Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,370 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| CALEDONIA MINING CORPORATION PLC | 2024-05-07 | Re-elect John Kelly as Director | Director Elections | Board | ABSTAIN | 4 | |
| CARGO THERAPEUTICS INC. | 2024-06-04 | To elect two Class I directors to hold office until the 2027 annual meeting of stockholders or until their successors are elected: Krishnan Viswanadhan, Pharm.D. | Director Elections | Board | WITHHOLD | 4 | |
| CARIBOU BIOSCIENCES INC. | 2024-06-13 | Election of three Class III directors to serve until the Company's 2027 annual meeting of stockholders and until their respective successors are duly elected and qualified or until their earlier death, resignation or removal. The three nominees for election are: Rachel Haurwitz, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| CARLYLE GROUP INC. | 2024-05-29 | Approval of The Carlyle Group Inc. Amended and Restated 2012 Equity Incentive Plan | Compensation | Board | AGAINST | 4 | |
| CARLYLE GROUP INC. | 2024-05-29 | Non-Binding Vote to Approve Named Executive Officer Compensation ("Say-on-Pay") | Say-on-Pay | Board | AGAINST | 4 | |
| CELCUITY INC. | 2024-05-09 | Elect seven directors: Leo T. Furcht | Director Elections | Board | WITHHOLD | 4 | |
| CENTURY CASINOS INC. | 2024-06-24 | To elect two Class III directors to the Board of Directors: GOTTFRIED SCHELLMANN | Director Elections | Board | AGAINST | 4 | |
| CHEGG INC. | 2024-06-05 | Election of three Class II directors: Paul LeBlanc | Director Elections | Board | AGAINST | 4 | |
| CHEWY INC. | 2023-07-14 | To elect to the Board of Directors four director nominees for three-year terms: Raymond Svider | Director Elections | Board | WITHHOLD | 4 | |
| CHICAGO ATLANTIC REAL ESTATE FINANCE INC. | 2024-06-13 | Election of Directors: Dr. Jason Papastavrou | Director Elections | Board | WITHHOLD | 4 | |
| CHICAGO ATLANTIC REAL ESTATE FINANCE INC. | 2024-06-13 | Election of Directors: Mr. Donald E. Gulbrandsen | Director Elections | Board | WITHHOLD | 4 | |
| CHICAGO ATLANTIC REAL ESTATE FINANCE INC. | 2024-06-13 | Election of Directors: Mr. Michael L. Steiner | Director Elections | Board | WITHHOLD | 4 | |
| CIPHER MINING INC. | 2024-05-02 | Election of Directors: Cary Grossman | Director Elections | Board | WITHHOLD | 4 | |
| CIPHER MINING INC. | 2024-05-02 | Election of Directors: Tyler Page | Director Elections | Board | WITHHOLD | 4 | |
| CITIZENS & NORTHERN CORP. | 2024-04-25 | ELECTION OF CLASS I DIRECTORS: Bobbi J. Kilmer | Director Elections | Board | WITHHOLD | 4 | |
| CITIZENS & NORTHERN CORP. | 2024-04-25 | ELECTION OF CLASS I DIRECTORS: Robert G. Loughery | Director Elections | Board | WITHHOLD | 4 | |
| CITIZENS FINANCIAL SERVICES INC. | 2024-04-16 | Election of Class 1 Directors: R. Joseph Landy | Director Elections | Board | WITHHOLD | 4 | |
| CITIZENS FINANCIAL SERVICES INC. | 2024-04-16 | Election of Class 1 Directors: Robert W. Chappell | Director Elections | Board | WITHHOLD | 4 | |
| CLAROS MORTGAGE TRUST INC. | 2024-06-04 | Election of Directors: Derrick D. Cephas | Director Elections | Board | WITHHOLD | 4 | |
| CLAROS MORTGAGE TRUST INC. | 2024-06-04 | Election of Directors: Pamela Liebman | Director Elections | Board | WITHHOLD | 4 | |
| CLAROS MORTGAGE TRUST INC. | 2024-06-04 | Election of Directors: Vincent Tese | Director Elections | Board | WITHHOLD | 4 | |
| CLARUS CORP. | 2024-05-30 | To elect the six nominees named in the accompanying Proxy Statement to serve on the Board of Directors until the next Annual Meeting of Stockholders and until their successors are duly elected and qualified: Warren B. Kanders | Director Elections | Board | WITHHOLD | 4 | |
| CLEAN ENERGY FUELS CORP. | 2024-05-16 | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| CLEAR SECURE INC. | 2024-06-13 | Election of the following nominees as directors: Jeffery H. Boyd | Director Elections | Board | WITHHOLD | 4 | |
| CLIPPER REALTY INC. | 2024-06-18 | Election of Directors: Howard M. Lorber | Director Elections | Board | WITHHOLD | 4 | |
| CLIPPER REALTY INC. | 2024-06-18 | Election of Directors: Robert J. Ivanhoe | Director Elections | Board | WITHHOLD | 4 | |
| CLIPPER REALTY INC. | 2024-06-18 | The approval of an amendment of the Company's 2015 Non-Employee Director Plan to increase the number of shares of the Company's common stock issuable under the plan. | Compensation | Board | AGAINST | 4 | |
| CLIPPER REALTY INC. | 2024-06-18 | The approval of an amendment of the Company's 2015 Omnibus Incentive Compensation Plan to increase the number of shares of the Company's common stock issuable under the plan. | Compensation | Board | AGAINST | 4 | |
| CLOUDFLARE INC. | 2024-06-04 | Approval, on an advisory basis, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| CLOUDFLARE INC. | 2024-06-04 | Election of Class II directors: Katrin Suder | Director Elections | Board | WITHHOLD | 4 | |
| CLOUDFLARE INC. | 2024-06-04 | Election of Class II directors: Maria Eitel | Director Elections | Board | WITHHOLD | 4 | |
| COASTAL FINANCIAL CORP. | 2024-05-22 | To elect four Directors for a 3-year term until the 2027 meeting of shareholders: Pamela R. Unger | Director Elections | Board | WITHHOLD | 4 | |
| COASTAL FINANCIAL CORP. | 2024-05-22 | To elect four Directors for a 3-year term until the 2027 meeting of shareholders: Sadhana Akella-Mishra | Director Elections | Board | WITHHOLD | 4 | |
| COLUMBIA FINANCIAL INC. | 2024-06-06 | Election of Directors (Three-Year Terms): Robert Van Dyk | Director Elections | Board | WITHHOLD | 4 | |
| COMPASS INC. | 2024-06-05 | Advisory Vote to Approve 2023 Named Executive Officer Compensation ("Say-on-Pay Vote") | Say-on-Pay | Board | AGAINST | 4 | |
| COMPASS INC. | 2024-06-05 | Election of Class III Directors: Josh McCarter | Director Elections | Board | AGAINST | 4 | |
| COMPASS INC. | 2024-06-05 | Election of Class III Directors: Steven Sordello | Director Elections | Board | AGAINST | 4 | |
| COMPOSECURE INC. | 2024-05-30 | Election of Directors: Mitchell Hollin | Director Elections | Board | WITHHOLD | 4 | |
| COMPX INTERNATIONAL INC. | 2024-05-22 | Director Nominees: Loretta J. Feehan | Director Elections | Board | WITHHOLD | 4 | |
| COMPX INTERNATIONAL INC. | 2024-05-22 | Director Nominees: Michael S. Simmons | Director Elections | Board | WITHHOLD | 4 | |
| COMPX INTERNATIONAL INC. | 2024-05-22 | Director Nominees: Scott C. James | Director Elections | Board | WITHHOLD | 4 | |
| COMPX INTERNATIONAL INC. | 2024-05-22 | Say-on-Pay, nonbinding advisory vote approving executive compensation | Say-on-Pay | Board | AGAINST | 4 | |
| CONCRETE PUMPING HOLDINGS INC. | 2024-04-11 | To elect the four Class III Director nominees: Bruce Young | Director Elections | Board | WITHHOLD | 4 | |
| CONCRETE PUMPING HOLDINGS INC. | 2024-04-11 | To elect the four Class III Director nominees: M. Brent Stevens | Director Elections | Board | WITHHOLD | 4 | |
| CONCRETE PUMPING HOLDINGS INC. | 2024-04-11 | To elect the four Class III Director nominees: Ryan Beres | Director Elections | Board | WITHHOLD | 4 | |
| CONCRETE PUMPING HOLDINGS INC. | 2024-04-11 | To elect the four Class III Director nominees: Tom Armstrong | Director Elections | Board | WITHHOLD | 4 | |
| CONSOLIDATED WATER CO. LTD. | 2024-06-24 | The election of eight directors to the Board of Directors: Linda Beidler-D'Aguilar | Director Elections | Board | WITHHOLD | 4 | |
| CONSTELLIUM SE | 2024-05-02 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Capital Structure | Board | AGAINST | 4 | |
| CONSTELLIUM SE | 2024-05-02 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 880,919 | Capital Structure | Board | AGAINST | 4 | |
| CONSTELLIUM SE | 2024-05-02 | Authorize up to 6 Million Shares for Use in Restricted Stock Plan | Compensation | Board | AGAINST | 4 | |
| CONSTRUCTION PARTNERS INC. | 2024-03-20 | Proposal to elect three Class III directors to serve for a three-year term expiring at the 2027 annual meeting of stockholders: Michael H. McKay | Director Elections | Board | WITHHOLD | 4 | |
| CONSUMER PORTFOLIO SERVICES INC. | 2023-11-14 | Election of Directors: Gregory S. Washer | Director Elections | Board | WITHHOLD | 4 | |
| CONSUMER PORTFOLIO SERVICES INC. | 2023-11-14 | To approve an advisory resolution on executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| CONTANGO ORE INC. | 2023-11-14 | Election of Directors: Brad Juneau | Director Elections | Board | AGAINST | 4 | |
| CONTANGO ORE INC. | 2023-11-14 | Election of Directors: Curtis J. Freeman | Director Elections | Board | AGAINST | 4 | |
| CONTANGO ORE INC. | 2023-11-14 | Election of Directors: Joseph S. Compofelice | Director Elections | Board | AGAINST | 4 | |
| CONTANGO ORE INC. | 2023-11-14 | Election of Directors: Richard A. Shortz | Director Elections | Board | AGAINST | 4 | |
| CONTANGO ORE INC. | 2023-11-14 | Election of Directors: Rick Van Nieuwenhuyse | Director Elections | Board | AGAINST | 4 | |
| CONTANGO ORE INC. | 2023-11-14 | To approve the 2023 Omnibus Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| CONTANGO ORE INC. | 2023-11-14 | To conduct a non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| CONTEXTLOGIC INC. | 2024-06-18 | To approve, on an advisory basis, our executive compensation for the year ended December 31, 2023, as disclosed herein. | Say-on-Pay | Board | AGAINST | 4 | |
| CORE & MAIN INC. | 2024-06-26 | Election of Directors: Kathleen M. Mazzarella | Director Elections | Board | WITHHOLD | 4 | |
| CORE & MAIN INC. | 2024-06-26 | Election of Directors: Robert M. Buck | Director Elections | Board | WITHHOLD | 4 | |
| CORMEDIX INC. | 2023-10-26 | Election of Directors: Janet Dillione | Director Elections | Board | WITHHOLD | 4 | |
| CORMEDIX INC. | 2023-10-26 | Election of Directors: Joseph Todisco | Director Elections | Board | WITHHOLD | 4 | |
| CORMEDIX INC. | 2023-10-26 | Election of Directors: Myron Kaplan | Director Elections | Board | WITHHOLD | 4 | |
| COSTAMARE INC. | 2023-10-03 | Election of Director: Konstantinos Zacharatos | Director Elections | Board | AGAINST | 4 | |
| COUCHBASE INC. | 2024-05-30 | Election of Class III Directors: Alvina Y. Antar | Director Elections | Board | WITHHOLD | 4 | |
| COUCHBASE INC. | 2024-05-30 | Election of Class III Directors: David C. Scott | Director Elections | Board | WITHHOLD | 4 | |
| COUCHBASE INC. | 2024-05-30 | Election of Class III Directors: Richard A. Simonson | Director Elections | Board | WITHHOLD | 4 | |
| COVENANT LOGISTICS GROUP INC. | 2024-05-15 | Election of Directors: Benjamin S. Carson, Sr. | Director Elections | Board | WITHHOLD | 4 | |
| COVENANT LOGISTICS GROUP INC. | 2024-05-15 | Election of Directors: Bradley A. Moline | Director Elections | Board | WITHHOLD | 4 | |
| COVENANT LOGISTICS GROUP INC. | 2024-05-15 | Election of Directors: Tracy Rosser | Director Elections | Board | WITHHOLD | 4 | |
| CPI CARD GROUP INC. | 2024-05-22 | Election of Directors: Nicholas Peters | Director Elections | Board | AGAINST | 4 | |
| CRICUT INC. | 2024-05-16 | Election of Directors: Ashish Arora | Director Elections | Board | WITHHOLD | 4 | |
| CRICUT INC. | 2024-05-16 | Election of Directors: Billie Williamson | Director Elections | Board | WITHHOLD | 4 | |
| CRICUT INC. | 2024-05-16 | Election of Directors: Jason Makler | Director Elections | Board | WITHHOLD | 4 | |
| CRICUT INC. | 2024-05-16 | Election of Directors: Len Blackwell | Director Elections | Board | WITHHOLD | 4 | |
| CRICUT INC. | 2024-05-16 | Election of Directors: Melissa Reiff | Director Elections | Board | WITHHOLD | 4 | |
| CRICUT INC. | 2024-05-16 | Election of Directors: Russell Freeman | Director Elections | Board | WITHHOLD | 4 | |
| CRICUT INC. | 2024-05-16 | Election of Directors: Steven Blasnik | Director Elections | Board | WITHHOLD | 4 | |
| CRICUT INC. | 2024-05-16 | To approve, by non-binding vote, named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| CRINETICS PHARMACEUTICALS INC. | 2024-06-07 | To elect two directors to serve as Class III directors for a three-year term to expire at the 2027 annual meeting of stockholders: Camille Bedrosian, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Approval of amendments to the Articles of Association to facilitate the use of equity compensation and pension benefits programs consistent with current market practices. | Compensation | Board | AGAINST | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Approval of an amendment to the CRISPR Therapeutics AG 2018 Stock Option and Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Approval of an increase of the conditional share capital for employee equity plans. | Compensation | Board | AGAINST | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Binding vote on maximum equity for members of the Board of Directors from the 2024 Annual General Meeting to the 2025 annual general meeting of shareholders. | Compensation | Board | AGAINST | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Binding vote on maximum equity for members of the Executive Committee from the 2024 Annual General Meeting to the 2025 annual general meeting of shareholders. | Compensation | Board | AGAINST | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Binding vote on maximum non-performance-related compensation for members of the Executive Committee from July 1, 2024 to June 30, 2025. | Compensation | Board | AGAINST | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Binding vote on maximum variable compensation for members of the Executive Committee for the current year ending December 31, 2024. | Compensation | Board | AGAINST | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Non-binding advisory vote on the 2023 Compensation Report. | Compensation | Board | AGAINST | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Non-binding advisory vote on the compensation paid to the Company's named executive officers under U.S. securities law requirements. | Say-on-Pay | Board | AGAINST | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Re-election of the members of the Compensation Committee: Re-election of Ali Behbahani, M.D. | Director Elections | Board | AGAINST | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Re-election of the members of the Compensation Committee: Re-election of H. Edward Fleming, Jr., M.D. | Director Elections | Board | AGAINST | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Re-election of the members of the Compensation Committee: Re-election of John T. Greene | Director Elections | Board | AGAINST | 4 | |
| CRISPR THERAPEUTICS AG | 2024-05-30 | Re-election of the members of the Compensation Committee: Re-election of Simeon J. George, M.D. | Director Elections | Board | AGAINST | 4 | |
| CROWN HOLDINGS INC. | 2024-05-02 | Consideration of a Shareholder's proposal regarding transparency in political spending. | Other Social Issues | Shareholder | Not determined | FOR | 4 |
| CVRX INC. | 2024-06-04 | Election of Class III Directors: Kirk Nielsen | Director Elections | Board | WITHHOLD | 4 | |
| CVRX INC. | 2024-06-04 | Election of Class III Directors: Martha Shadan | Director Elections | Board | WITHHOLD | 4 | |
| CVRX INC. | 2024-06-04 | Election of Class III Directors: Mudit Jain | Director Elections | Board | WITHHOLD | 4 |
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Built 2026-10-12 from SEC Form N-PX filings.