Home › Asset managers › Guggenheim › 2024-2025 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
2,496 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| Revolve Group, Inc. | June 6, 2025 | Election of Directors: Michael Karanikolas | Director Elections | Board | WITHHOLD | 4 | |
| Revolve Group, Inc. | June 6, 2025 | Election of Directors: Michael Mente | Director Elections | Board | WITHHOLD | 4 | |
| Rhythm Pharmaceuticals, Inc. | September 18, 2024 | Election of the Class I directors, each to serve for a three year term until the 2027 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified: Stuart A. Arbuckle | Director Elections | Board | WITHHOLD | 4 | |
| Rhythm Pharmaceuticals, Inc. | September 18, 2024 | Reapproval of the Rhythm Pharmaceuticals, Inc. 2017 Equity Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Rhythm Pharmaceuticals, Inc. | June 24, 2025 | Approval, on an advisory (non-binding) basis, of the compensation of the named executive officers of the Company. | Say-on-Pay | Board | AGAINST | 4 | |
| Ribbon Communications Inc. | May 28, 2025 | To approve the adoption of the Ribbon Communications Inc. 2025 Incentive Award Plan. | Compensation | Board | AGAINST | 4 | |
| Richardson Electronics, Ltd. | October 8, 2024 | Election of directors: Edward J. Richardson | Director Elections | Board | WITHHOLD | 4 | |
| Richardson Electronics, Ltd. | October 8, 2024 | Election of directors: Jacques Belin | Director Elections | Board | WITHHOLD | 4 | |
| Richardson Electronics, Ltd. | October 8, 2024 | Election of directors: James Benham | Director Elections | Board | WITHHOLD | 4 | |
| Richardson Electronics, Ltd. | October 8, 2024 | Election of directors: Kenneth Halverson | Director Elections | Board | WITHHOLD | 4 | |
| Richardson Electronics, Ltd. | October 8, 2024 | Election of directors: Paul J. Plante | Director Elections | Board | WITHHOLD | 4 | |
| Richardson Electronics, Ltd. | October 8, 2024 | Election of directors: Robert Kluge | Director Elections | Board | WITHHOLD | 4 | |
| Rigel Pharmaceuticals, Inc. | May 22, 2025 | To approve an amendment to our 2018 Equity Incentive Plan, as amended (the "Amended 2018 Plan"), to add an additional 700,000 shares to the number of shares of common stock authorized for issuance under the Amended 2018 Plan. | Compensation | Board | AGAINST | 4 | |
| Rimini Street, Inc. | June 4, 2025 | Election of Class II Director: Robin Murray | Director Elections | Board | WITHHOLD | 4 | |
| Ring Energy, Inc. | May 22, 2025 | Approve and adopt an Amendment to the Ring Energy, Inc. 2021 Omnibus Incentive Plan to increase the shares available under the Plan by 11.5 million shares. | Compensation | Board | AGAINST | 4 | |
| Root, Inc. | June 4, 2025 | To approve, on an advisory basis, our named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| RumbleOn, Inc. | June 4, 2025 | To approve an amendment to the RumbleOn, Inc. 2017 Stock Incentive Plan to, among other things, (i) increase the number of shares of Class B Common Stock authorized for issuance under the Plan, (ii) eliminate certain annual grant limits (iii) permit the Board to add up to 5% of the shares of Common Stock outstanding to the Plan each year without shareholder approval and (iv) add back to the shares of Common Stock available under the Plan shares underlying awards that are not ultimately issued, including shares withheld for taxes. | Compensation | Board | AGAINST | 4 | |
| RumbleOn, Inc. | June 4, 2025 | To approve, by non-binding vote, named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| Rush Enterprises, Inc. | May 20, 2025 | Election of Directors: Dr. Kennon H. Guglielmo | Director Elections | Board | WITHHOLD | 4 | |
| Rush Enterprises, Inc. | May 20, 2025 | Election of Directors: Elaine Mendoza | Director Elections | Board | WITHHOLD | 4 | |
| Rush Enterprises, Inc. | May 20, 2025 | Election of Directors: Raymond J. Chess | Director Elections | Board | WITHHOLD | 4 | |
| Rush Enterprises, Inc. | May 20, 2025 | Election of Directors: Troy A. Clarke | Director Elections | Board | WITHHOLD | 4 | |
| Rush Street Interactive, Inc. | May 29, 2025 | Election of Class II Director: James Gordon | Director Elections | Board | WITHHOLD | 4 | |
| Rush Street Interactive, Inc. | May 29, 2025 | Election of Class II Director: Leslie Bluhm | Director Elections | Board | WITHHOLD | 4 | |
| Rush Street Interactive, Inc. | May 29, 2025 | Election of Class II Director: Richard Schwartz | Director Elections | Board | WITHHOLD | 4 | |
| Ryan Specialty Holdings, Inc. | May 30, 2025 | Election of four Class I director nominees: Michael D. O'Halleran | Director Elections | Board | WITHHOLD | 4 | |
| SCHOLAR ROCK HOLDING CORPORATION | May 22, 2025 | To elect three Class I directors to our Board of Directors, each to serve until the 2028 Annual Meeting of stockholders and until his successor has been duly elected and qualified, or until his earlier death, resignation, or removal: Srinivas Akkaraju, M.D., Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| SEACOR Marine Holdings Inc. | June 3, 2025 | Advisory vote to approve Named Executive Officer compensation (Say on Pay) | Say-on-Pay | Board | AGAINST | 4 | |
| SEMrush Holdings, Inc. | June 5, 2025 | Election of Directors: Anna Baird | Director Elections | Board | WITHHOLD | 4 | |
| SEMrush Holdings, Inc. | June 5, 2025 | Election of Directors: Dmitry Melnikov | Director Elections | Board | WITHHOLD | 4 | |
| SFL Corporation Ltd. | May 8, 2025 | Elect Director Kathrine Fredriksen | Director Elections | Board | WITHHOLD | 4 | |
| SI-BONE, Inc. | June 5, 2025 | Election of Directors: Jeryl L. Hilleman | Director Elections | Board | WITHHOLD | 4 | |
| SKYX Platforms Corp. | July 10, 2024 | Election of Directors: Efrat L. Greenstein Brayer | Director Elections | Board | WITHHOLD | 4 | |
| SKYX Platforms Corp. | July 10, 2024 | To approve the Company's Amended and Restated 2021 Stock Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| SKYX Platforms Corp. | July 10, 2024 | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| SWK Holdings Corporation | June 13, 2025 | The approval of the Company's 2010 Equity Incentive Plan, as amended. | Compensation | Board | AGAINST | 4 | |
| Sable Offshore Corp. | June 11, 2025 | To elect one Class I director, Michael Dillard, to hold office until our 2028 annual meeting of stockholders and until his successor is duly elected and qualified, or until his earlier death, resignation or removal; | Director Elections | Board | WITHHOLD | 4 | |
| Safe Bulkers, Inc. | September 12, 2024 | Elect Director Ioannis Foteinos | Director Elections | Board | WITHHOLD | 4 | |
| Safe Bulkers, Inc. | September 12, 2024 | Elect Director Ole Wikborg | Director Elections | Board | WITHHOLD | 4 | |
| Safe Bulkers, Inc. | September 12, 2024 | Elect Director Polys V. Hajioannou | Director Elections | Board | WITHHOLD | 4 | |
| Savers Value Village, Inc. | June 4, 2025 | Election of Directors: Robyn Collver | Director Elections | Board | WITHHOLD | 4 | |
| Scholastic Corporation | September 18, 2024 | Election of Directors: James W. Barge | Director Elections | Board | WITHHOLD | 4 | |
| SelectQuote, Inc. | November 12, 2024 | To elect the Class II director nominees listed below for a term of three years: Earl H. Devanny III | Director Elections | Board | WITHHOLD | 4 | |
| SelectQuote, Inc. | November 12, 2024 | To elect the Class II director nominees listed below for a term of three years: Raymond F. Weldon | Director Elections | Board | WITHHOLD | 4 | |
| Semler Scientific, Inc. | October 4, 2024 | Proposal 3 - Approve the Semler Scientific, Inc. 2024 Stock Option and Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| Seneca Foods Corporation | August 8, 2024 | Election of Directors: Election of three directors to serve until the Annual Meeting of Shareholders in 2027 and until each of their successors is duly elected and shall qualify: Linda K. Nelson | Director Elections | Board | WITHHOLD | 4 | |
| Septerna, Inc. | June 17, 2025 | Election of Directors: Abraham Bassan, M.S. | Director Elections | Board | WITHHOLD | 4 | |
| Septerna, Inc. | June 17, 2025 | Election of Directors: Alan Ezekowitz, M.D., D. Phil. | Director Elections | Board | WITHHOLD | 4 | |
| Sera Prognostics, Inc. | June 5, 2025 | Election of Directors: Jane F. Barlow, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| Sera Prognostics, Inc. | June 5, 2025 | Election of Directors: Mansoor Raza Mirza, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| Service Properties Trust | June 13, 2025 | Election of Trustees. Nominees (for Independent Trustee): Donna D. Fraiche | Director Elections | Board | AGAINST | 4 | |
| Service Properties Trust | June 13, 2025 | Election of Trustees. Nominees (for Independent Trustee): Robert E. Cramer | Director Elections | Board | AGAINST | 4 | |
| Service Properties Trust | June 13, 2025 | Election of Trustees. Nominees (for Managing Trustee): Adam Portnoy | Director Elections | Board | AGAINST | 4 | |
| Seven Hills Realty Trust | May 28, 2025 | Election of Trustees: Barbara D. Gilmore | Director Elections | Board | WITHHOLD | 4 | |
| Sezzle Inc. | June 10, 2025 | Election of Directors: Karen Webster | Director Elections | Board | WITHHOLD | 4 | |
| Sezzle Inc. | June 10, 2025 | Election of Directors: Kyle Brehm | Director Elections | Board | WITHHOLD | 4 | |
| Sezzle Inc. | June 10, 2025 | Election of Directors: Stephen East | Director Elections | Board | WITHHOLD | 4 | |
| Shoals Technologies Group, Inc. | May 1, 2025 | Approval, by an advisory vote, of the compensation of the Company's Named Executive Officers (i.e., "say-on-pay proposal). | Say-on-Pay | Board | AGAINST | 4 | |
| Shoals Technologies Group, Inc. | May 1, 2025 | Election of Class I Director Nominees: Toni Volpe | Director Elections | Board | WITHHOLD | 4 | |
| Shoals Technologies Group, Inc. | May 1, 2025 | Election of Class I Director Nominees: Ty Daul | Director Elections | Board | WITHHOLD | 4 | |
| Shopify Inc. | June 17, 2025 | Advisory Vote on Executive Compensation Approach | Compensation | Board | AGAINST | 4 | |
| Shopify Inc. | June 17, 2025 | Elect Director Fidji Simo | Director Elections | Board | AGAINST | 4 | |
| Shopify Inc. | June 17, 2025 | Elect Director Gail Goodman | Director Elections | Board | AGAINST | 4 | |
| Sight Sciences, Inc. | June 5, 2025 | Election of Class I Directors: Brenda Becker | Director Elections | Board | WITHHOLD | 4 | |
| SilverBow Resources, Inc. | July 29, 2024 | The SilverBow Advisory Compensation Proposal: To approve, on a non-binding, advisory basis, certain compensation that may be paid or become payable to SilverBow's named executive officers that is based on or otherwise relates to the Mergers. | Say-on-Pay | Board | AGAINST | 4 | |
| Silvercrest Asset Management Group Inc. | June 4, 2025 | Approval of executive compensation in an advisory, non-binding vote. | Say-on-Pay | Board | AGAINST | 4 | |
| Silvercrest Asset Management Group Inc. | June 4, 2025 | To amend our 2012 Equity Incentive Plan, as amended, to increase the authorized number of shares issuable under the plan by 1,500,000 shares. | Compensation | Board | AGAINST | 4 | |
| Simulations Plus, Inc. | February 13, 2025 | Election of Directors: Dr. Walter S. Woltosz | Director Elections | Board | WITHHOLD | 4 | |
| Skillsoft Corp. | July 18, 2024 | To approve the Amendment to the Skillsoft Corp. 2020 Omnibus Incentive Plan (the "2020 Plan"), to increase the number of shares of Class A common stock available for issuance under the 2020 Plan; | Compensation | Board | AGAINST | 4 | |
| Skye Bioscience, Inc. | October 22, 2024 | To approve the Amended and Restated Omnibus Incentive Plan (the "Amended and Restated Plan"), to, among other things, increase the number of shares available for issuance under the Amended and Restated Plan by 1,535,655 shares. | Compensation | Board | AGAINST | 4 | |
| Skye Bioscience, Inc. | June 6, 2025 | Consider and vote upon, on an advisory basis, the compensation of our named executive officers as disclosed in this proxy statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission. | Say-on-Pay | Board | AGAINST | 4 | |
| Skye Bioscience, Inc. | June 6, 2025 | Election of Directors: Andrew J. Schwab | Director Elections | Board | WITHHOLD | 4 | |
| Skye Bioscience, Inc. | June 6, 2025 | Election of Directors: Karen Smith | Director Elections | Board | WITHHOLD | 4 | |
| Skye Bioscience, Inc. | June 6, 2025 | Election of Directors: Paul Grayson | Director Elections | Board | WITHHOLD | 4 | |
| Skye Bioscience, Inc. | June 6, 2025 | Election of Directors: Punit Dhillon | Director Elections | Board | WITHHOLD | 4 | |
| Skyline Champion Corporation | August 1, 2024 | To elect nine members of the Board of Directors, each to serve until the next annual meeting of shareholders or until a successor has been duly elected and qualified: Keith Anderson | Director Elections | Board | WITHHOLD | 4 | |
| Skywater Technology, Inc. | May 21, 2025 | Election of Directors: Loren A. Unterseher | Director Elections | Board | WITHHOLD | 4 | |
| SmartFinancial, Inc. | May 22, 2025 | To approve the SmartFinancial, Inc. Omnibus Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| SmartRent, Inc. | May 13, 2025 | To elect two Class I Directors to serve until our 2028 annual meeting of stockholders: Ann Sperling | Director Elections | Board | WITHHOLD | 4 | |
| Snowflake Inc. | July 2, 2024 | Election of Class I Directors for terms expiring in 2027: Benoit Dageville | Director Elections | Board | WITHHOLD | 4 | |
| Snowflake Inc. | July 2, 2024 | Election of Class I Directors for terms expiring in 2027: Mark S. Garrett | Director Elections | Board | WITHHOLD | 4 | |
| Solaris Oilfield Infrastructure, Inc. | August 30, 2024 | LTIP Amendment Proposal: To approve an amendment (the "LTIP Amendment") to the Company's Long Term Incentive Plan (the "LTIP") to increase the number of shares of Class A common stock, par value $0.01 per share, of the Company issuable under such plan (the "LTIP Amendment Proposal"); and | Compensation | Board | AGAINST | 4 | |
| Solid Power, Inc. | May 21, 2025 | Election of four Class I Directors: Lesa Roe | Director Elections | Board | WITHHOLD | 4 | |
| Sonos, Inc. | March 11, 2025 | Advisory approval of the named executive officer compensation (the say-on-pay vote). | Say-on-Pay | Board | AGAINST | 4 | |
| Sonos, Inc. | March 11, 2025 | Election of Directors: Joanna Coles | Director Elections | Board | WITHHOLD | 4 | |
| SoundThinking, Inc. | June 4, 2025 | Election of Class II Directors: Roberta Jacobson | Director Elections | Board | WITHHOLD | 4 | |
| Sphere Entertainment Co. | December 9, 2024 | An advisory vote on the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Sphere Entertainment Co. | December 9, 2024 | Approval of the Company's 2020 Employee Stock Plan, as amended. | Compensation | Board | AGAINST | 4 | |
| Sphere Entertainment Co. | December 9, 2024 | Election of the following nominees as directors: Carl E. Vogel | Director Elections | Board | WITHHOLD | 4 | |
| Sphere Entertainment Co. | December 9, 2024 | Election of the following nominees as directors: Joel M. Litvin | Director Elections | Board | WITHHOLD | 4 | |
| Sphere Entertainment Co. | December 9, 2024 | Election of the following nominees as directors: John L. Sykes | Director Elections | Board | WITHHOLD | 4 | |
| Sphere Entertainment Co. | December 9, 2024 | Election of the following nominees as directors: Joseph J. Lhota | Director Elections | Board | WITHHOLD | 4 | |
| Sphere Entertainment Co. | June 4, 2025 | Approval of the redomestication of the Company to the State of Nevada by conversion. | Extraordinary Transactions | Board | AGAINST | 4 | |
| Sphere Entertainment Co. | June 4, 2025 | Approval of, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| Sphere Entertainment Co. | June 4, 2025 | Election of the following nominees as directors: Joel M. Litvin | Director Elections | Board | WITHHOLD | 4 | |
| Sphere Entertainment Co. | June 4, 2025 | Election of the following nominees as directors: John L. Sykes | Director Elections | Board | WITHHOLD | 4 | |
| Sphere Entertainment Co. | June 4, 2025 | Election of the following nominees as directors: Joseph J. Lhota | Director Elections | Board | WITHHOLD | 4 | |
| Spotify Technology SA | April 9, 2025 | Approve Remuneration of Directors | Compensation | Board | AGAINST | 4 | |
| Spotify Technology SA | April 9, 2025 | Elect Daniel Ek as Director | Director Elections | Board | AGAINST | 4 | |
| Spotify Technology SA | April 9, 2025 | Elect Martin Lorentzon as Director | Director Elections | Board | AGAINST | 4 |
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Built October 13, 2026 from SEC Form N-PX filings.