Home › Asset managers › Guggenheim › 2023-2024 › Against the board
3,280 proposals in the 2023-2024 proxy season: Guggenheim voted against, or withheld its votes from, 3,069 proposals put forward by company boards, and voted for 211 shareholder proposals, by its own Form N-PX filings.
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| PULTEGROUP INC. | May 6, 2024 | Election of Directors: Cheryl W. Grise | Director Elections | Board | AGAINST | 1 | |
| PULTEGROUP INC. | May 6, 2024 | Election of Directors: Ryan R. Marshall | Director Elections | Board | AGAINST | 1 | |
| PULTEGROUP INC. | May 6, 2024 | Election of Directors: Thomas J. Folliard | Director Elections | Board | AGAINST | 1 | |
| PULTEGROUP INC. | May 6, 2024 | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| PVH CORP. | June 20, 2024 | Ratification of auditors | Audit-related | Board | AGAINST | 1 | |
| QUALCOMM INC. | March 5, 2024 | Approval of the Amended and Restated QUALCOMM Incorporated 2023 Long-Term Incentive Plan, including an increase in the share reserve by 15,000,000 shares. | Compensation | Board | AGAINST | 1 | |
| QUALCOMM INC. | March 5, 2024 | Approval, on an advisory basis, of the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 1 | |
| QUALCOMM INC. | March 5, 2024 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 29, 2024. | Audit-related | Board | AGAINST | 1 | |
| RAFAEL HOLDINGS INC. | January 10, 2024 | Election of Directors: Howard S. Jonas | Director Elections | Board | AGAINST | 1 | |
| RAFAEL HOLDINGS INC. | January 10, 2024 | Election of Directors: Mark A. McCamish | Director Elections | Board | AGAINST | 1 | |
| RAFAEL HOLDINGS INC. | January 10, 2024 | Election of Directors: Michael J. Weiss | Director Elections | Board | AGAINST | 1 | |
| RAFAEL HOLDINGS INC. | January 10, 2024 | Election of Directors: Stephen M. Greenberg | Director Elections | Board | AGAINST | 1 | |
| REGENERON PHARMACEUTICALS INC. | June 14, 2024 | Election of Directors: David P. Schenkein, M.D. | Director Elections | Board | AGAINST | 1 | |
| REGENERON PHARMACEUTICALS INC. | June 14, 2024 | Election of Directors: George L. Sing | Director Elections | Board | AGAINST | 1 | |
| REGENERON PHARMACEUTICALS INC. | June 14, 2024 | Proposal to approve, on an advisory basis, executive compensation. | Say-on-Pay | Board | AGAINST | 1 | |
| REGENERON PHARMACEUTICALS INC. | June 14, 2024 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| RELIANCE INC. | May 15, 2024 | Election of Directors: Mark V. Kaminski | Director Elections | Board | AGAINST | 1 | |
| RELIANCE INC. | May 15, 2024 | To approve an amendment to the Reliance, Inc. Second Amended and Restated 2015 Incentive Award Plan to extend its duration by 5 years. | Compensation | Board | AGAINST | 1 | |
| RELIANCE INC. | May 15, 2024 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| RETRACTABLE TECHNOLOGIES INC. | May 10, 2024 | ELECTION OF THREE CLASS 2 DIRECTORS: Walter O. Bigby, Jr. | Director Elections | Board | WITHHOLD | 1 | |
| RTX CORP. | May 2, 2024 | Appointment of PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2024 | Audit-related | Board | AGAINST | 1 | |
| RTX CORP. | May 2, 2024 | Approve an Amendment to the RTX Corporation 2018 Long-Term Incentive Plan | Compensation | Board | AGAINST | 1 | |
| RTX CORP. | May 2, 2024 | Election of Directors: Gregory J. Hayes | Director Elections | Board | AGAINST | 1 | |
| RTX CORP. | May 2, 2024 | Shareowner Proposal Requesting a Human Rights Impact Assessment | Human Rights or Human Capital/workforce | Shareholder | Not determined | FOR | 1 |
| RYVYL INC. | November 2, 2023 | To approve the Company's 2023 Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| SCILEX HOLDING CO. | April 5, 2024 | Election of Directors: Yue Alexander Wu, Ph.D. | Director Elections | Board | WITHHOLD | 1 | |
| SECUREWORKS CORP. | June 25, 2024 | Approval of an amendment to increase the number of shares of Class A common stock issuable under the SecureWorks Corp. 2016 Long-Term Incentive Plan | Compensation | Board | AGAINST | 1 | |
| SECUREWORKS CORP. | June 25, 2024 | Election of two Class II Directors: Kyle Paster | Director Elections | Board | WITHHOLD | 1 | |
| SECUREWORKS CORP. | June 25, 2024 | Election of two Class II Directors: Pamela Daley | Director Elections | Board | WITHHOLD | 1 | |
| SENSEONICS HOLDINGS INC. | May 22, 2024 | Election of three directors: Steven Edelman M.D. | Director Elections | Board | WITHHOLD | 1 | |
| SHINHAN FINANCIAL GROUP CO. LTD. | March 26, 2024 | Elect Bae Hun as Outside Director | Director Elections | Board | AGAINST | 1 | |
| SHINHAN FINANCIAL GROUP CO. LTD. | March 26, 2024 | Elect Bae Hun as a Member of Audit Committee | Director Elections | Board | AGAINST | 1 | |
| SHINHAN FINANCIAL GROUP CO. LTD. | March 26, 2024 | Elect Choi Jae-bung as Outside Director | Director Elections | Board | AGAINST | 1 | |
| SHINHAN FINANCIAL GROUP CO. LTD. | March 26, 2024 | Elect Gwak Su-geun as Outside Director to Serve as an Audit Committee Member | Director Elections | Board | AGAINST | 1 | |
| SHINHAN FINANCIAL GROUP CO. LTD. | March 26, 2024 | Elect Jin Hyeon-deok as Outside Director | Director Elections | Board | AGAINST | 1 | |
| SHINHAN FINANCIAL GROUP CO. LTD. | March 26, 2024 | Elect Kim Jo-seol as Outside Director | Director Elections | Board | AGAINST | 1 | |
| SHINHAN FINANCIAL GROUP CO. LTD. | March 26, 2024 | Elect Lee Yong-guk as Outside Director | Director Elections | Board | AGAINST | 1 | |
| SHINHAN FINANCIAL GROUP CO. LTD. | March 26, 2024 | Elect Yoon Jae-won as Outside Director | Director Elections | Board | AGAINST | 1 | |
| SHINHAN FINANCIAL GROUP CO. LTD. | March 26, 2024 | Elect Yoon Jae-won as a Member of Audit Committee | Director Elections | Board | AGAINST | 1 | |
| SMITH MICRO SOFTWARE INC. | June 18, 2024 | Approval of the Smith Micro Software, Inc. Amended and Restated Omnibus Equity Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| SNAP-ON INC. | April 25, 2024 | Election of Directors: Gregg M. Sherrill | Director Elections | Board | AGAINST | 1 | |
| SNAP-ON INC. | April 25, 2024 | Election of Directors: Henry W. Knueppel | Director Elections | Board | AGAINST | 1 | |
| SNAP-ON INC. | April 25, 2024 | Election of Directors: James P. Holden | Director Elections | Board | AGAINST | 1 | |
| SNAP-ON INC. | April 25, 2024 | Election of Directors: Karen L. Daniel | Director Elections | Board | AGAINST | 1 | |
| SNAP-ON INC. | April 25, 2024 | Election of Directors: Nathan J. Jones | Director Elections | Board | AGAINST | 1 | |
| SNAP-ON INC. | April 25, 2024 | Election of Directors: Nicholas T. Pinchuk | Director Elections | Board | AGAINST | 1 | |
| SNAP-ON INC. | April 25, 2024 | Election of Directors: W. Dudley Lehman | Director Elections | Board | AGAINST | 1 | |
| SNAP-ON INC. | April 25, 2024 | Proposal to ratify the appointment of Deloitte & Touche LLP as Snap-on Incorporated's independent registered public accounting firm for fiscal 2024. | Audit-related | Board | AGAINST | 1 | |
| SOCIEDAD QUIMICA Y MINERA DE CHILE SA | April 25, 2024 | Elect Directors | Director Elections | Board | ABSTAIN | 1 | |
| SOLID BIOSCIENCES INC. | June 11, 2024 | Election of Class III Directors: Georgia Keresty | Director Elections | Board | WITHHOLD | 1 | |
| SOLID BIOSCIENCES INC. | June 11, 2024 | Election of Class III Directors: Ian Smith | Director Elections | Board | WITHHOLD | 1 | |
| SOLID BIOSCIENCES INC. | June 11, 2024 | Election of Class III Directors: Ilan Ganot | Director Elections | Board | WITHHOLD | 1 | |
| SOLID BIOSCIENCES INC. | June 11, 2024 | Election of Class III Directors: Martin Freed | Director Elections | Board | WITHHOLD | 1 | |
| SOLID BIOSCIENCES INC. | June 11, 2024 | The approval of an amendment to the Company's Amended and Restated 2020 Equity Incentive Plan to increase the number of shares of the Company's common stock available for issuance thereunder by 2,000,000 shares. | Compensation | Board | AGAINST | 1 | |
| SPERO THERAPEUTICS INC. | May 29, 2024 | To approve an amendment to the Company's 2017 Stock Incentive Plan, as amended, to increase the total number of shares of common stock authorized for issuance thereunder by 3,000,000 shares. | Compensation | Board | AGAINST | 1 | |
| STRONGHOLD DIGITAL MINING INC. | June 18, 2024 | Election of Directors: Sarah James | Director Elections | Board | WITHHOLD | 1 | |
| SUZANO SA | April 25, 2024 | Approve Allocation of Income and Dividends | Capital Structure | Board | AGAINST | 1 | |
| SUZANO SA | April 25, 2024 | Approve Performance Share Plan | Compensation | Board | AGAINST | 1 | |
| SUZANO SA | April 25, 2024 | Approve Phantom Share Plan | Compensation | Board | AGAINST | 1 | |
| SUZANO SA | April 25, 2024 | Approve Remuneration of Company's Management and Fiscal Council | Compensation | Board | AGAINST | 1 | |
| SUZANO SA | April 25, 2024 | Elect Daniel Feffer as Vice-Chairman | Director Elections | Board | AGAINST | 1 | |
| SUZANO SA | April 25, 2024 | Elect David Feffer as Board Chairman | Director Elections | Board | AGAINST | 1 | |
| SUZANO SA | April 25, 2024 | Elect Directors | Director Elections | Board | AGAINST | 1 | |
| SUZANO SA | April 25, 2024 | Elect Luiz Augusto Marques Paes as Fiscal Council Member and Luciano Douglas Colauto as Alternate | Compensation | Board | ABSTAIN | 1 | |
| SUZANO SA | April 25, 2024 | Elect Nildemar Secches as Vice-Chairman | Director Elections | Board | AGAINST | 1 | |
| SUZANO SA | April 25, 2024 | Elect Rubens Barletta as Fiscal Council Member and Roberto Figueiredo Mello as Alternate | Compensation | Board | ABSTAIN | 1 | |
| SUZANO SA | April 25, 2024 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees? | Director Elections | Board | ABSTAIN | 1 | |
| SYNCHRONY FINANCIAL | June 11, 2024 | Approval of Synchrony Financial 2024 Long-Term Incentive Plan. | Compensation | Board | AGAINST | 1 | |
| SYNCHRONY FINANCIAL | June 11, 2024 | Ratification of Selection of KPMG LLP as Independent Registered Public Accounting Firm of the Company for 2024. | Audit-related | Board | AGAINST | 1 | |
| TALARIS THERAPEUTICS INC. | October 17, 2023 | The ESPP Proposal - To approve the ESPP in the form attached as Annex I to the accompanying proxy statement/prospectus; | Compensation | Board | AGAINST | 1 | |
| TALARIS THERAPEUTICS INC. | October 17, 2023 | The Incentive Plan Proposal - To approve the 2023 Plan in the form attached as Annex H to the accompanying proxy statement/prospectus; | Compensation | Board | AGAINST | 1 | |
| TD SYNNEX CORP. | March 20, 2024 | Election of Directors: Dennis Polk | Director Elections | Board | WITHHOLD | 1 | |
| TD SYNNEX CORP. | March 20, 2024 | Election of Directors: Hau Lee | Director Elections | Board | WITHHOLD | 1 | |
| TD SYNNEX CORP. | March 20, 2024 | Election of Directors: Matthew Nord | Director Elections | Board | WITHHOLD | 1 | |
| TD SYNNEX CORP. | March 20, 2024 | Election of Directors: Merline Saintil | Director Elections | Board | WITHHOLD | 1 | |
| TD SYNNEX CORP. | March 20, 2024 | Election of Directors: Richard Hume | Director Elections | Board | WITHHOLD | 1 | |
| TD SYNNEX CORP. | March 20, 2024 | Election of Directors: Robert Kalsow-Ramos | Director Elections | Board | WITHHOLD | 1 | |
| TD SYNNEX CORP. | March 20, 2024 | Ratification of the appointment of KPMG LLP as our independent registered public accountants | Audit-related | Board | AGAINST | 1 | |
| TELESAT CORP. | June 18, 2024 | Amend Omnibus Plan | Compensation | Board | AGAINST | 1 | |
| TELESAT CORP. | June 18, 2024 | Elect Director Guthrie Stewart | Director Elections | Board | WITHHOLD | 1 | |
| TELESAT CORP. | June 18, 2024 | Elect Director Jane Craighead | Director Elections | Board | WITHHOLD | 1 | |
| TELESAT CORP. | June 18, 2024 | Elect Director Mark H. Rachesky | Director Elections | Board | WITHHOLD | 1 | |
| TELESIS BIO INC. | July 6, 2023 | To elect two Class II directors to serve until the 2026 annual meeting of stockholders or until their successors are duly elected and qualified: Andrea L. Jackson | Director Elections | Board | WITHHOLD | 1 | |
| TENCENT MUSIC ENTERTAINMENT GROUP | June 28, 2024 | Elect Director Min Hu | Director Elections | Board | AGAINST | 1 | |
| TESLA INC. | June 13, 2024 | A Tesla proposal to ratify the appointment of PricewaterhouseCoopers LLP as Tesla's independent registered public accounting firm for the fiscal year ending December 31, 2024. | Audit-related | Board | AGAINST | 1 | |
| TESLA INC. | June 13, 2024 | A stockholder proposal regarding committing to a moratorium on sourcing minerals from deep sea mining, if properly presented. | Environment or Climate | Shareholder | Against | FOR | 1 |
| TESLA INC. | June 13, 2024 | Election of Class II Directors to serve for a three-year term expiring in 2027: James Murdoch | Director Elections | Board | AGAINST | 1 | |
| TEXAS INSTRUMENTS INC. | April 25, 2024 | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| TEXAS INSTRUMENTS INC. | April 25, 2024 | Election of Directors: Carrie S. Cox | Director Elections | Board | AGAINST | 1 | |
| TEXAS INSTRUMENTS INC. | April 25, 2024 | Election of Directors: Haviv Ilan | Director Elections | Board | AGAINST | 1 | |
| TEXAS INSTRUMENTS INC. | April 25, 2024 | Election of Directors: Mark A. Blinn | Director Elections | Board | AGAINST | 1 | |
| TEXAS INSTRUMENTS INC. | April 25, 2024 | Election of Directors: Pamela H. Patsley | Director Elections | Board | AGAINST | 1 | |
| TEXAS INSTRUMENTS INC. | April 25, 2024 | Election of Directors: Richard K. Templeton | Director Elections | Board | AGAINST | 1 | |
| TEXAS INSTRUMENTS INC. | April 25, 2024 | Election of Directors: Robert E. Sanchez | Director Elections | Board | AGAINST | 1 | |
| TEXAS INSTRUMENTS INC. | April 25, 2024 | Stockholder proposal to report on due diligence efforts to identify risks associated with product misuse. | Human Rights or Human Capital/workforce | Shareholder | Against | FOR | 1 |
| TRAVELERS COMPANIES INC. | May 15, 2024 | Election of the eleven directors listed below: Alan D. Schnitzer | Director Elections | Board | AGAINST | 1 | |
| TRAVELERS COMPANIES INC. | May 15, 2024 | Election of the eleven directors listed below: Laurie J. Thomsen | Director Elections | Board | AGAINST | 1 | |
| TRAVELERS COMPANIES INC. | May 15, 2024 | Election of the eleven directors listed below: William J. Kane | Director Elections | Board | AGAINST | 1 | |
| TRAVELERS COMPANIES INC. | May 15, 2024 | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2024. | Audit-related | Board | AGAINST | 1 | |
| TRAVELERS COMPANIES INC. | May 15, 2024 | Shareholder proposal relating to CEO pay ratio and executive compensation, if presented at the Annual Meeting of Shareholders. | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 1 |
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Built November 8, 2026 from SEC Form N-PX filings.