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3,280 proposals in the 2023-2024 proxy season: Guggenheim voted against, or withheld its votes from, 3,069 proposals put forward by company boards, and voted for 211 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| TRAVELERS COMPANIES INC. | May 15, 2024 | Shareholder proposal relating to GHG emissions, if presented at the Annual Meeting of Shareholders. | Environment or Climate | Shareholder | Against | FOR | 1 |
| TRAVELERS COMPANIES INC. | May 15, 2024 | Shareholder proposal relating to a report on methane in the energy sector, if presented at the Annual Meeting of Shareholders. | Environment or Climate | Shareholder | Against | FOR | 1 |
| TRAVELERS COMPANIES INC. | May 15, 2024 | Shareholder proposal relating to human rights risks in underwriting, if presented at the Annual Meeting of Shareholders. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| TREVENA INC. | June 13, 2024 | Approval of an amendment to the Trevena, Inc. 2023 Equity Incentive Plan (the "2023 Plan"), to increase the number of shares of common stock available for issuance under the 2023 Plan. | Compensation | Board | AGAINST | 1 | |
| UNITED RENTALS INC. | May 9, 2024 | Election of Directors: Bobby J. Griffin | Director Elections | Board | AGAINST | 1 | |
| UNITED RENTALS INC. | May 9, 2024 | Election of Directors: Michael J. Kneeland | Director Elections | Board | AGAINST | 1 | |
| UNITED RENTALS INC. | May 9, 2024 | Ratification of Appointment of Public Accounting Firm | Audit-related | Board | AGAINST | 1 | |
| UNITED THERAPEUTICS CORP. | June 26, 2024 | Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| UNITED THERAPEUTICS CORP. | June 26, 2024 | Election of Directors: Christopher Causey | Director Elections | Board | AGAINST | 1 | |
| UNITED THERAPEUTICS CORP. | June 26, 2024 | Election of Directors: Christopher Patusky | Director Elections | Board | AGAINST | 1 | |
| UNITED THERAPEUTICS CORP. | June 26, 2024 | Election of Directors: Louis Sullivan | Director Elections | Board | AGAINST | 1 | |
| UNITED THERAPEUTICS CORP. | June 26, 2024 | Election of Directors: Martine Rothblatt | Director Elections | Board | AGAINST | 1 | |
| UNITED THERAPEUTICS CORP. | June 26, 2024 | Election of Directors: Ray Kurzweil | Director Elections | Board | AGAINST | 1 | |
| UNITED THERAPEUTICS CORP. | June 26, 2024 | Election of Directors: Raymond Dwek | Director Elections | Board | AGAINST | 1 | |
| UNITED THERAPEUTICS CORP. | June 26, 2024 | Election of Directors: Richard Giltner | Director Elections | Board | AGAINST | 1 | |
| UNITED THERAPEUTICS CORP. | June 26, 2024 | Election of Directors: Tommy Thompson | Director Elections | Board | AGAINST | 1 | |
| UNITED THERAPEUTICS CORP. | June 26, 2024 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| UNITEDHEALTH GROUP INC. | June 3, 2024 | Election of Directors: Michele Hooper | Director Elections | Board | AGAINST | 1 | |
| UNITEDHEALTH GROUP INC. | June 3, 2024 | Election of Directors: Stephen Hemsley | Director Elections | Board | AGAINST | 1 | |
| UNITEDHEALTH GROUP INC. | June 3, 2024 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| VALERO ENERGY CORP. | May 15, 2024 | Elect directors to serve until the 2025 Annual Meeting of Stockholders: Deborah P. Majoras | Director Elections | Board | AGAINST | 1 | |
| VALERO ENERGY CORP. | May 15, 2024 | Elect directors to serve until the 2025 Annual Meeting of Stockholders: Joseph W. Gorder | Director Elections | Board | AGAINST | 1 | |
| VALERO ENERGY CORP. | May 15, 2024 | Elect directors to serve until the 2025 Annual Meeting of Stockholders: R. Lane Riggs | Director Elections | Board | AGAINST | 1 | |
| VALERO ENERGY CORP. | May 15, 2024 | Elect directors to serve until the 2025 Annual Meeting of Stockholders: Randall J. Weisenburger | Director Elections | Board | AGAINST | 1 | |
| VALERO ENERGY CORP. | May 15, 2024 | Elect directors to serve until the 2025 Annual Meeting of Stockholders: Rayford Wilkins, Jr. | Director Elections | Board | AGAINST | 1 | |
| VALERO ENERGY CORP. | May 15, 2024 | Elect directors to serve until the 2025 Annual Meeting of Stockholders: Robert A. Profusek | Director Elections | Board | AGAINST | 1 | |
| VALERO ENERGY CORP. | May 15, 2024 | Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| VBI VACCINES INC. | June 25, 2024 | Election of Directors: Damian Braga | Director Elections | Board | WITHHOLD | 1 | |
| VBI VACCINES INC. | June 25, 2024 | Election of Directors: Jeffrey R. Baxter | Director Elections | Board | WITHHOLD | 1 | |
| VBI VACCINES INC. | June 25, 2024 | Election of Directors: Michel De Wilde | Director Elections | Board | WITHHOLD | 1 | |
| VBI VACCINES INC. | June 25, 2024 | Election of Directors: Nell Beattie | Director Elections | Board | WITHHOLD | 1 | |
| VERASTEM INC. | January 17, 2024 | To approve the one-time exchange of options for shares of the Company's common stock issued under the Company's Amended and Restated 2012 Incentive Plan and the Company's Amended and Restated 2021 Equity Incentive Plan and options granted as inducement awards to certain newly hired employees under the Company's Inducement Award Program that are held by certain executive officers, other employees, and non-employee directors of the Company for new options to purchase shares of the Company's common stock, as disclosed in the accompanying proxy statement. | Compensation | Board | AGAINST | 1 | |
| VERASTEM INC. | May 23, 2024 | To approve the adoption of the Company's Amended and Restated 2021 Equity Incentive Plan | Compensation | Board | AGAINST | 1 | |
| VERTEX PHARMACEUTICALS INC. | May 15, 2024 | Election of Directors: Bruce Sachs | Director Elections | Board | AGAINST | 1 | |
| VERTEX PHARMACEUTICALS INC. | May 15, 2024 | Election of Directors: Jeffrey Leiden | Director Elections | Board | AGAINST | 1 | |
| VERTEX PHARMACEUTICALS INC. | May 15, 2024 | Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| VINCERX PHARMA INC. | May 23, 2024 | Approval of an amendment to the Vincerx Pharma, Inc. 2020 Stock Incentive Plan to increase the number of shares authorized for issuance by 1,500,000 shares | Compensation | Board | AGAINST | 1 | |
| VINCERX PHARMA INC. | May 23, 2024 | Election of Class I Directors: Dr. Raquel E. Izumi | Director Elections | Board | WITHHOLD | 1 | |
| VINCERX PHARMA INC. | May 23, 2024 | Election of Class I Directors: Dr. Ruth E. Stevens | Director Elections | Board | WITHHOLD | 1 | |
| VINCERX PHARMA INC. | May 23, 2024 | Election of Class I Directors: Laura I. Bushnell | Director Elections | Board | WITHHOLD | 1 | |
| VIRNETX HOLDING CORP. | June 13, 2024 | Election of Class II Directors: Thomas M. O'Brien | Director Elections | Board | WITHHOLD | 1 | |
| VIRNETX HOLDING CORP. | June 13, 2024 | To approve an amendment to our Amended and Restated 2013 Equity Incentive Plan to, among other things, increase the share reserve. | Compensation | Board | AGAINST | 1 | |
| VISA INC. | January 23, 2024 | To approve, on an advisory basis, the compensation paid to our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| VISA INC. | January 23, 2024 | To elect the eleven director nominees named in the proxy statement. : Francisco Javier Fernandez-Carbajal | Director Elections | Board | AGAINST | 1 | |
| VISA INC. | January 23, 2024 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2024. | Audit-related | Board | AGAINST | 1 | |
| VISTAGEN THERAPEUTICS INC. | September 25, 2023 | Election of Directors: Ann M. Cunningham, MBA | Director Elections | Board | WITHHOLD | 1 | |
| VMWARE INC. | July 13, 2023 | Election of Directors: Michael Dell | Director Elections | Board | AGAINST | 1 | |
| VMWARE INC. | July 13, 2023 | To ratify the selection of by the Audit Committee of VMware's Board of Directors of PricewaterhouseCoopers LLP as VMware's independent auditor for the fiscal year ending February 2, 2024. | Audit-related | Board | AGAINST | 1 | |
| W.W. GRAINGER INC. | April 24, 2024 | Election of Directors: D.G. Macpherson | Director Elections | Board | AGAINST | 1 | |
| W.W. GRAINGER INC. | April 24, 2024 | Election of Directors: E. Scott Santi | Director Elections | Board | AGAINST | 1 | |
| W.W. GRAINGER INC. | April 24, 2024 | Election of Directors: Neil S. Novich | Director Elections | Board | AGAINST | 1 | |
| W.W. GRAINGER INC. | April 24, 2024 | Election of Directors: Stuart L. Levenick | Director Elections | Board | AGAINST | 1 | |
| W.W. GRAINGER INC. | April 24, 2024 | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| WALMART INC. | June 5, 2024 | Advisory Vote to Approve Named Executive Officer Compensation | Say-on-Pay | Board | AGAINST | 1 | |
| WALMART INC. | June 5, 2024 | Election of Directors: C. Douglas McMillon | Director Elections | Board | AGAINST | 1 | |
| WALMART INC. | June 5, 2024 | Election of Directors: Gregory B. Penner | Director Elections | Board | AGAINST | 1 | |
| WALMART INC. | June 5, 2024 | Election of Directors: Marissa A. Mayer | Director Elections | Board | AGAINST | 1 | |
| WALMART INC. | June 5, 2024 | Election of Directors: Steuart L. Walton | Director Elections | Board | AGAINST | 1 | |
| WALMART INC. | June 5, 2024 | Election of Directors: Timothy P. Flynn | Director Elections | Board | AGAINST | 1 | |
| WALMART INC. | June 5, 2024 | Ratification of Ernst & Young LLP as Independent Accountants | Audit-related | Board | AGAINST | 1 | |
| WALMART INC. | June 5, 2024 | Set Compensation that Optimizes Portfolio Value for Company Shareholders | Other Social Issues | Shareholder | Against | FOR | 1 |
| WASTE MANAGEMENT INC. | May 14, 2024 | Election of Directors: Victoria M. Holt | Director Elections | Board | AGAINST | 1 | |
| WASTE MANAGEMENT INC. | May 14, 2024 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| WILLIAMS COMPANIES INC. | April 30, 2024 | Elect 12 Director Nominees for a One-Year Term: Murray D. Smith | Director Elections | Board | AGAINST | 1 | |
| WILLIAMS COMPANIES INC. | April 30, 2024 | Ratify the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| WIPRO LTD. | May 31, 2024 | Approve Payment of Cash Compensation to Thierry Delaporte as Former Chief Executive Officer and Managing Director | Compensation | Board | AGAINST | 1 | |
| WOORI FINANCIAL GROUP INC. | March 22, 2024 | Elect Jeong Chan-hyeong as Outside Director | Director Elections | Board | AGAINST | 1 | |
| WOORI FINANCIAL GROUP INC. | March 22, 2024 | Elect Jeong Chan-hyeong as a Member of Audit Committee | Director Elections | Board | AGAINST | 1 | |
| WOORI FINANCIAL GROUP INC. | March 22, 2024 | Elect Shin Yo-hwan as Outside Director | Director Elections | Board | AGAINST | 1 | |
| WOORI FINANCIAL GROUP INC. | March 22, 2024 | Elect Shin Yo-hwan as a Member of Audit Committee | Director Elections | Board | AGAINST | 1 | |
| WOORI FINANCIAL GROUP INC. | March 22, 2024 | Elect Yoon In-seop as Outside Director | Director Elections | Board | AGAINST | 1 | |
| WORKDAY INC. | June 18, 2024 | To ratify the appointment of Ernst & Young LLP as Workday's independent registered public accounting firm for the fiscal year ending January 31, 2025. | Audit-related | Board | AGAINST | 1 | |
| XILIO THERAPEUTICS INC. | June 13, 2024 | To elect each of the Class III directors nominated by our Board of Directors to serve for a three-year term expiring at the 2027 Annual Meeting of Stockholders and until such director's successor has been duly elected and qualified: Paul J. Clancy | Director Elections | Board | WITHHOLD | 1 | |
| XPENG INC. | June 28, 2024 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Capital Structure | Board | AGAINST | 1 | |
| XPENG INC. | June 28, 2024 | Authorize Reissuance of Repurchased Shares | Capital Structure | Board | AGAINST | 1 | |
| YUM! BRANDS INC. | May 16, 2024 | Election of Directors: Mirian M. Graddick-Weir | Director Elections | Board | AGAINST | 1 | |
| YUM! BRANDS INC. | May 16, 2024 | Election of Directors: Thomas C. Nelson | Director Elections | Board | AGAINST | 1 | |
| YUM! BRANDS INC. | May 16, 2024 | Ratification of Independent Auditors. | Audit-related | Board | AGAINST | 1 | |
| YUM! BRANDS INC. | May 16, 2024 | Shareholder Proposal Regarding Adoption of a Policy on the Use of Medically Important Antimicrobials in Food-Producing Animals. | Environment or Climate | Shareholder | Against | FOR | 1 |
| ZOOM VIDEO COMMUNICATIONS INC. | June 13, 2024 | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2025. | Audit-related | Board | AGAINST | 1 |
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Built November 8, 2026 from SEC Form N-PX filings.