Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,363 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|
| PIONEER BANCORP INC. | 2023-11-21 | Election of Directors Dr. James K. Reed | Director Elections | Board | WITHHOLD | 5 |
| PIONEER BANCORP INC. | 2023-11-21 | Election of Directors Edward Reinfurt | Director Elections | Board | WITHHOLD | 5 |
| PLYMOUTH INDUSTRIAL REIT INC. | 2024-06-27 | Election of Directors: Caitlin Murphy | Director Elections | Board | WITHHOLD | 5 |
| PMV PHARMACEUTICALS INC. | 2024-06-06 | Election of Class I Directors: Carol Gallagher, Pharm.D. | Director Elections | Board | WITHHOLD | 5 |
| PRELUDE THERAPEUTICS INC. | 2024-06-14 | Election of Class I Directors: Paul A. Friedman, M.D. | Director Elections | Board | WITHHOLD | 5 |
| PULMONX CORP. | 2024-05-16 | Election of Directors: Glendon E. French | Director Elections | Board | WITHHOLD | 5 |
| PULMONX CORP. | 2024-05-16 | Election of Directors: Tiffany Sullivan | Director Elections | Board | WITHHOLD | 5 |
| PULSE BIOSCIENCES INC. | 2023-12-19 | Subject to approval of Proposal 1, to ratify options awarded under the Plan on November 1, 2023 to acquire up to 1,505,000 shares of the Company's common stock. | Compensation | Board | AGAINST | 5 |
| PULSE BIOSCIENCES INC. | 2023-12-19 | To approve an amendment to the Pulse Biosciences, Inc. 2017 Equity Incentive Plan (the "Plan"), to increase the number of shares of the Company's common stock issuable under the Plan by 1,375,000 shares. | Compensation | Board | AGAINST | 5 |
| PULSE BIOSCIENCES INC. | 2024-06-06 | Election of Directors: Darrin R. Uecker | Director Elections | Board | AGAINST | 5 |
| PULSE BIOSCIENCES INC. | 2024-06-06 | Election of Directors: Manmeet S. Soni | Director Elections | Board | AGAINST | 5 |
| PULSE BIOSCIENCES INC. | 2024-06-06 | Election of Directors: Richard A. van den Broek | Director Elections | Board | AGAINST | 5 |
| PULSE BIOSCIENCES INC. | 2024-06-06 | Election of Directors: Robert W. Duggan | Director Elections | Board | AGAINST | 5 |
| PURE CYCLE CORP. | 2024-01-17 | Approve the Pure Cycle Corporation 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| PURE CYCLE CORP. | 2024-01-17 | Election of Directors: Wanda J. Abel | Director Elections | Board | WITHHOLD | 5 |
| PURPLE INNOVATION INC. | 2024-06-11 | Election of Directors: Gary T. DiCamillo | Director Elections | Board | AGAINST | 5 |
| QUAKER HOUGHTON | 2024-05-08 | To consider and act upon a proposal to approve the 2024 Long-Term Performance Incentive Plan. | Compensation | Board | AGAINST | 5 |
| QUANTERIX CORP. | 2024-06-03 | Election of Directors: Karen A. Flynn | Director Elections | Board | WITHHOLD | 5 |
| QUANTERIX CORP. | 2024-06-03 | Election of Directors: Martin D. Madaus, Ph.D. | Director Elections | Board | WITHHOLD | 5 |
| QUOTIENT TECHNOLOGY INC. | 2023-08-03 | To approve Quotient Technology Inc.'s 2023 Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| RACKSPACE TECHNOLOGY INC. | 2024-06-14 | Approve an amendment to the Company's 2020 Equity Incentive Plan to increase the number of shares of common stock authorized to be issued under the plan. | Compensation | Board | AGAINST | 5 |
| RACKSPACE TECHNOLOGY INC. | 2024-06-14 | Nominees: Aaron Sobel | Director Elections | Board | WITHHOLD | 5 |
| RANPAK HOLDINGS CORP. | 2024-05-23 | Company Proposal - Election of Directors: Robert C. King | Director Elections | Board | WITHHOLD | 5 |
| RANPAK HOLDINGS CORP. | 2024-05-23 | Company Proposal - Election of Directors: Thomas F. Corley | Director Elections | Board | WITHHOLD | 5 |
| RECURSION PHARMACEUTICALS INC. | 2024-06-03 | Election of Directors: Blake Borgeson, Ph.D. | Director Elections | Board | WITHHOLD | 5 |
| RECURSION PHARMACEUTICALS INC. | 2024-06-03 | Election of Directors: Dean Y. Li, M.D., Ph.D. | Director Elections | Board | WITHHOLD | 5 |
| RENT THE RUNWAY INC. | 2023-07-12 | Election of Class II Directors to serve until our 2026 Annual Meeting of Stockholders: Scott Friend | Director Elections | Board | WITHHOLD | 5 |
| REPLIMUNE GROUP INC. | 2023-09-06 | Election of Directors: Paolo Pucci | Director Elections | Board | WITHHOLD | 5 |
| REVOLVE GROUP INC. | 2024-06-07 | Election of Directors: Michael Karanikolas | Director Elections | Board | WITHHOLD | 5 |
| REVOLVE GROUP INC. | 2024-06-07 | Election of Directors: Michael Mente | Director Elections | Board | WITHHOLD | 5 |
| RIGEL PHARMACEUTICALS INC. | 2024-05-24 | To approve an amendment to our 2018 Equity Incentive Plan, as amended (the "Amended 2018 Plan"), to add an additional 6,500,000 shares to the number of shares of common stock authorized for issuance under the Amended 2018 Plan. | Compensation | Board | AGAINST | 5 |
| RUSH STREET INTERACTIVE INC. | 2024-05-30 | Election of Class I Director: Daniel Yih | Director Elections | Board | WITHHOLD | 5 |
| RUSH STREET INTERACTIVE INC. | 2024-05-30 | Election of Class I Director: Judith Gold | Director Elections | Board | WITHHOLD | 5 |
| RUSH STREET INTERACTIVE INC. | 2024-05-30 | Election of Class I Director: Paul Wierbicki | Director Elections | Board | WITHHOLD | 5 |
| SANA BIOTECHNOLOGY INC. | 2024-06-06 | To elect three Class III directors to our Board of Directors, each to serve for a three-year term expiring at the 2027 annual meeting of stockholders or until his or her respective successor is duly elected and qualified. The three nominees for election are: Joshua H. Bilenker, M.D. | Director Elections | Board | WITHHOLD | 5 |
| SCHNITZER STEEL INDUSTRIES INC. | 2024-01-30 | To approve the Radius Recycling, Inc. 2024 Omnibus Incentive Plan. | Compensation | Board | AGAINST | 5 |
| SCHOLAR ROCK HOLDING CORP. | 2024-06-27 | To elect three Class III directors to our Board of Directors, each to serve until the 2027 Annual Meeting of stockholders and until his successor has been duly elected and qualified, or until his earlier death, resignation, or removal: Richard Brudnick | Director Elections | Board | WITHHOLD | 5 |
| SEER INC. | 2024-06-12 | Election of Directors: David Hallal | Director Elections | Board | WITHHOLD | 5 |
| SERES THERAPEUTICS INC. | 2024-04-04 | Election of Directors: Kurt C. Graves | Director Elections | Board | WITHHOLD | 5 |
| SERES THERAPEUTICS INC. | 2024-04-04 | Election of Directors: Paul R. Biondi | Director Elections | Board | WITHHOLD | 5 |
| SHUTTERSTOCK INC. | 2024-06-06 | To approve the Amended and Restated 2022 Omnibus Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| SITIME CORP. | 2024-05-30 | Election of Directors: Christine A. Heckart | Director Elections | Board | WITHHOLD | 5 |
| SITIME CORP. | 2024-05-30 | Election of Directors: Edward H. Frank | Director Elections | Board | WITHHOLD | 5 |
| SLEEP NUMBER CORP. | 2024-05-21 | Amendment to the Sleep Number Corporation 2020 Equity Incentive Plan to increase the number of shares reserved for issuance by 1,500,000 shares | Compensation | Board | AGAINST | 5 |
| SMITH & WESSON BRANDS INC. | 2023-09-19 | A stockholder proposal (human rights impact assessment). | Human Rights or Human Capital/workforce | Shareholder | FOR | 5 |
| SNAP ONE HOLDINGS CORP. | 2024-05-23 | Election of Directors: Amy Steel Vanden-Eykel | Director Elections | Board | WITHHOLD | 5 |
| SNAP ONE HOLDINGS CORP. | 2024-05-23 | Election of Directors: Jacob Best | Director Elections | Board | WITHHOLD | 5 |
| SOLO BRANDS INC. | 2024-05-24 | Election of Directors: David Powers | Director Elections | Board | WITHHOLD | 5 |
| SOLO BRANDS INC. | 2024-05-24 | Election of Directors: Matthew Guy-Hamilton | Director Elections | Board | WITHHOLD | 5 |
| SONOS INC. | 2024-03-11 | Election of Directors: Patrick Spence | Director Elections | Board | WITHHOLD | 5 |
| SOUTHERN FIRST BANCSHARES INC. | 2024-05-21 | To elect directors (01), (02), (03) and (04) for a 1-year term: Rudolph G. Johnstone | Director Elections | Board | WITHHOLD | 5 |
| SPRINGWORKS THERAPEUTICS INC. | 2024-05-16 | Election of Class II Director: Freda Lewis-Hall | Director Elections | Board | WITHHOLD | 5 |
| STAR HOLDINGS | 2024-05-21 | Election of Trustees: Clifford De Souza | Director Elections | Board | WITHHOLD | 5 |
| STAR HOLDINGS | 2024-05-21 | Election of Trustees: Nina Matis | Director Elections | Board | WITHHOLD | 5 |
| STAR HOLDINGS | 2024-05-21 | Election of Trustees: Richard Lieb | Director Elections | Board | WITHHOLD | 5 |
| STEM INC. | 2024-05-29 | To elect the three Class III director nominees named in the Proxy Statement to serve until the 2027 Annual Meeting of Stockholders and until their successors are duly elected and qualified: David Buzby | Director Elections | Board | WITHHOLD | 5 |
| STITCH FIX INC. | 2023-12-12 | Election of Directors: J. William Gurley | Director Elections | Board | WITHHOLD | 5 |
| STOKE THERAPEUTICS INC. | 2023-10-24 | To approve the one-time approximately value neutral exchange of certain outstanding stock options issued pursuant to our 2014 Equity Incentive Plan or our 2019 Equity Incentive Plan that are held by our eligible employees into restricted stock units. | Compensation | Board | AGAINST | 5 |
| STOKE THERAPEUTICS INC. | 2024-06-05 | Election of Class II Directors to serve until the 2027 annual meeting of shareholders or until their successor has been duly elected and qualified: Jennifer C. Burstein | Director Elections | Board | WITHHOLD | 5 |
| SUTRO BIOPHARMA INC. | 2024-06-06 | Election of Class III Directors: Daniel H. Petree | Director Elections | Board | WITHHOLD | 5 |
| SWEETGREEN INC. | 2024-06-13 | Election of Directors: Jonathan Neman | Director Elections | Board | WITHHOLD | 5 |
| SWEETGREEN INC. | 2024-06-13 | Election of Directors: Julie Bornstein | Director Elections | Board | WITHHOLD | 5 |
| SWEETGREEN INC. | 2024-06-13 | Election of Directors: Nathaniel Ru | Director Elections | Board | WITHHOLD | 5 |
| SWEETGREEN INC. | 2024-06-13 | Election of Directors: Nicolas Jammet | Director Elections | Board | WITHHOLD | 5 |
| SWEETGREEN INC. | 2024-06-13 | Election of Directors: Valerie Jarrett | Director Elections | Board | WITHHOLD | 5 |
| SWEETGREEN INC. | 2024-06-13 | Election of Directors: Youngme Moon | Director Elections | Board | WITHHOLD | 5 |
| THRYV HOLDINGS INC. | 2024-06-13 | Election of Amer Akhtar, Bonnie Kintzer and Lauren Vaccarello as Class I directors to serve until 2027: Amer Akhtar | Director Elections | Board | WITHHOLD | 5 |
| TILLY'S INC. | 2024-06-13 | Election of the following directors for a term expiring at the 2025 annual meeting of stockholders and until their successors are duly elected and qualified: Hezy Shaked | Director Elections | Board | WITHHOLD | 5 |
| TORONTO-DOMINION BANK | 2024-04-18 | SP 3: Introduce Incentive Compensation for All Employees Against ESG Objectives | Compensation | Board | AGAINST | 5 |
| TRAEGER INC. | 2024-06-11 | Election of Class III directors to serve until the 2027 Annual Meeting of Stockholders, and until their respective successors shall have been duly elected and qualified: Raul Alvarez | Director Elections | Board | WITHHOLD | 5 |
| TRAVERE THERAPEUTICS INC. | 2024-05-08 | To approve the Company's 2018 Equity Incentive Plan, as amended, to increase the number of shares of common stock authorized for issuance thereunder by 2,700,000 shares. | Compensation | Board | AGAINST | 5 |
| TRIUMPH GROUP INC. | 2023-07-20 | Election of Directors: Cynthia M. Egnotovich | Director Elections | Board | AGAINST | 5 |
| TRUPANION INC. | 2024-06-05 | To approve the Trupanion 2024 Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| TURNING POINT BRANDS INC. | 2024-05-01 | Election of Directors: Ashley D. Frushone | Director Elections | Board | WITHHOLD | 5 |
| TURNING POINT BRANDS INC. | 2024-05-01 | Election of Directors: Gregory H. A. Baxter | Director Elections | Board | WITHHOLD | 5 |
| TURNING POINT BRANDS INC. | 2024-05-01 | Election of Directors: H.C. Charles Diao | Director Elections | Board | WITHHOLD | 5 |
| TWIST BIOSCIENCE CORP. | 2024-02-06 | Election of Class III Directors: Emily M. Leproust, Ph.D. | Director Elections | Board | WITHHOLD | 5 |
| TWIST BIOSCIENCE CORP. | 2024-02-06 | Election of Class III Directors: Robert Chess | Director Elections | Board | WITHHOLD | 5 |
| UDEMY INC. | 2024-06-03 | Election of Directors: Eren Bali | Director Elections | Board | WITHHOLD | 5 |
| UPWORK INC. | 2024-06-07 | Election of Class III directors to serve until the 2027 annual meeting of stockholders: Hayden Brown | Director Elections | Board | AGAINST | 5 |
| UTAH MEDICAL PRODUCTS INC. | 2024-05-03 | To elect two directors of the Company to serve a three year term and until their successor is elected and qualified: Kevin L. Cornwell | Director Elections | Board | WITHHOLD | 5 |
| VANDA PHARMACEUTICALS INC. | 2024-05-17 | To elect two Class III Directors: Phaedra S. Chrousos | Director Elections | Board | AGAINST | 5 |
| VERACYTE INC. | 2024-06-12 | The approval of an amendment to our Veracyte, Inc. 2023 Equity Incentive Plan. | Compensation | Board | AGAINST | 5 |
| VERITONE INC. | 2024-06-13 | Election of Directors: Richard H. Taketa | Director Elections | Board | WITHHOLD | 5 |
| VERRICA PHARMACEUTICALS INC. | 2024-06-06 | Election of Directors: Mark Prygocki | Director Elections | Board | WITHHOLD | 5 |
| VICOR CORP. | 2024-06-21 | To fix the number of Directors at twelve and to elect the following twelve nominees as Directors to hold office until the 2025 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified: Samuel J. Anderson | Director Elections | Board | WITHHOLD | 5 |
| VIEW INC. | 2023-07-25 | Election of Directors: Julie Larson-Green | Director Elections | Board | AGAINST | 5 |
| VOR BIOPHARMA INC. | 2024-05-23 | To approve the amendment and restatement of the Vor Biopharma Inc. 2021 Equity Incentive Plan to, among other things, increase the number of shares that will automatically be added to the share reserve thereunder on January 1 of each calendar year from four percent (4%) to five percent (5%) of the total number of shares of Common Stock outstanding on December 31 of the preceding calendar year through and including calendar year 2034. | Compensation | Board | AGAINST | 5 |
| VOR BIOPHARMA INC. | 2024-05-23 | To elect each of the two Class III director nominees, each to serve until the 2027 annual meeting of stockholders and until his successor is duly elected and qualified, or until his earlier death, resignation or removal: Robert Ang, M.B.B.S., M.B.A. | Director Elections | Board | WITHHOLD | 5 |
| WORKHORSE GROUP INC. | 2024-05-14 | Election of Directors: Jacqueline A. Dedo | Director Elections | Board | AGAINST | 5 |
| WORKIVA INC. | 2024-05-30 | Approval of the Amendment and Restatement of the Workiva Inc. 2014 Equity Incentive Plan to increase the number of shares that may be issued under the Plan. | Compensation | Board | AGAINST | 5 |
| WORKIVA INC. | 2024-05-30 | Election of Directors: Robert H. Herz | Director Elections | Board | WITHHOLD | 5 |
| ZENTALIS PHARMACEUTICALS INC. | 2024-06-21 | Election of Class I Directors to serve until the 2027 Annual Meeting of Stockholders, and until their respective successors shall have been duly elected and qualified, subject to their earlier death, resignation or removal: Kimberly Blackwell, M.D. | Director Elections | Board | WITHHOLD | 5 |
| ZEVIA PBC | 2024-06-11 | Election of Directors: To be elected for terms expiring in 2027: Jacqueline J. Hayes | Director Elections | Board | AGAINST | 5 |
| ZEVRA THERAPEUTICS INC. | 2024-05-13 | To approve amendments to the Company's Amended and Restated 2014 Equity Incentive Plan | Compensation | Board | AGAINST | 5 |
| ZUORA INC. | 2024-06-27 | To elect Kenneth A. Goldman, Joseph Osnoss, and Tien Tzuo to serve as Class III directors until our 2027 annual meeting of stockholders and until such director's successor is duly elected and qualified or until his earlier death, resignation, disqualification or removal: Kenneth A. Goldman | Director Elections | Board | WITHHOLD | 5 |
| 1ST SOURCE CORP. | 2024-04-25 | Election of Directors for terms expiring April 2027: Mark D. Schwabero | Director Elections | Board | AGAINST | 4 |
| 1ST SOURCE CORP. | 2024-04-25 | Election of Directors for terms expiring April 2027: Ronda Shrewsbury | Director Elections | Board | AGAINST | 4 |
| 23ANDME HOLDING CO. | 2023-09-06 | Approve an amendment and restatement of the 23andMe Holding Co. 2021 Incentive Equity Plan to, among other things, increase the number of shares authorized for issuance thereunder. | Compensation | Board | AGAINST | 4 |
| 23ANDME HOLDING CO. | 2023-09-06 | Elect three Class II Director Nominees: Neal Mohan | Director Elections | Board | WITHHOLD | 4 |
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Built 2026-10-11 from SEC Form N-PX filings.