Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,363 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|
| 23ANDME HOLDING CO. | 2023-09-06 | Elect three Class II Director Nominees: Richard Scheller | Director Elections | Board | WITHHOLD | 4 |
| 23ANDME HOLDING CO. | 2023-09-06 | Elect three Class II Director Nominees: Valerie Montgomery Rice | Director Elections | Board | WITHHOLD | 4 |
| 374WATER INC. | 2024-06-13 | Increase of the number of shares of Common Stock authorized and issuable under the Company's 2021 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 |
| 4D MOLECULAR THERAPEUTICS INC. | 2024-05-21 | Election of one Class I director to hold office until the 2027 Annual Meeting of Stockholders or until their successor is elected: David Kirn, M.D. | Director Elections | Board | WITHHOLD | 4 |
| 5E ADVANCED MATERIALS INC. | 2024-06-24 | Election of Directors: David Jay Salisbury | Director Elections | Board | AGAINST | 4 |
| 5E ADVANCED MATERIALS INC. | 2024-06-24 | Election of Directors: Graham van't Hoff | Director Elections | Board | AGAINST | 4 |
| 5E ADVANCED MATERIALS INC. | 2024-06-24 | Election of Directors: H. Keith Jennings | Director Elections | Board | AGAINST | 4 |
| 5E ADVANCED MATERIALS INC. | 2024-06-24 | To approve, for purposes of ASX Listing Rule 10.14 and for all other purposes, the grant of awards to Susan Brennan pursuant to the Company's 2022 Equity Compensation Plan: Susan Brennan | Compensation | Board | AGAINST | 4 |
| 89BIO INC. | 2024-05-29 | Election of Directors: To be elected for terms expiring in 2027: Kathleen LaPorte | Director Elections | Board | WITHHOLD | 4 |
| 8X8 INC. | 2023-07-28 | To approve, through an advisory vote, 8x8, Inc.'s executive compensation for the fiscal year ended March 31, 2023. | Say-on-Pay | Board | AGAINST | 4 |
| 908 DEVICES INC. | 2024-06-13 | To elect two Class I directors to hold office until the 2027 annual meeting of stockholders: Fenel M. Eloi | Director Elections | Board | WITHHOLD | 4 |
| AADI BIOSCIENCE INC. | 2024-06-11 | To elect two Class I directors to serve on the Company's board of directors until the Company's 2027 annual meeting of stockholders and until their successors are duly elected and qualified, or until their earlier resignation, death or removal: Caley Castelein, M.D. | Director Elections | Board | WITHHOLD | 4 |
| ACCEL ENTERTAINMENT INC. | 2024-05-09 | Election of Class II Directors: David W. Ruttenberg | Director Elections | Board | WITHHOLD | 4 |
| ACELYRIN INC. | 2024-06-07 | To elect the three Class I directors named below to hold office until the Company's 2027 annual meeting of stockholders: Alan Colowick, M.D., M.P.H. | Director Elections | Board | WITHHOLD | 4 |
| ACLARIS THERAPEUTICS INC. | 2024-06-06 | Election of Directors: Christopher Molineaux | Director Elections | Board | WITHHOLD | 4 |
| ACLARIS THERAPEUTICS INC. | 2024-06-06 | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement accompanying this proxy card. | Say-on-Pay | Board | AGAINST | 4 |
| ACM RESEARCH INC. | 2024-06-13 | Advisory vote on 2023 executive compensation. | Say-on-Pay | Board | AGAINST | 4 |
| ACM RESEARCH INC. | 2024-06-13 | Election of Directors: Chenming C. Hu | Director Elections | Board | WITHHOLD | 4 |
| ACM RESEARCH INC. | 2024-06-13 | Election of Directors: David H. Wang | Director Elections | Board | WITHHOLD | 4 |
| ACM RESEARCH INC. | 2024-06-13 | Election of Directors: Tracy Liu | Director Elections | Board | WITHHOLD | 4 |
| ACRIVON THERAPEUTICS INC. | 2024-06-20 | Election of Class II Directors: Sharon Shacham, Ph.D., M.B.A. | Director Elections | Board | WITHHOLD | 4 |
| ACTINIUM PHARMACEUTICALS INC. | 2023-11-30 | To elect two directors to serve as Class I directors on our Board of Directors until our 2026 Annual Meeting of Stockholders, or until their successor is elected and qualified or until their earlier resignation or removal: David Nicholson | Director Elections | Board | WITHHOLD | 4 |
| ACUSHNET HOLDINGS CORP. | 2024-06-03 | Election of the following nominees for director: David Maher | Director Elections | Board | WITHHOLD | 4 |
| ACUSHNET HOLDINGS CORP. | 2024-06-03 | Election of the following nominees for director: Ho Yeon (Aaron) Lee | Director Elections | Board | WITHHOLD | 4 |
| ACUSHNET HOLDINGS CORP. | 2024-06-03 | Election of the following nominees for director: Keun Chang (Kevin) Yoon | Director Elections | Board | WITHHOLD | 4 |
| ACUSHNET HOLDINGS CORP. | 2024-06-03 | Election of the following nominees for director: Yoon Soo (Gene) Yoon | Director Elections | Board | WITHHOLD | 4 |
| ACV AUCTIONS INC. | 2024-05-29 | Elect three Class III directors: Kirsten Castillo | Director Elections | Board | WITHHOLD | 4 |
| ADAPTIVE BIOTECHNOLOGIES CORP. | 2024-06-07 | To elect two Class II director nominees to serve on the board of directors of Adaptive Biotechnologies Corporation for a three-year term expiring at the 2027 annual meeting of shareholders: Peter Neupert | Director Elections | Board | WITHHOLD | 4 |
| ADICET BIO INC. | 2024-06-05 | To amend the Adicet Bio, Inc. Second Amended and Restated 2018 Stock Option and Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan by 5,000,000 shares of common stock. | Compensation | Board | AGAINST | 4 |
| ADICET BIO INC. | 2024-06-05 | To elect two class III directors, to serve for a three-year term ending at the Annual Meeting of Stockholders to be held in 2027: Michael G. Kauffman, M.D., Ph.D. | Director Elections | Board | WITHHOLD | 4 |
| ADICET BIO INC. | 2024-06-05 | To ratify, on a non-binding advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| AEHR TEST SYSTEMS | 2023-10-23 | Election of Directors: Rhea J. Posedel | Director Elections | Board | WITHHOLD | 4 |
| AEROVATE THERAPEUTICS INC. | 2024-06-05 | Election of Directors: David Grayzel, M.D. | Director Elections | Board | WITHHOLD | 4 |
| AERSALE CORP. | 2024-06-04 | Election of Directors: General C. Robert Kehler | Director Elections | Board | AGAINST | 4 |
| AERSALE CORP. | 2024-06-04 | Election of Directors: Jonathan Seiffer | Director Elections | Board | AGAINST | 4 |
| AERSALE CORP. | 2024-06-04 | Election of Directors: Lt. General Judith A. Fedder | Director Elections | Board | AGAINST | 4 |
| AFC GAMMA INC. | 2024-05-23 | Election of Directors: Leonard M. Tannenbaum | Director Elections | Board | WITHHOLD | 4 |
| AFC GAMMA INC. | 2024-05-23 | Election of Directors: Thomas L. Harrison | Director Elections | Board | WITHHOLD | 4 |
| AGENUS INC. | 2024-06-11 | To approve an amendment to our Amended and Restated 2019 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 |
| AKOYA BIOSCIENCES INC. | 2024-06-04 | To elect three directors to serve as Class III directors for a three-year term to expire at the 2027 annual meeting of stockholders: Scott Mendel | Director Elections | Board | WITHHOLD | 4 |
| ALAMOS GOLD INC. | 2024-05-23 | Elect Director David Fleck | Director Elections | Board | WITHHOLD | 4 |
| ALDEYRA THERAPEUTICS INC. | 2024-06-04 | Election of two Class I Directors: Ben R. Bronstein, M.D. | Director Elections | Board | WITHHOLD | 4 |
| ALDEYRA THERAPEUTICS INC. | 2024-06-04 | Election of two Class I Directors: Nancy B. Miller-Rich | Director Elections | Board | WITHHOLD | 4 |
| ALEXANDER'S INC. | 2024-05-23 | Election of Directors: David M. Mandelbaum | Director Elections | Board | WITHHOLD | 4 |
| ALIGNMENT HEALTHCARE INC. | 2024-06-07 | Approve, on an advisory basis, the compensation of our Named Executive Officers. | Say-on-Pay | Board | AGAINST | 4 |
| ALIGNMENT HEALTHCARE INC. | 2024-06-07 | Election of Directors: John Kao | Director Elections | Board | WITHHOLD | 4 |
| ALIGNMENT HEALTHCARE INC. | 2024-06-07 | Election of Directors: Joseph Konowiecki | Director Elections | Board | WITHHOLD | 4 |
| ALIGNMENT HEALTHCARE INC. | 2024-06-07 | Election of Directors: Margaret McCarthy | Director Elections | Board | WITHHOLD | 4 |
| ALIGNMENT HEALTHCARE INC. | 2024-06-07 | Election of Directors: Yon Jorden | Director Elections | Board | WITHHOLD | 4 |
| ALLBIRDS INC. | 2024-06-07 | Election of Class III Directors: Dick Boyce | Director Elections | Board | WITHHOLD | 4 |
| ALLBIRDS INC. | 2024-06-07 | Election of Class III Directors: Mandy Fields | Director Elections | Board | WITHHOLD | 4 |
| ALLBIRDS INC. | 2024-06-07 | Election of Class III Directors: Timothy Brown | Director Elections | Board | WITHHOLD | 4 |
| ALPHATEC HOLDINGS INC. | 2024-06-12 | To elect nine persons to our Board of Directors; Mortimer Berkowitz III | Director Elections | Board | WITHHOLD | 4 |
| ALPINE INCOME PROPERTY TRUST INC. | 2024-05-22 | Election of Directors: Mr. M. Carson Good | Director Elections | Board | AGAINST | 4 |
| ALTA EQUIPMENT GROUP INC. | 2024-06-07 | Election of Directors: Andrew Studdert | Director Elections | Board | WITHHOLD | 4 |
| ALTAIR ENGINEERING INC. | 2024-05-16 | Election of Directors (each for Class I to serve until the 2027 Annual Meeting of Stockholders): Mary Boyce | Director Elections | Board | WITHHOLD | 4 |
| ALTUS POWER INC. | 2024-05-22 | Election of Directors: Gregg J. Felton | Director Elections | Board | WITHHOLD | 4 |
| AMC ENTERTAINMENT HOLDINGS INC. | 2023-11-08 | Say on Pay - An advisory vote to approve the compensation of named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| AMERICAN ASSETS TRUST INC. | 2024-06-03 | Election of Directors: Dr. Robert S. Sullivan | Director Elections | Board | WITHHOLD | 4 |
| AMERICAN ASSETS TRUST INC. | 2024-06-03 | Election of Directors: Joy L. Schaefer | Director Elections | Board | WITHHOLD | 4 |
| AMERICAN ASSETS TRUST INC. | 2024-06-03 | Election of Directors: Nina A. Tran | Director Elections | Board | WITHHOLD | 4 |
| AMERICAN COASTAL INSURANCE CORP. | 2024-05-14 | Election of Directors To be elected for terms expiring in 2025: Kern M. Davis, M.D. Class B Nominee | Director Elections | Board | AGAINST | 4 |
| AMERICAN EQUITY INVESTMENT LIFE HOLDING CO. | 2023-11-10 | The Compensation Proposal - To approve, on an advisory (non-binding) basis, certain merger-related executive officer compensation that may be paid or become payable to AEL's named executive officers in connection with the Merger. | Say-on-Pay | Board | AGAINST | 4 |
| AMERICAN NATIONAL BANKSHARES INC. | 2023-11-14 | Proposal to approve, on an advisory (non-binding) basis, specified compensation that may be paid or become payable to the named executive officers of American National that is based on or otherwise relates to the merger. | Say-on-Pay | Board | AGAINST | 4 |
| AMERICAN REALTY INVESTORS INC. | 2023-12-13 | Election of Directors: Robert A. Jakuszewski | Director Elections | Board | WITHHOLD | 4 |
| AMERICAN REALTY INVESTORS INC. | 2023-12-13 | Election of Directors: Ted R. Munselle | Director Elections | Board | WITHHOLD | 4 |
| AMERICAN REALTY INVESTORS INC. | 2023-12-13 | Election of Directors: William J. Hogan | Director Elections | Board | WITHHOLD | 4 |
| AMMO INC. | 2024-01-11 | Approval of the stock amendment plan proposal. | Compensation | Board | AGAINST | 4 |
| AMMO INC. | 2024-01-11 | To elect the following nine (9) directors: Jessica M. Lockett | Director Elections | Board | WITHHOLD | 4 |
| AMMO INC. | 2024-01-11 | To elect the following nine (9) directors: Randy E. Luth | Director Elections | Board | WITHHOLD | 4 |
| AMMO INC. | 2024-01-11 | To elect the following nine (9) directors: Richard R. Childress | Director Elections | Board | WITHHOLD | 4 |
| AMMO INC. | 2024-01-11 | To elect the following nine (9) directors: Russell William Wallace, Jr. | Director Elections | Board | WITHHOLD | 4 |
| AMMO INC. | 2024-01-11 | To elect the following nine (9) directors: Wayne Walker | Director Elections | Board | WITHHOLD | 4 |
| AMNEAL PHARMACEUTICALS INC. | 2024-05-02 | Election of Directors: Paul Meister | Director Elections | Board | AGAINST | 4 |
| AMPRIUS TECHNOLOGIES INC. | 2024-06-06 | Election of Class II Directors: Justin Mirro | Director Elections | Board | WITHHOLD | 4 |
| AMYLYX PHARMACEUTICALS INC. | 2024-06-06 | Election of Directors: To elect the following persons to our board of directors, each to serve as a Class III director until the 2027 Annual Meeting of Stockholders and until their successor has been duly elected and qualified, or until such director's earlier death, resignation or removal: Joshua B. Cohen | Director Elections | Board | WITHHOLD | 4 |
| ANAPTYSBIO INC. | 2024-06-12 | To approve the amendment and restatement of our 2017 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 |
| ANAPTYSBIO INC. | 2024-06-12 | To conduct a non-binding advisory vote on the compensation of our named executive officers as disclosed in the accompanying materials. | Say-on-Pay | Board | AGAINST | 4 |
| ANGEL OAK MORTGAGE REIT INC. | 2024-05-15 | Election of Directors: Craig Jones | Director Elections | Board | WITHHOLD | 4 |
| ANGEL OAK MORTGAGE REIT INC. | 2024-05-15 | Election of Directors: Jonathan Morgan | Director Elections | Board | WITHHOLD | 4 |
| ANGEL OAK MORTGAGE REIT INC. | 2024-05-15 | Election of Directors: W.D. (Denny) Minami | Director Elections | Board | WITHHOLD | 4 |
| ANGEL OAK MORTGAGE REIT INC. | 2024-05-15 | To approve, on a non-binding advisory basis, a resolution regarding the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| APOGEE THERAPEUTICS INC. | 2024-06-05 | Election of Class I Directors for terms expiring in 2027: Andrew Gottesdiener, M.D. | Director Elections | Board | WITHHOLD | 4 |
| APOGEE THERAPEUTICS INC. | 2024-06-05 | Election of Class I Directors for terms expiring in 2027: Michael Henderson, M.D. | Director Elections | Board | WITHHOLD | 4 |
| APOGEE THERAPEUTICS INC. | 2024-06-05 | Election of Class I Directors for terms expiring in 2027: Peter Harwin | Director Elections | Board | WITHHOLD | 4 |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC. | 2024-06-07 | Election of Directors: Michael E. Salvati | Director Elections | Board | WITHHOLD | 4 |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC. | 2024-06-07 | Election of Directors: Pamela G. Carlton | Director Elections | Board | WITHHOLD | 4 |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC. | 2024-06-07 | Election of Directors: Robert A. Kasdin | Director Elections | Board | WITHHOLD | 4 |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC. | 2024-06-07 | Election of Directors: Stuart A. Rothstein | Director Elections | Board | WITHHOLD | 4 |
| APPLIED DIGITAL CORP. | 2023-11-09 | Approve, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| ARBOR REALTY TRUST INC. | 2024-05-22 | Advisory vote to approve the compensation of Arbor Realty Trust, Inc.'s named executive officers as disclosed in the proxy statement. | Say-on-Pay | Board | AGAINST | 4 |
| ARCELLX INC. | 2024-05-24 | To approve, on an advisory basis, the compensation of the named executive officers identified in the 2023 Summary Compensation Table in the "Executive Compensation" section of the proxy statement (the "Say-on-Pay Vote"). | Say-on-Pay | Board | AGAINST | 4 |
| ARCELLX INC. | 2024-05-24 | To elect three Class II directors to hold office until our 2027 annual meeting of stockholders and until their respective successors are elected and qualified: Jill Carroll | Director Elections | Board | WITHHOLD | 4 |
| ARCHER AVIATION INC. | 2024-06-21 | Election of Class III Directors: Adam Goldstein | Director Elections | Board | WITHHOLD | 4 |
| ARCHER AVIATION INC. | 2024-06-21 | Election of Class III Directors: Oscar Munoz | Director Elections | Board | WITHHOLD | 4 |
| ARCTURUS THERAPEUTICS HOLDINGS INC. | 2024-06-14 | To approve an amendment to the Amended and Restated 2019 Omnibus Equity Incentive Plan (as amended, the "Plan") to, among other things, increase the maximum number of shares of common stock available to Plan participants thereunder by 2,000,000 shares to an aggregate of 10,750,000 shares, as provided in Proposal Number 2 of the Proxy Statement. | Compensation | Board | AGAINST | 4 |
| ARCUTIS BIOTHERAPEUTICS INC. | 2024-06-14 | Election of Class I directors to hold office until the 2027 Annual Meeting of Stockholders or until their successors are elected: Terrie Curran | Director Elections | Board | WITHHOLD | 4 |
| ARCUTIS BIOTHERAPEUTICS INC. | 2024-06-14 | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| ARDELYX INC. | 2024-06-14 | To approve the Amended and Restated 2014 Equity Incentive Award Plan; | Compensation | Board | AGAINST | 4 |
| ARDELYX INC. | 2024-06-14 | To elect two Class I directors to hold office until the 2027 Annual Meeting of Stockholders and until their successors are elected and qualified: Onaiza Cadoret-Manier | Director Elections | Board | WITHHOLD | 4 |
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Built 2026-10-11 from SEC Form N-PX filings.