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Guggenheim 2023-2024: where it broke with the board

Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.

Everything Only shareholder proposals it backed

3,363 proposals.

Guggenheim, 2023-2024 proxy season. Who put a proposal on the ballot is taken from its N-PX category; see the method note on the overview page.
CompanyMeetingProposalCategory On the ballot fromGuggenheim votedFunds
INNOVATE CORP. 2024-06-18 Election of Directors: Avram A. Glazer Director Elections Board AGAINST 5
INNOVATE CORP. 2024-06-18 To approve an amendment to the Certificate of Incorporation to increase the number of authorized shares of the Common Stock from 160,000,000 to 250,000,000 shares (the "Authorized Share Proposal"). Capital Structure Board AGAINST 5
INOGEN INC. 2024-06-05 Election of Class I Directors: Elizabeth Mora Director Elections Board ABSTAIN 5
INOGEN INC. 2024-06-05 Election of Class I Directors: Heather Rider Director Elections Board ABSTAIN 5
INVESTORS TITLE CO. 2024-05-15 Election of Directors: Elton C. Parker Jr. Director Elections Board ABSTAIN 5
INVESTORS TITLE CO. 2024-05-15 Election of Directors: James A. Fine, Jr. Director Elections Board ABSTAIN 5
INVESTORS TITLE CO. 2024-05-15 Election of Directors: James E. Scott Director Elections Board ABSTAIN 5
IROBOT CORP. 2024-05-23 Approve an amendment to the iRobot Corporation 2018 Stock Option and Incentive Plan, as amended (the "2018 Plan"), to increase the maximum number of shares reserved and issuable under the 2018 Plan. Compensation Board AGAINST 5
JOHNSON OUTDOORS INC. 2024-02-28 Election of Directors: John M. Fahey, Jr. Director Elections Board ABSTAIN 5
JOHNSON OUTDOORS INC. 2024-02-28 Election of Directors: Paul G. Alexander Director Elections Board ABSTAIN 5
JOINT CORP. 2024-05-22 Approval of The Joint Corp. 2024 Incentive Stock Plan Compensation Board AGAINST 5
KEZAR LIFE SCIENCES INC. 2024-06-18 Election of Directors: Christopher Kirk, Ph.D. Director Elections Board ABSTAIN 5
KEZAR LIFE SCIENCES INC. 2024-06-18 Election of Directors: John Fowler Director Elections Board ABSTAIN 5
KYMERA THERAPEUTICS INC. 2024-06-18 To approve an amendment to the Kymera Therapeutics, Inc. 2020 Stock Option and Incentive Plan. Compensation Board AGAINST 5
KYMERA THERAPEUTICS INC. 2024-06-18 To elect three class I directors to our Board of Directors, to serve until the 2027 Annual Meeting of Shareholders and until his or her successor has been duly elected and qualified, or until his or her earlier death, resignation or removal: Pamela Esposito, Ph.D. Director Elections Board ABSTAIN 5
LANDS' END INC. 2024-05-09 Election of Directors: Elizabeth Leykum Director Elections Board ABSTAIN 5
LATHAM GROUP INC. 2024-05-02 Election of Class III Directors: Brian Pratt Director Elections Board ABSTAIN 5
LAZYDAYS HOLDINGS INC. 2024-06-10 Approval of an amendment to the 2018 Long-Term Incentive Plan to increase the number of authorized shares of common stock by 1,500,000. Compensation Board AGAINST 5
LEGACY HOUSING CORP. 2023-12-01 Election of Directors: Francisco J. Coll Director Elections Board AGAINST 5
LEGACY HOUSING CORP. 2023-12-01 Election of Directors: Jeffrey K. Stouder Director Elections Board AGAINST 5
LEMAITRE VASCULAR INC. 2024-06-03 Election of Directors: Lawrence J. Jasinski Director Elections Board ABSTAIN 5
LEMONADE INC. 2024-06-05 Election of Class I Directors: Daniel Schreiber Director Elections Board ABSTAIN 5
LEMONADE INC. 2024-06-05 Election of Class I Directors: Mwashuma Nyatta Director Elections Board ABSTAIN 5
LEXICON PHARMACEUTICALS INC. 2024-05-10 Election of Directors: Lonnel Coats Director Elections Board ABSTAIN 5
LEXICON PHARMACEUTICALS INC. 2024-05-10 Election of Directors: Philippe J. Amouyal Director Elections Board ABSTAIN 5
LIBERTY LATIN AMERICA LTD. 2024-05-21 To elect Class I members of our board of directors until the 2027 Annual General Meeting of Shareholders or their earlier resignation or removal: Charles H.R. Bracken Director Elections Board ABSTAIN 5
LIGAND PHARMACEUTICALS INC. 2024-06-14 Approval of an amendment and restatement of Ligand's 2002 Stock Incentive Plan Compensation Board AGAINST 5
LIONS GATE ENTERTAINMENT CORP. 2023-11-28 Election of Directors: Emily Fine Director Elections Board ABSTAIN 5
LIONS GATE ENTERTAINMENT CORP. 2023-11-28 Election of Directors: Michael T. Fries Director Elections Board ABSTAIN 5
LIONS GATE ENTERTAINMENT CORP. 2023-11-28 Election of Directors: Mignon Clyburn Director Elections Board ABSTAIN 5
LIONS GATE ENTERTAINMENT CORP. 2023-11-28 Election of Directors: Yvette Ostolaza Director Elections Board ABSTAIN 5
LIONS GATE ENTERTAINMENT CORP. 2023-11-28 Lions Gate Entertainment Corp. 2023 Performance Incentive Plan: To approve the Lions Gate Entertainment Corp. 2023 Performance Incentive Plan. See the section entitled: "Proposal 5: Approval of the Lions Gate Entertainment Corp. 2023 Performance incentive Plan" in the Notice and Proxy Statement. Compensation Board AGAINST 5
LIVE OAK BANCSHARES INC. 2024-05-21 Election of Directors: Diane B. Glossman Director Elections Board ABSTAIN 5
LIVE OAK BANCSHARES INC. 2024-05-21 Election of Directors: Miltom E. Petty Director Elections Board ABSTAIN 5
LIVE OAK BANCSHARES INC. 2024-05-21 Election of Directors: Tonya W. Bradford Director Elections Board ABSTAIN 5
LIVE OAK BANCSHARES INC. 2024-05-21 Election of Directors: William H. Cameron Director Elections Board ABSTAIN 5
LIVE OAK BANCSHARES INC. 2024-05-21 Election of Directors: Yousef A. Valine Director Elections Board ABSTAIN 5
LOVESAC CO. 2024-06-11 Election of Directors: Andrew Heyer Director Elections Board ABSTAIN 5
LOVESAC CO. 2024-06-11 To approve Amendment No. 2 of the Second Amended and Restated 2017 Equity Incentive Plan that increases the number of shares reserved for issuance thereunder by 1,100,000 shares. Compensation Board AGAINST 5
MARCUS CORP. 2024-05-23 Election of Directors: Katherine M. Gehl Director Elections Board ABSTAIN 5
MARCUS CORP. 2024-05-23 Election of Directors: Philip L. Milstein Director Elections Board ABSTAIN 5
MARCUS CORP. 2024-05-23 Election of Directors: Timothy E. Hoeksema Director Elections Board ABSTAIN 5
MARINUS PHARMACEUTICALS INC. 2024-05-22 Approval of the Marinus Pharmaceuticals, Inc. 2024 Equity Incentive Plan. Compensation Board AGAINST 5
MARKEL GROUP INC. 2024-05-22 Shareholder proposal for a report on the Company's greenhouse gas emissions. Environment or Climate Shareholder FOR 5
MAXCYTE INC. 2024-06-11 Election of Class III Directors: Richard Douglas Director Elections Board ABSTAIN 5
MESA LABORATORIES INC. 2023-08-25 To approve the shareholder proposal to measure and annually present scope 1 through 3 greenhouse gas emissions. Environment or Climate Shareholder FOR 5
METROCITY BANKSHARES INC. 2024-05-16 Election of Directors: Ajit A. Patel Director Elections Board AGAINST 5
METROPOLITAN BANK HOLDING CORP. 2024-05-29 Election of Directors: Harvey M. Gutman - for a 3-year term Director Elections Board ABSTAIN 5
METROPOLITAN BANK HOLDING CORP. 2024-05-29 Election of Directors: Katrina Robinson - for a 3-year term Director Elections Board ABSTAIN 5
MODIVCARE INC. 2024-06-11 Election of Directors: Leslie V. Norwalk Director Elections Board AGAINST 5
MODIVCARE INC. 2024-06-11 Election of Directors: Rahul Samant Director Elections Board AGAINST 5
MOELIS & CO. 2024-06-06 2024 Moelis Omnibus Incentive Plan. Compensation Board AGAINST 5
MOELIS & CO. 2024-06-06 Election of Directors: John A. Allison IV Director Elections Board AGAINST 5
MOELIS & CO. 2024-06-06 Election of Directors: Kenneth L. Shropshire Director Elections Board AGAINST 5
MOELIS & CO. 2024-06-06 Election of Directors: Laila J. Worrell Director Elections Board AGAINST 5
MONTROSE ENVIRONMENTAL GROUP INC. 2024-05-07 To elect three Class I directors to our Board of Directors to hold office until the Company's 2027 annual meeting of stockholders, or until their successors are duly elected and qualified: J. Miguel Fernandez de Castro Director Elections Board ABSTAIN 5
MOVADO GROUP INC. 2024-06-20 Election of Directors: Ann Kirschner Director Elections Board ABSTAIN 5
MOVADO GROUP INC. 2024-06-20 Election of Directors: Efraim Grinberg Director Elections Board ABSTAIN 5
MOVADO GROUP INC. 2024-06-20 Election of Directors: Maya Peterson Director Elections Board ABSTAIN 5
MOVADO GROUP INC. 2024-06-20 Election of Directors: Peter A. Bridgman Director Elections Board ABSTAIN 5
MOVADO GROUP INC. 2024-06-20 Election of Directors: Stephen Sadove Director Elections Board ABSTAIN 5
NEWMARK GROUP INC. 2023-10-05 Election of Directors: Howard W. Lutnick Director Elections Board ABSTAIN 5
NEWMARK GROUP INC. 2023-10-05 Election of Directors: Kenneth A. McIntyre Director Elections Board ABSTAIN 5
NEWMARK GROUP INC. 2023-10-05 Election of Directors: Virginia S. Bauer Director Elections Board ABSTAIN 5
NIKOLA CORP. 2023-08-03 The approval of an amendment to the Nikola Corporation 2020 Stock Incentive Plan to increase the number of shares of common stock available for issuance thereunder by 30,000,000 shares, which is contingent on the approval of Proposal 2. Compensation Board AGAINST 5
NIKOLA CORP. 2024-06-05 The approval of an amendment to the Nikola Corporation 2020 Stock Incentive Plan to increase the number of shares of common stock available for issuance thereunder by 130,000,000 shares, which is contingent on the approval of Proposal 2(a). Compensation Board AGAINST 5
NLIGHT INC. 2024-06-06 Election of Class III Directors: Douglas Carlisle Director Elections Board ABSTAIN 5
NLIGHT INC. 2024-06-06 Election of Class III Directors: Gary Locke Director Elections Board ABSTAIN 5
NOODLES & CO. 2024-05-15 To vote on a stockholder proposal regarding greenhouse gas emissions disclosures. Environment or Climate Shareholder FOR 5
NURIX THERAPEUTICS INC. 2024-05-20 Election of Directors: David L. Lacey, M.D. Director Elections Board ABSTAIN 5
NURIX THERAPEUTICS INC. 2024-05-20 Election of Directors: Julia P. Gregory Director Elections Board ABSTAIN 5
OFFICE PROPERTIES INCOME TRUST 2024-06-13 Election of Trustees. Nominees (for Independent Trustee): Elena B. Poptodorova Director Elections Board ABSTAIN 5
OFFICE PROPERTIES INCOME TRUST 2024-06-13 Election of Trustees. Nominees (for Independent Trustee): Jeffrey P. Somers Director Elections Board ABSTAIN 5
OFFICE PROPERTIES INCOME TRUST 2024-06-13 Election of Trustees. Nominees (for Managing Trustee): Adam D. Portnoy Director Elections Board ABSTAIN 5
OLEMA PHARMACEUTICALS INC. 2024-06-13 Election of the three nominees for Class I director named in the accompanying proxy statement to hold office until the Company's 2027 Annual Meeting of Stockholders and until their successors have been duly elected and qualified: Ian Clark Director Elections Board ABSTAIN 5
OMNIAB INC. 2024-06-18 Election of Directors: Sarah Boyce Director Elections Board ABSTAIN 5
ON24 INC. 2024-06-21 Election of Directors: Dominique Trempont Director Elections Board ABSTAIN 5
OPEN LENDING CORP. 2024-05-22 To elect three Class I directors for a three-year term: Gene Yoon Director Elections Board ABSTAIN 5
OPKO HEALTH INC. 2024-03-28 To elect as directors the eleven nominees named in the attached proxy statement for a term of office expiring at the 2025 annual meeting of stockholders or until their respective successors are duly elected and qualified: Phillip Frost, M.D. Director Elections Board AGAINST 5
OPTIMIZERX CORP. 2024-06-05 Amendment to OptimizeRx Corporation 2021 Equity Incentive Plan to increase the aggregate number of shares of common stock available for awards by 1,950,000 shares to 4,450,000 shares. Compensation Board AGAINST 5
OPTIMIZERX CORP. 2024-06-05 Election of Directors: James Lang Director Elections Board ABSTAIN 5
OPTIMIZERX CORP. 2024-06-05 Election of Directors: Lynn O'Connor Vos Director Elections Board ABSTAIN 5
ORGANOGENESIS HOLDINGS INC. 2024-06-20 Approval of an amendment to our 2018 Equity Incentive Plan to increase the number of shares of Class A common stock reserved for issuance thereunder by 15,900,000 shares. Compensation Board AGAINST 5
ORGANOGENESIS HOLDINGS INC. 2024-06-20 Election of Directors: Alan A. Ades Director Elections Board ABSTAIN 5
ORGANOGENESIS HOLDINGS INC. 2024-06-20 Election of Directors: Arthur S. Leibowitz Director Elections Board ABSTAIN 5
ORGANOGENESIS HOLDINGS INC. 2024-06-20 Election of Directors: Gilberto Quintero Director Elections Board ABSTAIN 5
ORGANOGENESIS HOLDINGS INC. 2024-06-20 Election of Directors: Glenn H. Nussdorf Director Elections Board ABSTAIN 5
ORGANOGENESIS HOLDINGS INC. 2024-06-20 Election of Directors: Jon Giacomin Director Elections Board ABSTAIN 5
ORGANOGENESIS HOLDINGS INC. 2024-06-20 Election of Directors: Prathyusha Duraibabu Director Elections Board ABSTAIN 5
ORTHOFIX MEDICAL INC. 2024-06-18 Approval of Amendment No. 5 to the Amended and Restated 2012 Long-Term Incentive Plan to Increase the Number of Shares of Common Stock Authorized for Issuance Thereunder by 5,000,000. Compensation Board AGAINST 5
ORTHOPEDIATRICS CORP. 2024-05-24 To elect three (3) directors, each to serve until the 2027 annual meeting of our stockholders: David R. Bailey Director Elections Board ABSTAIN 5
OUTBRAIN INC. 2024-06-13 Election of Directors To be elected for terms expiring in 2027: David Kostman Director Elections Board ABSTAIN 5
OUTBRAIN INC. 2024-06-13 Election of Directors To be elected for terms expiring in 2027: Shlomo Dovrat Director Elections Board ABSTAIN 5
OUTBRAIN INC. 2024-06-13 Election of Directors To be elected for terms expiring in 2027: Yaron Galai Director Elections Board ABSTAIN 5
OUTSET MEDICAL INC. 2024-05-29 Election of Class I Directors: Karen Drexler Director Elections Board ABSTAIN 5
PAGERDUTY INC. 2024-06-13 To elect three Class II directors for terms expiring at our 2027 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified: Teresa Carlson Director Elections Board ABSTAIN 5
PAR TECHNOLOGY CORP. 2024-06-03 Approval of an Amendment to the Amended and Restated PAR Technology Corporation 2015 Equity Incentive Plan to increase the number of shares of common stock authorized for issuance thereunder by 1,900,000 shares. Compensation Board AGAINST 5
PENNANT GROUP INC. 2024-05-23 Election of Directors: Barry M. Smith Director Elections Board AGAINST 5
PHATHOM PHARMACEUTICALS INC. 2024-05-23 To elect three class II directors to hold office until the 2027 Annual Meeting of Stockholders: Michael F. Cola Director Elections Board ABSTAIN 5
PINTEREST INC. 2024-05-23 Elect the following Class II nominees for director to hold office until the 2027 annual meeting and until their successors have been duly elected and qualified, or until their office is otherwise vacated: Fredric Reynolds Director Elections Board AGAINST 5

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Built 2026-10-04 from SEC Form N-PX filings.