALY CAPITAL MANAGEMENT INC. | 2024-05-15 | Advisory approval of the Company's executive compensation. | Say-on-Pay | Board | AGAINST | 5 |
| APPIAN CORP. | 2024-06-06 | Election of Directors: Barbara Bobbie Kilberg | Director Elections | Board | ABSTAIN | 5 |
| APPIAN CORP. | 2024-06-06 | Election of Directors: Mark Lynch | Director Elections | Board | ABSTAIN | 5 |
| APPIAN CORP. | 2024-06-06 | Election of Directors: Matthew Calkins | Director Elections | Board | ABSTAIN | 5 |
| APPIAN CORP. | 2024-06-06 | Election of Directors: Robert C. Kramer | Director Elections | Board | ABSTAIN | 5 |
| APPIAN CORP. | 2024-06-06 | Election of Directors: William D. McCarthy | Director Elections | Board | ABSTAIN | 5 |
| ARCUS BIOSCIENCES INC. | 2024-06-06 | Election of Directors: Kathryn Falberg | Director Elections | Board | ABSTAIN | 5 |
| ARCUS BIOSCIENCES INC. | 2024-06-06 | Election of Directors: Linda Higgins, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| ARCUS BIOSCIENCES INC. | 2024-06-06 | Election of Directors: Terry Rosen, Ph.D. | Director Elections | Board | ABSTAIN | 5 |
| ARTISAN PARTNERS ASSET MANAGEMENT INC. | 2024-06-14 | Election of Directors: Tench Coxe | Director Elections | Board | ABSTAIN | 5 |
| ARVINAS INC. | 2024-05-29 | Election of Directors: Briggs Morrison, M.D. | Director Elections | Board | ABSTAIN | 5 |
| ARVINAS INC. | 2024-05-29 | Election of Directors: Edward Kennedy, Jr. | Director Elections | Board | ABSTAIN | 5 |
| ASANA INC. | 2024-06-17 | Election of two Class I directors to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Matthew Cohler | Director Elections | Board | ABSTAIN | 5 |
| ASPEN AEROGELS INC. | 2024-05-30 | Election of Directors: Rebecca B. Blalock | Director Elections | Board | ABSTAIN | 5 |
| ATARA BIOTHERAPEUTICS INC. | 2024-06-10 | Election of Directors: Ameet Mallik | Director Elections | Board | ABSTAIN | 5 |
| ATARA BIOTHERAPEUTICS INC. | 2024-06-10 | To approve an automatic annual increase to the Company's 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| ATARA BIOTHERAPEUTICS INC. | 2024-06-10 | To approve the Company's 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| ATERIAN INC. | 2023-08-11 | To elect Bari A. Harlam as Class I directors to serve until our 2026 Annual Meeting of Stockholders. | Director Elections | Board | ABSTAIN | 5 |
| ATERIAN INC. | 2023-08-11 | To elect William Kurtz as Class I directors to serve until our 2026 Annual Meeting of Stockholders. | Director Elections | Board | ABSTAIN | 5 |
| ATLANTICUS HOLDINGS CORP. | 2024-05-07 | To elect seven directors for terms expiring at the 2025 Annual Meeting of Shareholders: David G. Hanna | Director Elections | Board | ABSTAIN | 5 |
| AVIDXCHANGE HOLDINGS INC. | 2024-06-20 | Election of Class III Directors: Teresa Mackintosh | Director Elections | Board | ABSTAIN | 5 |
| AXOS FINANCIAL INC. | 2023-11-09 | Election of Directors: Edward J. Ratinoff | Director Elections | Board | ABSTAIN | 5 |
| AXOS FINANCIAL INC. | 2023-11-09 | Election of Directors: Nicholas A. Mosich | Director Elections | Board | ABSTAIN | 5 |
| AXOS FINANCIAL INC. | 2023-11-09 | Election of Directors: Tamara N. Bohlig | Director Elections | Board | ABSTAIN | 5 |
| AXOS FINANCIAL INC. | 2023-11-09 | To approve the Amended and Restated 2014 Stock Incentive Plan. | Compensation | Board | AGAINST | 5 |
| B. RILEY FINANCIAL INC. | 2024-06-21 | The election as directors of the nominees listed below: Mimi K. Walters | Director Elections | Board | AGAINST | 5 |
| B. RILEY FINANCIAL INC. | 2024-06-21 | The election as directors of the nominees listed below: Randall E. Paulson | Director Elections | Board | AGAINST | 5 |
| B. RILEY FINANCIAL INC. | 2024-06-21 | The election as directors of the nominees listed below: Renee E. LaBran | Director Elections | Board | AGAINST | 5 |
| B. RILEY FINANCIAL INC. | 2024-06-21 | The election as directors of the nominees listed below: Robert D'Agostino | Director Elections | Board | AGAINST | 5 |
| BALLY'S CORP. | 2024-05-16 | A shareholder proposal regarding a report on the adoption of a smokefree policy. | Other Social Issues | Shareholder | FOR | 5 |
| BALLY'S CORP. | 2024-05-16 | To elect the following nominees to hold office for a term of three years: Jaymin B. Patel | Director Elections | Board | ABSTAIN | 5 |
| BALLY'S CORP. | 2024-05-16 | To elect the following nominees to hold office for a term of three years: Terrence Downey | Director Elections | Board | ABSTAIN | 5 |
| BALLY'S CORP. | 2024-05-16 | To elect the following nominees to hold office for a term of three years: Wanda Young Wilson | Director Elections | Board | ABSTAIN | 5 |
| BANDWIDTH INC. | 2024-05-23 | Elect two Class I directors to serve until the 2027 annual meeting of stockholders and until their successors are duly elected and qualified: Brian D. Bailey | Director Elections | Board | ABSTAIN | 5 |
| BIGCOMMERCE HOLDINGS INC. | 2024-05-16 | Election of Directors: Jeff Richards | Director Elections | Board | ABSTAIN | 5 |
| BIGCOMMERCE HOLDINGS INC. | 2024-05-16 | Election of Directors: Lawrence Bohn | Director Elections | Board | ABSTAIN | 5 |
| BIOATLA INC. | 2024-06-13 | Elect the Class I director listed in the accompanying Proxy Statement, to serve a three-year term expiring at the 2027 annual meeting of stockholders or until such director's successor is duly elected and qualified or until such director's earlier death, resignation, disqualification or removal: Sylvia McBrinn | Director Elections | Board | ABSTAIN | 5 |
| BIOLIFE SOLUTIONS INC. | 2023-07-21 | Election of Directors: Joseph C. Schick | Director Elections | Board | ABSTAIN | 5 |
| BIOLIFE SOLUTIONS INC. | 2023-07-21 | Election of Directors: Rachel Ellingson | Director Elections | Board | ABSTAIN | 5 |
| BLACKLINE INC. | 2024-05-09 | Election of Directors: Owen Ryan | Director Elections | Board | ABSTAIN | 5 |
| BLACKLINE INC. | 2024-05-09 | Election of Directors: Sophia Velastegui | Director Elections | Board | ABSTAIN | 5 |
| BLINK CHARGING CO. | 2023-07-24 | Approve an amendment to the 2018 Incentive Compensation Plan increasing the number of shares of common stock reserved for issuance by 2,000,000 shares. | Compensation | Board | AGAINST | 5 |
| BLUE FOUNDRY BANCORP | 2024-05-16 | Shareholder Non-Binding Proposal Recommending Sale or Merger of the Company, if properly presented. | Extraordinary Transactions | Board | AGAINST | 5 |
| BRP GROUP INC. | 2024-06-05 | Company Proposal - To elect three Class II Directors to serve until the 2027 Annual Meeting of Shareholders or until their successors are duly elected and qualified: Trevor Baldwin | Director Elections | Board | ABSTAIN | 5 |
| CAMBIUM NETWORKS CORP. | 2024-06-06 | The election of two Class II directors and one Class I director: Morgan Kurk (Class I) | Director Elections | Board | ABSTAIN | 5 |
| CAMBIUM NETWORKS CORP. | 2024-06-06 | The election of two Class II directors and one Class I director: Robert Amen (Class II) | Director Elections | Board | ABSTAIN | 5 |
| CAMPING WORLD HOLDINGS INC. | 2024-05-14 | Election of Class II Directors: Andris Baltins | Director Elections | Board | ABSTAIN | 5 |
| CAMPING WORLD HOLDINGS INC. | 2024-05-14 | Election of Class II Directors: Brent L. Moody | Director Elections | Board | ABSTAIN | 5 |
| CANNAE HOLDINGS INC. | 2024-06-19 | Approval of the redomestication of the Company from the State of Delaware to the State of Nevada by conversion. | Extraordinary Transactions | Board | AGAINST | 5 |
| CANNAE HOLDINGS INC. | 2024-06-19 | Election of three Class I directors to serve until the 2027 annual meeting of shareholders: William P. Foley, II | Director Elections | Board | ABSTAIN | 5 |
| CAPITOL FEDERAL FINANCIAL INC. | 2024-01-23 | Election of Directors: (for three-year terms): Carlton A. Ricketts | Director Elections | Board | AGAINST | 5 |
| CAREDX INC. | 2024-06-13 | Approval of 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| CARTESIAN THERAPEUTICS INC. | 2024-06-14 | Election of Directors: Carrie S. Cox | Director Elections | Board | ABSTAIN | 5 |
| CARTESIAN THERAPEUTICS INC. | 2024-06-14 | To approve the Cartesian Therapeutics, Inc. Amended and Restated 2016 Incentive Award Plan, which is an amendment and restatement of the Selecta Biosciences, Inc. 2016 Incentive Award Plan | Compensation | Board | AGAINST | 5 |
| CATO CORP. | 2024-05-23 | ELECTION OF DIRECTORS: Bailey W. Patrick | Director Elections | Board | ABSTAIN | 5 |
| CATO CORP. | 2024-05-23 | ELECTION OF DIRECTORS: John P. D. Cato | Director Elections | Board | ABSTAIN | 5 |
| CENTURY THERAPEUTICS INC. | 2024-06-20 | Election of Class III directors for a three year term expiring in 2027: Joseph Jimenez | Director Elections | Board | ABSTAIN | 5 |
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Built 2026-10-04 from SEC Form N-PX filings.