Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,363 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|
| ARES COMMERCIAL REAL ESTATE CORP. | 2024-05-22 | Election of Directors: Rand S. April | Director Elections | Board | WITHHOLD | 4 |
| ARGENX SE | 2024-05-07 | Approve Remuneration Policy | Compensation | Board | AGAINST | 4 |
| ARGENX SE | 2024-05-07 | Approve Remuneration Report | Compensation | Board | AGAINST | 4 |
| ARIS WATER SOLUTIONS INC. | 2024-05-09 | Amend the Aris Water Solutions, Inc. 2021 Equity Incentive Plan to increase the number of shares of common stock that may be issued under the plan. | Compensation | Board | AGAINST | 4 |
| ARIS WATER SOLUTIONS INC. | 2024-05-09 | Election of Directors: Andrew O'Brien | Director Elections | Board | WITHHOLD | 4 |
| ARIS WATER SOLUTIONS INC. | 2024-05-09 | Election of Directors: Donald C. Templin | Director Elections | Board | WITHHOLD | 4 |
| ARIS WATER SOLUTIONS INC. | 2024-05-09 | Election of Directors: M. Max Yzaguirre | Director Elections | Board | WITHHOLD | 4 |
| ARKO CORP. | 2024-06-06 | Amend the ARKO Corp. 2020 Incentive Compensation Plan to increase the number of shares of the Company's common stock, par value $0.0001 per share, available for awards thereunder. | Compensation | Board | AGAINST | 4 |
| ARRAY TECHNOLOGIES INC. | 2024-05-21 | ELECTION OF CLASS I DIRECTORS: Orlando D. Ashford | Director Elections | Board | WITHHOLD | 4 |
| ARRAY TECHNOLOGIES INC. | 2024-05-21 | ELECTION OF CLASS I DIRECTORS: Troy Alstead | Director Elections | Board | WITHHOLD | 4 |
| ARS PHARMACEUTICALS INC. | 2024-06-20 | To elect the three nominees for Class I director named in the accompanying proxy statement to serve for three-year terms until the 2027 Annual Meeting of Stockholders: Rajeev Dadoo, Ph.D. | Director Elections | Board | WITHHOLD | 4 |
| ASSETMARK FINANCIAL HOLDINGS INC. | 2024-05-20 | Company Proposal - Election of Class II Directors: Ying Sun | Director Elections | Board | WITHHOLD | 4 |
| ASTRIA THERAPEUTICS INC. | 2024-06-05 | The approval of the second amendment and restatement of our Amended and Restated 2015 Stock Incentive Plan, as amended, to, among other things, increase the number of shares of our common stock available for grant under the plan by 5,750,000 shares and extend the term of the plan to ten years from the date such second amendment and restatement is approved by our stockholders. | Compensation | Board | AGAINST | 4 |
| ASTRIA THERAPEUTICS INC. | 2024-06-05 | The approval, by non-binding advisory vote, of our executive compensation. | Say-on-Pay | Board | AGAINST | 4 |
| ASTRIA THERAPEUTICS INC. | 2024-06-05 | The election of three Class III Directors to our Board of Directors, to serve for a three-year term until the 2027 annual meeting of stockholders: Sunil Agarwal | Director Elections | Board | WITHHOLD | 4 |
| ASURE SOFTWARE INC. | 2024-05-20 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| ATEA PHARMACEUTICALS INC. | 2024-06-21 | Election of Class I Directors: Franklin Berger | Director Elections | Board | WITHHOLD | 4 |
| ATEA PHARMACEUTICALS INC. | 2024-06-21 | Election of Class I Directors: Jean-Pierre Sommadossi, Ph.D. | Director Elections | Board | WITHHOLD | 4 |
| ATI PHYSICAL THERAPY INC. | 2024-06-12 | To approve an amendment to the ATI Physical Therapy, Inc. 2021 Equity Incentive Plan to increase the number of shares available for issuance thereunder. | Compensation | Board | AGAINST | 4 |
| ATI PHYSICAL THERAPY INC. | 2024-06-12 | To elect nine Directors, each for a one-year term: Joanne Burns | Director Elections | Board | WITHHOLD | 4 |
| ATI PHYSICAL THERAPY INC. | 2024-06-12 | To elect nine Directors, each for a one-year term: John Larsen | Director Elections | Board | WITHHOLD | 4 |
| ATMUS FILTRATION TECHNOLOGIES INC. | 2024-05-14 | Election of Directors: Gretchen R. Haggerty | Director Elections | Board | AGAINST | 4 |
| ATMUS FILTRATION TECHNOLOGIES INC. | 2024-05-14 | Election of Directors: Jane A. Leipold | Director Elections | Board | AGAINST | 4 |
| AURINIA PHARMACEUTICALS INC. | 2024-06-14 | Advisory Resolution on Executive Compensation To approve, on a non-binding advisory basis, a "say on pay" resolution regarding the Company's executive compensation set forth in the Company's Proxy Statement/Circular. | Say-on-Pay | Board | AGAINST | 4 |
| AURINIA PHARMACEUTICALS INC. | 2024-06-14 | Election of Directors: Dr. Brinda Balakrishnan | Director Elections | Board | WITHHOLD | 4 |
| AURINIA PHARMACEUTICALS INC. | 2024-06-14 | Election of Directors: Dr. Daniel G. Billen | Director Elections | Board | WITHHOLD | 4 |
| AURINIA PHARMACEUTICALS INC. | 2024-06-14 | Election of Directors: R. Hector MacKay-Dunn | Director Elections | Board | WITHHOLD | 4 |
| AURORA INNOVATION INC. | 2024-05-23 | Election of Directors: Reid Hoffman | Director Elections | Board | WITHHOLD | 4 |
| AVEPOINT INC. | 2024-05-07 | Election of Directors: Jeff Teper | Director Elections | Board | WITHHOLD | 4 |
| AVIDITY BIOSCIENCES INC. | 2024-06-13 | To elect three directors to serve as Class I directors for a three-year term expiring at the 2027 Annual Meeting of Stockholders and until their respective successors shall have been duly elected and qualified: Carsten Boess | Director Elections | Board | WITHHOLD | 4 |
| AXA SA | 2024-04-23 | Elect Benjamin Sauniere as Representative of Employee Shareholders to the Board | Director Elections | Board | AGAINST | 4 |
| AXA SA | 2024-04-23 | Elect Detlef Thedieck as Representative of Employee Shareholders to the Board | Director Elections | Board | AGAINST | 4 |
| AXA SA | 2024-04-23 | Elect Mark Sundrakes as Representative of Employee Shareholders to the Board | Director Elections | Board | AGAINST | 4 |
| AXA SA | 2024-04-23 | Elect Olivier Eugene as Representative of Employee Shareholders to the Board | Director Elections | Board | AGAINST | 4 |
| AXA SA | 2024-04-23 | Elect Stefan Bolliger as Representative of Employee Shareholders to the Board | Director Elections | Board | AGAINST | 4 |
| AXOGEN INC. | 2023-08-15 | To approve the Axogen, Inc. Third Amended and Restated 2019 Long-Term Incentive Plan. | Compensation | Board | AGAINST | 4 |
| AXOGEN INC. | 2024-06-05 | To approve the Axogen, Inc. Third Amended and Restated 2019 Long-Term Incentive Plan. | Compensation | Board | AGAINST | 4 |
| BAKKT HOLDINGS INC. | 2024-05-31 | Election of Class III Directors: Sean Collins | Director Elections | Board | WITHHOLD | 4 |
| BCB BANCORP INC. | 2024-04-25 | The election as Directors of all nominees listed below: Joseph Lyga | Director Elections | Board | WITHHOLD | 4 |
| BENSON HILL INC. | 2023-08-11 | Election of Directors: J. Stephan Dolezalek | Director Elections | Board | AGAINST | 4 |
| BENSON HILL INC. | 2023-08-11 | Election of Directors: Linda Whitley-Taylor | Director Elections | Board | AGAINST | 4 |
| BEYOND AIR INC. | 2024-03-08 | To approve the Sixth Amended and Restated 2013 Equity Incentive Plan to increase the number of shares reserved for issuance by 3,000,000; | Compensation | Board | AGAINST | 4 |
| BGC GROUP INC. | 2023-11-14 | Approval, on an advisory basis, of executive compensation. | Say-on-Pay | Board | AGAINST | 4 |
| BGC GROUP INC. | 2023-11-14 | Election of Directors: Arthur U. Mbanefo | Director Elections | Board | WITHHOLD | 4 |
| BGC GROUP INC. | 2023-11-14 | Election of Directors: David P. Richards | Director Elections | Board | WITHHOLD | 4 |
| BGC GROUP INC. | 2023-11-14 | Election of Directors: Howard W. Lutnick | Director Elections | Board | WITHHOLD | 4 |
| BGC GROUP INC. | 2023-11-14 | Election of Directors: Linda A. Bell | Director Elections | Board | WITHHOLD | 4 |
| BIGBEAR.AI HOLDINGS INC. | 2024-06-03 | Election of Class II Directors: Jeffrey Hart | Director Elections | Board | WITHHOLD | 4 |
| BIGBEAR.AI HOLDINGS INC. | 2024-06-03 | Election of Class II Directors: Kirk Konert | Director Elections | Board | WITHHOLD | 4 |
| BIGBEAR.AI HOLDINGS INC. | 2024-06-03 | Election of Class II Directors: Peter Cannito | Director Elections | Board | WITHHOLD | 4 |
| BILIBILI INC. | 2024-06-28 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 4 |
| BILIBILI INC. | 2024-06-28 | Approve Second Amended and Restated 2018 Share Incentive Plan, Scheme Limit of the Second Amended and Restated 2018 Share Incentive Plan and Related Transactions | Compensation | Board | AGAINST | 4 |
| BILIBILI INC. | 2024-06-28 | Approve Service Provider Sublimit | Compensation | Board | AGAINST | 4 |
| BILIBILI INC. | 2024-06-28 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 4 |
| BIOCRYST PHARMACEUTICALS INC. | 2024-06-12 | To approve an amended and restated Stock Incentive Plan, increasing the number of shares available for issuance under the Stock Incentive Plan by 7,000,000 shares. | Compensation | Board | AGAINST | 4 |
| BIOTE CORP. | 2024-05-21 | To elect three Class II directors, each to serve until our 2027 annual meeting of stockholders and until their successors are duly elected and qualified or until their earlier death, resignation or removal: Steven J. Heyer | Director Elections | Board | WITHHOLD | 4 |
| BIOVIE INC. | 2023-11-08 | To elect seven (7) Directors to hold office until the next Annual Meeting and until their respective successors are elected and qualified (the "Board Election Proposal"): Jim Lang | Director Elections | Board | WITHHOLD | 4 |
| BIOXCEL THERAPEUTICS INC. | 2024-06-10 | Approval, on an advisory (non-binding) basis, of the compensation of the Company's named executive officers ("Say-on-Pay Vote"). | Say-on-Pay | Board | AGAINST | 4 |
| BIOXCEL THERAPEUTICS INC. | 2024-06-10 | Election of Class III Directors: Peter Mueller, Ph.D. | Director Elections | Board | WITHHOLD | 4 |
| BIT DIGITAL INC. | 2023-09-20 | Election of Directors: Brock Pierce | Director Elections | Board | WITHHOLD | 4 |
| BIT DIGITAL INC. | 2023-09-20 | Election of Directors: Ichi Shih | Director Elections | Board | WITHHOLD | 4 |
| BIT DIGITAL INC. | 2023-09-20 | Election of Directors: Yan Xiong | Director Elections | Board | WITHHOLD | 4 |
| BIT DIGITAL INC. | 2023-09-20 | Election of Directors: Zhaohui Deng | Director Elections | Board | WITHHOLD | 4 |
| BLACKSKY TECHNOLOGY INC. | 2023-09-07 | Election of Class II Directors: Susan M. Gordon | Director Elections | Board | WITHHOLD | 4 |
| BLACKSKY TECHNOLOGY INC. | 2023-09-07 | Election of Class II Directors: Timothy Harvey | Director Elections | Board | WITHHOLD | 4 |
| BLACKSKY TECHNOLOGY INC. | 2023-09-07 | Election of Class II Directors: William Porteous | Director Elections | Board | WITHHOLD | 4 |
| BLADE AIR MOBILITY INC. | 2024-05-02 | Election of Class III Directors to be elected for terms expiring in 2027: Robert Wiesenthal | Director Elections | Board | WITHHOLD | 4 |
| BLADE AIR MOBILITY INC. | 2024-05-02 | Election of Class III Directors to be elected for terms expiring in 2027: Susan Lyne | Director Elections | Board | WITHHOLD | 4 |
| BLOOM ENERGY CORP. | 2024-05-07 | Election of Class III Directors: Michael Boskin | Director Elections | Board | WITHHOLD | 4 |
| BORR DRILLING LTD. | 2023-08-31 | Approve Remuneration of Directors in the Aggregate Amount of USD 1.2 Millions | Compensation | Board | AGAINST | 4 |
| BORR DRILLING LTD. | 2023-08-31 | Reelect Mi Hong Yoon as Director | Director Elections | Board | AGAINST | 4 |
| BOWLERO CORP. | 2023-12-12 | Election of Directors: John A. Young | Director Elections | Board | WITHHOLD | 4 |
| BOWLERO CORP. | 2023-12-12 | Election of Directors: Michael J. Angelakis | Director Elections | Board | WITHHOLD | 4 |
| BOWLERO CORP. | 2023-12-12 | Election of Directors: Robert J. Bass | Director Elections | Board | WITHHOLD | 4 |
| BOWLERO CORP. | 2023-12-12 | Election of Directors: Thomas F. Shannon | Director Elections | Board | WITHHOLD | 4 |
| BRC INC. | 2024-04-30 | Election of Director: Mr. Thomas Davin | Director Elections | Board | AGAINST | 4 |
| BRIGHT GREEN CORP. | 2023-12-06 | The approval of the election of the following individuals to the board of directors of the Company, to serve until the next annual meeting of stockholders: Terry Rafih | Director Elections | Board | WITHHOLD | 4 |
| BRIGHTVIEW HOLDINGS INC. | 2024-03-05 | Election of Directors: Jane Okun Bomba | Director Elections | Board | WITHHOLD | 4 |
| BRIGHTVIEW HOLDINGS INC. | 2024-03-05 | To approve the amendment to the BrightView Holdings, Inc. Amended and Restated 2018 Omnibus Incentive Plan. | Compensation | Board | AGAINST | 4 |
| BROOKFIELD BUSINESS CORP. | 2024-06-20 | Elect Director Jeffrey Blidner | Director Elections | Board | WITHHOLD | 4 |
| BRT APARTMENTS CORP. | 2024-06-11 | A proposal to approve the Company's 2024 Incentive Plan. | Compensation | Board | AGAINST | 4 |
| BRT APARTMENTS CORP. | 2024-06-11 | Election of three Class I Directors, as described more fully in the accompanying proxy statement: Alan H. Ginsburg | Director Elections | Board | AGAINST | 4 |
| BUTTERFLY NETWORK INC. | 2024-06-07 | To approve by an advisory vote the compensation of the Company's named executive officers, as disclosed in the proxy statement. | Say-on-Pay | Board | AGAINST | 4 |
| BUTTERFLY NETWORK INC. | 2024-06-07 | To approve the 2024 Employee Stock Purchase Plan. | Compensation | Board | AGAINST | 4 |
| C3.AI INC. | 2023-10-04 | Advisory vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 |
| C3.AI INC. | 2023-10-04 | Approval of the Company's 2020 Equity Incentive Plan, as amended, to increase the maximum number of shares that may be automatically added to the share reserve on May 1 of each year from May 1, 2024 through May 1, 2030 from 5.0% to 7.0% of the total number of shares of our capital stock outstanding on April 30 of the immediately preceding fiscal year. | Compensation | Board | AGAINST | 4 |
| C3.AI INC. | 2023-10-04 | Election of Class III Directors Nominees: Michael G. McCaffery | Director Elections | Board | WITHHOLD | 4 |
| C3.AI INC. | 2023-10-04 | Election of Class III Directors Nominees: Stephen M. Ward, Jr. | Director Elections | Board | WITHHOLD | 4 |
| CALEDONIA MINING CORPORATION PLC | 2024-05-07 | Re-elect Johan Holtzhausen as Director | Director Elections | Board | AGAINST | 4 |
| CALEDONIA MINING CORPORATION PLC | 2024-05-07 | Re-elect Johan Holtzhausen as Member of the Audit Committee | Director Elections | Board | AGAINST | 4 |
| CALEDONIA MINING CORPORATION PLC | 2024-05-07 | Re-elect John Kelly as Director | Director Elections | Board | ABSTAIN | 4 |
| CARGO THERAPEUTICS INC. | 2024-06-04 | To elect two Class I directors to hold office until the 2027 annual meeting of stockholders or until their successors are elected: Krishnan Viswanadhan, Pharm.D. | Director Elections | Board | WITHHOLD | 4 |
| CARIBOU BIOSCIENCES INC. | 2024-06-13 | Election of three Class III directors to serve until the Company's 2027 annual meeting of stockholders and until their respective successors are duly elected and qualified or until their earlier death, resignation or removal. The three nominees for election are: Rachel Haurwitz, Ph.D. | Director Elections | Board | WITHHOLD | 4 |
| CARLYLE GROUP INC. | 2024-05-29 | Approval of The Carlyle Group Inc. Amended and Restated 2012 Equity Incentive Plan | Compensation | Board | AGAINST | 4 |
| CARLYLE GROUP INC. | 2024-05-29 | Non-Binding Vote to Approve Named Executive Officer Compensation ("Say-on-Pay") | Say-on-Pay | Board | AGAINST | 4 |
| CELCUITY INC. | 2024-05-09 | Elect seven directors: Leo T. Furcht | Director Elections | Board | WITHHOLD | 4 |
| CENTURY CASINOS INC. | 2024-06-24 | To elect two Class III directors to the Board of Directors: GOTTFRIED SCHELLMANN | Director Elections | Board | AGAINST | 4 |
| CHEGG INC. | 2024-06-05 | Election of three Class II directors: Paul LeBlanc | Director Elections | Board | AGAINST | 4 |
| CHEWY INC. | 2023-07-14 | To elect to the Board of Directors four director nominees for three-year terms: Raymond Svider | Director Elections | Board | WITHHOLD | 4 |
| CHICAGO ATLANTIC REAL ESTATE FINANCE INC. | 2024-06-13 | Election of Directors: Dr. Jason Papastavrou | Director Elections | Board | WITHHOLD | 4 |
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Built 2026-10-11 from SEC Form N-PX filings.