Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,370 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| DAKOTA GOLD CORP. | May 14, 2024 | Election of Directors: Amy K. Koenig | Director Elections | Board | WITHHOLD | 4 | |
| DAY ONE BIOPHARMACEUTICALS INC. | May 23, 2024 | Election of Class III Directors: Jeremy Bender | Director Elections | Board | WITHHOLD | 4 | |
| DAY ONE BIOPHARMACEUTICALS INC. | May 23, 2024 | Election of Class III Directors: Saira Ramasastry | Director Elections | Board | WITHHOLD | 4 | |
| DESIGN THERAPEUTICS INC. | June 13, 2024 | To elect the one nominee for Class III director named herein to serve for a three-year term until the 2027 Annual Meeting of Stockholders: Pratik Shah, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| DILLARD'S INC. | May 18, 2024 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 NON-EMPLOYEE DIRECTOR RESTRICTED STOCK PLAN. | Compensation | Board | AGAINST | 4 | |
| DISC MEDICINE INC. | June 12, 2024 | ELECTION OF DIRECTORS: Kevin Bitterman | Director Elections | Board | WITHHOLD | 4 | |
| DIVERSIFIED HEALTHCARE TRUST | May 31, 2024 | Election of Trustees. Nominees (for Independent Trustee): Jeffrey P. Somers | Director Elections | Board | WITHHOLD | 4 | |
| DIVERSIFIED HEALTHCARE TRUST | May 31, 2024 | Election of Trustees. Nominees (for Independent Trustee): Lisa Harris Jones | Director Elections | Board | WITHHOLD | 4 | |
| DIVERSIFIED HEALTHCARE TRUST | May 31, 2024 | Election of Trustees. Nominees (for Managing Trustee): Adam D. Portnoy | Director Elections | Board | WITHHOLD | 4 | |
| DOCGO INC. | June 18, 2024 | Election of Directors: Steven Katz | Director Elections | Board | WITHHOLD | 4 | |
| DOCGO INC. | June 18, 2024 | To approve on a non-binding, advisory basis the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| DOCUSIGN INC. | May 29, 2024 | A stockholder proposal to report on the effectiveness of the Company's diversity, equity, and inclusion efforts, if properly presented at the meeting | Diversity, Equity, and Inclusion | Shareholder | Against | FOR | 4 |
| DOCUSIGN INC. | May 29, 2024 | Approval, on an advisory basis, of our named executive officers' compensation | Say-on-Pay | Board | AGAINST | 4 | |
| DOCUSIGN INC. | May 29, 2024 | Election of Class III Directors: Peter Solvik | Director Elections | Board | AGAINST | 4 | |
| DONEGAL GROUP INC. | April 18, 2024 | Adopt our 2024 equity incentive plan for employees. | Compensation | Board | AGAINST | 4 | |
| DONEGAL GROUP INC. | April 18, 2024 | Election of Directors: Dennis J. Bixenman | Director Elections | Board | WITHHOLD | 4 | |
| DONEGAL GROUP INC. | April 18, 2024 | Election of Directors: Jon M. Mahan | Director Elections | Board | WITHHOLD | 4 | |
| DONEGAL GROUP INC. | April 18, 2024 | Election of Directors: Kevin M. Kraft, Sr. | Director Elections | Board | WITHHOLD | 4 | |
| DRAFTKINGS INC. | May 13, 2024 | Election of Directors: Jason D. Robins | Director Elections | Board | WITHHOLD | 4 | |
| DRAFTKINGS INC. | May 13, 2024 | Election of Directors: Marni M. Walden | Director Elections | Board | WITHHOLD | 4 | |
| DRAFTKINGS INC. | May 13, 2024 | Election of Directors: Valerie Mosley | Director Elections | Board | WITHHOLD | 4 | |
| DRAFTKINGS INC. | May 13, 2024 | Election of Directors: Woodrow H. Levin | Director Elections | Board | WITHHOLD | 4 | |
| DRAFTKINGS INC. | May 13, 2024 | To conduct a non-binding advisory vote on executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| DRAFTKINGS INC. | May 13, 2024 | To consider a shareholder proposal regarding disclosure of certain political contributions. | Other Social Issues | Shareholder | Against | FOR | 4 |
| DREAM FINDERS HOMES INC. | June 10, 2024 | Election of Directors: Justin W. Udelhofen | Director Elections | Board | AGAINST | 4 | |
| DREAM FINDERS HOMES INC. | June 10, 2024 | Election of Directors: Leonard M. Sturm | Director Elections | Board | AGAINST | 4 | |
| DREAM FINDERS HOMES INC. | June 10, 2024 | Election of Directors: Megha H. Parekh | Director Elections | Board | AGAINST | 4 | |
| DREAM FINDERS HOMES INC. | June 10, 2024 | Election of Directors: Patrick O. Zalupski | Director Elections | Board | AGAINST | 4 | |
| DREAM FINDERS HOMES INC. | June 10, 2024 | Election of Directors: W. Radford Lovett II | Director Elections | Board | AGAINST | 4 | |
| DREAM FINDERS HOMES INC. | June 10, 2024 | Election of Directors: William W. Weatherford | Director Elections | Board | AGAINST | 4 | |
| DUCKHORN PORTFOLIO INC. | January 19, 2024 | Election of Directors Charles Esserman | Director Elections | Board | AGAINST | 4 | |
| DUCKHORN PORTFOLIO INC. | January 19, 2024 | Election of Directors Michelle Gloeckler | Director Elections | Board | AGAINST | 4 | |
| DUOLINGO INC. | June 12, 2024 | Election of Class III Directors: Sara Clemens | Director Elections | Board | WITHHOLD | 4 | |
| DYNATRACE INC. | August 23, 2023 | Election of Class I Directors Nominees: Michael Capone | Director Elections | Board | WITHHOLD | 4 | |
| DYNATRACE INC. | August 23, 2023 | Election of Class I Directors Nominees: Rick McConnell | Director Elections | Board | WITHHOLD | 4 | |
| DYNATRACE INC. | August 23, 2023 | Election of Class I Directors Nominees: Stephen Lifshatz | Director Elections | Board | WITHHOLD | 4 | |
| DYNE THERAPEUTICS INC. | May 22, 2024 | The election of three Class I directors, each to serve for a three-year term expiring at the 2027 annual meeting of stockholders and until his or her respective successor has been duly elected and qualified: Carlo Incerti, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| DYNEX CAPITAL INC. | May 17, 2024 | To approve, in an advisory and non-binding vote, the compensation of the Company's named executive officers as disclosed in the accompanying Proxy Statement; | Say-on-Pay | Board | AGAINST | 4 | |
| E2OPEN PARENT HOLDINGS INC. | July 7, 2023 | To elect 3 director nominees to serve as Class II directors on the Board of Directors until our 2026 Annual Meeting of Stockholders: Martin Fichtner | Director Elections | Board | WITHHOLD | 4 | |
| E2OPEN PARENT HOLDINGS INC. | June 28, 2024 | To hold an advisory vote to approve the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| EARTHSTONE ENERGY INC. | October 30, 2023 | To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Earthstone's named executive officers that is based on or otherwise relates to the mergers; | Say-on-Pay | Board | AGAINST | 4 | |
| EASTERLY GOVERNMENT PROPERTIES INC. | May 17, 2024 | Approval, on a non-binding advisory basis, of our named executive officer compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| EASTERLY GOVERNMENT PROPERTIES INC. | May 17, 2024 | Election of Directors: Cynthia A. Fisher | Director Elections | Board | AGAINST | 4 | |
| EASTMAN KODAK CO. | May 15, 2024 | Approval of the Second Amendment to the Amended and Restated 2013 Omnibus Incentive Plan | Compensation | Board | AGAINST | 4 | |
| EASTMAN KODAK CO. | May 15, 2024 | Election of Directors: Jason New | Director Elections | Board | AGAINST | 4 | |
| EASTMAN KODAK CO. | May 15, 2024 | Election of Directors: Philippe D. Katz | Director Elections | Board | AGAINST | 4 | |
| EDGEWISE THERAPEUTICS INC. | June 7, 2024 | Elect the directors named in the attached Proxy Statement to serve until the 2027 Annual Meeting of Stockholders: Peter Thompson, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| EMERALD HOLDING INC. | May 21, 2024 | (A) Election of Class 1 Directors: Anthony Munk | Director Elections | Board | WITHHOLD | 4 | |
| EMERALD HOLDING INC. | May 21, 2024 | (A) Election of Class 1 Directors: Herve Sedky | Director Elections | Board | WITHHOLD | 4 | |
| EMERALD HOLDING INC. | May 21, 2024 | (B) Contingent Election of Additional Class I and Class III Directors:* David Levin | Director Elections | Board | WITHHOLD | 4 | |
| EMERALD HOLDING INC. | May 21, 2024 | (B) Contingent Election of Additional Class I and Class III Directors:* Lynda Clarizio | Director Elections | Board | WITHHOLD | 4 | |
| EMPIRE PETROLEUM CORP. | June 14, 2024 | Election of Directors: J. Kevin Vann | Director Elections | Board | WITHHOLD | 4 | |
| EMPIRE PETROLEUM CORP. | June 14, 2024 | Election of Directors: Michael R. Morrisett | Director Elections | Board | WITHHOLD | 4 | |
| EMPIRE PETROLEUM CORP. | June 14, 2024 | Election of Directors: Vice Admiral Andrew L. Lewis (Ret.) | Director Elections | Board | WITHHOLD | 4 | |
| ENDEAVOR GROUP HOLDINGS INC. | June 13, 2024 | Election of Directors: Ariel Emanuel | Director Elections | Board | WITHHOLD | 4 | |
| ENDEAVOR GROUP HOLDINGS INC. | June 13, 2024 | Election of Directors: Egon Durban | Director Elections | Board | WITHHOLD | 4 | |
| ENDEAVOR GROUP HOLDINGS INC. | June 13, 2024 | Election of Directors: Jacqueline Reses | Director Elections | Board | WITHHOLD | 4 | |
| ENERGY VAULT HOLDINGS INC. | May 24, 2024 | Election of Class III members of the Board of Directors: Bill Gross | Director Elections | Board | WITHHOLD | 4 | |
| ENERGY VAULT HOLDINGS INC. | May 24, 2024 | Election of Class III members of the Board of Directors: Robert Piconi | Director Elections | Board | WITHHOLD | 4 | |
| ENLIVEN THERAPEUTICS INC. | June 18, 2024 | Amendment and restatement of the Amended and Restated 2020 Equity Incentive Plan, which increases the number of shares authorized for issuance thereunder by 2,900,000 shares. | Compensation | Board | AGAINST | 4 | |
| ENOVIX CORP. | June 13, 2024 | To approve, on an advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| ENSTAR GROUP LTD. | June 6, 2024 | Advisory vote to approve executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| ENVELA CORP. | June 28, 2024 | The election as directors of all nominees listed: Alexandra C. Griffin | Director Elections | Board | WITHHOLD | 4 | |
| ENVELA CORP. | June 28, 2024 | The election as directors of all nominees listed: Jim R. Ruth | Director Elections | Board | WITHHOLD | 4 | |
| ENVELA CORP. | June 28, 2024 | The election as directors of all nominees listed: Richard D. Schepp | Director Elections | Board | WITHHOLD | 4 | |
| EQRX INC. | November 8, 2023 | To approve, on a non-binding, advisory basis, the compensation that will or may be payable to EQRX's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Say-on-Pay | Board | AGAINST | 4 | |
| EQUITY BANCSHARES INC. | April 23, 2024 | Advisory vote to approve the compensation paid to the named executive officers of the Company. | Say-on-Pay | Board | AGAINST | 4 | |
| EQUITY BANCSHARES INC. | April 23, 2024 | Approval of the First Amendment to the Equity Bancshares, Inc. 2022 Omnibus Equity Incentive Plan to increase the number of shares available for issuance under the plan. | Compensation | Board | AGAINST | 4 | |
| EQUITY BANCSHARES INC. | April 23, 2024 | Election of Directors: Class II: Brad S. Elliott | Director Elections | Board | AGAINST | 4 | |
| EQUITY BANCSHARES INC. | April 23, 2024 | Election of Directors: Class II: Gregory H. Kossover | Director Elections | Board | AGAINST | 4 | |
| EQUITY BANCSHARES INC. | April 23, 2024 | Election of Directors: Class II: Junetta M. Everett | Director Elections | Board | AGAINST | 4 | |
| EQUITY BANCSHARES INC. | April 23, 2024 | Election of Directors: Class II: Kevin E. Cook | Director Elections | Board | AGAINST | 4 | |
| EQUITY COMMONWEALTH | June 18, 2024 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| ESCALADE INC. | May 8, 2024 | Election of Directors: Katherine F. Franklin | Director Elections | Board | WITHHOLD | 4 | |
| ESQUIRE FINANCIAL HOLDINGS INC. | May 30, 2024 | APPROVAL OF THE ESQUIRE FINANCIAL HOLDINGS, INC. 2024 EQUITY INCENTIVE PLAN. | Compensation | Board | AGAINST | 4 | |
| ESQUIRE FINANCIAL HOLDINGS INC. | May 30, 2024 | Election of Directors: Anthony Coelho 3 year term | Director Elections | Board | WITHHOLD | 4 | |
| ESQUIRE FINANCIAL HOLDINGS INC. | May 30, 2024 | Election of Directors: Richard T. Powers 3 year term | Director Elections | Board | WITHHOLD | 4 | |
| ESS TECH INC. | May 17, 2024 | To elect three Class III directors to hold office until our 2027 annual meeting of stockholders and until their respective successors are elected and qualified: Raffi Garabedian | Director Elections | Board | WITHHOLD | 4 | |
| EVE HOLDING INC. | May 23, 2024 | Election of Class II Directors: Marion Clifton Blakey | Director Elections | Board | WITHHOLD | 4 | |
| EVE HOLDING INC. | May 23, 2024 | Election of Class II Directors: Paul Eremenko | Director Elections | Board | WITHHOLD | 4 | |
| EVERCOMMERCE INC. | June 20, 2024 | Election of Class III Directors to serve until the 2027 Annual Meeting of Stockholders and until their respective successors shall have been duly elected and qualified: John Marquis | Director Elections | Board | WITHHOLD | 4 | |
| EVERQUOTE INC. | June 6, 2024 | Election of Directors: David Blundin | Director Elections | Board | WITHHOLD | 4 | |
| EVERQUOTE INC. | June 6, 2024 | Election of Directors: George Neble | Director Elections | Board | WITHHOLD | 4 | |
| EVERQUOTE INC. | June 6, 2024 | Election of Directors: Jayme Mendal | Director Elections | Board | WITHHOLD | 4 | |
| EVERQUOTE INC. | June 6, 2024 | Election of Directors: John Shields | Director Elections | Board | WITHHOLD | 4 | |
| EVERQUOTE INC. | June 6, 2024 | Election of Directors: Mira Wilczek | Director Elections | Board | WITHHOLD | 4 | |
| EVERQUOTE INC. | June 6, 2024 | Election of Directors: Paul Deninger | Director Elections | Board | WITHHOLD | 4 | |
| EVERQUOTE INC. | June 6, 2024 | Election of Directors: Sanju Bansal | Director Elections | Board | WITHHOLD | 4 | |
| EVERTEC INC. | May 23, 2024 | Advisory vote on executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| EVGO INC. | May 15, 2024 | Election of Directors: David Nanus | Director Elections | Board | WITHHOLD | 4 | |
| EVGO INC. | May 15, 2024 | Election of Directors: Katherine Motlagh | Director Elections | Board | WITHHOLD | 4 | |
| EVOLUS INC. | June 6, 2024 | Election of Class III directors for a three-year term: Karah Parschauer | Director Elections | Board | WITHHOLD | 4 | |
| EVOLUS INC. | June 6, 2024 | Election of Class III directors for a three-year term: Vikram Malik | Director Elections | Board | WITHHOLD | 4 | |
| EVOLUS INC. | June 6, 2024 | The approval of the Evolus Inc. 2024 Employee Stock Purchase Plan. | Compensation | Board | AGAINST | 4 | |
| EVOLV TECHNOLOGIES HOLDINGS INC. | May 31, 2024 | Election of Class III Directors: Michael Ellenbogen | Director Elections | Board | WITHHOLD | 4 | |
| EVOLV TECHNOLOGIES HOLDINGS INC. | May 31, 2024 | Election of Class III Directors: Peter George | Director Elections | Board | WITHHOLD | 4 | |
| EVOLV TECHNOLOGIES HOLDINGS INC. | May 31, 2024 | To approve, on an advisory (non-binding) basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| EXCELERATE ENERGY INC. | June 6, 2024 | Election of Directors: Don P. Millican | Director Elections | Board | WITHHOLD | 4 | |
| EXCELERATE ENERGY INC. | June 6, 2024 | Election of Directors: Henry G. Kleemeier | Director Elections | Board | WITHHOLD | 4 | |
| EXCELERATE ENERGY INC. | June 6, 2024 | Election of Directors: Robert A. Waldo | Director Elections | Board | WITHHOLD | 4 |
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Built October 12, 2026 from SEC Form N-PX filings.