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Guggenheim 2025-2026: where it broke with the board

Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.

Everything Only shareholder proposals it backed

2,658 proposals.

Guggenheim, 2025-2026 proxy season. Who put a proposal on the ballot is taken from its N-PX category; see the method note on the overview page.
CompanyMeetingProposalCategory On the ballot fromGuggenheim votedFunds
Weatherford International plc 2026-06-11 To agree to a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014, as amended, substantially in the form attached as Annex C to the Proxy Statement, that, once it becomes effective, will result in you owning common stock of Weatherford International Corp Instead of ordinary shares of Weatherford international plc. Extraordinary Transactions Board AGAINST 6
Weatherford International plc 2026-06-11 To approve a capital reduction under sections 84 to 86 of the Companies Act to effect the cancellation of Weatherford-Ireland ordinary shares contemplated by the Scheme of Arrangement. Capital Structure Board AGAINST 6
Weatherford International plc 2026-06-11 To approve the terms of an initial subscription, allotment and issue of one, or more, Weatherford-Ireland ordinary shares to Weatherford International Corp ("Weatherford-US") in connection with the Scheme of Arrangement. Extraordinary Transactions Board AGAINST 6
Weatherford International plc 2026-06-11 To authorize the directors of Weatherford-Ireland to allot and issue further new Weatherford-Ireland ordinary shares to Weatherford-US in connection with the Scheme of Arrangement to be paid up by the application of certain reserves as described in the Scheme of Arrangement. Extraordinary Transactions Board AGAINST 6
Webster Financial Corporation 2026-05-26 To approve, on an advisory (non-binding) basis, the compensation payments that will or may be paid to Webster's named executive officers in connection with the transactions contemplated by the Transaction Agreement (the "compensation proposal"). Say-on-Pay Board AGAINST 6
Wesbanco, Inc. 2026-04-15 To approve an advisory (non-binding) vote on compensation paid to Wesbanco's named executive officers in 2025. Say-on-Pay Board AGAINST 6
Westlake Corporation 2026-05-14 Election of Class I Directors: Catherine T. Chao Director Elections Board WITHHOLD 6
Westlake Corporation 2026-05-14 Election of Class I Directors: Jean-Marc Gilson Director Elections Board WITHHOLD 6
Wingstop Inc. 2026-05-21 Approve, on an advisory basis, the compensation of the Company's named executive officers. Say-on-Pay Board AGAINST 6
e.l.f. Beauty, Inc. 2025-08-21 Election of Directors: Lori Keith Director Elections Board WITHHOLD 6
iHeartMedia, Inc. 2026-06-04 The approval, on an advisory (non-binding) basis, of the compensation of our named executive officers. Say-on-Pay Board AGAINST 6
lululemon athletica inc. 2026-06-25 Advisory vote to approve the compensation of our named executive officers. Say-on-Pay Board AGAINST 6
3D Systems Corporation 2026-05-14 The approval of the amendment and restatement of the 2015 Incentive Plan to increase the number of shares reserved for issuance thereunder by 4,000,000 shares and to extend the term until 2036. Compensation Board AGAINST 5
8x8, Inc. 2025-07-25 To approve an amendment to the 8x8, Inc.'s 2022 Equity Incentive Plan to increase the number of shares of common stock available for issuance thereunder by 8,500,000 shares. Compensation Board AGAINST 5
Absci Corporation 2026-06-04 The election of the Class II directors nominated by the Board of Directors and named in our Proxy Statement to hold office for a three-year term expiring at our 2029 Annual Meeting of Stockholders or until their respective successors have been duly elected and qualified: Prof Sir Menelas Pangalos, Ph.D. Director Elections Board WITHHOLD 5
Advantage Solutions Inc. 2026-05-27 To elect four Class III directors from the nominees described in the proxy statement: Tiffany Han Director Elections Board WITHHOLD 5
AirSculpt Technologies, Inc. 2026-05-12 Election of Directors: Kenneth Higgins Director Elections Board AGAINST 5
Alector, Inc. 2026-06-17 ELECTION OF DIRECTORS: Kristine Yaffe, M.D. Director Elections Board WITHHOLD 5
Alibaba Group Holding Limited 2025-09-25 Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as U.S. and Hong Kong Auditors, Respectively, and Authorize Board to Fix Their Remuneration Audit-related Board AGAINST 5
Allogene Therapeutics, Inc. 2026-06-18 Election of Directors: Deborah Messemer Director Elections Board WITHHOLD 5
Allogene Therapeutics, Inc. 2026-06-18 Election of Directors: Owen Witte, M.D. Director Elections Board WITHHOLD 5
Allogene Therapeutics, Inc. 2026-06-18 Election of Directors: Vicki Sato, Ph.D. Director Elections Board WITHHOLD 5
Alpha Teknova, Inc. 2026-06-01 To elect three (3) Class II directors to serve until the 2029 annual meeting of stockholders and until their successors are duly elected and qualified: Irene Davis Director Elections Board WITHHOLD 5
Ameresco, Inc. 2026-06-04 Elect two (2) directors to the Ameresco, Inc. Board of Directors for a three-year term or until their successors are elected and qualified: Claire Hughes-Johnson Director Elections Board WITHHOLD 5
Ameresco, Inc. 2026-06-04 To approve an amendment to Ameresco's 2020 Stock Incentive Plan ("Plan) to increase the number of shares of Ameresco, Inc. Class A Common Stock authorized for issuance under the Plan by 3,200,000 from 5,000,000 to 8,200,000 as described in the Ameresco, Inc. Proxy Statement. Compensation Board AGAINST 5
Arvinas, Inc. 2026-06-24 Election of two Class II directors: Leslie V. Norwalk, Esq. Director Elections Board WITHHOLD 5
Asana, Inc. 2026-06-08 Election of three Class III directors to serve until the 2029 Annual Meeting of Stockholders and until their successors are duly elected and qualified: Krista Anderson-Copperman Director Elections Board WITHHOLD 5
Aspen Aerogels, Inc. 2026-05-13 Election of Directors: Donald R. Young Director Elections Board WITHHOLD 5
Aspen Aerogels, Inc. 2026-05-13 Election of Directors: Steven R. Mitchell Director Elections Board WITHHOLD 5
BeOne Medicines Ltd. 2026-06-11 THAT Dr. Alessandro Riva be and is hereby re-elected to serve as a director of the Company for a term extending until completion of the 2027 annual general meeting. Director Elections Board AGAINST 5
BeOne Medicines Ltd. 2026-06-11 THAT Mr. John V. Oyler be and is hereby re-elected to serve as Chairman of the Board of Directors of the Company for a term extending until completion of the 2027 annual general meeting. Director Elections Board AGAINST 5
BeOne Medicines Ltd. 2026-06-11 THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to Amgen Inc. ("Amgen"), up to a maximum amount of shares in order to maintain the same shareholding percentage of Amgen (based on the then-outstanding share capital of the Company) before and after the allocation of the corresponding securities issued pursuant to an offering conducted pursuant to the general mandate set forth in Resolution 17 for a period of five years, which period will be subject to an extension on a rolling basis each year. Capital Structure Board AGAINST 5
BeOne Medicines Ltd. 2026-06-11 THAT the Fifth Amended and Restated 2016 Share Option and Incentive Plan be and is hereby approved. Compensation Board AGAINST 5
BeOne Medicines Ltd. 2026-06-11 THAT the granting of a share issue mandate to the Board of Directors to issue, allot or deal with unissued ordinary shares and/or American Depositary Shares ("ADSs") (including any sale or transfer of treasury shares out of treasury) not exceeding 20% of the total number of issued shares of the Company (excluding treasury shares) as of the date of passing of this resolution up to the next annual general meeting of shareholders of the Company be and is hereby approved. Capital Structure Board AGAINST 5
Cartesian Therapeutics, Inc. 2026-06-12 Election of Directors: Michael Singer, M.D., Ph.D. Director Elections Board WITHHOLD 5
Cartesian Therapeutics, Inc. 2026-06-12 Election of Directors: Patrick Zenner, MBA Director Elections Board WITHHOLD 5
Cartesian Therapeutics, Inc. 2026-06-12 Election of Directors: Timothy A. Springer, Ph.D. Director Elections Board WITHHOLD 5
Cerus Corporation 2026-06-02 The approval of an amendment and restatement of the Company's 2024 Equity Incentive Plan to increase the aggregate number of shares of common stock authorized for issuance thereunder by 10 million shares and to make certain other changes thereto as described further in the accompanying Proxy Statement. Compensation Board AGAINST 5
Coherus Oncology, Inc. 2026-05-29 To approve a reduction in the exercise price of certain outstanding stock options. Compensation Board AGAINST 5
Coherus Oncology, Inc. 2026-05-29 To approve an increase in the number of shares of our common stock reserved for issuance under the Amended and Restated 2014 Equity Incentive Award Plan. Compensation Board AGAINST 5
CryoPort, Inc. 2026-06-05 To approve an amendment to the Cryoport, Inc. 2018 Omnibus Equity Incentive Plan to increase the number of authorized shares for issuance thereunder from 10,350,000 to 14,625,000; and Compensation Board AGAINST 5
CuriosityStream Inc. 2026-05-20 To approve an amendment to the CuriosityStream Inc. 2020 Omnibus Incentive Plan (the Plan) to increase the number of shares of Common Stock authorized for issuance under the Plan from 10,725,000 shares of Common Stock to 11,725,000 shares of Common Stock. Compensation Board AGAINST 5
CuriosityStream Inc. 2026-05-20 To elect three Class III directors to hold office until the 2029 annual meeting of stockholders or until their respective successors are duly elected and qualified: Matthew Blank Director Elections Board WITHHOLD 5
Douglas Elliman Inc. 2026-06-18 Election of Directors: Mark D. Zeitchick Director Elections Board WITHHOLD 5
Douglas Elliman Inc. 2026-06-18 Election of Directors: Michael S. Liebowitz Director Elections Board WITHHOLD 5
Emergent BioSolutions Inc. 2026-04-29 To approve an amendment to the Emergent BioSolutions Inc Amended and Restated Stock Incentive Plan to increase the number of shares of common stock for the grant of awards under the plan. Compensation Board AGAINST 5
Entravision Communications Corporation 2026-05-28 To approve an amendment and restatement of the Entravision Communications Corporation Amended and Restated 2004 Equity Incentive Plan (the "2004 Plan") to, among other things, increase the number of shares of the Company's Class A common stock authorized for issuance thereunder by 6,000,000 shares. Compensation Board AGAINST 5
Fate Therapeutics, Inc. 2026-06-12 To approve a proposal to amend and restate the Company's 2022 Stock Option and Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder. Compensation Board AGAINST 5
Ginkgo Bioworks Holdings, Inc. 2026-06-11 Election of Directors: Christian Henry Director Elections Board AGAINST 5
Ginkgo Bioworks Holdings, Inc. 2026-06-11 Election of Directors: Harry E. Sloan Director Elections Board AGAINST 5
Ginkgo Bioworks Holdings, Inc. 2026-06-11 Election of Directors: Ross Fubini Director Elections Board AGAINST 5
Ginkgo Bioworks Holdings, Inc. 2026-06-11 Election of Directors: Sri Kosuri Director Elections Board AGAINST 5
Harmony Gold Mining Co. Ltd. 2025-11-26 Approve Implementation Report Compensation Board AGAINST 5
Heron Therapeutics, Inc. 2026-06-11 To approve the amendment and restatement of the Company's 2007 Amended and Restated Equity Incentive Plan, to, among other things, increase the number of shares of common stock authorized for issuance thereunder by an additional 16,560,000 shares. Compensation Board AGAINST 5
Hyliion Holdings Corp. 2026-05-19 Election of Directors: Mary Gustanski Director Elections Board WITHHOLD 5
Hyliion Holdings Corp. 2026-05-19 Election of Directors: Robert Knight, Jr. Director Elections Board WITHHOLD 5
Hyliion Holdings Corp. 2026-05-19 Election of Directors: Rodger Boehm Director Elections Board WITHHOLD 5
Hyliion Holdings Corp. 2026-05-19 To approve an amendment to the Hyliion Holdings Co 2024 Equity Incentive Plan to increase the aggregate number of shares of common stock available for issuance thereunder by 8 million shares. Compensation Board AGAINST 5
ICICI Bank Limited 2026-02-25 Elect Vijayalakshmi Iyer as Director Director Elections Board AGAINST 5
Inseego Corp. 2026-06-16 Elect two directors to serve until the 2029 Annual Meeting of Stockholders.: Jeffrey Tuder Director Elections Board WITHHOLD 5
Korro Bio, Inc. 2026-06-10 Election of two Class I directors, nominated by our board of directors, each to serve for a three-year term expiring at the 2029 annual meeting of stockholders: Nessan Bermingham Director Elections Board WITHHOLD 5
Lincoln National Corporation 2026-05-28 The approval of an advisory resolution on the compensation of our named executive officers. Say-on-Pay Board AGAINST 5
Lucid Diagnostics Inc. 2026-06-24 Election of Class B Directors: James L. Cox, M.D. Director Elections Board WITHHOLD 5
Lucid Diagnostics Inc. 2026-06-24 Election of Class B Directors: John R. Palumbo Director Elections Board WITHHOLD 5
Lucid Diagnostics Inc. 2026-06-24 Election of Class B Directors: Ronald M. Sparks Director Elections Board WITHHOLD 5
MaxCyte, Inc. 2026-06-17 To elect the Board's three nominees as identified in the accompanying Proxy Statement as Class II directors: Patrick J. Balthrop Director Elections Board WITHHOLD 5
NetEase, Inc. 2026-06-23 Adopt Consultant Sublimit Compensation Board AGAINST 5
NetEase, Inc. 2026-06-23 Amend and Restate the Amended and Restated 2019 Share Incentive Plan as the Second Amended and Restated 2019 Share Incentive Plan Compensation Board AGAINST 5
NetEase, Inc. 2026-06-23 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Capital Structure Board AGAINST 5
NetEase, Inc. 2026-06-23 Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Audit-related Board AGAINST 5
Neurogene Inc. 2026-06-03 Election of Class III Directors for terms expiring in 2029: Robert Baffi, Ph.D. Director Elections Board WITHHOLD 5
OPKO Health, Inc. 2026-06-18 To approve the Company's 2026 Equity Incentive Plan; Compensation Board AGAINST 5
OPKO Health, Inc. 2026-06-18 To elect as directors the eleven nominees named in the attached proxy statement for a term of office expiring at the 2027 annual meeting of stockholders or until their respective successors are duly elected and qualified: Phillip Frost, M.D. Director Elections Board AGAINST 5
OptimizeRx Corporation 2026-06-09 Approval of an amendment to the 2021 Equity Plan to adopt an evergreen provision providing for an automatic annual increase in the shares of Common Stock available for issuance under the 2021 Equity Plan. Compensation Board AGAINST 5
OptimizeRx Corporation 2026-06-09 Election of each of the seven director nominees listed below: Catherine Klema Director Elections Board WITHHOLD 5
OptimizeRx Corporation 2026-06-09 Election of each of the seven director nominees listed below: Lynn O'Connor Vos Director Elections Board WITHHOLD 5
OptimizeRx Corporation 2026-06-09 Election of each of the seven director nominees listed below: Patrick Spangler Director Elections Board WITHHOLD 5
Organogenesis Holdings Inc. 2026-06-15 Election of Directors: Glenn H. Nussdorf Director Elections Board WITHHOLD 5
Organogenesis Holdings Inc. 2026-06-15 Election of Directors: Jon Giacomin Director Elections Board WITHHOLD 5
Ouster, Inc. 2026-06-17 Election of Class II Directors: Angus Pacala Director Elections Board WITHHOLD 5
Outdoor Holding Company 2025-08-29 Incentive Plan Proposal - to approve the Outdoor Holding Company 2025 Long-Term Incentive Plan; Compensation Board AGAINST 5
Outset Medical, Inc. 2026-06-04 Election of Class III Directors: Brent D. Lang Director Elections Board WITHHOLD 5
Pacific Biosciences of California, Inc. 2026-06-03 To approve the amendment of our 2020 Equity Incentive Plan. Compensation Board AGAINST 5
Personalis, Inc. 2026-05-12 Election of Directors: Woodrow A. Myers, Jr., M.D. Director Elections Board WITHHOLD 5
Phathom Pharmaceuticals, Inc. 2026-05-19 To elect three class I directors to hold office until the 2029 Annual Meeting of Stockholders: Steven Basta Director Elections Board WITHHOLD 5
Pulmonx Corporation 2026-06-04 Election of Directors: Georgia Garinois-Melenikiotou Director Elections Board WITHHOLD 5
Rackspace Technology, Inc. 2026-06-18 Approve an amendment to the Company's 2020 Equity Incentive Plan to increase the number of shares of common stock authorized to be issued under the plan. Compensation Board AGAINST 5
Sana Biotechnology, Inc. 2026-06-04 To elect three Class II directors to our Board of Directors, each to serve for a three-year term expiring at the 2029 annual meeting of stockholders or until his or her respective successor is duly elected and qualified. The nominees for election are: Hans E. Bishop Director Elections Board WITHHOLD 5
Sibanye Stillwater Ltd. 2026-05-28 Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act Capital Structure Board AGAINST 5
Sleep Number Corporation 2026-05-21 Approve Amendment to the Sleep Number Corporation 2020 Equity Incentive Plan to increase the number of shares reserved for issuance by 750,000 shares Compensation Board AGAINST 5
Solid Biosciences Inc. 2026-06-10 Election of Class II Directors: Adam Stone Director Elections Board WITHHOLD 5
Solid Biosciences Inc. 2026-06-10 Election of Class II Directors: Clare Kahn Director Elections Board WITHHOLD 5
Solid Biosciences Inc. 2026-06-10 Election of Class II Directors: Lynne Sullivan Director Elections Board WITHHOLD 5
Standard BioTools Inc. 2026-06-17 To approve the Standard BioTools Inc. 2026 Equity Incentive Plan. Compensation Board AGAINST 5
Stitch Fix, Inc. 2025-12-11 Election of Directors: Kofi Amoo-Gottfried Director Elections Board WITHHOLD 5
Stitch Fix, Inc. 2025-12-11 Election of Directors: Timothy Baxter Director Elections Board WITHHOLD 5
TTEC Holdings, Inc. 2026-05-21 The approval of the redomestication of the Company from Delaware to Texas by conversion. Extraordinary Transactions Board AGAINST 5
Taysha Gene Therapies, Inc. 2026-06-01 To elect the Board's Class III Director nominees, Sean P. Nolan and Laura Sepp-Lorenzino, Ph.D. to the Board of Directors to hold office until the 2029 Annual Meeting of Stockholders: Sean P. Nolan Director Elections Board WITHHOLD 5
Teads Holding Co. 2026-05-14 Election of Directors To be elected for terms expiring in 2029: Arne Wolter Director Elections Board WITHHOLD 5
Tectonic Therapeutic, Inc. 2026-06-08 Election of Directors: Timothy A. Springer, Ph.D. Director Elections Board WITHHOLD 5

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Built 2026-10-11 from SEC Form N-PX filings.