Home › Asset managers › Guggenheim › 2023-2024 › Against the board
Two kinds of vote are listed: a board-sponsored proposal Guggenheim voted AGAINST or withheld on, and a shareholder proposal it voted FOR, with the board’s recommendation on it where the filings show one. A FOR vote on a proposal the board supported, or took no position on, is listed and labelled, but it is not a vote against the board. One row is one proposal at one meeting; “funds” is how many of the manager’s funds or accounts voted that way.
Everything Only shareholder proposals it backed
3,280 proposals.
| Company | Meeting | Proposal | Category | On the ballot from | Board recommended | Guggenheim voted | Funds |
|---|---|---|---|---|---|---|---|
| GENCOR INDUSTRIES INC. | March 7, 2024 | Election of Director: General John G. Coburn (Ret.) | Director Elections | Board | WITHHOLD | 4 | |
| GENIE ENERGY LTD. | May 8, 2024 | Advisory vote on executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| GENIE ENERGY LTD. | May 8, 2024 | Election of Directors: Alan B. Rosenthal | Director Elections | Board | AGAINST | 4 | |
| GENIE ENERGY LTD. | May 8, 2024 | Election of Directors: Allan Sass | Director Elections | Board | AGAINST | 4 | |
| GENIE ENERGY LTD. | May 8, 2024 | Election of Directors: Howard S. Jonas | Director Elections | Board | AGAINST | 4 | |
| GENIE ENERGY LTD. | May 8, 2024 | Election of Directors: W. Wesley Perry | Director Elections | Board | AGAINST | 4 | |
| GENIE ENERGY LTD. | May 8, 2024 | To approve an amendment to the Genie Energy Ltd. Stock Option and Incentive Plan that will increase the number of shares of the Company's Class B common stock available for the grant of awards thereunder by 180,000. | Compensation | Board | AGAINST | 4 | |
| GLADSTONE COMMERCIAL CORP. | May 2, 2024 | Election of Directors: Walter H. Wilkinson | Director Elections | Board | WITHHOLD | 4 | |
| GLADSTONE LAND CORP. | May 9, 2024 | Election of Directors: Anthony W. Parker | Director Elections | Board | WITHHOLD | 4 | |
| GLADSTONE LAND CORP. | May 9, 2024 | Election of Directors: Michela A. English | Director Elections | Board | WITHHOLD | 4 | |
| GLOBAL BUSINESS TRAVEL GROUP INC. | June 5, 2024 | Election of four Class II directors: James Bush | Director Elections | Board | AGAINST | 4 | |
| GLOBAL BUSINESS TRAVEL GROUP INC. | June 5, 2024 | Election of four Class II directors: Mohammed Saif Al-Sowaidi | Director Elections | Board | AGAINST | 4 | |
| GLOBAL INDUSTRIAL CO. | June 3, 2024 | Election of Directors: Barry Litwin | Director Elections | Board | WITHHOLD | 4 | |
| GLOBAL INDUSTRIAL CO. | June 3, 2024 | Election of Directors: Bruce Leeds | Director Elections | Board | WITHHOLD | 4 | |
| GLOBAL INDUSTRIAL CO. | June 3, 2024 | Election of Directors: Richard B. Leeds | Director Elections | Board | WITHHOLD | 4 | |
| GLOBAL INDUSTRIAL CO. | June 3, 2024 | Election of Directors: Robert D. Rosenthal | Director Elections | Board | WITHHOLD | 4 | |
| GLOBAL INDUSTRIAL CO. | June 3, 2024 | Election of Directors: Robert Leeds | Director Elections | Board | WITHHOLD | 4 | |
| GLOBAL NET LEASE INC. | September 8, 2023 | to approve the issuance of shares of GNL's common stock, par value $0.01 per share (the "GNL Common Stock") in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of May 23, 2023, by and among GNL, the Necessity Retail REIT, Inc. ("RTL"), and the other parties thereto (the "REIT Merger Agreement"), pursuant to which RTL will merge with and into Osmosis Sub I, LLC, a wholly owned subsidiary of GNL (the "REIT Merger"), and each outstanding share of RTL's Class A Common Stock, par value $0.01 per share, will be converted into the right to receive 0.670 shares of GNL Common Stock and the Agreement and Plan of Merger, dated May 23, 2023, by and among GNL, RTL, AR Global Investments, LLC ("Advisor Parent"), and the other parties thereto (the "Internalization Merger Agreement"), pursuant to which GNL will internalize the advisory and property management functions (the "Internalization Merger"), which issuance will consist of shares issued to stockholders of RTL in accordance with the terms of the REIT Merger Agreement and 29,614,825 shares of GNL Common Stock issued to Advisor Parent pursuant to the Internalization Merger Agreement (the "GNL Common Stock Proposal"); and | Extraordinary Transactions | Board | AGAINST | 4 | |
| GLOBAL NET LEASE INC. | May 23, 2024 | Approval, on an advisory, non-binding basis, of the compensation paid to the Company's named executive officers identified in the accompanying proxy statement. | Say-on-Pay | Board | AGAINST | 4 | |
| GLOBAL NET LEASE INC. | May 23, 2024 | Election of Directors: Edward G. Rendell | Director Elections | Board | WITHHOLD | 4 | |
| GLOBALSTAR INC. | May 21, 2024 | Election of Class C Directors: James Monroe III | Director Elections | Board | AGAINST | 4 | |
| GOHEALTH INC. | June 12, 2024 | Election of Class I Directors: Alexander Timm | Director Elections | Board | WITHHOLD | 4 | |
| GOHEALTH INC. | June 12, 2024 | Election of Class I Directors: David Fisher | Director Elections | Board | WITHHOLD | 4 | |
| GOHEALTH INC. | June 12, 2024 | Election of Class I Directors: Vijay Kotte | Director Elections | Board | WITHHOLD | 4 | |
| GOHEALTH INC. | June 12, 2024 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Say-on-Pay | Board | AGAINST | 4 | |
| GOLDEN OCEAN GROUP LTD. | April 29, 2024 | Elect Director Ben Mills | Director Elections | Board | AGAINST | 4 | |
| GOLDEN OCEAN GROUP LTD. | April 29, 2024 | Elect Director John Fredriksen | Director Elections | Board | AGAINST | 4 | |
| GOLDEN OCEAN GROUP LTD. | April 29, 2024 | Elect Director Ola Lorentzon | Director Elections | Board | AGAINST | 4 | |
| GRANITE RIDGE RESOURCES INC. | May 24, 2024 | Election of Class II directors to serve until the 2027 annual meeting of stockholders or until their respective successors have been duly elected and qualified: Matthew Miller | Director Elections | Board | WITHHOLD | 4 | |
| GREENE COUNTY BANCORP INC. | November 4, 2023 | Election of Directors: Stephen E. Nelson | Director Elections | Board | WITHHOLD | 4 | |
| GREENLIGHT CAPITAL RE LTD. | July 25, 2023 | To consider and vote upon a proposal to approve and adopt the 2023 Omnibus Incentive Plan; | Compensation | Board | AGAINST | 4 | |
| GREIF INC. | February 26, 2024 | THE ELECTION OF ALL DIRECTOR NOMINEES LISTED BELOW: Frank C. Miller | Director Elections | Board | WITHHOLD | 4 | |
| GREIF INC. | February 26, 2024 | THE ELECTION OF ALL DIRECTOR NOMINEES LISTED BELOW: John W. McNamara | Director Elections | Board | WITHHOLD | 4 | |
| GREIF INC. | February 26, 2024 | THE ELECTION OF ALL DIRECTOR NOMINEES LISTED BELOW: Kimberly T. Scott | Director Elections | Board | WITHHOLD | 4 | |
| HALLADOR ENERGY CO. | May 30, 2024 | Approve, on an Advisory Basis, the Named Executive Officers' Compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| HALLADOR ENERGY CO. | May 30, 2024 | Election of six Directors for a one-year term: Charles R. Wesley, IV | Director Elections | Board | AGAINST | 4 | |
| HEARTLAND EXPRESS INC. | May 9, 2024 | Election of Directors: B. Neville | Director Elections | Board | WITHHOLD | 4 | |
| HELIOGEN INC. | August 3, 2023 | Election of Directors: Stacey Abrams | Director Elections | Board | WITHHOLD | 4 | |
| HERBALIFE LTD. | April 25, 2024 | Approve an amendment and restatement of the Company's 2023 Stock Incentive Plan to increase the number of Common Shares available for issuance under such plan. | Compensation | Board | AGAINST | 4 | |
| HERITAGE-CRYSTAL CLEAN INC. | October 10, 2023 | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to the Company's named executive officers in connection with the Merger. | Say-on-Pay | Board | AGAINST | 4 | |
| HIGHPEAK ENERGY INC. | June 4, 2024 | Election of Director: Jay M. Chernosky | Director Elections | Board | WITHHOLD | 4 | |
| HIGHPEAK ENERGY INC. | June 4, 2024 | Election of Director: Sharon F. Fulgham | Director Elections | Board | WITHHOLD | 4 | |
| HIMS & HERS HEALTH INC. | June 6, 2024 | Advisory approval of the Company's executive compensation. | Say-on-Pay | Board | AGAINST | 4 | |
| HIMS & HERS HEALTH INC. | June 6, 2024 | Election of Directors: Andrea Perez | Director Elections | Board | WITHHOLD | 4 | |
| HIMS & HERS HEALTH INC. | June 6, 2024 | Election of Directors: Andrew Dudum | Director Elections | Board | WITHHOLD | 4 | |
| HIMS & HERS HEALTH INC. | June 6, 2024 | Election of Directors: Christiane Pendarvis | Director Elections | Board | WITHHOLD | 4 | |
| HIMS & HERS HEALTH INC. | June 6, 2024 | Election of Directors: David Wells | Director Elections | Board | WITHHOLD | 4 | |
| HIMS & HERS HEALTH INC. | June 6, 2024 | Election of Directors: Dr. Delos Cosgrove, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| HIMS & HERS HEALTH INC. | June 6, 2024 | Election of Directors: Dr. Patrick Carroll, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| HIPPO HOLDINGS INC. | June 4, 2024 | Elect three Class III directors for a three-year term: Assaf Wand | Director Elections | Board | WITHHOLD | 4 | |
| HIPPO HOLDINGS INC. | June 4, 2024 | Elect three Class III directors for a three-year term: Sandra Wijnberg | Director Elections | Board | WITHHOLD | 4 | |
| HIREQUEST INC. | June 14, 2024 | Election of Directors: Kathleen Shanahan | Director Elections | Board | WITHHOLD | 4 | |
| HIREQUEST INC. | June 14, 2024 | Election of Directors: Lawrence F. Hagenbuch | Director Elections | Board | WITHHOLD | 4 | |
| HIREQUEST INC. | June 14, 2024 | Election of Directors: R. Rimmy Malhotra | Director Elections | Board | WITHHOLD | 4 | |
| HOLLEY INC. | May 2, 2024 | Election of Directors: Graham Clempson | Director Elections | Board | WITHHOLD | 4 | |
| HOLLEY INC. | May 2, 2024 | Election of Directors: Owen M. Basham | Director Elections | Board | WITHHOLD | 4 | |
| HORACE MANN EDUCATORS CORP. | May 22, 2024 | Approve the advisory resolution to approve Named Executive Officers' compensation, | Say-on-Pay | Board | AGAINST | 4 | |
| HOVNANIAN ENTERPRISES INC. | March 21, 2024 | Approval of the Third Amended and Restated 2020 Hovnanian Enterprises, Inc. Stock Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| HOVNANIAN ENTERPRISES INC. | March 21, 2024 | Election of directors: Ara K. Hovnanian | Director Elections | Board | AGAINST | 4 | |
| HOVNANIAN ENTERPRISES INC. | March 21, 2024 | Election of directors: Edward A. Kangas | Director Elections | Board | AGAINST | 4 | |
| HOVNANIAN ENTERPRISES INC. | March 21, 2024 | Election of directors: Joseph A. Marengi | Director Elections | Board | AGAINST | 4 | |
| HOVNANIAN ENTERPRISES INC. | March 21, 2024 | Election of directors: Robin Stone Sellers | Director Elections | Board | AGAINST | 4 | |
| HOVNANIAN ENTERPRISES INC. | March 21, 2024 | Election of directors: Vincent Pagano Jr. | Director Elections | Board | AGAINST | 4 | |
| HUDSON TECHNOLOGIES INC. | June 12, 2024 | To approve the 2024 Stock Incentive Plan. | Compensation | Board | AGAINST | 4 | |
| HYSTER-YALE MATERIALS HANDLING INC. | May 8, 2024 | To elect fourteen (14) directors for the ensuing year: Alfred M. Rankin, Jr. | Director Elections | Board | WITHHOLD | 4 | |
| HYSTER-YALE MATERIALS HANDLING INC. | May 8, 2024 | To elect fourteen (14) directors for the ensuing year: Britton T. Taplin | Director Elections | Board | WITHHOLD | 4 | |
| HYSTER-YALE MATERIALS HANDLING INC. | May 8, 2024 | To elect fourteen (14) directors for the ensuing year: Carolyn Corvi | Director Elections | Board | WITHHOLD | 4 | |
| HYSTER-YALE MATERIALS HANDLING INC. | May 8, 2024 | To elect fourteen (14) directors for the ensuing year: Claiborne R. Rankin | Director Elections | Board | WITHHOLD | 4 | |
| HYSTER-YALE MATERIALS HANDLING INC. | May 8, 2024 | To elect fourteen (14) directors for the ensuing year: Colleen R. Batcheler | Director Elections | Board | WITHHOLD | 4 | |
| HYSTER-YALE MATERIALS HANDLING INC. | May 8, 2024 | To elect fourteen (14) directors for the ensuing year: David B.H. Williams | Director Elections | Board | WITHHOLD | 4 | |
| HYSTER-YALE MATERIALS HANDLING INC. | May 8, 2024 | To elect fourteen (14) directors for the ensuing year: Dennis W. LaBarre | Director Elections | Board | WITHHOLD | 4 | |
| HYSTER-YALE MATERIALS HANDLING INC. | May 8, 2024 | To elect fourteen (14) directors for the ensuing year: H. Vincent Poor | Director Elections | Board | WITHHOLD | 4 | |
| HYSTER-YALE MATERIALS HANDLING INC. | May 8, 2024 | To elect fourteen (14) directors for the ensuing year: J.C. Butler, Jr. | Director Elections | Board | WITHHOLD | 4 | |
| HYSTER-YALE MATERIALS HANDLING INC. | May 8, 2024 | To elect fourteen (14) directors for the ensuing year: John P. Jumper | Director Elections | Board | WITHHOLD | 4 | |
| I-80 GOLD CORP. | May 14, 2024 | Re-approve Omnibus Incentive Plan | Compensation | Board | AGAINST | 4 | |
| IBEX LTD. | December 6, 2023 | The Election of Directors: Mohammed Khaishgi | Director Elections | Board | AGAINST | 4 | |
| IBEX LTD. | December 6, 2023 | The Election of Directors: Shuja Keen | Director Elections | Board | AGAINST | 4 | |
| IMAX CORP. | June 6, 2024 | Advisory Vote on Named Executive Officer Compensation Approval, on an advisory basis, of the compensation of the Company's Named Executive Officers as set forth in the accompanying Proxy Circular and Proxy Statement. | Say-on-Pay | Board | AGAINST | 4 | |
| IMAX CORP. | June 6, 2024 | Election of Directors: Dana Settle | Director Elections | Board | AGAINST | 4 | |
| IMAX CORP. | June 6, 2024 | Election of Directors: Kevin Douglas | Director Elections | Board | AGAINST | 4 | |
| IMAX CORP. | June 6, 2024 | Election of Directors: Steve Pamon | Director Elections | Board | AGAINST | 4 | |
| IMMUNEERING CORP. | June 12, 2024 | Election of two Class III Directors: Benjamin J. Zeskind, Ph.D. | Director Elections | Board | WITHHOLD | 4 | |
| IMMUNEERING CORP. | June 12, 2024 | Election of two Class III Directors: Robert J. Carpenter | Director Elections | Board | WITHHOLD | 4 | |
| IMMUNITYBIO INC. | June 11, 2024 | Election of Directors: Patrick Soon-Shiong, M.D. | Director Elections | Board | WITHHOLD | 4 | |
| IMMUNITYBIO INC. | June 11, 2024 | To approve an amendment to the ImmunityBio, Inc. 2015 Equity Incentive Plan to increase the number of shares of the company's common stock authorized for issuance under the plan by 19,900,000 shares. | Compensation | Board | AGAINST | 4 | |
| IMMUNOVANT INC. | August 21, 2023 | To elect as directors the three nominees named in the Company's proxy statement, each to hold office until our 2024 Annual Meeting of Stockholders and until the successors are duly elected and qualified: Nominees: Peter Salzmann, M.D., M.B.A. | Director Elections | Board | WITHHOLD | 4 | |
| INDIE SEMICONDUCTOR INC. | June 13, 2024 | To approve an amendment to the 2021 Omnibus Equity Incentive Plan to increase the number of shares of Class A Common Stock reserved for issuance thereunder by 7,000,000 shares. | Compensation | Board | AGAINST | 4 | |
| INDIE SEMICONDUCTOR INC. | June 13, 2024 | To elect two Class III directors for terms expiring at the 2027 Annual Meeting of Stockholders: David Aldrich | Director Elections | Board | WITHHOLD | 4 | |
| INGLES MARKETS INC. | February 13, 2024 | Election of Directors: Ernest E. Ferguson | Director Elections | Board | WITHHOLD | 4 | |
| INGLES MARKETS INC. | February 13, 2024 | Election of Directors: John R. Lowden | Director Elections | Board | WITHHOLD | 4 | |
| INGLES MARKETS INC. | February 13, 2024 | Stockholder proposal concerning risk disclosure related to consumer expectations on significant policy matters. | Environment or Climate | Shareholder | Against | FOR | 4 |
| INGLES MARKETS INC. | February 13, 2024 | Stockholder proposal regarding cage free egg progress disclosure. | Other Social Issues | Shareholder | Against | FOR | 4 |
| INMODE LTD. | April 1, 2024 | Amend Grant of RSU Previously Granted to Bruce Mann, Director | Compensation | Board | AGAINST | 4 | |
| INMODE LTD. | April 1, 2024 | Approve Updated Compensation Policy for the Directors and Officers of the Company | Compensation | Board | AGAINST | 4 | |
| INNODATA INC. | June 5, 2024 | Election of Directors: Jack S. Abuhoff | Director Elections | Board | WITHHOLD | 4 | |
| INNODATA INC. | June 5, 2024 | Election of Directors: Louise C. Forlenza | Director Elections | Board | WITHHOLD | 4 | |
| INNODATA INC. | June 5, 2024 | Election of Directors: Nauman (Nick) Toor | Director Elections | Board | WITHHOLD | 4 | |
| INNODATA INC. | June 5, 2024 | Election of Directors: Stewart R. Massey | Director Elections | Board | WITHHOLD | 4 | |
| INNOVAGE HOLDING CORP. | December 13, 2023 | Election of Directors: Ted Kennedy, Jr. | Director Elections | Board | WITHHOLD | 4 | |
| INSTRUCTURE HOLDINGS INC. | May 23, 2024 | Election of Class III Directors: Brian Jaffee | Director Elections | Board | WITHHOLD | 4 |
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Built October 13, 2026 from SEC Form N-PX filings.